The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 06-30-2017 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | Dorsey & Whitney Trust CO LLC |
| Address: | 401 EAST EIGHTH STREET, SUITE 319 |
| SIOUX FALLS, SD 57103 | |
| Form 13F File Number: | 028-12732 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | CARL SCHMIDTMAN | |||
| Title: | PRESIDENT & COO | |||
| Phone: | 605-336-6832 | |||
| Signature, Place, and Date of Signing: | ||||
| CARL SCHMIDTMAN | SIOUX FALLS, SD | 08-10-2017 | ||
| [Signature] | [City, State] | [Date] | ||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
| Form 13F File Number | Name | ||
| 028-07342 | MAIRS AND POWER, INC. | ||
| 028-13573 | NEUBERGER BERMAN GROUP LLC | ||
| 028-01911 | BAIRD ROBERT W & CO INC | ||
| 028-10799 | GENEVA INVESTMENT MANAGEMENT LLC | ||
| 028-10562 | ALLIANCEBERNSTEIN L.P. | ||
| 028-04879 | REINHART PARTNERS, INC. | ||
| 028-01707 | BAILARD, INC. | ||
| 028-03143 | FOLGER NOLAN FLEMING DOUGLAS CAPITAL | ||
| 028-13935 | MORGAN STANLEY SMITH BARNEY LLC | ||
| 028-07602 | DAVIDSON DA & CO | ||
| 028-14575 | CORNERSTONE ADVISORS, INC. | ||
| 028-10663 | HAMLIN CAPITAL MANAGEMENT, LLC | ||
| 028-05434 | SCHWARTZ INVESTMENT COUNCEL INC | ||
| 028-03434 | CONGRESS ASSET MANAGEMENT CO | ||
| 028-11351 | CORTINA ASSET MANAGEMENT, LLC | ||
| 028-10981 | GOLDMAN SACHS ASSET MANAGEMENT | ||
| 028-04069 | RBC CAPITAL MARKETS, LLC | ||
| 028-11873 | MORGAN STANLEY & CO. LLC | ||
| 028-14152 | MERISTEM, LLP | ||
| 028-01398 | CAMBIAR INVESTORS LLC | ||
| 028-12988 | FIRST WASHINGTON | ||
| 028-11925 | JP MORGAN SECURITIES PLC | ||
| 028-03125 | TRILLIUM ASSET MANAGEMENT, LLC | ||
| 028-04558 | PARAMETIC PORTFOLIO ASSOCIATES LLC | ||
| 028-12552 | ZEVIN ASSET MANAGEMENT LLC | ||
| 028-01887 | GAMCO INVESTORS, INC. ET AL | ||
| 028-11964 | APERIO GROUP, LLC | ||
| 028-00551 | US BANCORP | ||
| 028-16385 | NORTHSIDE CAPITAL MANAGEMENT, LLC | ||
| 028-04434 | HARDING LOEVNER LP | ||
| 028-16612 | UBS Group AG | ||
| 028-02825 | BAHL & GAYNOR INC | ||
| 028-07104 | WCM INVESTMENT MANAGEMENT/CA | ||
| 028-00400 | DODGE & COX | ||
| 028-11465 | STERLING CAPITAL MANAGEMENT LLC | ||
| 028-03692 | MILLER HOWARD INVESTMENTS INC /NY | ||
| 028-13117 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | ||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 37 | ||||
| Form 13F Information Table Entry Total: | 1,620 | ||||
| Form 13F Information Table Value Total: | 501,727 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| No. | Form 13F File Number | Name | |
| 2 | 028-01911 | BAIRD ROBERT W & CO INC | |
| 1 | 028-07342 | MAIRS AND POWER, INC. | |
| 3 | 028-13573 | NEUBERGER BERMAN GROUP LLC | |
| 4 | 028-10799 | GENEVA INVESTMENT MANAGEMENT LLC | |
| 5 | 028-04879 | REINHART PARTNERS, INC. | |
| 6 | 028-10562 | ALLIANCEBERNSTEIN L.P. | |
| 8 | 028-13935 | MORGAN STANLEY SMITH BARNEY LLC | |
| 7 | 028-01707 | BAILARD, INC. | |
| 9 | 028-03143 | FOLGER NOLAN FLEMING DOUGLAS CAPITAL | |
| 10 | 028-07602 | DAVIDSON DA & CO | |
| 11 | 028-10663 | HAMLIN CAPITAL MANAGEMENT, LLC | |
| 12 | 028-14575 | CORNERSTONE ADVISORS, INC. | |
| 14 | 028-11351 | CORTINA ASSET MANAGEMENT, LLC | |
| 13 | 028-05434 | SCHWARTZ INVESTMENT COUNCEL INC | |
| 15 | 028-03434 | CONGRESS ASSET MANAGEMENT CO | |
| 16 | 028-10981 | GOLDMAN SACHS ASSET MANAGEMENT | |
| 17 | 028-11873 | MORGAN STANLEY & CO. LLC | |
| 18 | 028-04069 | RBC CAPITAL MARKETS, LLC | |
| 20 | 028-12988 | FIRST WASHINGTON | |
| 19 | 028-14152 | MERISTEM, LLP | |
| 21 | 028-01398 | CAMBIAR INVESTORS LLC | |
| 22 | 028-11925 | JP MORGAN SECURITIES PLC | |
| 23 | 028-04558 | PARAMETIC PORTFOLIO ASSOCIATES LLC | |
| 24 | 028-03125 | TRILLIUM ASSET MANAGEMENT, LLC | |
| 26 | 028-11964 | APERIO GROUP, LLC | |
| 25 | 028-12552 | ZEVIN ASSET MANAGEMENT LLC | |
| 27 | 028-01887 | GAMCO INVESTORS, INC. ET AL | |
| 28 | 028-00551 | US BANCORP | |
| 29 | 028-04434 | HARDING LOEVNER LP | |
| 30 | 028-16385 | NORTHSIDE CAPITAL MANAGEMENT, LLC | |
| 32 | 028-07104 | WCM INVESTMENT MANAGEMENT/CA | |
| 31 | 028-16612 | UBS Group AG | |
| 33 | 028-02825 | BAHL & GAYNOR INC | |
| 34 | 028-00400 | DODGE & COX | |
| 35 | 028-03692 | MILLER HOWARD INVESTMENTS INC /NY | |
| 36 | 028-11465 | STERLING CAPITAL MANAGEMENT LLC | |
| 37 | 028-13117 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | |