UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21993 |
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RevenueShares ETF Trust |
|
(Exact name of registrant as specified in charter) |
2005 Market St. Suite 2020 Philadelphia, PA | 19103 |
| |
(Address of principal executive offices) | (Zip code) |
Vincent T. Lowry |
One Commerce Square, 2005 Market St. |
Suite 2020 |
Philadelphia, PA 19103 |
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(Name and address of agent for service) |
Registrants telephone number, including area code: (215) 854-8181
Date of fiscal year end: June 30
Date of reporting period: July 1, 2010 June 30, 2011
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Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrants proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507. |
RevenueShares Large Cap Fund | ||||||||||||||||||||||||
Meeting Date Range: 01-Jul-2010 - 30-Jun-2011 Report Date: 7/27/2011 | ||||||||||||||||||||||||
Page 1 of 1031 | ||||||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
3M COMPANY | ||||||||||||||||||||||||
Security: 88579Y101 | Agenda Number: 933390407 | |||||||||||||||||||||||
Ticker: MMM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88579Y1010 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 701500000 | 701500000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ABBOTT LABORATORIES | ||||||||||||||||||||||||
Security: 002824100 | Agenda Number: 933386319 | |||||||||||||||||||||||
Ticker: ABT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0028241000 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R.J. ALPERN | Mgmt | For | For | |||||||||||||||||||||
2 R.S. AUSTIN | Mgmt | For | For | |||||||||||||||||||||
3 W.J. FARRELL | Mgmt | For | For | |||||||||||||||||||||
4 H.L. FULLER | Mgmt | For | For | |||||||||||||||||||||
5 E.M. LIDDY | Mgmt | For | For | |||||||||||||||||||||
6 P.N. NOVAKOVIC | Mgmt | For | For | |||||||||||||||||||||
7 W.A. OSBORN | Mgmt | For | For | |||||||||||||||||||||
8 S.C. SCOTT III | Mgmt | For | For | |||||||||||||||||||||
9 G.F. TILTON | Mgmt | For | For | |||||||||||||||||||||
10 M.D. WHITE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1636000000 | 1636000000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ABERCROMBIE & FITCH CO. | ||||||||||||||||||||||||
Security: 002896207 | Agenda Number: 933453906 | |||||||||||||||||||||||
Ticker: ANF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0028962076 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LAUREN J. BRISKY (CLASS OF 2014) | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ARCHIE M. GRIFFIN (CLASS OF 2014) | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ELIZABETH M. LEE (CLASS OF 2014) | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL E. GREENLEES (CLASS OF 2013) | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KEVIN S. HUVANE (CLASS OF 2013) | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | APPROVE AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING JAN 28, 2012 | Mgmt | For | For | ||||||||||||||||||||
06 | RE-APPROVE THE PERFORMANCE GOALS UNDER THE ABERCROMBIE & FITCH CO. 2005 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
07 | APPROVE THE AMENDMENT AND RESTATEMENT OF THE ABERCROMBIE & FITCH CO. 2007 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
08 | APPROVE THE STOCKHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT, IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 126600000 | 126600000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ACE LIMITED | ||||||||||||||||||||||||
Security: H0023R105 | Agenda Number: 933420147 | |||||||||||||||||||||||
Ticker: ACE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CH0044328745 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF EVAN G. GREENBERG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF LEO F. MULLIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF OLIVIER STEIMER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF MICHAEL P. CONNORS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF EUGENE B. SHANKS, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF JOHN A. KROL | Mgmt | For | For | ||||||||||||||||||||
2A | APPROVAL OF THE ANNUAL REPORT | Mgmt | For | For | ||||||||||||||||||||
2B | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE LIMITED | Mgmt | For | For | ||||||||||||||||||||
2C | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
03 | ALLOCATION OF DISPOSABLE PROFIT | Mgmt | For | For | ||||||||||||||||||||
04 | DISCHARGE OF THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
5A | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Mgmt | For | For | ||||||||||||||||||||
5B | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
5C | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF DIVIDENDS FROM LEGAL RESERVES | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
08 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTE | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 597500000 | 597500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADOBE SYSTEMS INCORPORATED | ||||||||||||||||||||||||
Security: 00724F101 | Agenda Number: 933378918 | |||||||||||||||||||||||
Ticker: ADBE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00724F1012 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENT OF THE 1997 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 17 MILLION SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADOPTION OF THE 2011 EXECUTIVE CASH PERFORMANCE BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 2, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE OUR CLASSIFIED BOARD STRUCTURE. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 292400000 | 292400000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADVANCED MICRO DEVICES, INC. | ||||||||||||||||||||||||
Security: 007903107 | Agenda Number: 933385381 | |||||||||||||||||||||||
Ticker: AMD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0079031078 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BRUCE L. CLAFLIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W. MICHAEL BARNES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN E. CALDWELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: HENRY WK CHOW | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CRAIG A. CONWAY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WALEED AL MUHAIRI | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ROBERT B. PALMER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS AMD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 EXECUTIVE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY"). | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF SAY-ON-PAY. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1801300000 | 1801300000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AETNA INC. | ||||||||||||||||||||||||
Security: 00817Y108 | Agenda Number: 933419182 | |||||||||||||||||||||||
Ticker: AET | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00817Y1082 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FRANK M. CLARK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: BETSY Z. COHEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROGER N. FARAH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GERALD GREENWALD | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO AETNA INC. 2010 STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AETNA INC. 2011 EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
06 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN OF THE BOARD | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2547400000 | 2547400000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AFLAC INCORPORATED | ||||||||||||||||||||||||
Security: 001055102 | Agenda Number: 933383616 | |||||||||||||||||||||||
Ticker: AFL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0010551028 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Mgmt | Against | Against | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Mgmt | For | For | ||||||||||||||||||||
02 | TO CONSIDER THE FOLLOWING NON- BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 821600000 | 821600000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AGILENT TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 00846U101 | Agenda Number: 933365442 | |||||||||||||||||||||||
Ticker: A | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00846U1016 | Meeting Date: 3/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HEIDI FIELDS | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: A. BARRY RAND | Mgmt | No vote | |||||||||||||||||||||
02 | TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE THE COMPENSATION OF AGILENT'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE THE FREQUENCY OF VOTING ON THE COMPENSATION OF AGILENT'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 271000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AK STEEL HOLDING CORPORATION | ||||||||||||||||||||||||
Security: 001547108 | Agenda Number: 933423662 | |||||||||||||||||||||||
Ticker: AKS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0015471081 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A1 | ELECTION OF DIRECTOR: RICHARD A. ABDOO | Mgmt | For | For | ||||||||||||||||||||
A2 | ELECTION OF DIRECTOR: JOHN S. BRINZO | Mgmt | For | For | ||||||||||||||||||||
A3 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Mgmt | For | For | ||||||||||||||||||||
A4 | ELECTION OF DIRECTOR: WILLIAM K. GERBER | Mgmt | For | For | ||||||||||||||||||||
A5 | ELECTION OF DIRECTOR: DR. BONNIE G. HILL | Mgmt | For | For | ||||||||||||||||||||
A6 | ELECTION OF DIRECTOR: ROBERT H. JENKINS | Mgmt | For | For | ||||||||||||||||||||
A7 | ELECTION OF DIRECTOR: RALPH S. MICHAEL, III | Mgmt | For | For | ||||||||||||||||||||
A8 | ELECTION OF DIRECTOR: SHIRLEY D. PETERSON | Mgmt | For | For | ||||||||||||||||||||
A9 | ELECTION OF DIRECTOR: DR. JAMES A. THOMSON | Mgmt | For | For | ||||||||||||||||||||
A10 | ELECTION OF DIRECTOR: JAMES L. WAINSCOTT | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES CONCERNING NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 900100000 | 900100000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 00971T101 | Agenda Number: 933412986 | |||||||||||||||||||||||
Ticker: AKAM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00971T1016 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF CLASS III DIRECTOR: FREDERIC V. SALERNO | Mgmt | For | For | ||||||||||||||||||||
02 | AMENDMENT TO 2009 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 46000000 | 46000000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALCOA INC. | ||||||||||||||||||||||||
Security: 013817101 | Agenda Number: 933386179 | |||||||||||||||||||||||
Ticker: AA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0138171014 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES W. OWENS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RATAN N. TATA | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE INDEPENDENT AUDITOR | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | ADOPT INTERNAL REVENUE CODE SECTION 162(M) COMPLIANT ANNUAL CASH INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION - ARTICLE SEVENTH (FAIR PRICE PROTECTION) | Mgmt | For | For | ||||||||||||||||||||
07 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION - ARTICLE EIGHTH (DIRECTOR ELECTIONS) | Mgmt | For | For | ||||||||||||||||||||
08 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION - ARTICLE EIGHTH (REMOVAL OF DIRECTORS) | Mgmt | For | For | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL - ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
10 | SHAREHOLDER PROPOSAL - DECLASSIFY THE BOARD | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3196700000 | 3196700000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||||||||||||||||||||
Security: 01741R102 | Agenda Number: 933389884 | |||||||||||||||||||||||
Ticker: ATI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US01741R1023 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A | DIRECTOR | |||||||||||||||||||||||
1 JAMES C. DIGGS | Mgmt | For | For | |||||||||||||||||||||
2 J. BRETT HARVEY | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL J. JOYCE | Mgmt | For | For | |||||||||||||||||||||
B | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
C | ADVISORY VOTE ON WHETHER THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
D | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 168700000 | 168700000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLERGAN, INC. | ||||||||||||||||||||||||
Security: 018490102 | Agenda Number: 933382169 | |||||||||||||||||||||||
Ticker: AGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0184901025 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: DEBORAH DUNSIRE, M.D. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: TREVOR M. JONES PH.D. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: LOUIS J. LAVIGNE, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD PLAN | Mgmt | For | For | ||||||||||||||||||||
07 | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 159900000 | 159900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALTERA CORPORATION | ||||||||||||||||||||||||
Security: 021441100 | Agenda Number: 933390875 | |||||||||||||||||||||||
Ticker: ALTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0214411003 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN P. DAANE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KEVIN MCGARITY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: T. MICHAEL NEVENS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KRISH A. PRABHU | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN SHOEMAKER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SUSAN WANG | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 10,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ADD A FORUM SELECTION CLAUSE. | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO PROVIDE THAT STOCKHOLDERS HOLDING OVER 20% OF OUR SHARES MAY CALL A SPECIAL MEETING OF STOCKHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
08 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
09 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 104700000 | 104700000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALTRIA GROUP, INC. | ||||||||||||||||||||||||
Security: 02209S103 | Agenda Number: 933406046 | |||||||||||||||||||||||
Ticker: MO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US02209S1033 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ELIZABETH E. BAILEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GERALD L. BALILES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS W. JONES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: GEORGE MUNOZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. ***THE BOARD OF DIRECTORS DOES NOT HAVE A RECOMMENDATION FOR VOTING ON THIS PROPOSAL. IF NO SPECIFICATION IS MADE, THIS PROPOSAL WILL BE VOTED ABSTAIN.*** | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - ADDRESS CONCERNS REGARDING TOBACCO FLAVORING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1556200000 | 1556200000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMAZON.COM, INC. | ||||||||||||||||||||||||
Security: 023135106 | Agenda Number: 933435566 | |||||||||||||||||||||||
Ticker: AMZN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0231351067 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TOM A. ALBERG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM B. GORDON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALAIN MONIE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS O. RYDER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 3 Years | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP THRESHOLD FOR CALLING A SPECIAL MEETING OF SHAREHOLDERS. | Shr | For | Against | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT AND REPORT CONCERNING CLIMATE CHANGE. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 405200000 | 405200000 | 0 | 5/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMEREN CORPORATION | ||||||||||||||||||||||||
