The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | EQUITY | 037833100 | 84 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ABBVIE INC | EQUITY | 00287Y109 | 83 | 872 | SH | SOLE | 872 | 0 | 0 | ||
ABIOMED INC | EQUITY | 003654100 | 168 | 579 | SH | SOLE | 579 | 0 | 0 | ||
ALLEGIANCE BANCSHARES INC | EQUITY | 01748H107 | 37 | 948 | SH | SOLE | 948 | 0 | 0 | ||
ALLIANCEBERNSTEIN HOLDING LP | EQUITY | 01881G106 | 149 | 5,564 | SH | SOLE | 5,564 | 0 | 0 | ||
GREENHUNTER WATER WARRANTS | EQUITY | 395990708 | 0 | 96,112 | SH | SOLE | 0 | 0 | 96,112 | ||
AECOM | EQUITY | 00766T100 | 230 | 6,463 | SH | SOLE | 6,463 | 0 | 0 | ||
ISHARES MSCI ACWI ETF | EQUITY | 464288257 | 914 | 12,750 | SH | SOLE | 12,750 | 0 | 0 | ||
ADOBE SYSTEMS INC | EQUITY | 00724F101 | 94 | 436 | SH | SOLE | 436 | 0 | 0 | ||
ANALOG DEVICES INC | EQUITY | 032654105 | 58 | 641 | SH | SOLE | 641 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING | EQUITY | 053015103 | 37 | 326 | SH | SOLE | 326 | 0 | 0 | ||
AMERICAN ELECTRIC POWER | EQUITY | 025537101 | 17,833 | 260,000 | SH | SOLE | 0 | 0 | 260,000 | ||
ISHARES CORE U.S. AGGREGATE | EQUITY | 464287226 | 3,073 | 28,656 | SH | SOLE | 28,656 | 0 | 0 | ||
Ashford Hospitality Prime Inc 5 1/2 Percent Cum Conv Pfd Shs Series B | EQUITY | 044102507 | 665 | 36,000 | SH | SOLE | 0 | 0 | 36,000 | ||
AK STEEL HOLDING CORP | EQUITY | 001547108 | 87 | 19,125 | SH | SOLE | 19,125 | 0 | 0 | ||
ALLETE INC | EQUITY | 018522300 | 722 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
AMGEN INC | EQUITY | 031162100 | 51 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AFFILIATED MANAGERS GROUP | EQUITY | 008252108 | 93 | 491 | SH | SOLE | 491 | 0 | 0 | ||
A-MARK PRECIOUS METALS INC | EQUITY | 00181T107 | 605 | 49,427 | SH | SOLE | 0 | 0 | 49,427 | ||
TD AMERITRADE HOLDING CORP | EQUITY | 87236Y108 | 124 | 2,087 | SH | SOLE | 2,087 | 0 | 0 | ||
AON PLC | EQUITY | G0408V102 | 79 | 564 | SH | SOLE | 564 | 0 | 0 | ||
PREFERRED APARTMENT COMMUN-A | EQUITY | 74039L103 | 3,548 | 250,000 | SH | SOLE | 0 | 0 | 250,000 | ||
AMERICAN WATER WORKS CO INC | EQUITY | 030420103 | 16,426 | 200,000 | SH | SOLE | 0 | 0 | 200,000 | ||
ABRAXAS PETROLEUM CORP | EQUITY | 003830106 | 34 | 15,328 | SH | SOLE | 15,328 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | EQUITY | 00430H102 | 10 | 447 | SH | SOLE | 447 | 0 | 0 | ||
ALIBABA GROUP HOLDING-SP ADR | EQUITY | 01609W102 | 72 | 393 | SH | SOLE | 393 | 0 | 0 | ||
BANK OF AMERICA CORP | EQUITY | 060505104 | 70 | 2,337 | SH | SOLE | 2,337 | 0 | 0 | ||
BOEING CO/THE | EQUITY | 097023105 | 58 | 177 | SH | SOLE | 177 | 0 | 0 | ||
BB&T CORP | EQUITY | 054937107 | 90 | 1,732 | SH | SOLE | 1,732 | 0 | 0 | ||
BRAINSTORM CELL THERAPEUTICS | EQUITY | 10501E201 | 20 | 6,447 | SH | SOLE | 6,447 | 0 | 0 | ||
BECTON DICKINSON AND CO | EQUITY | 075887109 | 252 | 1,165 | SH | SOLE | 1,165 | 0 | 0 | ||
GENERAL CABLE CORP | EQUITY | 369300108 | 62 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
BIG LOTS INC | EQUITY | 089302103 | 57 | 1,310 | SH | SOLE | 1,310 | 0 | 0 | ||
