0000891092-19-008621.txt : 20190814
0000891092-19-008621.hdr.sgml : 20190814
20190814080014
ACCESSION NUMBER: 0000891092-19-008621
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Crow Point Partners, LLC
CENTRAL INDEX KEY: 0001384305
IRS NUMBER: 205509493
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12447
FILM NUMBER: 191022870
BUSINESS ADDRESS:
STREET 1: 25 RECREATION PARK DRIVE
STREET 2: SUITE 206
CITY: HINGHAM
STATE: MA
ZIP: 02043
BUSINESS PHONE: 781-545-5900
MAIL ADDRESS:
STREET 1: 25 RECREATION PARK DRIVE
STREET 2: SUITE 206
CITY: HINGHAM
STATE: MA
ZIP: 02043
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001384305
XXXXXXXX
06-30-2019
06-30-2019
false
Crow Point Partners, LLC
25 Recreation Park Drive
Suite 206
Hingham
MA
02043
13F HOLDINGS REPORT
028-12447
N
Peter DeCaprio
Managing Director
781-875-3185
/s/ Peter DeCaprio
Hingham, MA
MA
08-14-2019
0
122
622229
INFORMATION TABLE
2
infotable.xml
ABRAXAS PETROLEUM CORP
COM
003830106
111
107376
SH
SOLE
107376
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
241
8161
SH
SOLE
8161
0
0
AEROJET ROCKETDYNE HOLDINGS
COM
007800105
249
5557
SH
SOLE
5557
0
0
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
200
31293
SH
SOLE
31293
0
0
ALLIANT ENERGY CORP
COM
018802108
28859
588000
SH
SOLE
0
0
588000
AMARIN CORP PLC -ADR
SPONS ADR NEW
023111206
392
20193
SH
SOLE
20193
0
0
A-MARK PRECIOUS METALS INC
COM
00181T107
3448
259999
SH
SOLE
0
0
259999
AMERICAN ELECTRIC POWER
COM
025537101
20242
230000
SH
SOLE
0
0
230000
AMERICAN WATER WORKS CO INC
COM
030420103
23200
200000
SH
SOLE
0
0
200000
AT HOME GROUP INC
COM
04650Y100
152
22772
SH
SOLE
22772
0
0
AT&T INC
COM
00206R102
11226
335000
SH
SOLE
0
0
335000
BOOT BARN HOLDINGS INC
COM
099406100
481
13505
SH
SOLE
13505
0
0
BOX INC
CL A
10316T104
204
11564
SH
SOLE
11564
0
0
BRAEMAR HOTELS & RESORTS
5.5 CUM CV PFD B
10482B200
679
36000
SH
SOLE
0
0
36000
BRAINSTORM CELL THERAPEUTICS
COM NEW
10501E201
106
26829
SH
SOLE
26829
0
0
CENTERPOINT ENERGY INC
COM
15189T107
1746
61000
SH
SOLE
0
0
61000
CEVA INC
COM
157210105
226
9293
SH
SOLE
9293
0
0
CHATHAM LODGING TRUST
COM
16208T102
1887
100000
SH
SOLE
0
0
100000
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
1891
51750
SH
SOLE
0
0
51750
CMS ENERGY CORP
COM
125896100
21168
365532
SH
SOLE
0
0
365532
COMCAST CORP
CL A
20030N101
19034
450200
SH
SOLE
0
0
450200
CONDOR HOSPITALITY TRUST INC
COM NEW
20676Y403
4074
475000
SH
SOLE
0
0
475000
CORCEPT THERAPEUTICS INC
COM
218352102
262
23488
SH
SOLE
23488
0
0
CRAFT BREW ALLIANCE INC
COM
224122101
630
45000
SH
Put
SOLE
45000
0
0
CRAFT BREW ALLIANCE INC
COM
224122101
630
45000
SH
Call
SOLE
0
0
0
CYBERARK SOFTWARE LTD/ISRAEL
SHS
M2682V108
413
3227
SH
SOLE
3227
0
0
CYTOSORBENTS CORP
COM NEW
23283X206
300
45361
SH
SOLE
45361
0
0
DOMINION ENERGY INC
COM
25746U109
20476
264827
SH
SOLE
0
0
264827
DTE ENERGY COMPANY
COM
233331107
3197
25000
SH
SOLE
0
0
25000
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
132
32985
SH
SOLE
32985
0
0
EATON VANCE LTD DURATION FND
COM