Security: 023608102 | Agenda Number: 933379415 | |||||||||||||||||||||||
Ticker: AEE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0236081024 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN F. BRAUER | Mgmt | For | For | |||||||||||||||||||||
2 ELLEN M. FITZSIMMONS | Mgmt | For | For | |||||||||||||||||||||
3 WALTER J. GALVIN | Mgmt | For | For | |||||||||||||||||||||
4 GAYLE P.W. JACKSON | Mgmt | For | For | |||||||||||||||||||||
5 JAMES C. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
6 STEVEN H. LIPSTEIN | Mgmt | For | For | |||||||||||||||||||||
7 PATRICK T. STOKES | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS R. VOSS | Mgmt | For | For | |||||||||||||||||||||
9 STEPHEN R. WILSON | Mgmt | For | For | |||||||||||||||||||||
10 JACK D. WOODARD | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO LIMIT THE LIABILITY OF DIRECTORS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2006 OMNIBUS INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY APPROVAL OF THE COMPENSATION OF THE EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY APPROVAL ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL RELATING TO REPORT ON COAL COMBUSTION WASTE. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 600500000 | 600500000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||||||||||||||||
Security: 025537101 | Agenda Number: 933383779 | |||||||||||||||||||||||
Ticker: AEP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0255371017 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID J. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES F. CORDES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS E. HOAGLIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LESTER A. HUDSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: LIONEL L. NOWELL III | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RICHARD L. SANDOR | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN F. TURNER | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 906000000 | 906000000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||||||||||||||
Security: 025816109 | Agenda Number: 933388995 | |||||||||||||||||||||||
Ticker: AXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0258161092 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 D.F. AKERSON | Mgmt | For | For | |||||||||||||||||||||
2 C. BARSHEFSKY | Mgmt | For | For | |||||||||||||||||||||
3 U.M. BURNS | Mgmt | For | For | |||||||||||||||||||||
4 K.I. CHENAULT | Mgmt | For | For | |||||||||||||||||||||
5 P. CHERNIN | Mgmt | For | For | |||||||||||||||||||||
6 T.J. LEONSIS | Mgmt | For | For | |||||||||||||||||||||
7 J. LESCHLY | Mgmt | For | For | |||||||||||||||||||||
8 R.C. LEVIN | Mgmt | For | For | |||||||||||||||||||||
9 R.A. MCGINN | Mgmt | For | For | |||||||||||||||||||||
10 E.D. MILLER | Mgmt | For | For | |||||||||||||||||||||
11 S.S REINEMUND | Mgmt | For | For | |||||||||||||||||||||
12 R.D. WALTER | Mgmt | For | For | |||||||||||||||||||||
13 R.A. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1445000000 | 1445000000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||||||||||||||
Security: 026874784 | Agenda Number: 933420058 | |||||||||||||||||||||||
Ticker: AIG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0268747849 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W. DON CORNWELL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAURETTE T. KOELLNER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DONALD H. LAYTON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HENRY S. MILLER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT S. MILLER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MORRIS W. OFFIT | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE A NON-BINDING SHAREHOLDER RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND AIG'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES | Mgmt | For | For | ||||||||||||||||||||
04 | TO RATIFY THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RELATING TO RESTRICTING HEDGING TRANSACTIONS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4193100000 | 4193100000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN TOWER CORPORATION | ||||||||||||||||||||||||
Security: 029912201 | Agenda Number: 933406438 | |||||||||||||||||||||||
Ticker: AMT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0299122012 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RONALD M. DYKES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CAROLYN F. KATZ | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOANN A. REED | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO AMERICAN TOWER CORPORATION'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONDUCT AN ADVISORY VOTE ON WHETHER TO HOLD THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 88400000 | 88400000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERIPRISE FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 03076C106 | Agenda Number: 933382688 | |||||||||||||||||||||||
Ticker: AMP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03076C1062 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SIRI S. MARSHALL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W. WALKER LEWIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM H. TURNER | Mgmt | For | For | ||||||||||||||||||||
02 | A NONBINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | A NONBINDING ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 400500000 | 400500000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ||||||||||||||||||||||||
Security: 03073E105 | Agenda Number: 933365733 | |||||||||||||||||||||||
Ticker: ABC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03073E1055 | Meeting Date: 2/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS I DIRECTOR: CHARLES H. COTROS | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF CLASS I DIRECTOR: JANE E. HENNEY, M.D. | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF CLASS I DIRECTOR: R. DAVID YOST | Mgmt | No vote | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | No vote | |||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
05 | APPROVAL OF THE AMENDMENT OF AMERISOURCEBERGEN'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | No vote | |||||||||||||||||||||
06 | APPROVAL OF THE AMERISOURCEBERGEN CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 5507000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMGEN INC. | ||||||||||||||||||||||||
Security: 031162100 | Agenda Number: 933398489 | |||||||||||||||||||||||
Ticker: AMGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0311621009 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION EVERY ONE YEAR, TWO YEARS OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT) | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 637300000 | 637300000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMPHENOL CORPORATION | ||||||||||||||||||||||||
Security: 032095101 | Agenda Number: 933439627 | |||||||||||||||||||||||
Ticker: APH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0320951017 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD P. BADIE | Mgmt | For | For | |||||||||||||||||||||
2 R. ADAM NORWITT | Mgmt | For | For | |||||||||||||||||||||
3 DEAN H. SECORD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 144800000 | 144800000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ANADARKO PETROLEUM CORPORATION | ||||||||||||||||||||||||
Security: 032511107 | Agenda Number: 933403622 | |||||||||||||||||||||||
Ticker: APC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0325111070 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LUKE R. CORBETT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PRESTON M. GEREN III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN R. GORDON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES T. HACKETT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL- GENDER IDENTITY NON-DISCRIMINATION POLICY. | Shr | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF INDEPENDENT DIRECTOR CHAIRMAN. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON ACCELERATED VESTING OF EQUITY AWARDS. | Shr | For | Against | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL- REPORT ON POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 353200000 | 353200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ANALOG DEVICES, INC. | ||||||||||||||||||||||||
Security: 032654105 | Agenda Number: 933370227 | |||||||||||||||||||||||
Ticker: ADI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0326541051 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RAY STATA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JERALD G. FISHMAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES A. CHAMPY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN L. DOYLE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN C. HODGSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: YVES-ANDRE ISTEL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: NEIL NOVICH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: F. GRANT SAVIERS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: PAUL J. SEVERINO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Mgmt | For | For | ||||||||||||||||||||
02 | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE FREQUENCY OF THE VOTE ON OUR EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 137900000 | 137900000 | 0 | 2/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AON CORPORATION | ||||||||||||||||||||||||
Security: 037389103 | Agenda Number: 933412241 | |||||||||||||||||||||||
Ticker: AON | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0373891037 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LESTER B. KNIGHT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GREGORY C. CASE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: FULVIO CONTI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHERYL A. FRANCIS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JUDSON C. GREEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: EDGAR D. JANNOTTA | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAN KALFF | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J. MICHAEL LOSH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: R. EDEN MARTIN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANDREW J. MCKENNA | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: RICHARD B. MYERS | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: GLORIA SANTONA | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: CAROLYN Y. WOO | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE AON CORPORATION 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE AON CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 400400000 | 400400000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APACHE CORPORATION | ||||||||||||||||||||||||
Security: 037411105 | Agenda Number: 933423395 | |||||||||||||||||||||||
Ticker: APA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0374111054 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: G. STEVEN FARRIS | Mgmt | For | For | ||||||||||||||||||||
02 | ELECTION OF DIRECTOR: RANDOLPH M. FERLIC | Mgmt | For | For | ||||||||||||||||||||
03 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Mgmt | For | For | ||||||||||||||||||||
04 | ELECTION OF DIRECTOR: JOHN A. KOCUR | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
07 | TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
08 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK | Mgmt | For | For | ||||||||||||||||||||
09 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK | Mgmt | Against | Against | ||||||||||||||||||||
10 | APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 222700000 | 222700000 | 0 | 4/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APARTMENT INVESTMENT AND MANAGEMENT CO. | ||||||||||||||||||||||||
Security: 03748R101 | Agenda Number: 933379679 | |||||||||||||||||||||||
Ticker: AIV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03748R1014 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES N. BAILEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TERRY CONSIDINE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD S. ELLWOOD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS L. KELTNER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT A. MILLER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KATHLEEN M. NELSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL A. STEIN | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AIMCO FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | APPROVAL OF AN AMENDMENT TO AIMCO'S CHARTER TO PERMIT THE BOARD OF DIRECTORS TO GRANT WAIVERS OF THE OWNERSHIP LIMIT UP TO 12%. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 105000000 | 105000000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APPLE INC. | ||||||||||||||||||||||||
Security: 037833100 | Agenda Number: 933364755 | |||||||||||||||||||||||
Ticker: AAPL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0378331005 | Meeting Date: 2/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM V. CAMPBELL | Mgmt | No vote | ||||||||||||||||||||||
2 MILLARD S. DREXLER | Mgmt | No vote | ||||||||||||||||||||||
3 ALBERT A. GORE, JR. | Mgmt | No vote | ||||||||||||||||||||||
4 STEVEN P. JOBS | Mgmt | No vote | ||||||||||||||||||||||
5 ANDREA JUNG | Mgmt | No vote | ||||||||||||||||||||||
6 ARTHUR D. LEVINSON | Mgmt | No vote | ||||||||||||||||||||||
7 RONALD D. SUGAR | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | Shr | No vote | |||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shr | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 367800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APPLIED MATERIALS, INC. | ||||||||||||||||||||||||
Security: 038222105 | Agenda Number: 933367787 | |||||||||||||||||||||||
Ticker: AMAT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0382221051 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 AART J. DE GEUS | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN R. FORREST | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS J. IANNOTTI | Mgmt | For | For | |||||||||||||||||||||
4 SUSAN M. JAMES | Mgmt | For | For | |||||||||||||||||||||
5 ALEXANDER A. KARSNER | Mgmt | For | For | |||||||||||||||||||||
6 GERHARD H. PARKER | Mgmt | For | For | |||||||||||||||||||||
7 DENNIS D. POWELL | Mgmt | For | For | |||||||||||||||||||||
8 WILLEM P. ROELANDTS | Mgmt | For | For | |||||||||||||||||||||
9 JAMES E. ROGERS | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL R. SPLINTER | Mgmt | For | For | |||||||||||||||||||||
11 ROBERT H. SWAN | Mgmt | For | For | |||||||||||||||||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1284900000 | 1284900000 | 0 | 2/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASSURANT, INC. | ||||||||||||||||||||||||
Security: 04621X108 | Agenda Number: 933393655 | |||||||||||||||||||||||
Ticker: AIZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US04621X1081 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ELAINE D. ROSEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: HOWARD L. CARVER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JUAN N. CENTO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAWRENCE V. JACKSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID B. KELSO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES J. KOCH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: H. CARROLL MACKIN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT B. POLLOCK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 509600000 | 509600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AT&T INC. | ||||||||||||||||||||||||
Security: 00206R102 | Agenda Number: 933378437 | |||||||||||||||||||||||
Ticker: T | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00206R1023 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JON C. MADONNA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | POLITICAL CONTRIBUTIONS. | Shr | Against | For | ||||||||||||||||||||