TOPBUILD CORP | EQUITY | 89055F103 | 53 | 690 | SH | SOLE | 690 | 0 | 0 | ||
BLUEBIRD BIO INC | EQUITY | 09609G100 | 8 | 46 | SH | SOLE | 46 | 0 | 0 | ||
BOOT BARN HOLDINGS INC | EQUITY | 099406100 | 47 | 2,650 | SH | SOLE | 2,650 | 0 | 0 | ||
BOX INC - CLASS A | EQUITY | 10316T104 | 116 | 5,634 | SH | SOLE | 5,634 | 0 | 0 | ||
BROWN & BROWN INC | EQUITY | 115236101 | 64 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
BRITISH AMERICAN TOB-SP ADR | EQUITY | 110448107 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BLACKSTONE GROUP LP/THE | EQUITY | 09253U108 | 22 | 700 | SH | SOLE | 700 | 0 | 0 | ||
CACI INTERNATIONAL INC -CL A | EQUITY | 127190304 | 82 | 540 | SH | SOLE | 540 | 0 | 0 | ||
AVIS BUDGET GROUP INC | EQUITY | 053774105 | 187 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CATERPILLAR INC | EQUITY | 149123101 | 48 | 327 | SH | SOLE | 327 | 0 | 0 | ||
CBOE GLOBAL MARKETS INC | EQUITY | 12503M108 | 69 | 608 | SH | SOLE | 608 | 0 | 0 | ||
CROWN CASTLE INTL CORP | EQUITY | 22822V101 | 164 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
CONDOR HOSPITALITY TRUST INC | EQUITY | 20676Y403 | 4,750 | 475,000 | SH | SOLE | 0 | 0 | 475,000 | ||
CEVA INC | EQUITY | 157210105 | 29 | 792 | SH | SOLE | 792 | 0 | 0 | ||
CF INDUSTRIES HOLDINGS INC | EQUITY | 125269100 | 71 | 1,874 | SH | SOLE | 1,874 | 0 | 0 | ||
CROW POINT DEF RISK GL EQ-I | EQUITY | 885572560 | 5,576 | 643,860 | SH | SOLE | 643,860 | 0 | 0 | ||
CHURCH and DWIGHT CO INC | EQUITY | 171340102 | 76 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH | EQUITY | M22465104 | 248 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
CHUNGHWA TELECOM LT-SPON ADR | EQUITY | 17133Q502 | 5,829 | 150,000 | SH | SOLE | 0 | 0 | 150,000 | ||
CITY OFFICE REIT INC | EQUITY | 178587101 | 2,312 | 200,000 | SH | SOLE | 0 | 0 | 200,000 | ||
CHATHAM LODGING TRUST | EQUITY | 16208T102 | 3,830 | 200,000 | SH | SOLE | 0 | 0 | 200,000 | ||
COMCAST CORP-CLASS A | EQUITY | 20030N101 | 15,383 | 450,200 | SH | SOLE | 0 | 0 | 450,200 | ||
CME GROUP INC | EQUITY | 12572Q105 | 459 | 2,839 | SH | SOLE | 2,839 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | EQUITY | 169656105 | 28 | 86 | SH | SOLE | 86 | 0 | 0 | ||
CMS ENERGY CORP | EQUITY | 125896100 | 27,174 | 600,000 | SH | SOLE | 0 | 0 | 600,000 | ||
CENTERPOINT ENERGY INC | EQUITY | 15189T107 | 8,220 | 300,000 | SH | SOLE | 0 | 0 | 300,000 | ||
CONOCOPHILLIPS | EQUITY | 20825C104 | 49 | 819 | SH | SOLE | 819 | 0 | 0 | ||
CORENERGY INFRASTRUCTURE TRU | EQUITY | 21870U502 | 676 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
CORCEPT THERAPEUTICS INC | EQUITY | 218352102 | 55 | 3,355 | SH | SOLE | 3,355 | 0 | 0 | ||
COSTCO WHOLESALE CORP | EQUITY | 22160K105 | 112 | 597 | SH | SOLE | 597 | 0 | 0 | ||
COPA HOLDINGS SA-CLASS A | EQUITY | P31076105 | 25 | 197 | SH | SOLE | 197 | 0 | 0 | ||
CHESAPEAKE UTILITIES CORP | EQUITY | 165303108 | 21 | 300 | SH | SOLE | 0 | 0 | 300 | ||
COOPER-STANDARD HOLDING | EQUITY | 21676P103 | 36 | 293 | SH | SOLE | 293 | 0 | 0 | ||
