0000891092-19-001921.txt : 20190214 0000891092-19-001921.hdr.sgml : 20190214 20190214113639 ACCESSION NUMBER: 0000891092-19-001921 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Crow Point Partners, LLC CENTRAL INDEX KEY: 0001384305 IRS NUMBER: 205509493 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12447 FILM NUMBER: 19602972 BUSINESS ADDRESS: STREET 1: 25 RECREATION PARK DRIVE STREET 2: SUITE 206 CITY: HINGHAM STATE: MA ZIP: 02043 BUSINESS PHONE: 781-545-5900 MAIL ADDRESS: STREET 1: 25 RECREATION PARK DRIVE STREET 2: SUITE 206 CITY: HINGHAM STATE: MA ZIP: 02043 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001384305 XXXXXXXX 12-31-2018 12-31-2018 false Crow Point Partners, LLC

25 Recreation Park Drive Suite 206 Hingham MA 02043

13F HOLDINGS REPORT 028-12447 N Peter DeCaprio 781-875-3185 /s/ Peter DeCaprio Hingham, MA MA 02-14-2019 0 121 537938 INFORMATION TABLE 2 infotable.xml ABRAXAS PETROLEUM CORP COM 003830106 117 107376 SH SOLE 107376 0 0 ALLIANT ENERGY CORP COM 018802108 24725 588000 SH SOLE 0 0 588000 AMARIN CORP PLC SPONS ADR NEW 023111206 230 17370 SH SOLE 17370 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 214 22500 SH Call SOLE 0 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 0 30000 SH Put SOLE 30000 0 0 A-MARK PRECIOUS METALS INC COM 00181T107 2964 259999 SH SOLE 0 0 259999 AMERICAN ELECTRIC POWER COM 025537101 17188 230000 SH SOLE 0 0 230000 AMERICAN WATER WORKS CO INC COM 030420103 18004 200000 SH SOLE 0 0 200000 AT HOME GROUP INC COM 04650Y100 194 10547 SH SOLE 10547 0 0 AT&T INC COM 00206R102 14942 525000 SH SOLE 0 0 525000 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 215 60000 SH Put SOLE 60000 0 0 BOOT BARN HOLDINGS INC COM 099406100 232 13505 SH SOLE 13505 0 0 BOX INC CL A 10316T104 268 15868 SH SOLE 15868 0 0 BRAEMAR HOTELS & RESORTS 5.5 CUM CV PFD B 10482B200 598 36000 SH SOLE 0 0 36000 BRAINSTORM CELL THERAPEUTICS COM NEW 10501E201 90 26829 SH SOLE 26829 0 0 CENTERPOINT ENERGY INC COM 15189T107 1708 61000 SH SOLE 0 0 61000 CEVA INC COM 157210105 206 9293 SH SOLE 9293 0 0 CHATHAM LODGING TRUST COM 16208T102 1783 100000 SH SOLE 0 0 100000 CHUNGHWA TELECOM LT-SPON ADR SPON ADR NEW 11 17133Q502 5258 147325 SH SOLE 0 0 147325 CMS ENERGY CORP COM 125896100 29622 600000 SH SOLE 0 0 600000 COMCAST CORP NEW CL A 20030N101 15464 450200 SH SOLE 0 0 450200 CONDOR HOSPITALITY TRUST INC COM NEW 20676Y403 3420 475000 SH SOLE 0 0 475000 CORCEPT THERAPEUTICS INC COM 218352102 306 23488 SH SOLE 23488 0 0 CYBERARK SOFTWARE LTD/ISRAEL SHS M2682V108 463 6318 SH SOLE 6318 0 0 CYTOSORBENTS CORP COM NEW 23283X206 380 48576 SH SOLE 48576 0 0 DOMINION ENERGY INC COM 25746U109 19707 269000 SH SOLE 0 0 269000 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 285 32985 SH SOLE 32985 0 0 EATON VANCE LTD DURATION FND COM 27828H105 788 66045 SH SOLE 66045 0 0 EDISON INTERNATIONAL COM 281020107 5723 100000 SH SOLE 0 0 100000 ENTERGY CORP COM NEW 29364G103 9831 115000 SH SOLE 0 0 115000 EURONET WORLDWIDE