07 | SPECIAL STOCKHOLDER MEETINGS. | Shr | Against | For | ||||||||||||||||||||
08 | WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 9838700000 | 9838700000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AUTODESK, INC. | ||||||||||||||||||||||||
Security: 052769106 | Agenda Number: 933446583 | |||||||||||||||||||||||
Ticker: ADSK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0527691069 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CARL BASS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J. HALLAM DAWSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SEAN M. MALONEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARY T. MCDOWELL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LORRIE M. NORRINGTON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES J. ROBEL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEVEN M. WEST | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS AUTODESK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | APPROVE THE FREQUENCY WITH WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 99100000 | 99100000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AUTONATION, INC. | ||||||||||||||||||||||||
Security: 05329W102 | Agenda Number: 933391411 | |||||||||||||||||||||||
Ticker: AN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05329W1027 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MIKE JACKSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT J. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICK L. BURDICK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM C. CROWLEY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID B. EDELSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT R. GRUSKY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL LARSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL E. MAROONE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CARLOS A. MIGOYA | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ALISON H. ROSENTHAL | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | ADOPTION OF STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS | Shr | For | Against | ||||||||||||||||||||
06 | ADOPTION OF STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1026600000 | 1026600000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVALONBAY COMMUNITIES, INC. | ||||||||||||||||||||||||
Security: 053484101 | Agenda Number: 933406010 | |||||||||||||||||||||||
Ticker: AVB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0534841012 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRYCE BLAIR | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE A. CHOATE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN J. HEALY, JR. | Mgmt | For | For | |||||||||||||||||||||
4 TIMOTHY J. NAUGHTON | Mgmt | For | For | |||||||||||||||||||||
5 LANCE R. PRIMIS | Mgmt | For | For | |||||||||||||||||||||
6 PETER S. RUMMELL | Mgmt | For | For | |||||||||||||||||||||
7 H. JAY SARLES | Mgmt | For | For | |||||||||||||||||||||
8 W. EDWARD WALTER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST A NON-BINDING ADVISORY VOTE ON APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST A NON-BINDING ADVISORY VOTE AS TO FREQUENCY OF FUTURE ADVISORY STOCKHOLDER VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 18300000 | 18300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVERY DENNISON CORPORATION | ||||||||||||||||||||||||
Security: 053611109 | Agenda Number: 933381143 | |||||||||||||||||||||||
Ticker: AVY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0536111091 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PETER K. BARKER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KEN C. HICKS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DEBRA L. REED | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR, WHICH ENDS ON DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 354500000 | 354500000 | 0 | 4/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVON PRODUCTS, INC. | ||||||||||||||||||||||||
Security: 054303102 | Agenda Number: 933394190 | |||||||||||||||||||||||
Ticker: AVP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0543031027 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 W. DON CORNWELL | Mgmt | For | For | |||||||||||||||||||||
2 V. ANN HAILEY | Mgmt | For | For | |||||||||||||||||||||
3 FRED HASSAN | Mgmt | For | For | |||||||||||||||||||||
4 ANDREA JUNG | Mgmt | For | For | |||||||||||||||||||||
5 MARIA ELENA LAGOMASINO | Mgmt | For | For | |||||||||||||||||||||
6 ANN S. MOORE | Mgmt | For | For | |||||||||||||||||||||
7 PAUL S. PRESSLER | Mgmt | For | For | |||||||||||||||||||||
8 GARY M. RODKIN | Mgmt | For | For | |||||||||||||||||||||
9 PAULA STERN | Mgmt | For | For | |||||||||||||||||||||
10 LAWRENCE A. WEINBACH | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVE AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 855800000 | 855800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BAKER HUGHES INCORPORATED | ||||||||||||||||||||||||
Security: 057224107 | Agenda Number: 933380494 | |||||||||||||||||||||||
Ticker: BHI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0572241075 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LARRY D. BRADY | Mgmt | For | For | |||||||||||||||||||||
2 CLARENCE P. CAZALOT, JR | Mgmt | For | For | |||||||||||||||||||||
3 CHAD C. DEATON | Mgmt | For | For | |||||||||||||||||||||
4 ANTHONY G. FERNANDES | Mgmt | For | For | |||||||||||||||||||||
5 CLAIRE W. GARGALLI | Mgmt | For | For | |||||||||||||||||||||
6 PIERRE H. JUNGELS | Mgmt | For | For | |||||||||||||||||||||
7 JAMES A. LASH | Mgmt | For | For | |||||||||||||||||||||
8 J. LARRY NICHOLS | Mgmt | For | For | |||||||||||||||||||||
9 H. JOHN RILEY, JR. | Mgmt | For | For | |||||||||||||||||||||
10 JAMES W. STEWART | Mgmt | For | For | |||||||||||||||||||||
11 CHARLES L. WATSON | Mgmt | For | For | |||||||||||||||||||||
02 | VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO REAPPROVE THE PERFORMANCE CRITERIA FOR AWARDS UNDER THE ANNUAL INCENTIVE COMPENSATION PLAN, AS REQUIRED BY SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE EXECUTIVE COMPENSATION FREQUENCY STOCKHOLDER VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 516800000 | 516800000 | 0 | 4/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BALL CORPORATION | ||||||||||||||||||||||||
Security: 058498106 | Agenda Number: 933385355 | |||||||||||||||||||||||
Ticker: BLL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0584981064 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN A. HAYES | Mgmt | For | For | |||||||||||||||||||||
2 GEORGE M. SMART | Mgmt | For | For | |||||||||||||||||||||
3 THEODORE M. SOLSO | Mgmt | For | For | |||||||||||||||||||||
4 STUART A. TAYLOR II | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR FOR THE CORPORATION FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, BY NON- BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF THE SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | PROPOSAL TO HAVE THE BOARD OF DIRECTORS ADOPT A RULE TO REDEEM ANY CURRENT OR FUTURE RIGHTS PLAN UNLESS SUCH PLAN OR AMENDMENTS TO THE PLAN ARE SUBMITTED TO A SHAREHOLDER VOTE, AS A SEPARATE BALLOT ITEM, WITHIN 12 MONTHS. | Shr | For | Against | ||||||||||||||||||||
06 | PROPOSAL TO HAVE THE BOARD OF DIRECTORS TAKE THE NECESSARY STEPS EXCLUDING THOSE THAT MAY BE TAKEN ONLY BY SHAREHOLDERS, TO CHANGE BALL'S JURISDICTION OF INCORPORATION TO DELAWARE. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 510000000 | 510000000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||||||||
Security: 060505104 | Agenda Number: 933398491 | |||||||||||||||||||||||
Ticker: BAC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0605051046 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MUKESH D. AMBANI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SUSAN S. BIES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS J. MAY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DONALD E. POWELL | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Mgmt | For | For | ||||||||||||||||||||
02 | AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT. | Shr | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. | Shr | For | Against | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. | Shr | For | Against | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. | Shr | Against | For | ||||||||||||||||||||
10 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN CONTESTED ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
11 | STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
12 | STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN RELOCATION BENEFITS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 25296300000 | 25296300000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 071813109 | Agenda Number: 933381054 | |||||||||||||||||||||||
Ticker: BAX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0718131099 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF 2011 INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
07 | PROPOSAL TO AMEND ARTICLE SIXTH TO ELIMINATE THE CLASSIFIED BOARD AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 583800000 | 583800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BB&T CORPORATION | ||||||||||||||||||||||||
Security: 054937107 | Agenda Number: 933382652 | |||||||||||||||||||||||
Ticker: BBT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0549371070 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN A. ALLISON IV | Mgmt | For | For | |||||||||||||||||||||
2 JENNIFER S. BANNER | Mgmt | For | For | |||||||||||||||||||||
3 K. DAVID BOYER, JR. | Mgmt | For | For | |||||||||||||||||||||
4 ANNA R. CABLIK | Mgmt | For | For | |||||||||||||||||||||
5 RONALD E. DEAL | Mgmt | For | For | |||||||||||||||||||||
6 J.L. GLOVER, JR. | Mgmt | For | For | |||||||||||||||||||||
7 JANE P. HELM | Mgmt | For | For | |||||||||||||||||||||
8 JOHN P. HOWE III, M.D. | Mgmt | For | For | |||||||||||||||||||||
9 KELLY S. KING | Mgmt | For | For | |||||||||||||||||||||
10 VALERIA LYNCH LEE | Mgmt | For | For | |||||||||||||||||||||
11 J. HOLMES MORRISON | Mgmt | For | For | |||||||||||||||||||||
12 NIDO R. QUBEIN | Mgmt | For | For | |||||||||||||||||||||
13 THOMAS E. SKAINS | Mgmt | For | For | |||||||||||||||||||||
14 THOMAS N. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
15 STEPHEN T. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RE-APPROVE THE CORPORATION'S SHORT-TERM INCENTIVE PLAN FOR FEDERAL TAX PURPOSES. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO PROVIDE AN ADVISORY VOTE REGARDING BB&T'S OVERALL PAY-FOR- PERFORMANCE EXECUTIVE COMPENSATION PROGRAM COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE. | Mgmt | For | For | ||||||||||||||||||||
05 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF "SAY ON PAY" VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES. | Shr | For | Against | ||||||||||||||||||||
07 | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 947500000 | 947500000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BED BATH & BEYOND INC. | ||||||||||||||||||||||||
Security: 075896100 | Agenda Number: 933466763 | |||||||||||||||||||||||
Ticker: BBBY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0758961009 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WARREN EISENBERG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEVEN H. TEMARES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DEAN S. ADLER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KLAUS EPPLER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PATRICK R. GASTON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JORDAN HELLER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 361400000 | 361400000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BEMIS COMPANY, INC. | ||||||||||||||||||||||||
Security: 081437105 | Agenda Number: 933388577 | |||||||||||||||||||||||
Ticker: BMS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0814371052 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD N. PERRY | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM J. SCHOLLE | Mgmt | For | For | |||||||||||||||||||||
3 TIMOTHY M. MANGANELLO | Mgmt | For | For | |||||||||||||||||||||
4 PHILIP G. WEAVER | Mgmt | For | For | |||||||||||||||||||||
5 HENRY J. THEISEN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND THE FREQUENCY OF CASTING AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 311100000 | 311100000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||
Security: 084670702 | Agenda Number: 933383844 | |||||||||||||||||||||||
Ticker: BRKB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0846707026 | Meeting Date: 4/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WARREN E. BUFFETT | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES T. MUNGER | Mgmt | For | For | |||||||||||||||||||||
3 HOWARD G. BUFFETT | Mgmt | For | For | |||||||||||||||||||||
4 STEPHEN B. BURKE | Mgmt | For | For | |||||||||||||||||||||
5 SUSAN L. DECKER | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM H. GATES III | Mgmt | For | For | |||||||||||||||||||||
7 DAVID S. GOTTESMAN | Mgmt | For | For | |||||||||||||||||||||
8 CHARLOTTE GUYMAN | Mgmt | For | For | |||||||||||||||||||||
9 DONALD R. KEOUGH | Mgmt | For | For | |||||||||||||||||||||
10 THOMAS S. MURPHY | Mgmt | For | For | |||||||||||||||||||||
11 RONALD L. OLSON | Mgmt | For | For | |||||||||||||||||||||
12 WALTER SCOTT, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 3 Years | For | ||||||||||||||||||||
04 | TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE ESTABLISHMENT OF QUANTITATIVE GOALS FOR THE REDUCTION OF GREENHOUSE GAS AND OTHER AIR EMISSIONS AT BERKSHIRE'S ENERGY GENERATING HOLDINGS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3712400000 | 3712400000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BEST BUY CO., INC. | ||||||||||||||||||||||||
Security: 086516101 | Agenda Number: 933469252 | |||||||||||||||||||||||
Ticker: BBY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0865161014 | Meeting Date: 6/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD JAMES | Mgmt | For | For | |||||||||||||||||||||
2 SANJAY KHOSLA | Mgmt | For | For | |||||||||||||||||||||
3 GEORGE L. MIKAN III | Mgmt | For | For | |||||||||||||||||||||
4 MATTHEW H. PAULL | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD M. SCHULZE | Mgmt | For | For | |||||||||||||||||||||
6 HATIM A. TYABJI | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED BY-LAWS TO REMOVE THE MAXIMUM FOR THE NUMBER OF DIRECTORS SERVING ON THE BOARD OF DIRECTORS AND TO AUTHORIZE THE | Mgmt | Against | Against | ||||||||||||||||||||
BOARD OF DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS SERVING FROM TIME TO TIME. | ||||||||||||||||||||||||
04 | APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK AND INCENTIVE PLAN, AS AMENDED. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF OUR EXECUTIVE SHORT- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
08 | VOTE ON THE NON-BINDING SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2618000000 | 2618000000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BIG LOTS, INC. | ||||||||||||||||||||||||
Security: 089302103 | Agenda Number: 933419322 | |||||||||||||||||||||||
Ticker: BIG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0893021032 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY P. BERGER | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN S. FISHMAN | Mgmt | For | For | |||||||||||||||||||||
3 PETER J. HAYES | Mgmt | For | For | |||||||||||||||||||||
4 DAVID T. KOLLAT | Mgmt | For | For | |||||||||||||||||||||
5 BRENDA J. LAUDERBACK | Mgmt | For | For | |||||||||||||||||||||
6 PHILIP E. MALLOTT | Mgmt | For | For | |||||||||||||||||||||
7 RUSSELL SOLT | Mgmt | For | For | |||||||||||||||||||||
8 JAMES R. TENER | Mgmt | For | For | |||||||||||||||||||||