CYTOSORBENTS CORP | EQUITY | 23283X206 | 75 | 10,656 | SH | SOLE | 10,656 | 0 | 0 | ||
BARRACUDA NETWORKS INC | EQUITY | 068323104 | 55 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
COMMVAULT SYSTEMS INC | EQUITY | 204166102 | 137 | 2,388 | SH | SOLE | 2,388 | 0 | 0 | ||
CITIGROUP INC | EQUITY | 172967424 | 334 | 4,953 | SH | SOLE | 4,953 | 0 | 0 | ||
DELTA AIR LINES INC | EQUITY | 247361702 | 48 | 880 | SH | SOLE | 880 | 0 | 0 | ||
TABLEAU SOFTWARE INC-CL A | EQUITY | 87336U105 | 77 | 956 | SH | SOLE | 956 | 0 | 0 | ||
DICK'S SPORTING GOODS INC | EQUITY | 253393102 | 28 | 800 | SH | SOLE | 800 | 0 | 0 | ||
DULUTH HOLDINGS INC - CL B | EQUITY | 26443V101 | 92 | 4,924 | SH | SOLE | 4,924 | 0 | 0 | ||
PHYSICIANS REALTY TRUST | EQUITY | 71943U104 | 2,336 | 150,000 | SH | SOLE | 0 | 0 | 150,000 | ||
DARDEN RESTAURANTS INC | EQUITY | 237194105 | 59 | 695 | SH | SOLE | 695 | 0 | 0 | ||
DUKE ENERGY CORP | EQUITY | 26441C204 | 155 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
DYNAVAX TECHNOLOGIES CORP | EQUITY | 268158201 | 69 | 3,490 | SH | SOLE | 3,490 | 0 | 0 | ||
DYCOM INDUSTRIES INC | EQUITY | 267475101 | 83 | 770 | SH | SOLE | 770 | 0 | 0 | ||
DOMINION ENERGY INC | EQUITY | 25746U109 | 18,159 | 269,300 | SH | SOLE | 0 | 0 | 269,300 | ||
EURONET WORLDWIDE INC | EQUITY | 298736109 | 25 | 315 | SH | SOLE | 315 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | EQUITY | 464287465 | 91 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
EDISON INTERNATIONAL | EQUITY | 281020107 | 30,875 | 485,000 | SH | SOLE | 0 | 0 | 485,000 | ||
ELF BEAUTY INC | EQUITY | 26856L103 | 7 | 344 | SH | SOLE | 344 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FND | EQUITY | 880191101 | 150 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
EOG RESOURCES INC | EQUITY | 26875P101 | 53 | 499 | SH | SOLE | 499 | 0 | 0 | ||
EQUITY BANCSHARES INC - CL A | EQUITY | 29460X109 | 9 | 238 | SH | SOLE | 238 | 0 | 0 | ||
ELECTRO SCIENTIFIC INDS INC | EQUITY | 285229100 | 51 | 2,616 | SH | SOLE | 2,616 | 0 | 0 | ||
EVERSOURCE ENERGY | EQUITY | 30040W108 | 29,755 | 505,000 | SH | SOLE | 0 | 0 | 505,000 | ||
E TRADE FINANCIAL CORP | EQUITY | 269246401 | 353 | 6,364 | SH | SOLE | 6,364 | 0 | 0 | ||
ENTERGY CORP | EQUITY | 29364G103 | 10,320 | 131,000 | SH | SOLE | 0 | 0 | 131,000 | ||
WF UTILITY and TELECOM-A | EQUITY | 94985D483 | 446 | 22,010 | SH | SOLE | 22,010 | 0 | 0 | ||
EATON VANCE LTD DURATION FND | EQUITY | 27828H105 | 1,129 | 86,745 | SH | SOLE | 86,745 | 0 | 0 | ||
ISHARES MSCI JAPAN ETF | EQUITY | 46434G822 | 218 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
ISHARES MSCI SOUTH KOREA ETF | EQUITY | 464286772 | 128 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
EXACT SCIENCES CORP | EQUITY | 30063P105 | 97 | 2,410 | SH | SOLE | 2,410 | 0 | 0 | ||
EXELON CORP | EQUITY | 30161N101 | 10,377 | 266,001 | SH | SOLE | 0 | 0 | 266,001 | ||
EYENOVIA INC | EQUITY | 30234E104 | 46 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
