0001384072-17-000063.txt : 20170518 0001384072-17-000063.hdr.sgml : 20170518 20170518171235 ACCESSION NUMBER: 0001384072-17-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170518 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vanguard Natural Resources, LLC CENTRAL INDEX KEY: 0001384072 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE STREET 2: SUITE 3000 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 832-327-2259 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE STREET 2: SUITE 3000 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Vanguard Natural Resrouces LLC DATE OF NAME CHANGE: 20061219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pence Britt CENTRAL INDEX KEY: 0001415750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33756 FILM NUMBER: 17855696 MAIL ADDRESS: STREET 1: 7700 SAN FELIPE STREET 2: SUITE 485 CITY: HOUSTON STATE: TX ZIP: 77063 4 1 wf-form4_149514194099335.xml FORM 4 X0306 4 2017-05-18 0 0001384072 Vanguard Natural Resources, LLC VNR 0001415750 Pence Britt 5847 SAN FELIPE, SUITE 3000 HOUSTON TX 77057 0 1 0 0 Executive VP of Operations Common Units representing LLC units 2017-05-18 4 C 0 13000 0 A 213690 D Common Units representing LLC units 2017-05-18 4 F 0 3556 0.05 D 210134 D Phantom Units 0.0 2017-05-18 4 D 0 13000 0 D 2017-05-18 2017-05-18 Common Units representing LLC units 13000.0 2695264 D The phantom units were granted pursuant to the execution of a Second Amended and Restated Employment Agreement on February 8, 2010 and subject to a Phantom Unit Award Agreement. Each phantomunit represents the equivalent of one common unit of the Company. The phantom units are subject to vesting in five equal annual installments, with the first vesting date being May 18, 2013, and each subsequentvesting date occurring on each annual anniversary of the first vesting date. The vested phantom units are payable following each vesting date, in either the Company's common units or in a cash amount equal tothe fair market value of the Company's common units on the vesting date. The phantom units, once vested, shall be settled through the delivery of a number of Common Units equal to the number of such Vested Units, or an amount of cash equal to the Fair Market Value of a Common Unit on the Vesting Date to be paid in a single lump sum payment, as determined by the Comp Committee in its discretion. /s/ Britt Pence 2017-05-18