9 DENNIS B. TISHKOFF | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE SAY ON PAY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 379200000 | 379200000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BIOGEN IDEC INC. | ||||||||||||||||||||||||
Security: 09062X103 | Agenda Number: 933413394 | |||||||||||||||||||||||
Ticker: BIIB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US09062X1037 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LYNN SCHENK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: NANCY L. LEAMING | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: BRIAN S. POSNER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: WILLIAM D. YOUNG | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO BIOGEN IDEC'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 162800000 | 162800000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BLACKROCK, INC. | ||||||||||||||||||||||||
Security: 09247X101 | Agenda Number: 933435605 | |||||||||||||||||||||||
Ticker: BLK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US09247X1019 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MURRY S. GERBER | Mgmt | For | For | |||||||||||||||||||||
2 JAMES GROSFELD | Mgmt | For | For | |||||||||||||||||||||
3 SIR DERYCK MAUGHAN | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS K. MONTAG | Mgmt | For | For | |||||||||||||||||||||
5 LINDA GOSDEN ROBINSON | Mgmt | For | For | |||||||||||||||||||||
6 JOHN S. VARLEY | Mgmt | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES CAST ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 51400000 | 51400000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BOSTON PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 101121101 | Agenda Number: 933402733 | |||||||||||||||||||||||
Ticker: BXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1011211018 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LAWRENCE S. BACOW | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ZOE BAIRD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALAN J. PATRICOF | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MARTIN TURCHIN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING RESOLUTION, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL CONCERNING THE PREPARATION OF A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 42100000 | 42100000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BOSTON SCIENTIFIC CORPORATION | ||||||||||||||||||||||||
Security: 101137107 | Agenda Number: 933396740 | |||||||||||||||||||||||
Ticker: BSX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1011371077 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KATHARINE T. BARTLETT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: BRUCE L. BYRNES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NELDA J. CONNORS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: J. RAYMOND ELLIOTT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ERNEST MARIO | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PETE M. NICHOLAS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: UWE E. REINHARDT | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE BOSTON SCIENTIFIC CORPORATION'S 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON BOSTON SCIENTIFIC CORPORATION'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE BOSTON SCIENTIFIC CORPORATION'S 2011 LONG- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT OF BOSTON SCIENTIFIC CORPORATION'S 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS BOSTON SCIENTIFIC CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2539700000 | 2539700000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||||||||||||
Security: 110122108 | Agenda Number: 933386701 | |||||||||||||||||||||||
Ticker: BMY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1101221083 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: L. ANDREOTTI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: L.B. CAMPBELL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J.M. CORNELIUS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: L.J. FREEH | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: M. GROBSTEIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: L. JOHANSSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: A.J. LACY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: T.D. WEST, JR. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | EXECUTIVE COMPENSATION DISCLOSURE | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
07 | PHARMACEUTICAL PRICE RESTRAINT | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1689000000 | 1689000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BROADCOM CORPORATION | ||||||||||||||||||||||||
Security: 111320107 | Agenda Number: 933387311 | |||||||||||||||||||||||
Ticker: BRCM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1113201073 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NANCY H. HANDEL | Mgmt | For | For | |||||||||||||||||||||
2 EDDY W. HARTENSTEIN | Mgmt | For | For | |||||||||||||||||||||
3 MARIA KLAWE, PH.D. | Mgmt | For | For | |||||||||||||||||||||
4 JOHN E. MAJOR | Mgmt | For | For | |||||||||||||||||||||
5 SCOTT A. MCGREGOR | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM T. MORROW | Mgmt | For | For | |||||||||||||||||||||
7 HENRY SAMUELI, PH.D. | Mgmt | For | For | |||||||||||||||||||||
8 JOHN A.C. SWAINSON | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT E. SWITZ | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND CONDUCTING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 311400000 | 311400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
C. R. BARD, INC. | ||||||||||||||||||||||||
Security: 067383109 | Agenda Number: 933394037 | |||||||||||||||||||||||
Ticker: BCR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0673831097 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN C. KELLY | Mgmt | For | For | |||||||||||||||||||||
2 GAIL K. NAUGHTON PH.D. | Mgmt | For | For | |||||||||||||||||||||
3 JOHN H. WEILAND | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | SAY-WHEN-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO CONSIDER A SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING. | Shr | Against | For | ||||||||||||||||||||
06 | TO CONSIDER A SHAREHOLDER PROPOSAL FOR THE ANNUAL ELECTION OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 71400000 | 71400000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
C.H. ROBINSON WORLDWIDE, INC. | ||||||||||||||||||||||||
Security: 12541W209 | Agenda Number: 933396233 | |||||||||||||||||||||||
Ticker: CHRW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12541W2098 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT EZRILOV | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WAYNE M. FORTUN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: BRIAN P. SHORT | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER BOARD DECLASSIFICATION PROPOSAL. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 263300000 | 263300000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CABLEVISION SYSTEMS CORPORATION | ||||||||||||||||||||||||
Security: 12686C109 | Agenda Number: 933435542 | |||||||||||||||||||||||
Ticker: CVC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12686C1099 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ZACHARY W. CARTER | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS V. REIFENHEISER | Mgmt | For | For | |||||||||||||||||||||
3 JOHN R. RYAN | Mgmt | For | For | |||||||||||||||||||||
4 VINCENT TESE | Mgmt | For | For | |||||||||||||||||||||
5 LEONARD TOW | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE CABLEVISION SYSTEMS CORPORATION 2011 CASH INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 102400000 | 102400000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CABOT OIL & GAS CORPORATION | ||||||||||||||||||||||||
Security: 127097103 | Agenda Number: 933395433 | |||||||||||||||||||||||
Ticker: COG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1270971039 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
I1 | ELECTION OF DIRECTOR: DAN O. DINGES | Mgmt | For | For | ||||||||||||||||||||
I2 | ELECTION OF DIRECTOR: JAMES R. GIBBS | Mgmt | For | For | ||||||||||||||||||||
I3 | ELECTION OF DIRECTOR: WILLIAM P. VITITOE | Mgmt | For | For | ||||||||||||||||||||
II | TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
III | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
IV | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 53400000 | 53400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAMERON INTERNATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 13342B105 | Agenda Number: 933393047 | |||||||||||||||||||||||
Ticker: CAM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US13342B1052 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PETER J. FLUOR | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JACK B. MOORE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID ROSS | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EQUITY INCENTIVE PLAN TO CHANGE THE OPTION TERM FROM SEVEN TO TEN YEARS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 265100000 | 265100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 14040H105 | Agenda Number: 933392007 | |||||||||||||||||||||||
Ticker: COF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US14040H1059 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PATRICK W. GROSS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PIERRE E. LEROY | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY, NON-BINDING APPROVAL OF CAPITAL ONE'S 2010 NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY, NON-BINDING APPROVAL OF THE FREQUENCY WITH WHICH CAPITAL ONE WILL HOLD A STOCKHOLDER VOTE TO APPROVE ITS NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1002600000 | 1002600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CARMAX, INC. | ||||||||||||||||||||||||
Security: 143130102 | Agenda Number: 933448208 | |||||||||||||||||||||||
Ticker: KMX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1431301027 | Meeting Date: 6/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS J. FOLLIARD | Mgmt | For | For | |||||||||||||||||||||
2 RAKESH GANGWAL | Mgmt | For | For | |||||||||||||||||||||
3 SHIRA GOODMAN | Mgmt | For | For | |||||||||||||||||||||
4 W. ROBERT GRAFTON | Mgmt | For | For | |||||||||||||||||||||
5 EDGAR H. GRUBB | Mgmt | For | For | |||||||||||||||||||||
6 MITCHELL D. STEENROD | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFICATION OF THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE, IN AN ADVISORY (NON- BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | TO DETERMINE, IN AN ADVISORY (NON- BINDING) VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 467000000 | 467000000 | 0 | 6/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CARNIVAL CORPORATION | ||||||||||||||||||||||||
Security: 143658300 | Agenda Number: 933376596 | |||||||||||||||||||||||
Ticker: CCL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: PA1436583006 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
02 | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-ELECT ROBERT H. DICKINSON AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT MODESTO A. MAIDIQUE AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT PETER G. RATCLIFFE AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT UZI ZUCKER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
16 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
17 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2010. | Mgmt | For | For | ||||||||||||||||||||
18 | TO APPROVE THE FISCAL 2010 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CARNIVAL CORPORATION & PLC. | Mgmt | For | For | ||||||||||||||||||||
19 | TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE REGARDING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CARNIVAL CORPORATION & PLC. | Mgmt | 1 Year | For | ||||||||||||||||||||
20 | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED NOVEMBER 30, 2010. | Mgmt | For | For | ||||||||||||||||||||
21 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
22 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Mgmt | For | For | ||||||||||||||||||||
23 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Mgmt | For | For | ||||||||||||||||||||
24 | TO APPROVE THE CARNIVAL CORPORATION 2011 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 709000000 | 709000000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CATERPILLAR INC. | ||||||||||||||||||||||||
Security: 149123101 | Agenda Number: 933433740 | |||||||||||||||||||||||
Ticker: CAT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1491231015 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID L. CALHOUN | Mgmt | For | For | |||||||||||||||||||||
2 DANIEL M. DICKINSON | Mgmt | For | For | |||||||||||||||||||||
3 EUGENE V. FIFE | Mgmt | For | For | |||||||||||||||||||||
4 JUAN GALLARDO | Mgmt | For | For | |||||||||||||||||||||
5 DAVID R. GOODE | Mgmt | For | For | |||||||||||||||||||||
6 JESSE J. GREENE, JR. | Mgmt | For | For | |||||||||||||||||||||
7 PETER A. MAGOWAN | Mgmt | For | For | |||||||||||||||||||||
8 DENNIS A. MUILENBURG | Mgmt | For | For | |||||||||||||||||||||
9 DOUGLAS R. OBERHELMAN | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM A. OSBORN | Mgmt | For | For | |||||||||||||||||||||
11 CHARLES D. POWELL | Mgmt | For | For | |||||||||||||||||||||
12 EDWARD B. RUST, JR. | Mgmt | For | For | |||||||||||||||||||||
13 SUSAN C. SCHWAB | Mgmt | For | For | |||||||||||||||||||||
14 JOSHUA I. SMITH | Mgmt | For | For | |||||||||||||||||||||
15 MILES D. WHITE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE AMENDED AND RESTATED CATERPILLAR INC. EXECUTIVE SHORT- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS AND EXPENSES. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shr | Against | For | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD. | Shr | For | Against | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS. | Shr | For | Against | ||||||||||||||||||||
10 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD. | Shr | For | Against | ||||||||||||||||||||
11 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS. | Shr | Against | For | ||||||||||||||||||||
12 | STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 939400000 | 939400000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CB RICHARD ELLIS GROUP, INC. | ||||||||||||||||||||||||
Security: 12497T101 | Agenda Number: 933399328 | |||||||||||||||||||||||
Ticker: CBG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12497T1016 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD C. BLUM | Mgmt | For | For | |||||||||||||||||||||
2 CURTIS F. FEENY | Mgmt | For | For | |||||||||||||||||||||
3 BRADFORD M. FREEMAN | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL KANTOR | Mgmt | Withheld | Against | |||||||||||||||||||||
5 FREDERIC V. MALEK | Mgmt | For | For | |||||||||||||||||||||
6 JANE J. SU | Mgmt | For | For | |||||||||||||||||||||
7 LAURA D. TYSON | Mgmt | For | For | |||||||||||||||||||||
8 BRETT WHITE | Mgmt | For | For | |||||||||||||||||||||
9 GARY L. WILSON | Mgmt | For | For | |||||||||||||||||||||
10 RAY WIRTA | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 536800000 | 536800000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CELGENE CORPORATION | ||||||||||||||||||||||||
Security: 151020104 | Agenda Number: 933444882 | |||||||||||||||||||||||
Ticker: CELG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1510201049 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. HUGIN | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL D. CASEY | Mgmt | For | For | |||||||||||||||||||||
3 CARRIE S. COX | Mgmt | For | For | |||||||||||||||||||||
4 RODMAN L. DRAKE | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL A. FRIEDMAN, MD | Mgmt | For | For | |||||||||||||||||||||
6 GILLA KAPLAN, PH.D. | Mgmt | For | For | |||||||||||||||||||||
7 JAMES J. LOUGHLIN | Mgmt | For | For | |||||||||||||||||||||
8 ERNEST MARIO, PH.D. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 134700000 | 134700000 | 0 | 5/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CENTERPOINT ENERGY, INC. | ||||||||||||||||||||||||