FASTENAL CO | EQUITY | 311900104 | 16 | 296 | SH | SOLE | 296 | 0 | 0 | ||
FACEBOOK INC-A | EQUITY | 30303M102 | 240 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
FREEPORT-MCMORAN INC | EQUITY | 35671D857 | 9 | 500 | SH | SOLE | 500 | 0 | 0 | ||
FIRST DATA CORP- CLASS A | EQUITY | 32008D106 | 29 | 1,834 | SH | SOLE | 1,834 | 0 | 0 | ||
FIRSTENERGY CORP | EQUITY | 337932107 | 5,952 | 175,000 | SH | SOLE | 0 | 0 | 175,000 | ||
F5 NETWORKS INC | EQUITY | 315616102 | 179 | 1,237 | SH | SOLE | 1,237 | 0 | 0 | ||
FISERV INC | EQUITY | 337738108 | 20 | 278 | SH | SOLE | 278 | 0 | 0 | ||
FIVE BELOW | EQUITY | 33829M101 | 57 | 782 | SH | SOLE | 782 | 0 | 0 | ||
ISHARES FLOATING RATE BOND E | EQUITY | 46429B655 | 1,513 | 29,700 | SH | SOLE | 29,700 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | EQUITY | 33938J106 | 29 | 1,297 | SH | SOLE | 1,297 | 0 | 0 | ||
ISHARES MSCI FRONTIER 100 | EQUITY | 464286145 | 896 | 25,529 | SH | SOLE | 25,529 | 0 | 0 | ||
GE CAPITAL MTG SERVICES INC. | BOND | 36157RD85 | 2 | 2,512 | PRN | SOLE | 2,512 | 0 | 0 | ||
SPDR GOLD SHARES | EQUITY | 78463V107 | 126 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GENERAL MOTORS CO | EQUITY | 37045V100 | 110 | 3,019 | SH | SOLE | 3,019 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | EQUITY | 38141G104 | 252 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GREAT PLAINS ENERGY INC | EQUITY | 391164100 | 9,855 | 310,000 | SH | SOLE | 0 | 0 | 310,000 | ||
HD SUPPLY HOLDINGS INC | EQUITY | 40416M105 | 287 | 7,563 | SH | SOLE | 7,563 | 0 | 0 | ||
HELMERICH and PAYNE | EQUITY | 423452101 | 31 | 463 | SH | SOLE | 463 | 0 | 0 | ||
HTG MOLECULAR DIAGNOSTICS | EQUITY | 40434H104 | 54 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | EQUITY | 42806J106 | 54 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
HUBSPOT INC | EQUITY | 443573100 | 550 | 5,083 | SH | SOLE | 5,083 | 0 | 0 | ||
INSTALLED BUILDING PRODUCTS | EQUITY | 45780R101 | 99 | 1,648 | SH | SOLE | 1,648 | 0 | 0 | ||
INTERCONTINENTAL EXCHANGE IN | EQUITY | 45866F104 | 360 | 4,970 | SH | SOLE | 4,970 | 0 | 0 | ||
IDACORP INC | EQUITY | 451107106 | 2,207 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
INTEGRATED DEVICE TECH INC | EQUITY | 458118106 | 61 | 2,012 | SH | SOLE | 2,012 | 0 | 0 | ||
ISHARES CORE MSCI EMERGING | EQUITY | 46434G103 | 1,216 | 20,827 | SH | SOLE | 20,827 | 0 | 0 | ||
ISHARES CORE S&P MIDCAP ETF | EQUITY | 464287507 | 2,432 | 12,965 | SH | SOLE | 12,965 | 0 | 0 | ||
ISHARES CORE S&P SMALL-CAP E | EQUITY | 464287804 | 2,602 | 33,785 | SH | SOLE | 33,785 | 0 | 0 | ||
IMAX CORP | EQUITY | 45245E109 | 81 | 4,230 | SH | SOLE | 4,230 | 0 | 0 | ||
IMMUNE DESIGN CORP | EQUITY | 45252L103 | 25 | 7,695 | SH | SOLE | 7,695 | 0 | 0 | ||
SUMMIT HOTEL PROPERTIES INC | EQUITY | 866082100 | 1,701 | 125,000 | SH | SOLE | 0 | 0 | 125,000 | ||
ISHARES CORE MSCI PACIFIC ET | EQUITY | 46434V696 | 1,264 | 21,109 | SH | SOLE | 21,109 | 0 | 0 | ||
INTRA-CELLULAR THERAPIES INC | EQUITY | 46116X101 | 37 | 1,743 | SH | SOLE | 1,743 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | EQUITY | 464287200 | 4,672 | 17,606 | SH | SOLE | 17,606 | 0 | 0 | ||