INC COM 298736109 348 3437 SH SOLE 3437 0 0 EVERGY INC COM 30034W106 3381 59810 SH SOLE 0 0 59810 EVERSOURCE ENERGY COM 30040W108 27485 425000 SH SOLE 0 0 425000 EVOQUA WATER TECHNOLOGIES CO COM 30057T105 253 25437 SH SOLE 25437 0 0 EXACT SCIENCES CORP COM 30063P105 434 7100 SH SOLE 7100 0 0 EXELON CORP COM 30161N101 8545 191001 SH SOLE 0 0 191001 EYENOVIA INC COM 30234E104 36 14001 SH SOLE 14001 0 0 FERRO CORP COM 315405100 195 12400 SH SOLE 12400 0 0 FIRSTENERGY CORP COM 337932107 14065 377475 SH SOLE 2475 0 375000 FIVE BELOW COM 33829M101 398 4019 SH SOLE 4019 0 0 FLEXION THERAPEUTICS INC COM 33938J106 178 14995 SH SOLE 14995 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 232 8765 SH SOLE 8765 0 0 GLOBAL NET LEASE INC COM NEW 379378201 493 28000 SH SOLE 0 0 28000 HTG MOLECULAR DIAGNOSTICS COM 40434H104 164 65475 SH SOLE 65475 0 0 HUBSPOT INC COM 443573100 338 2726 SH SOLE 2726 0 0 IDACORP INC COM 451107106 2314 25000 SH SOLE 0 0 25000 INGEVITY CORP COM 45688C107 354 4314 SH SOLE 4314 0 0 INTRA-CELLULAR THERAPIES INC COM 46116X101 130 11499 SH SOLE 11499 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 458 21000 SH SOLE 21000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1453 12000 SH SOLE 12000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 547 14000 SH SOLE 14000 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1979 41875 SH SOLE 41875 0 0 ISHARES TR CORE MSCI PAC 46434V696 1302 25665 SH SOLE 25665 0 0 ISHARES TR CORE S&P500 ETF 464287200 2866 11493 SH SOLE 11493 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1248 7596 SH SOLE 7596 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1459 21182 SH SOLE 21182 0 0 ISHARES TR CORE US AGGBD ET 464287226 7232 68089 SH SOLE 68089 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 313 5600 SH SOLE 5600 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 559 11100 SH SOLE 11100 0 0 ISHARES TR IBOXX HI YD ETF 464288513 284 3500 SH SOLE 3500 0 0 ISHARES INC JP MORGAN EM ETF 464286517 429 10000 SH SOLE 10000 0 0 ISHARES TR MSCI ACWI ETF 464288257 1085 17000 SH SOLE 17000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 343 9000 SH SOLE 9000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1354 34500 SH SOLE 34500 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1450 13307 SH SOLE 13307 0 0 KADANT INC COM 48282T104 301 3707 SH SOLE 3707 0 0 KIMBELL ROYALTY PARTNERS LP COM 49435R102 2831 213000 SH SOLE 0 0 213000 KORNIT DIGITAL LTD SHS M6372Q113 214 11386 SH SOLE 11386 0 0 LIMELIGHT NETWORKS INC COM 53261M104 157 67435 SH SOLE 67435 0 0 LUMENTUM HOLDINGS INC COM 55024U109 347 8345 SH SOLE 8345 0 0 MASTERCARD INC CL A 57636Q104 17761 95405 SH SOLE 405 0 95000 MFS MULTIMARKET INC TRUST COM 552737108 795 153500 SH SOLE 153500 0 0 NATERA INC COM 632307104 133 10231 SH SOLE 10231 0 0 NAVIGATOR HOLDINGS LTD COM Y62132108 248 27643 SH SOLE 27643 0 0 NAVIOS MARITIME HLDGS INC SPON ADR PFD H 63938Y308 195 59000 SH SOLE 0 0 59000 NEW RELIC INC COM 64829B100 332 4131 