Security: 15189T107 | Agenda Number: 933380139 | |||||||||||||||||||||||
Ticker: CNP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US15189T1079 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DONALD R. CAMPBELL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MILTON CARROLL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: O. HOLCOMBE CROSSWELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL P. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JANIECE M. LONGORIA | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SUSAN O. RHENEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: R. A. WALKER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: PETER S. WAREING | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: SHERMAN M. WOLFF | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE SHORT TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVE THE AMENDMENT TO THE STOCK PLAN FOR OUTSIDE DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1285300000 | 1285300000 | 0 | 3/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CENTURYLINK, INC. | ||||||||||||||||||||||||
Security: 156700106 | Agenda Number: 933407238 | |||||||||||||||||||||||
Ticker: CTL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1567001060 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 VIRGINIA BOULET | Mgmt | For | For | |||||||||||||||||||||
2 PETER C. BROWN | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD A. GEPHARDT | Mgmt | For | For | |||||||||||||||||||||
4 GREGORY J. MCCRAY | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL J. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVE OUR 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
4A | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
4B | ADVISORY VOTE REGARDING THE FREQUENCY OF OUR EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
5A | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORTS. | Shr | For | Against | ||||||||||||||||||||
5B | SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 362500000 | 362500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CEPHALON, INC. | ||||||||||||||||||||||||
Security: 156708109 | Agenda Number: 933394241 | |||||||||||||||||||||||
Ticker: CEPH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1567081096 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: J. KEVIN BUCHI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM P. EGAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARTYN D. GREENACRE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHARLES J. HOMCY, M.D. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: VAUGHN M. KAILIAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KEVIN E. MOLEY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHARLES A. SANDERS, M.D. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DENNIS L. WINGER | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2011 EQUITY COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO VOTE ON AN ADVISORY BASIS REGARDING THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES REGARDING EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 97200000 | 97200000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CERNER CORPORATION | ||||||||||||||||||||||||
Security: 156782104 | Agenda Number: 933431140 | |||||||||||||||||||||||
Ticker: CERN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1567821046 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN C. DANFORTH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NEAL L. PATTERSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (EVERY 1, 2 OR 3 YEARS). | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE CERNER CORPORATION 2011 OMNIBUS EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF AN AMENDMENT TO OUR ASSOCIATE STOCK PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE FOR PURCHASE. | Mgmt | For | For | ||||||||||||||||||||
07 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
08 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE SERIES A PREFERRED STOCK. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 46000000 | 46000000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CF INDUSTRIES HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 125269100 | Agenda Number: 933429258 | |||||||||||||||||||||||
Ticker: CF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1252691001 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN R. WILSON | Mgmt | For | For | |||||||||||||||||||||
2 WALLACE W. CREEK | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM DAVISSON | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT G. KUHBACH | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 63900000 | 63900000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHESAPEAKE ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 165167107 | Agenda Number: 933455126 | |||||||||||||||||||||||
Ticker: CHK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1651671075 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 AUBREY K. MCCLENDON | Mgmt | For | For | |||||||||||||||||||||
2 DON NICKLES | Mgmt | For | For | |||||||||||||||||||||
3 KATHLEEN M. EISBRENNER | Mgmt | For | For | |||||||||||||||||||||
4 LOUIS A. SIMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON DIRECTOR COMPENSATION. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 975500000 | 975500000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHEVRON CORPORATION | ||||||||||||||||||||||||
Security: 166764100 | Agenda Number: 933419687 | |||||||||||||||||||||||
Ticker: CVX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1667641005 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: L.F. DEILY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: R.E. DENHAM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: R.J. EATON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: C. HAGEL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: E. HERNANDEZ | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: G.L. KIRKLAND | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: D.B. RICE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: K.W. SHARER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: C.R. SHOEMATE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: J.G. STUMPF | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: R.D. SUGAR | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: C. WARE | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: J.S. WATSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. | Shr | Against | For | ||||||||||||||||||||
06 | HUMAN RIGHTS COMMITTEE. | Shr | Against | For | ||||||||||||||||||||
07 | SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
08 | GUIDELINES FOR COUNTRY SELECTION. | Shr | Against | For | ||||||||||||||||||||
09 | FINANCIAL RISKS FROM CLIMATE CHANGE. | Shr | Against | For | ||||||||||||||||||||
10 | HYDRAULIC FRACTURING. | Shr | For | Against | ||||||||||||||||||||
11 | OFFSHORE OIL WELLS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4809800000 | 4809800000 | 0 | 5/9/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CIGNA CORPORATION | ||||||||||||||||||||||||
Security: 125509109 | Agenda Number: 933386559 | |||||||||||||||||||||||
Ticker: CI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1255091092 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: ROMAN MARTINEZ IV | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: CAROL COX WAIT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: WILLIAM D. ZOLLARS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE CIGNA LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1247100000 | 1247100000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CINCINNATI FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 172062101 | Agenda Number: 933385292 | |||||||||||||||||||||||
Ticker: CINF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1720621010 | Meeting Date: 4/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENNETH C. LICHTENDAHL | Mgmt | For | For | |||||||||||||||||||||
2 W. RODNEY MCMULLEN | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS R. SCHIFF | Mgmt | For | For | |||||||||||||||||||||
4 JOHN F. STEELE, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFYING THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | VOTING ON A NONBINDING PROPOSAL TO APPROVE THE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | VOTING ON A NONBINDING PROPOSAL TO ESTABLISH THE FREQUENCY OF FUTURE NONBINDING VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RE-APPROVING THE PERFORMANCE OBJECTIVES CONTAINED IN THE CINCINNATI FINANCIAL CORPORATION STOCK PLAN OF 2006. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 282700000 | 282700000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CITIGROUP INC. | ||||||||||||||||||||||||
Security: 172967101 | Agenda Number: 933378336 | |||||||||||||||||||||||
Ticker: C | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1729671016 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT L. JOSS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JUDITH RODIN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT L. RYAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | Mgmt | For | For | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP. | Shr | Against | For | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shr | Against | For | ||||||||||||||||||||
10 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL SYSTEM. | Shr | Against | For | ||||||||||||||||||||
11 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | Shr | For | Against | ||||||||||||||||||||
12 | STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES, AND SECURITIZATIONS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 49951200000 | 49951200000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CITRIX SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 177376100 | Agenda Number: 933421480 | |||||||||||||||||||||||
Ticker: CTXS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1773761002 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MURRAY J. DEMO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ASIFF S. HIRJI | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY FOR HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 59700000 | 59700000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CLIFFS NATURAL RESOURCES INC. | ||||||||||||||||||||||||
Security: 18683K101 | Agenda Number: 933410172 | |||||||||||||||||||||||
Ticker: CLF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US18683K1016 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: J.A. CARRABBA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: S.M. CUNNINGHAM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: B.J. ELDRIDGE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: A.R. GLUSKI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: S.M. GREEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: J.K. HENRY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J.F. KIRSCH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: F.R. MCALLISTER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: R. PHILLIPS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: R.K. RIEDERER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: R.A. ROSS | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: A. SCHWARTZ | Mgmt | For | For | ||||||||||||||||||||
02 | A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, COMMONLY KNOWN AS "SAY ON PAY" | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS | Shr | For | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 124500000 | 124500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CME GROUP | ||||||||||||||||||||||||
Security: 12572Q105 | Agenda Number: 933430984 | |||||||||||||||||||||||
Ticker: CME | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12572Q1058 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CRAIG S. DONOHUE | Mgmt | For | For | |||||||||||||||||||||
2 TIMOTHY S. BITSBERGER | Mgmt | For | For | |||||||||||||||||||||
3 JACKIE M. CLEGG | Mgmt | For | For | |||||||||||||||||||||
4 JAMES A. DONALDSON | Mgmt | For | For | |||||||||||||||||||||
5 J. DENNIS HASTERT | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM P. MILLER II | Mgmt | For | For | |||||||||||||||||||||
7 TERRY L. SAVAGE | Mgmt | For | For | |||||||||||||||||||||
8 CHRISTOPHER STEWART | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 23300000 | 23300000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CMS ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 125896100 | Agenda Number: 933416489 | |||||||||||||||||||||||
Ticker: CMS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1258961002 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MERRIBEL S. AYRES | Mgmt | For | For | |||||||||||||||||||||
2 JON E. BARFIELD | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN E. EWING | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD M. GABRYS | Mgmt | For | For | |||||||||||||||||||||
5 DAVID W. JOOS | Mgmt | For | For | |||||||||||||||||||||
6 PHILIP R. LOCHNER, JR. | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL T. MONAHAN | Mgmt | For | For | |||||||||||||||||||||
8 JOHN G. RUSSELL | Mgmt | For | For | |||||||||||||||||||||
9 KENNETH L. WAY | Mgmt | For | For | |||||||||||||||||||||
10 JOHN B. YASINSKY | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - FINANCIAL RISKS OF RELIANCE ON COAL. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 770300000 | 770300000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COCA-COLA ENTERPRISES INC. | ||||||||||||||||||||||||
Security: 19122T109 | Agenda Number: 933380456 | |||||||||||||||||||||||
Ticker: CCE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US19122T1097 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAN BENNINK | Mgmt | For | For | |||||||||||||||||||||
2 JOHN F. BROCK | Mgmt | For | For | |||||||||||||||||||||
3 CALVIN DARDEN | Mgmt | For | For | |||||||||||||||||||||
4 L. PHILLIP HUMANN | Mgmt | For | For | |||||||||||||||||||||
5 ORRIN H. INGRAM II | Mgmt | For | For | |||||||||||||||||||||
6 DONNA A. JAMES | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS H. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
8 SUZANNE B. LABARGE | Mgmt | For | For | |||||||||||||||||||||
9 VERONIQUE MORALI | Mgmt | For | For | |||||||||||||||||||||
10 GARRY WATTS | Mgmt | For | For | |||||||||||||||||||||
11 CURTIS R. WELLING | Mgmt | For | For | |||||||||||||||||||||
12 PHOEBE A. WOOD | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION PROGRAM VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL OF CERTAIN SEVERANCE AGREEMENTS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1556400000 | 1556400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||||||||||||||
Security: 192446102 | Agenda Number: 933429020 | |||||||||||||||||||||||
Ticker: CTSH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1924461023 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT W. HOWE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | TO AMEND OUR CERTIFICATE OF INCORPORATION TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Mgmt | For | For | ||||||||||||||||||||
06 | TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 138000000 | 138000000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||||||||||||||||
Security: 194162103 | Agenda Number: 933386167 | |||||||||||||||||||||||
Ticker: CL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1941621039 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN T. CAHILL | Mgmt | For | * | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: IAN COOK | Mgmt | For | * | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HELENE D. GAYLE | Mgmt | For | * | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Mgmt | For | * | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Mgmt | For | * | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Mgmt | For | * | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DELANO E. LEWIS | Mgmt | For | * | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Mgmt | For | * | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Mgmt | For | * | ||||||||||||||||||||