ISHARES RUSSELL 3000 ETF | EQUITY | 464287689 | 276 | 1,768 | SH | SOLE | 1,768 | 0 | 0 | ||
JACK HENRY & ASSOCIATES INC | EQUITY | 426281101 | 33 | 274 | SH | SOLE | 274 | 0 | 0 | ||
SPDR BBG BARC HIGH YIELD BND | EQUITY | 78464A417 | 179 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
JPMORGAN CHASE and CO | EQUITY | 46625H100 | 92 | 834 | SH | SOLE | 834 | 0 | 0 | ||
KIMBELL ROYALTY PARTNERS LP | EQUITY | 49435R102 | 4,047 | 213,000 | SH | SOLE | 0 | 0 | 213,000 | ||
KOHLS CORP | EQUITY | 500255104 | 105 | 1,596 | SH | SOLE | 1,596 | 0 | 0 | ||
GLADSTONE LAND CORP | EQUITY | 376549101 | 483 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
LUMENTUM HOLDINGS INC | EQUITY | 55024U109 | 122 | 1,920 | SH | SOLE | 1,920 | 0 | 0 | ||
LANDMARK INFRASTRUCTURE PART | EQUITY | 51508J108 | 166 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
LOCKHEED MARTIN CORP | EQUITY | 539830109 | 557 | 1,648 | SH | SOLE | 1,648 | 0 | 0 | ||
ALLIANT ENERGY CORP | EQUITY | 018802108 | 24,026 | 588,000 | SH | SOLE | 0 | 0 | 588,000 | ||
LOGMEIN INC | EQUITY | 54142L109 | 5 | 39 | SH | SOLE | 39 | 0 | 0 | ||
MID-AMERICA APARTMENT COMM | EQUITY | 59522J103 | 43 | 469 | SH | SOLE | 469 | 0 | 0 | ||
MASTERCARD INC - A | EQUITY | 57636Q104 | 16,895 | 96,452 | SH | SOLE | 1,452 | 0 | 95,000 | ||
MONDELEZ INTERNATIONAL INC-A | EQUITY | 609207105 | 171 | 4,096 | SH | SOLE | 4,096 | 0 | 0 | ||
MDU RESOURCES GROUP INC | EQUITY | 552690109 | 14 | 500 | SH | SOLE | 0 | 0 | 500 | ||
MGM RESORTS INTERNATIONAL | EQUITY | 552953101 | 83 | 2,356 | SH | SOLE | 2,356 | 0 | 0 | ||
MIMECAST LTD | EQUITY | G14838109 | 112 | 3,163 | SH | SOLE | 3,163 | 0 | 0 | ||
MARKETAXESS HOLDINGS INC | EQUITY | 57060D108 | 125 | 576 | SH | SOLE | 576 | 0 | 0 | ||
MFS MULTIMARKET INC TRUST | EQUITY | 552737108 | 1,085 | 188,116 | SH | SOLE | 188,116 | 0 | 0 | ||
MONMOUTH REAL ESTATE INV COR | EQUITY | 609720404 | 2,756 | 116,024 | SH | SOLE | 0 | 0 | 116,024 | ||
MOBILEIRON INC | EQUITY | 60739U204 | 55 | 11,062 | SH | SOLE | 11,062 | 0 | 0 | ||
MOSAIC CO/THE | EQUITY | 61945C103 | 22 | 921 | SH | SOLE | 921 | 0 | 0 | ||
MARATHON PETROLEUM CORP | EQUITY | 56585A102 | 145 | 1,986 | SH | SOLE | 1,986 | 0 | 0 | ||
MSCI INC | EQUITY | 55354G100 | 27 | 179 | SH | SOLE | 179 | 0 | 0 | ||
MORGAN STANLEY | EQUITY | 617446448 | 208 | 3,860 | SH | SOLE | 3,860 | 0 | 0 | ||
MATADOR RESOURCES CO | EQUITY | 576485205 | 55 | 1,838 | SH | SOLE | 1,838 | 0 | 0 | ||
MACOM TECHNOLOGY SOLUTIONS H | EQUITY | 55405Y100 | 2 | 124 | SH | SOLE | 124 | 0 | 0 | ||
ARCELORMITTAL-NY REGISTERED | EQUITY | 03938L203 | 235 | 7,389 | SH | SOLE | 7,389 | 0 | 0 | ||
ISHARES NATIONAL MUNI BOND E | EQUITY | 464288414 | 789 | 7,239 | SH | SOLE | 7,239 | 0 | 0 | ||
MULESOFT INC -A | EQUITY | 625207105 | 10 | 231 | SH | SOLE | 231 | 0 | 0 | ||
MICRON TECHNOLOGY INC | EQUITY | 595112103 | 97 | 1,862 | SH | SOLE | 1,862 | 0 | 0 | ||