27828H105
837
66045
SH
SOLE
66045
0
0
EDISON INTERNATIONAL
COM
281020107
6741
100000
SH
SOLE
0
0
100000
ENTERGY CORP
COM NEW
29364G103
11837
115000
SH
SOLE
0
0
115000
EURONET WORLDWIDE INC
COM
298736109
290
1725
SH
SOLE
1725
0
0
EVERGY INC
COM
30034W106
3598
59810
SH
SOLE
0
0
59810
EVERSOURCE ENERGY
COM
30040W108
32198
425000
SH
SOLE
0
0
425000
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
362
25437
SH
SOLE
25437
0
0
EXELON CORP
COM
30161N101
15149
316001
SH
SOLE
0
0
316001
EYENOVIA INC
COM
30234E104
60
14001
SH
SOLE
14001
0
0
FERRO CORP
COM
315405100
196
12400
SH
SOLE
12400
0
0
FIRSTENERGY CORP
COM
337932107
12843
300000
SH
SOLE
0
0
300000
FIVE BELOW
COM
33829M101
415
3456
SH
SOLE
3456
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
214
17379
SH
SOLE
17379
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
91
38420
SH
SOLE
38420
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
297
8765
SH
SOLE
8765
0
0
GENERAL ELECTRIC CO
COM
369604103
173
16500
SH
SOLE
16500
0
0
GLADSTONE LD CORP
COM
376549101
115
10000
SH
SOLE
0
0
10000
GLOBAL NET LEASE INC
COM NEW
379378201
549
28000
SH
SOLE
0
0
28000
GLOBAL PARTNERS LP
COM UNITS
37946R109
230
11532
SH
SOLE
11532
0
0
HTG MOLECULAR DIAGNOSTICS
COM
40434H104
93
56285
SH
SOLE
56285
0
0
HUBSPOT INC
COM
443573100
255
1494
SH
SOLE
1494
0
0
IDACORP INC
COM
451107106
2511
25000
SH
SOLE
0
0
25000
INGEVITY CORP
COM
45688C107
471
4477
SH
SOLE
4477
0
0
INTRA-CELLULAR THERAPIES INC
COM
46116X101
149
11499
SH
SOLE
11499
0
0
INVESCO CURNCYSHS BRIT PND S
BRIT POUN STRL
46138M109
671
5450
SH
SOLE
5450
0
0
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
634
28000
SH
SOLE
28000
0
0
ISHARES CORE MSCI EMERGING
EQUITY
46434G103
2160
42000
SH
SOLE
42000
0
0
ISHARES INC
MSCI FRNTR100ETF
464286145
246
8384
SH
SOLE
8384
0
0
ISHARES TR
CORE MSCI PAC
46434V696
1453
26180
SH
SOLE
26180
0
0
ISHARES TR
CORE S&P500 ETF
464287200
2904
9854
SH
SOLE
9854
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1020
5258
SH
SOLE
5258
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1598
20416
SH
SOLE
20416
0
0
ISHARES TR
CORE US AGGBD ET
464287226
8441
75761
SH
SOLE
75761
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
565
11100
SH
SOLE
11100
0
0
ISHARES TR
MSCI ACWI ETF
464288257
2300
31200
SH
SOLE
31200
0
0
ISHARES TR
MSCI EURO FL ETF
464289180
944
52000
SH
SOLE
52000
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
207
1900
SH
SOLE
1900
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
1696
14995
SH
SOLE
14995
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
411
2400
SH
SOLE
2400
0
0
KADANT INC
COM
48282T104
222
2448
SH
SOLE
2448
0
0
KIMBELL ROYALTY PARTNERS LP
COM
49435R102
3440
213000
SH
SOLE
0
0
213000
KORNIT DIGITAL LTD
SHS
M6372Q113
360
11386
SH
SOLE
11386
0
0
LIMELIGHT NETWORKS INC
COM
53261M104
264
97724
SH
SOLE
97724
0
0
LUMENTUM HOLDINGS INC
COM
55024U109
418
7820
SH
SOLE
7820
0
0
MASTERCARD INC
CL A
57636Q104
25130
95000
SH
SOLE
0
0
95000
MFS MULTIMARKET INC TRUST
COM
552737108
895
153500
SH
SOLE
153500
0
0
NATERA INC
COM
632307104
222
8041
SH
SOLE
8041
0
0
NAVIGATOR HOLDINGS LTD
COM
Y62132108
259
27643
SH
SOLE
27643
0
0
NEW RELIC INC
COM
64829B100
327
3781
SH
SOLE
3781
0
0
NEXTERA ENERGY INC
COM
65339F101
21513
105015
SH
SOLE
0
0
105015
NOVOCURE LTD
COM
G6674U108
329
5210
SH
SOLE
5210
0
0
ONEOK INC NEW
COM
682680103
5291
76900
SH
SOLE
0
0
76900
ORBCOMM INC
COM
68555P100
243
33485
SH
SOLE
33485
0
0
PARK CITY GROUP INC
COM NEW
700215304
102
19049
SH
SOLE
19049
0
0
PERMA-PIPE INTERNATIONAL HOL
COM
714167103
3097
341500
SH
SOLE
0
0
341500
PERMROCK ROYALTY TRUST
TR UNIT
714254109
400
50000
SH
SOLE
0
0
50000
PLYMOUTH INDUSTRIAL REIT INC
COM
729640102
2871
152000
SH
SOLE
0
0
152000
PNM RESOURCES INC
COM
69349H107
36693
720744
SH
SOLE
744
0
720000
POLARITYTE INC
COM
731094108
201
35278
SH
SOLE
35278
0
0
PROSHARES TR
PSHS SH MSCI EMR
74347R396
275
15000
SH
SOLE
15000
0
0
PUBLIC SERVICE ENTERPRISE GP
COM
744573106
11764
200000
SH
SOLE
0
0
200000
QUANTA SERVICES INC
COM
74762E102
364
9522
SH
SOLE
9522
0
0
QUOTIENT TECHNOLOGY INC
COM
749119103
263
24526
SH
SOLE
24526
0
0
RAPID7 INC
COM
753422104
432
7467
SH
SOLE
7467
0
0
RBC BEARINGS INC
COM
75524B104
317
1898
SH
SOLE
1898
0
0
RINGCENTRAL INC
CL A
76680R206
319
2773
SH
SOLE
2773
0
0
ROYCE VALUE TRUST
COM
780910105
836
60052
SH
SOLE
60052
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1111
12000
SH
SOLE
12000
0
0
SEMPRA ENERGY
COM
816851109
41919
305000
SH
SOLE
0
0
305000
SHENANDOAH TELECOMMUNICATION
COM
82312B106
37850
975000
SH
SOLE
0
0
975000
SHOTSPOTTER INC
COM
82536T107
296
6690
SH
SOLE
6690
0
0
SJW GROUP
COM
784305104
1823
30000
SH
SOLE
0
0
30000
SK TELECOM CO LTD
SPONSORED ADR
78440P108
5569
225000
SH
SOLE
0
0
225000
SOUTH JERSEY INDUSTRIES
COM
838518108
12817
380000
SH
SOLE
0
0
380000
SPARK ENERGY INC
CL A COM
846511103
12008
1073144
SH
SOLE
0
0
1073144
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3810
13000
SH
SOLE
13000
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
754
6916
SH
SOLE
6916
0
0
SPIRIT AIRLINES INC
COM
848577102
225
4721
SH
SOLE
4721
0
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
235
7995
SH
SOLE
7995
0
0
TELADOC HEALTH INC
COM
87918A105
489
7365
SH
SOLE
7365
0
0
TESLA INC
COM
88160R101
358
1600
SH
Call
SOLE
0
0
0
TILE SHOP HLDGS INC
COM
88677Q109
101
25338
SH
SOLE
25338
0
0
TOPBUILD CORP
COM
89055F103
435
5255
SH
SOLE
5255
0
0
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
606
17500
SH
SOLE
17500
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1302
23718
SH
SOLE
23718
0
0
VERITEX HOLDINGS INC
COM
923451108
251
9662
SH
SOLE
9662
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
34322
600775
SH
SOLE
775
0
600000
VISA INC
COM CL A
92826C839
53800
310000
SH
SOLE
0
0
310000
VISTEON CORP
COM NEW
92839U206
207
3530
SH
SOLE
3530
0
0
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
2250
150000
SH
SOLE
0
0
150000
WILLIAMS COS INC
COM
969457100
11777
420000
SH
SOLE
0
0
420000
WORLD WRESTLING ENTERTAIN-A
COM
98156Q108
287
3974
SH
SOLE
3974
0
0