02 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | * | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | * | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | Shr | Against | * | ||||||||||||||||||||
An * in the For/Against management field indicates management position unknown since information regarding non-U.S. issuers is not readily available. | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 453400000 | 453400000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMCAST CORPORATION | ||||||||||||||||||||||||
Security: 20030N101 | Agenda Number: 933396334 | |||||||||||||||||||||||
Ticker: CMCSA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US20030N1019 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 S. DECKER ANSTROM | Mgmt | For | For | |||||||||||||||||||||
2 KENNETH J. BACON | Mgmt | For | For | |||||||||||||||||||||
3 SHELDON M. BONOVITZ | Mgmt | For | For | |||||||||||||||||||||
4 EDWARD D. BREEN | Mgmt | For | For | |||||||||||||||||||||
5 JOSEPH J. COLLINS | Mgmt | For | For | |||||||||||||||||||||
6 J. MICHAEL COOK | Mgmt | For | For | |||||||||||||||||||||
7 GERALD L. HASSELL | Mgmt | For | For | |||||||||||||||||||||
8 JEFFREY A. HONICKMAN | Mgmt | For | For | |||||||||||||||||||||
9 EDUARDO G. MESTRE | Mgmt | For | For | |||||||||||||||||||||
10 BRIAN L. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
11 RALPH J. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
12 DR. JUDITH RODIN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE COMCAST- NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE COMCAST CORPORATION 2002 RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE COMCAST CORPORATION 2003 STOCK OPTION PLAN, AS AMENDED AND RESTATED | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
08 | TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Shr | For | Against | ||||||||||||||||||||
09 | TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE A CURRENT OR FORMER EXECUTIVE OFFICER | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4.0e+9 | 4.0e+9 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMERICA INCORPORATED | ||||||||||||||||||||||||
Security: 200340107 | Agenda Number: 933388919 | |||||||||||||||||||||||
Ticker: CMA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2003401070 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROGER A. CREGG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: T. KEVIN DENICOLA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: NINA G. VACA | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE COMERICA INCORPORATED 2011 MANAGEMENT INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | AMENDMENT OF THE CERTIFICATE OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY PROVISIONS | Mgmt | For | For | ||||||||||||||||||||
05 | NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
06 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY THAT SHAREHOLDERS ARE TO BE PRESENTED WITH ADVISORY PROPOSALS APPROVING EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 152100000 | 152100000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CONOCOPHILLIPS | ||||||||||||||||||||||||
Security: 20825C104 | Agenda Number: 933398732 | |||||||||||||||||||||||
Ticker: COP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US20825C1045 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RUTH R. HARKIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: HAROLD W. MCGRAW III | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES J. MULVA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HARALD J. NORVIK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: KATHRYN C. TURNER | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | GENDER EXPRESSION NON- DISCRIMINATION. | Shr | Against | For | ||||||||||||||||||||
07 | POLITICAL CONTRIBUTIONS. | Shr | Against | For | ||||||||||||||||||||
08 | REPORT ON GRASSROOTS LOBBYING EXPENDITURES. | Shr | Against | For | ||||||||||||||||||||
09 | ACCIDENT RISK MITIGATION. | Shr | Against | For | ||||||||||||||||||||
10 | COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). | Shr | Against | For | ||||||||||||||||||||
11 | GREENHOUSE GAS REDUCTION TARGETS. | Shr | Against | For | ||||||||||||||||||||
12 | REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. | Shr | Against | For | ||||||||||||||||||||
13 | CANADIAN OIL SANDS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 5849200000 | 5849200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CONSOL ENERGY INC. | ||||||||||||||||||||||||
Security: 20854P109 | Agenda Number: 933401135 | |||||||||||||||||||||||
Ticker: CNX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US20854P1093 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. BRETT HARVEY | Mgmt | For | For | |||||||||||||||||||||
2 JOHN WHITMIRE | Mgmt | For | For | |||||||||||||||||||||
3 PHILIP W. BAXTER | Mgmt | For | For | |||||||||||||||||||||
4 JAMES E. ALTMEYER, SR. | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM E. DAVIS | Mgmt | For | For | |||||||||||||||||||||
6 RAJ K. GUPTA | Mgmt | For | For | |||||||||||||||||||||
7 PATRICIA A. HAMMICK | Mgmt | For | For | |||||||||||||||||||||
8 DAVID C. HARDESTY, JR. | Mgmt | For | For | |||||||||||||||||||||
9 JOHN T. MILLS | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM P. POWELL | Mgmt | For | For | |||||||||||||||||||||
11 JOSEPH T. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 264000000 | 264000000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CONSOLIDATED EDISON, INC. | ||||||||||||||||||||||||
Security: 209115104 | Agenda Number: 933410019 | |||||||||||||||||||||||
Ticker: ED | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2091151041 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: K. BURKE | Mgmt | Against | Against | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: V.A. CALARCO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: G. CAMPBELL, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: G.J. DAVIS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: M.J. DEL GIUDICE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: E.V. FUTTER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J.F. HENNESSY III | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: S. HERNANDEZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: J.F. KILLIAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: E.R. MCGRATH | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: M.W. RANGER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: L.F. SUTHERLAND | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | ADDITIONAL COMPENSATION INFORMATION. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 628900000 | 628900000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CONSTELLATION ENERGY GROUP, INC. | ||||||||||||||||||||||||
Security: 210371100 | Agenda Number: 933414550 | |||||||||||||||||||||||
Ticker: CEG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2103711006 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: YVES C. DE BALMANN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ANN C. BERZIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES T. BRADY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES R. CURTISS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: FREEMAN A. HRABOWSKI, III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: NANCY LAMPTON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT J. LAWLESS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MICHAEL D. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1160200000 | 1160200000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CORNING INCORPORATED | ||||||||||||||||||||||||
Security: 219350105 | Agenda Number: 933380191 | |||||||||||||||||||||||
Ticker: GLW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2193501051 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GORDON GUND | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: H. ONNO RUDING | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GLENN F. TILTON | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 757700000 | 757700000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COVENTRY HEALTH CARE, INC. | ||||||||||||||||||||||||
Security: 222862104 | Agenda Number: 933401995 | |||||||||||||||||||||||
Ticker: CVH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2228621049 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS II DIRECTOR: JOEL ACKERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF CLASS II DIRECTOR: LAWRENCE N. KUGELMAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF CLASS II DIRECTOR: MICHAEL A. STOCKER, M.D. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1021400000 | 1021400000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CSX CORPORATION | ||||||||||||||||||||||||
Security: 126408103 | Agenda Number: 933390320 | |||||||||||||||||||||||
Ticker: CSX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1264081035 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: D.M. ALVARADO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: J.B. BREAUX | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: P.L. CARTER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: S.T. HALVERSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: E.J. KELLY, III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: G.H. LAMPHERE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J.D. MCPHERSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: T.T. O'TOOLE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: D.M. RATCLIFFE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: D.J. SHEPARD | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: M.J. WARD | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: J.C. WATTS, JR. | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: J.S. WHISLER | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 366600000 | 366600000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CUMMINS INC. | ||||||||||||||||||||||||
Security: 231021106 | Agenda Number: 933400929 | |||||||||||||||||||||||
Ticker: CMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2310211063 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Mgmt | For | For | ||||||||||||||||||||
02 | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Mgmt | For | For | ||||||||||||||||||||
03 | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Mgmt | For | For | ||||||||||||||||||||
04 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Mgmt | For | For | ||||||||||||||||||||
05 | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Mgmt | For | For | ||||||||||||||||||||
06 | ELECTION OF DIRECTOR: CARL WARE | Mgmt | For | For | ||||||||||||||||||||
07 | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Mgmt | For | For | ||||||||||||||||||||
08 | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Mgmt | For | For | ||||||||||||||||||||
09 | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ | Mgmt | For | For | ||||||||||||||||||||
10 | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Mgmt | For | For | ||||||||||||||||||||
11 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
12 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
13 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 270100000 | 270100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CVS CAREMARK CORPORATION | ||||||||||||||||||||||||
Security: 126650100 | Agenda Number: 933397110 | |||||||||||||||||||||||
Ticker: CVS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1266501006 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: EDWIN M. BANKS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: C. DAVID BROWN II | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID W. DORMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARIAN L. HEARD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LARRY J. MERLO | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: TERRENCE MURRAY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: C.A. LANCE PICCOLO | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: TONY L. WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shr | For | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 6609700000 | 6609700000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DANAHER CORPORATION | ||||||||||||||||||||||||
Security: 235851102 | Agenda Number: 933405741 | |||||||||||||||||||||||
Ticker: DHR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2358511028 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MITCHELL P. RALES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS OF TWENTY-FIVE PERCENT (25%) OR MORE OF DANAHER'S SHARES TO CALL A SPECIAL MEETING OF SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK INCENTIVE PLAN AND MATERIAL TERMS OF PLAN PERFORMANCE GOALS. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 636800000 | 636800000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DAVITA INC. | ||||||||||||||||||||||||
Security: 23918K108 | Agenda Number: 933437914 | |||||||||||||||||||||||
Ticker: DVA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US23918K1088 | Meeting Date: 6/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAMELA M. ARWAY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES G. BERG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLARD W. BRITTAIN, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CAROL ANTHONY ("JOHN") DAVIDSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PAUL J. DIAZ | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PETER T. GRAUER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN M. NEHRA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM L. ROPER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KENT J. THIRY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROGER J. VALINE | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF OUR 2011 INCENTIVE AWARD PLAN | Mgmt | Against | Against | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 207000000 | 207000000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DEAN FOODS COMPANY | ||||||||||||||||||||||||
Security: 242370104 | Agenda Number: 933427634 | |||||||||||||||||||||||
Ticker: DF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2423701042 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEPHEN L. GREEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN R. MUSE | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO AMEND THE DEAN FOODS COMPANY 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE FREQUENCY OF STOCKHOLDER VOTES ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UPS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3319600000 | 3319600000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DEERE & COMPANY | ||||||||||||||||||||||||
Security: 244199105 | Agenda Number: 933366343 | |||||||||||||||||||||||
Ticker: DE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2441991054 | Meeting Date: 2/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DIPAK C. JAIN | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOACHIM MILBERG | Mgmt | No vote | |||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD B. MYERS | Mgmt | No vote | |||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY") | Mgmt | No vote | |||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES | Mgmt | No vote | |||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011 | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 603600000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DENBURY RESOURCES INC. | ||||||||||||||||||||||||
Security: 247916208 | Agenda Number: 933436037 | |||||||||||||||||||||||
Ticker: DNR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2479162081 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WIELAND F. WETTSTEIN | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL L. BEATTY | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL B. DECKER | Mgmt | For | For | |||||||||||||||||||||
4 RONALD G. GREENE | Mgmt | For | For | |||||||||||||||||||||
5 DAVID I. HEATHER | Mgmt | For | For | |||||||||||||||||||||
6 GREGORY L. MCMICHAEL | Mgmt | For | For | |||||||||||||||||||||
7 GARETH ROBERTS | Mgmt | For | For | |||||||||||||||||||||
8 PHIL RYKHOEK | Mgmt | For | For | |||||||||||||||||||||
9 RANDY STEIN | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE COMPANY'S ADVISORY, NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION PROSPECTIVELY. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO INCREASE THE NUMBER OF SHARES RESERVED FOR USE UNDER OUR EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS DENBURY'S INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 174500000 | 174500000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DENTSPLY INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 249030107 | Agenda Number: 933433904 | |||||||||||||||||||||||
Ticker: XRAY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2490301072 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL C. ALFANO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ERIC K. BRANDT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM F. HECHT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: FRANCIS J. LUNGER | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 150900000 | 150900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DEVON ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 25179M103 | Agenda Number: 933435491 | |||||||||||||||||||||||
Ticker: DVN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25179M1036 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT H. HENRY | Mgmt | For | For | |||||||||||||||||||||
2 JOHN A. HILL | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL M. KANOVSKY | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT A. MOSBACHER, JR | Mgmt | For | For | |||||||||||||||||||||
5 J. LARRY NICHOLS | Mgmt | For | For | |||||||||||||||||||||
6 DUANE C. RADTKE | Mgmt | For | For | |||||||||||||||||||||
7 MARY P. RICCIARDELLO | Mgmt | For | For | |||||||||||||||||||||
8 JOHN RICHELS | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS. | Mgmt | For | For | ||||||||||||||||||||
05 | AMEND AND RESTATE THE RESTATED CERTIFICATE OF INCORPORATION TO REMOVE UNNECESSARY AND OUTDATED PROVISIONS. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 307600000 | 307600000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DIAMOND OFFSHORE DRILLING, INC. | ||||||||||||||||||||||||
Security: 25271C102 | Agenda Number: 933414447 | |||||||||||||||||||||||
Ticker: DO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25271C1027 | Meeting Date: 5/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES S. TISCH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN R. BOLTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHARLES L. FABRIKANT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PAUL G. GAFFNEY II | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: EDWARD GREBOW | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: HERBERT C. HOFMANN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ANDREW H. TISCH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: RAYMOND S. TROUBH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 117900000 | 117900000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DIRECTV | ||||||||||||||||||||||||
Security: 25490A101 | Agenda Number: 933386624 | |||||||||||||||||||||||
Ticker: DTV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25490A1016 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID B. DILLON | Mgmt | For | For | |||||||||||||||||||||
2 SAMUEL A. DIPIAZZA, JR. | Mgmt | For | For | |||||||||||||||||||||
3 LORRIE M. NORRINGTON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN CAPITAL STOCK CHANGES INCLUDING REDUCTION OF AUTHORIZED CLASS B SHARES FROM 30,000,000 TO 3,000,000 AND ELIMINATION OF THE CLASS C COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
04 | AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
05 | AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
06 | AMEND CERTIFICATE OF INCORPORATION TO PERMIT A SPECIAL MEETING OF STOCKHOLDERS TO BE CALLED BY 25% OR MORE OF THE STOCKHOLDERS IN CERTAIN CIRCUMSTANCES. | Mgmt | Against | Against | ||||||||||||||||||||
07 | AMEND CERTIFICATE OF INCORPORATION TO ADOPT DELAWARE AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES. | Mgmt | Against | Against | ||||||||||||||||||||
08 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
09 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1338500000 | 1338500000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DISCOVER FINANCIAL SERVICES | ||||||||||||||||||||||||
Security: 254709108 | Agenda Number: 933374984 | |||||||||||||||||||||||
Ticker: DFS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2547091080 | Meeting Date: 4/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARY K. BUSH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GREGORY C. CASE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RICHARD H. LENNY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID W. NELMS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL SERVICES DIRECTORS' COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 853300000 | 853300000 | 0 | 3/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DISCOVERY COMMUNICATIONS, INC. | ||||||||||||||||||||||||
Security: 25470F104 | Agenda Number: 933405866 | |||||||||||||||||||||||
Ticker: DISCA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25470F1049 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT R. BENNETT | Mgmt | For | For | |||||||||||||||||||||
2 JOHN C. MALONE | Mgmt | For | For | |||||||||||||||||||||
3 DAVID M. ZASLAV | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION DESCRIBED IN THESE PROXY MATERIALS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION IN THE FUTURE | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 204100000 | 204100000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DOMINION RESOURCES, INC. | ||||||||||||||||||||||||
Security: 25746U109 | Agenda Number: 933400892 | |||||||||||||||||||||||
Ticker: D | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25746U1097 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM P. BARR | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PETER W. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: HELEN E. DRAGAS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN W. HARRIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MARK J. KINGTON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARGARET A. MCKENNA | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: FRANK S. ROYAL | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DAVID A. WOLLARD | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY") | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL COAL MINING | Shr | Against | For | ||||||||||||||||||||
06 | 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2024 | Shr | Against | For | ||||||||||||||||||||
07 | REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL | Shr | Against | For | ||||||||||||||||||||
08 | NEW NUCLEAR CONSTRUCTION | Shr | Against | For | ||||||||||||||||||||
09 | POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD | Shr | For | Against | ||||||||||||||||||||
10 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
11 | EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 797000000 | 797000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DOVER CORPORATION | ||||||||||||||||||||||||
Security: 260003108 | Agenda Number: 933387412 | |||||||||||||||||||||||
Ticker: DOV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2600031080 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: D.H. BENSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: R.W. CREMIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J-P.M. ERGAS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: P.T. FRANCIS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: K.C. GRAHAM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: B.G. RETHORE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: M.B. STUBBS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: S.M. TODD | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: S.K. WAGNER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: M.A. WINSTON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 270500000 | 270500000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DR PEPPER SNAPPLE GROUP,INC. | ||||||||||||||||||||||||
Security: 26138E109 | Agenda Number: 933393782 | |||||||||||||||||||||||
Ticker: DPS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26138E1091 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WAYNE R. SANDERS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JACK L. STAHL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LARRY D. YOUNG | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE | Mgmt | For | For | ||||||||||||||||||||
COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION IS HEREBY APPROVED. | ||||||||||||||||||||||||
04 | TO VOTE, ON AN ADVISORY (NON- BINDING) BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS OR STOCKHOLDERS MAY ABSTAIN FROM VOTING. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 342300000 | 342300000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DTE ENERGY COMPANY | ||||||||||||||||||||||||
Security: 233331107 | Agenda Number: 933392108 | |||||||||||||||||||||||
Ticker: DTE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2333311072 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LILLIAN BAUDER* | Mgmt | For | For | |||||||||||||||||||||
2 W. FRANK FOUNTAIN, JR.* | Mgmt | For | For | |||||||||||||||||||||
3 MARK A. MURRAY* | Mgmt | For | For | |||||||||||||||||||||
4 JOSUE ROBLES, JR.* | Mgmt | For | For | |||||||||||||||||||||
5 JAMES H. VANDENBERGHE* | Mgmt | For | For | |||||||||||||||||||||
6 DAVID A. BRANDON** | Mgmt | For | For | |||||||||||||||||||||
02 | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP | Mgmt | For | For | ||||||||||||||||||||
03 | MANAGEMENT PROPOSAL REGARDING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | MANAGEMENT PROPOSAL REGARDING FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | MANAGEMENT PROPOSAL REGARDING BOARD DECLASSIFICATION | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 420300000 | 420300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DUKE ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 26441C105 | Agenda Number: 933388539 | |||||||||||||||||||||||
Ticker: DUK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26441C1053 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM BARNET, III | Mgmt | For | For | |||||||||||||||||||||
2 G. ALEX BERNHARDT, SR. | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL G. BROWNING | Mgmt | For | For | |||||||||||||||||||||
4 DANIEL R. DIMICCO | Mgmt | For | For | |||||||||||||||||||||
5 JOHN H. FORSGREN | Mgmt | For | For | |||||||||||||||||||||
6 ANN MAYNARD GRAY | Mgmt | For | For | |||||||||||||||||||||
7 JAMES H. HANCE, JR. | Mgmt | For | For | |||||||||||||||||||||
8 E. JAMES REINSCH | Mgmt | For | For | |||||||||||||||||||||
9 JAMES T. RHODES | Mgmt | For | For | |||||||||||||||||||||
10 JAMES E. ROGERS | Mgmt | For | For | |||||||||||||||||||||
11 PHILIP R. SHARP | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY CORPORATION'S GLOBAL WARMING-RELATED LOBBYING ACTIVITIES | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1815600000 | 1815600000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
E*TRADE FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 269246401 | Agenda Number: 933393807 | |||||||||||||||||||||||
Ticker: ETFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2692464017 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT A. DRUSKIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FREDERICK W. KANNER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Mgmt | For | For | ||||||||||||||||||||
02 | THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Mgmt | For | For | ||||||||||||||||||||
03 | THE FREQUENCY FOR ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 348900000 | 348900000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||||||||||||||||
Security: 263534109 | Agenda Number: 933385521 | |||||||||||||||||||||||
Ticker: DD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2635341090 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD H. BROWN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT A. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LOIS D. JULIBER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Mgmt | For | For | ||||||||||||||||||||
02 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ON AMENDED EQUITY AND INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | ON SPECIAL SHAREOWNER MEETINGS | Shr | Against | For | ||||||||||||||||||||
07 | ON GENETICALLY ENGINEERED SEED | Shr | Against | For | ||||||||||||||||||||
08 | ON EXECUTIVE COMPENSATION REPORT | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1439700000 | 1439700000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EASTMAN CHEMICAL COMPANY | ||||||||||||||||||||||||
Security: 277432100 | Agenda Number: 933395558 | |||||||||||||||||||||||
Ticker: EMN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2774321002 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HOWARD L. LANCE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES P. ROGERS | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE STEPS NECESSARY TO IMPLEMENT SIMPLE MAJORITY VOTE REQUIREMENT FOR ALL STOCKHOLDER ACTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 179700000 | 179700000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EATON CORPORATION | ||||||||||||||||||||||||
Security: 278058102 | Agenda Number: 933385230 | |||||||||||||||||||||||
Ticker: ETN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2780581029 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GEORGE S. BARRETT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NED C. LAUTENBACH | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GREGORY R. PAGE | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVING AMENDMENTS TO THE AMENDED REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED UPON THE APPROVAL OF PROPOSAL 3. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVING AMENDMENTS TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVING, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NON-BINDING EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 306500000 | 306500000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EBAY INC. | ||||||||||||||||||||||||
Security: 278642103 | Agenda Number: 933401010 | |||||||||||||||||||||||
Ticker: EBAY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2786421030 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FRED D. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: SCOTT D. COOK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY STOCKHOLDER VOTING STANDARDS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 682000000 | 682000000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ECOLAB INC. | ||||||||||||||||||||||||
Security: 278865100 | Agenda Number: 933392045 | |||||||||||||||||||||||
Ticker: ECL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2788651006 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: BARBARA J. BECK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JERRY W. LEVIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT L. LUMPKINS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE AMENDMENTS TO THE ECOLAB STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. | Shr | Against | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO TAKE ACTION TO ELIMINATE SUPER-MAJORITY VOTING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 282300000 | 282300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EDISON INTERNATIONAL | ||||||||||||||||||||||||