MYRIAD GENETICS INC | EQUITY | 62855J104 | 30 | 1,021 | SH | SOLE | 1,021 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | EQUITY | 64125C109 | 226 | 2,728 | SH | SOLE | 2,728 | 0 | 0 | ||
NASDAQ INC | EQUITY | 631103108 | 21 | 246 | SH | SOLE | 246 | 0 | 0 | ||
NEXTERA ENERGY INC | EQUITY | 65339F101 | 32,726 | 200,370 | SH | SOLE | 370 | 0 | 200,000 | ||
NEW RELIC INC | EQUITY | 64829B100 | 141 | 1,906 | SH | SOLE | 1,906 | 0 | 0 | ||
NEWTEK BUSINESS SERVICES COR | EQUITY | 652526203 | 542 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
NETFLIX INC | EQUITY | 64110L106 | 679 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
NEW JERSEY RESOURCES CORP | EQUITY | 646025106 | 16 | 400 | SH | SOLE | 0 | 0 | 400 | ||
NEKTAR THERAPEUTICS | EQUITY | 640268108 | 14 | 134 | SH | SOLE | 134 | 0 | 0 | ||
Navios Maritime Holdings Inc 8 5/8 Percent Cum Red Perp Pfd Shs Sponsored American Deposit Receipt Repr 1/100th 8 5/8 PercentCRPP-H | EQUITY | 63938Y308 | 886 | 59,000 | SH | SOLE | 0 | 0 | 59,000 | ||
NORTHROP GRUMMAN CORP | EQUITY | 666807102 | 118 | 339 | SH | SOLE | 339 | 0 | 0 | ||
SERVICENOW INC | EQUITY | 81762P102 | 148 | 895 | SH | SOLE | 895 | 0 | 0 | ||
NUTANIX INC - A | EQUITY | 67059N108 | 83 | 1,689 | SH | SOLE | 1,689 | 0 | 0 | ||
NOVOCURE LTD | EQUITY | G6674U108 | 119 | 5,471 | SH | SOLE | 5,471 | 0 | 0 | ||
NVIDIA CORP | EQUITY | 67066G104 | 169 | 731 | SH | SOLE | 731 | 0 | 0 | ||
NAVIGATOR HOLDINGS LTD | EQUITY | Y62132108 | 54 | 4,560 | SH | SOLE | 4,560 | 0 | 0 | ||
NEVRO CORP | EQUITY | 64157F103 | 43 | 501 | SH | SOLE | 501 | 0 | 0 | ||
NORTHWESTERN CORP | EQUITY | 668074305 | 5,510 | 102,411 | SH | SOLE | 0 | 0 | 102,411 | ||
OVERSTOCK.COM INC | EQUITY | 690370101 | 103 | 2,842 | SH | SOLE | 2,842 | 0 | 0 | ||
OCCIDENTAL PETROLEUM CORP | EQUITY | 674599105 | 72 | 1,102 | SH | SOLE | 1,102 | 0 | 0 | ||
PUBLIC SERVICE ENTERPRISE GP | EQUITY | 744573106 | 12,560 | 250,000 | SH | SOLE | 0 | 0 | 250,000 | ||
PROOFPOINT INC | EQUITY | 743424103 | 68 | 600 | SH | SOLE | 600 | 0 | 0 | ||
PROCTER & GAMBLE CO/THE | EQUITY | 742718109 | 951 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
PARKER HANNIFIN CORP | EQUITY | 701094104 | 39 | 227 | SH | SOLE | 227 | 0 | 0 | ||
IMPINJ INC | EQUITY | 453204109 | 17 | 1,304 | SH | SOLE | 1,304 | 0 | 0 | ||
DAVE & BUSTER'S ENTERTAINMEN | EQUITY | 238337109 | 25 | 608 | SH | SOLE | 608 | 0 | 0 | ||
PNM RESOURCES INC | EQUITY | 69349H107 | 28,688 | 750,000 | SH | SOLE | 0 | 0 | 750,000 | ||
POST HOLDINGS INC | EQUITY | 737446104 | 76 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
PPG INDUSTRIES INC | EQUITY | 693506107 | 165 | 1,482 | SH | SOLE | 1,482 | 0 | 0 | ||
PERMA-PIPE INTERNATIONAL HOL | EQUITY | 714167103 | 1,882 | 206,842 | SH | SOLE | 0 | 0 | 206,842 | ||
POWERSHARES DYN SEMICONDUCT | EQUITY | 73935X781 | 317 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
QUANTA SERVICES INC | EQUITY | 74762E102 | 55 | 1,614 | SH | SOLE | 1,614 | 0 | 0 | ||
PAYPAL HOLDINGS INC | EQUITY | 70450Y103 | 126 | 1,665 | SH | SOLE | 1,665 | 0 | 0 | ||