SH SOLE 4131 0 0 NEXTERA ENERGY INC COM 65339F101 30226 175000 SH SOLE 0 0 175000 NOVOCURE LTD COM G6674U108 532 16193 SH SOLE 16193 0 0 ORBCOMM INC COM 68555P100 275 33485 SH SOLE 33485 0 0 PAYPAL HOLDINGS INC COM 70450Y103 222 2666 SH SOLE 2666 0 0 PERMA-PIPE INTERNATIONAL HOL COM 714167103 2351 266500 SH SOLE 0 0 266500 PERMROCK ROYALTY TRUST TR UNIT 714254109 298 50000 SH SOLE 0 0 50000 PLYMOUTH INDL REIT INC COM 729640102 1044 85000 SH SOLE 0 0 85000 PNM RESOURCES INC COM 69349H107 29398 720000 SH SOLE 0 0 720000 POLARITYTE INC COM 731094108 357 26416 SH SOLE 26416 0 0 PROCTER & GAMBLE CO COM 742718109 208 2282 SH SOLE 2282 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 659 14000 SH SOLE 14000 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 380 12000 SH SOLE 12000 0 0 PUBLIC SERVICE ENTERPRISE GP COM 744573106 14372 280000 SH SOLE 0 0 280000 QUANTA SERVICES INC COM 74762E102 244 8124 SH SOLE 8124 0 0 QUOTIENT TECHNOLOGY INC COM 749119103 263 24526 SH SOLE 24526 0 0 RAPID7 INC COM 753422104 440 14271 SH SOLE 14271 0 0 RBC BEARINGS INC COM 75524B104 365 2788 SH SOLE 2788 0 0 RINGCENTRAL INC CL A 76680R206 383 4828 SH SOLE 4828 0 0 ROYCE VALUE TRUST COM 780910105 417 35552 SH SOLE 35552 0 0 SELECTA BIOSCIENCES INC COM 816212104 50 17189 SH SOLE 17189 0 0 SEMPRA ENERGY COM 816851109 32717 305000 SH SOLE 0 0 305000 SHENANDOAH TELECOMMUNICATION COM 82312B106 42364 975000 SH SOLE 0 0 975000 SJW GROUP COM 784305104 1642 30000 SH SOLE 0 0 30000 SK TELECOM LTD SPONSORED ADR 78440P108 9800 365000 SH SOLE 0 0 365000 SPARK ENERGY INC CL A COM 846511103 7855 1073144 SH SOLE 0 0 1073144 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 233 5000 SH SOLE 5000 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 470 14000 SH SOLE 14000 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 455 17500 SH SOLE 17500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3964 16000 SH SOLE 16000 0 0 SPIRIT AIRLINES INC COM 848577102 215 3744 SH SOLE 3744 0 0 SUMMIT HOTEL PROPERTIES INC COM 866082100 1209 125000 SH SOLE 0 0 125000 TELADOC HEALTH INC COM 87918A105 295 6094 SH SOLE 6094 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 299 23000 SH SOLE 23000 0 0 TESLA INC COM 88160R101 10 1900 SH Call SOLE 0 0 0 TOPBUILD CORP COM 89055F103 259 5777 SH SOLE 5777 0 0 TWILIO INC CL A 90138F102 541 6293 SH SOLE 6293 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 527 16000 SH SOLE 16000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1413 29195 SH SOLE 29195 0 0 VERITEX HOLDINGS INC COM 923451108 209 9662 SH SOLE 9662 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 24924 450945 SH SOLE 945 0 450000 VISA INC COM CL A 92826C839 40656 310490 SH SOLE 490 0 310000 VISTEON CORP COM NEW 92839U206 215 3530 SH SOLE 3530 0 0 WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 2700 150000 SH SOLE 0 0 150000 WHITING PETROLEUM CORP COM NEW 966387409 201 9047 SH SOLE 9047 0 0 WORLD WRESTLING ENTERTAIN-A COM 98156Q108 338 4623 SH SOLE 4623 0 0