QORVO INC | EQUITY | 74736K101 | 37 | 525 | SH | SOLE | 525 | 0 | 0 | ||
QUOTIENT TECHNOLOGY INC | EQUITY | 749119103 | 52 | 3,980 | SH | SOLE | 3,980 | 0 | 0 | ||
RITCHIE BROS AUCTIONEERS | EQUITY | 767744105 | 26 | 818 | SH | SOLE | 818 | 0 | 0 | ||
RAYMOND JAMES FINANCIAL INC | EQUITY | 754730109 | 80 | 890 | SH | SOLE | 890 | 0 | 0 | ||
RINGCENTRAL INC-CLASS A | EQUITY | 76680R206 | 146 | 2,298 | SH | SOLE | 2,298 | 0 | 0 | ||
RAPID7 INC | EQUITY | 753422104 | 156 | 6,116 | SH | SOLE | 6,116 | 0 | 0 | ||
RELIANCE STEEL and ALUMINUM | EQUITY | 759509102 | 459 | 5,348 | SH | SOLE | 5,348 | 0 | 0 | ||
RAYTHEON COMPANY | EQUITY | 755111507 | 526 | 2,437 | SH | SOLE | 2,437 | 0 | 0 | ||
ROYCE VALUE TRUST | EQUITY | 780910105 | 607 | 39,033 | SH | SOLE | 39,033 | 0 | 0 | ||
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 331 | 6,117 | SH | SOLE | 6,117 | 0 | 0 | ||
SCANA CORP | EQUITY | 80589M102 | 939 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
SCHWAB US BROAD MARKET ETF | EQUITY | 808524102 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
SANTANDER CONSUMER USA HOLDI | EQUITY | 80283M101 | 50 | 3,072 | SH | SOLE | 3,072 | 0 | 0 | ||
SELECTA BIOSCIENCES INC | EQUITY | 816212104 | 4 | 371 | SH | SOLE | 371 | 0 | 0 | ||
SHENANDOAH TELECOMMUNICATION | EQUITY | 82312B106 | 35,640 | 990,000 | SH | SOLE | 0 | 0 | 990,000 | ||
SOUTH JERSEY INDUSTRIES | EQUITY | 838518108 | 11 | 400 | SH | SOLE | 0 | 0 | 400 | ||
SPARK ENERGY INC-CLASS A | EQUITY | 846511103 | 12,717 | 1,073,144 | SH | SOLE | 0 | 0 | 1,073,144 | ||
SPDR S&P 500 ETF TRUST | EQUITY | 78462F103 | 1,232 | 4,683 | SH | SOLE | 4,683 | 0 | 0 | ||
SEMPRA ENERGY | EQUITY | 816851109 | 33,922 | 305,000 | SH | SOLE | 0 | 0 | 305,000 | ||
SAREPTA THERAPEUTICS INC | EQUITY | 803607100 | 42 | 572 | SH | SOLE | 572 | 0 | 0 | ||
SS&C TECHNOLOGIES HOLDINGS | EQUITY | 78467J100 | 97 | 1,804 | SH | SOLE | 1,804 | 0 | 0 | ||
STERLING BANCORP/DE | EQUITY | 85917A100 | 40 | 1,765 | SH | SOLE | 1,765 | 0 | 0 | ||
SEAGATE TECHNOLOGY | EQUITY | G7945M107 | 85 | 1,458 | SH | SOLE | 1,458 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | EQUITY | 83088M102 | 150 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
STRYKER CORP | EQUITY | 863667101 | 56 | 351 | SH | SOLE | 351 | 0 | 0 | ||
TELADOC INC | EQUITY | 87918A105 | 56 | 1,396 | SH | SOLE | 1,396 | 0 | 0 | ||
TARGET CORP | EQUITY | 87612E106 | 74 | 1,065 | SH | SOLE | 1,065 | 0 | 0 | ||
INTERFACE INC | EQUITY | 458665304 | 57 | 2,280 | SH | SOLE | 2,280 | 0 | 0 | ||
TJX COMPANIES INC | EQUITY | 872540109 | 55 | 680 | SH | SOLE | 680 | 0 | 0 | ||
ISHARES 20 PLUS YEAR TREASURY BO | EQUITY | 464287432 | 1,956 | 16,050 | SH | SOLE | 16,050 | 0 | 0 | ||
TIMKENSTEEL CORP | EQUITY | 887399103 | 90 | 5,954 | SH | SOLE | 5,954 | 0 | 0 | ||
T-MOBILE US INC | EQUITY | 872590104 | 36 | 594 | SH | SOLE | 594 | 0 | 0 | ||
PROSHARES ULTRAPRO QQQ | EQUITY | 74347X831 | 101 | 700 | SH | SOLE | 700 | 0 | 0 | ||
TOTAL SYSTEM SERVICES INC | EQUITY | 891906109 | 83 | 961 | SH | SOLE | 961 | 0 | 0 | ||
TRADE DESK INC/THE -CLASS A | EQUITY | 88339J105 | 238 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWRE | EQUITY | 874054109 | 36 | 365 | SH | SOLE | 365 | 0 | 0 | ||
TWILIO INC - A | EQUITY | 90138F102 | 45 | 1,190 | SH | SOLE | 1,190 | 0 | 0 | ||
TWITTER INC | EQUITY | 90184L102 | 41 | 1,413 | SH | SOLE | 1,413 | 0 | 0 | ||
AT&T INC | EQUITY | 00206R102 | 3,565 | 100,000 | SH | SOLE | 0 | 0 | 100,000 | ||
UNITEDHEALTH GROUP INC | EQUITY | 91324P102 | 67 | 314 | SH | SOLE | 314 | 0 | 0 | ||
URBAN OUTFITTERS INC | EQUITY | 917047102 | 93 | 2,518 | SH | SOLE | 2,518 | 0 | 0 | ||
USG CORP | EQUITY | 903293405 | 89 | 2,191 | SH | SOLE | 2,191 | 0 | 0 | ||
VANGUARD FTSE EUROPE ETF | EQUITY | 922042874 | 1,238 | 21,286 | SH | SOLE | 21,286 | 0 | 0 | ||
VANGUARD S&P 500 ETF | EQUITY | 922908363 | 286 | 1,180 | SH | SOLE | 1,180 | 0 | 0 | ||
VIRTUSA CORP | EQUITY | 92827P102 | 55 | 1,126 | SH | SOLE | 1,126 | 0 | 0 | ||
VANGUARD TOTAL STOCK MKT ETF | EQUITY | 922908769 | 415 | 3,055 | SH | SOLE | 3,055 | 0 | 0 | ||
VANGUARD FTSE EMERGING MARKE | EQUITY | 922042858 | 808 | 17,199 | SH | SOLE | 17,199 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | EQUITY | 92343V104 | 1,975 | 41,291 | SH | SOLE | 0 | 0 | 41,291 | ||
VISA INC-CLASS A SHARES | EQUITY | 92826C839 | 35,400 | 295,938 | SH | SOLE | 938 | 0 | 295,000 | ||
WORKDAY INC-CLASS A | EQUITY | 98138H101 | 82 | 644 | SH | SOLE | 644 | 0 | 0 | ||
WADDELL and REED FINANCIAL-A | EQUITY | 930059100 | 30 | 1,464 | SH | SOLE | 1,464 | 0 | 0 | ||
WHEELER REAL ESTATE INVESTME | EQUITY | 963025705 | 537 | 150,000 | SH | SOLE | 0 | 0 | 150,000 | ||
WALMART INC | EQUITY | 931142103 | 44 | 500 | SH | SOLE | 500 | 0 | 0 | ||
WORLDPAY INC-CLASS A | EQUITY | 981558109 | 332 | 4,031 | SH | SOLE | 4,031 | 0 | 0 | ||
WR BERKLEY CORP | EQUITY | 084423102 | 55 | 752 | SH | SOLE | 752 | 0 | 0 | ||
WATSCO INC | EQUITY | 942622200 | 47 | 261 | SH | SOLE | 261 | 0 | 0 | ||
WORLD WRESTLING ENTERTAIN-A | EQUITY | 98156Q108 | 78 | 2,154 | SH | SOLE | 2,154 | 0 | 0 | ||
WYNN RESORTS LTD | EQUITY | 983134107 | 70 | 383 | SH | SOLE | 383 | 0 | 0 | ||
MATERIALS SELECT SECTOR SPDR | EQUITY | 81369Y100 | 736 | 12,920 | SH | SOLE | 12,920 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR | EQUITY | 81369Y506 | 272 | 4,036 | SH | SOLE | 4,036 | 0 | 0 | ||
FINANCIAL SELECT SECTOR SPDR | EQUITY | 81369Y605 | 298 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
INDUSTRIAL SELECT SECT SPDR | EQUITY | 81369Y704 | 1,030 | 13,867 | SH | SOLE | 13,867 | 0 | 0 | ||
TECHNOLOGY SELECT SECT SPDR | EQUITY | 81369Y803 | 504 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
UTILITIES SELECT SECTOR SPDR | EQUITY | 81369Y886 | 227 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR | EQUITY | 81369Y209 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
CONSUMER DISCRETIONARY SELT | EQUITY | 81369Y407 | 1,046 | 10,330 | SH | SOLE | 10,330 | 0 | 0 | ||
SPDR S&P OIL and GAS EXP and PR | EQUITY | 78464A730 | 160 | 4,529 | SH | SOLE | 4,529 | 0 | 0 |