Security: 281020107 | Agenda Number: 933384846 | |||||||||||||||||||||||
Ticker: EIX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2810201077 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: VANESSA C.L. CHANG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: FRANCE A. CORDOVA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHARLES B. CURTIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRADFORD M. FREEMAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LUIS G. NOGALES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RONALD L. OLSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES M. ROSSER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: THOMAS C. SUTTON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: BRETT WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | MANAGEMENT PROPOSAL TO APPROVE AN AMENDMENT TO THE EDISON INTERNATIONAL 2007 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 737900000 | 737900000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EL PASO CORPORATION | ||||||||||||||||||||||||
Security: 28336L109 | Agenda Number: 933400753 | |||||||||||||||||||||||
Ticker: EP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US28336L1098 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID W. CRANE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT W. GOLDMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS R. HIX | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: FERRELL P. MCCLEAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: TIMOTHY J. PROBERT | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEVEN J. SHAPIRO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: J. MICHAEL TALBERT | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT F. VAGT | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN L. WHITMIRE | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 813700000 | 813700000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ELI LILLY AND COMPANY | ||||||||||||||||||||||||
Security: 532457108 | Agenda Number: 933376635 | |||||||||||||||||||||||
Ticker: LLY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5324571083 | Meeting Date: 4/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR THREE- YEAR TERM: M.L. ESKEW | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR THREE- YEAR TERM: A.G. GILMAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR THREE- YEAR TERM: K.N. HORN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR FOR THREE- YEAR TERM: J.C. LECHLEITER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS. | Mgmt | For | For | ||||||||||||||||||||
07 | APPROVE THE EXECUTIVE OFFICER INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1440700000 | 1440700000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EMC CORPORATION | ||||||||||||||||||||||||
Security: 268648102 | Agenda Number: 933387929 | |||||||||||||||||||||||
Ticker: EMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2686481027 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GAIL DEEGAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN R. EGAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: EDMUND F. KELLY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WINDLE B. PRIEM | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: PAUL SAGAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DAVID N. STROHM | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1649500000 | 1649500000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENTERGY CORPORATION | ||||||||||||||||||||||||
Security: 29364G103 | Agenda Number: 933395382 | |||||||||||||||||||||||
Ticker: ETR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29364G1031 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: M.S. BATEMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: G.W. EDWARDS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: A.M. HERMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: D.C. HINTZ | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J.W. LEONARD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: S.L. LEVENICK | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: B.L. LINCOLN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: S.C. MYERS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: W.A. PERCY, II | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: W.J. TAUZIN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: S.V. WILKINSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND FREQUENCY ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE 2011 ENTERGY CORPORATION EQUITY OWNERSHIP AND LONG TERM CASH INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 371600000 | 371600000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EOG RESOURCES, INC. | ||||||||||||||||||||||||
Security: 26875P101 | Agenda Number: 933398516 | |||||||||||||||||||||||
Ticker: EOG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26875P1012 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GEORGE A. ALCORN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES R. CRISP | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES C. DAY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MARK G. PAPA | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: FRANK G. WISNER | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EXECUTIVE OFFICER STOCK AWARDS UPON A CHANGE OF CONTROL, IF PROPERLY PRESENTED. | Shr | For | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 142600000 | 142600000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EQT CORPORATION | ||||||||||||||||||||||||
Security: 26884L109 | Agenda Number: 933389466 | |||||||||||||||||||||||
Ticker: EQT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26884L1098 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN A. THORINGTON | Mgmt | For | For | |||||||||||||||||||||
2 DAVID L. PORGES | Mgmt | For | For | |||||||||||||||||||||
3 JAMES E. ROHR | Mgmt | For | For | |||||||||||||||||||||
4 DAVID S. SHAPIRA | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
4 | APPROVAL OF THE EXECUTIVE COMPENSATION OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
5 | RECOMMENDATION ON THE FREQUENCY WITH WHICH THE COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
6 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS | Mgmt | For | For | ||||||||||||||||||||
7 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY RELATED TO VACANCIES IN THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
8 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 68400000 | 68400000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EQUIFAX INC. | ||||||||||||||||||||||||
Security: 294429105 | Agenda Number: 933391992 | |||||||||||||||||||||||
Ticker: EFX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2944291051 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT D. DALEO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: L. PHILLIP HUMANN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SIRI S. MARSHALL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARK B. TEMPLETON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS EQUIFAX'S PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 121400000 | 121400000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EQUITY RESIDENTIAL | ||||||||||||||||||||||||
Security: 29476L107 | Agenda Number: 933423624 | |||||||||||||||||||||||
Ticker: EQR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29476L1070 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN W. ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES L. ATWOOD | Mgmt | For | For | |||||||||||||||||||||
3 LINDA WALKER BYNOE | Mgmt | For | For | |||||||||||||||||||||
4 BRADLEY A. KEYWELL | Mgmt | For | For | |||||||||||||||||||||
5 JOHN E. NEAL | Mgmt | For | For | |||||||||||||||||||||
6 DAVID J. NEITHERCUT | Mgmt | For | For | |||||||||||||||||||||
7 MARK S. SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
8 GERALD A. SPECTOR | Mgmt | For | For | |||||||||||||||||||||
9 B. JOSEPH WHITE | Mgmt | For | For | |||||||||||||||||||||
10 SAMUEL ZELL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 SHARE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL RELATING TO AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 91300000 | 91300000 | 0 | 6/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EXELON CORPORATION | ||||||||||||||||||||||||
Security: 30161N101 | Agenda Number: 933389517 | |||||||||||||||||||||||
Ticker: EXC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US30161N1019 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: M. WALTER D'ALESSIO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: NELSON A. DIAZ | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SUE L. GIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROSEMARIE B. GRECO | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD W. MIES | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN M. PALMS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: THOMAS J. RIDGE | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN W. ROWE | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: DON THOMPSON | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR THE YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1024400000 | 1024400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||||||||||||||||||||
Security: 302130109 | Agenda Number: 933386840 | |||||||||||||||||||||||
Ticker: EXPD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3021301094 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARK A. EMMERT (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: R. JORDAN GATES (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL J. MALONE (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN W. MEISENBACH (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PETER J. ROSE (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES L.K. WANG (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT R. WRIGHT (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONDUCT A NON-BINDING VOTE ON THE FREQUENCY OF A NON-BINDING VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE AND RATIFY THE ADOPTION OF THE 2011 STOCK OPTION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 230400000 | 230400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EXPRESS SCRIPTS, INC. | ||||||||||||||||||||||||
Security: 302182100 | Agenda Number: 933388755 | |||||||||||||||||||||||
Ticker: ESRX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3021821000 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GARY G. BENANAV | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MAURA C. BREEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: FRANK MERGENTHALER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WOODROW A MYERS, JR., MD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GEORGE PAZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AMENDMENT TO THE BYLAWS REGARDING CALLING OF A SPECIAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO APPROVE AND RATIFY THE EXPRESS SCRIPTS, INC. 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1767500000 | 1767500000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||||||||
Security: 30231G102 | Agenda Number: 933416908 | |||||||||||||||||||||||
Ticker: XOM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US30231G1022 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M.J. BOSKIN | Mgmt | For | For | |||||||||||||||||||||
2 P. BRABECK-LETMATHE | Mgmt | For | For | |||||||||||||||||||||
3 L.R. FAULKNER | Mgmt | For | For | |||||||||||||||||||||
4 J.S. FISHMAN | Mgmt | For | For | |||||||||||||||||||||
5 K.C. FRAZIER | Mgmt | For | For | |||||||||||||||||||||
6 W.W. GEORGE | Mgmt | For | For | |||||||||||||||||||||
7 M.C. NELSON | Mgmt | For | For | |||||||||||||||||||||
8 S.J. PALMISANO | Mgmt | For | For | |||||||||||||||||||||
9 S.S REINEMUND | Mgmt | For | For | |||||||||||||||||||||
10 R.W. TILLERSON | Mgmt | For | For | |||||||||||||||||||||
11 E.E. WHITACRE, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Mgmt | Against | Against | ||||||||||||||||||||
04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57) | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | INDEPENDENT CHAIRMAN (PAGE 58) | Shr | For | Against | ||||||||||||||||||||
06 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) | Shr | Against | For | ||||||||||||||||||||
07 | AMENDMENT OF EEO POLICY (PAGE 61) | Shr | For | Against | ||||||||||||||||||||
08 | POLICY ON WATER (PAGE 62) | Shr | Against | For | ||||||||||||||||||||
09 | REPORT ON CANADIAN OIL SANDS (PAGE 64) | Shr | Against | For | ||||||||||||||||||||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 65) | Shr | Against | For | ||||||||||||||||||||
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 67) | Shr | Against | For | ||||||||||||||||||||
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 10399400000 | 10399400000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
F5 NETWORKS, INC. | ||||||||||||||||||||||||
Security: 315616102 | Agenda Number: 933368133 | |||||||||||||||||||||||
Ticker: FFIV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3156161024 | Meeting Date: 3/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF CLASS III DIRECTOR: A. GARY AMES | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON | Mgmt | No vote | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 38900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FASTENAL COMPANY | ||||||||||||||||||||||||
Security: 311900104 | Agenda Number: 933375708 | |||||||||||||||||||||||
Ticker: FAST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3119001044 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT A. KIERLIN | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN M. SLAGGIE | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL M. GOSTOMSKI | Mgmt | For | For | |||||||||||||||||||||
4 WILLARD D. OBERTON | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL J. DOLAN | Mgmt | For | For | |||||||||||||||||||||
6 REYNE K. WISECUP | Mgmt | For | For | |||||||||||||||||||||
7 HUGH L. MILLER | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL J. ANCIUS | Mgmt | For | For | |||||||||||||||||||||
9 SCOTT A. SATTERLEE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 85000000 | 85000000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIDELITY NAT'L INFORMATION SERVICES INC | ||||||||||||||||||||||||
Security: 31620M106 | Agenda Number: 933405804 | |||||||||||||||||||||||
Ticker: FIS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US31620M1062 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID K. HUNT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD N. MASSEY | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FIDELITY NATIONAL INFORMATION SERVICES, INC. 2010 EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE FIS ANNUAL INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 425400000 | 425400000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIFTH THIRD BANCORP | ||||||||||||||||||||||||
Security: 316773100 | Agenda Number: 933379578 | |||||||||||||||||||||||
Ticker: FITB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3167731005 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DARRYL F. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 U.L. BRIDGEMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
3 EMERSON L. BRUMBACK | Mgmt | For | For | |||||||||||||||||||||
4 JAMES P. HACKETT | Mgmt | For | For | |||||||||||||||||||||
5 GARY R. HEMINGER | Mgmt | For | For | |||||||||||||||||||||
6 JEWELL D. HOOVER | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM M. ISAAC | Mgmt | For | For | |||||||||||||||||||||
8 KEVIN T. KABAT | Mgmt | For | For | |||||||||||||||||||||
9 M.D. LIVINGSTON, PH.D. | Mgmt | For | For | |||||||||||||||||||||
10 HENDRIK G. MEIJER | Mgmt | For | For | |||||||||||||||||||||
11 JOHN J. SCHIFF, JR. | Mgmt | For | For | |||||||||||||||||||||
12 MARSHA C. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE PROPOSAL DESCRIBED IN THE PROXY STATEMENT TO APPROVE THE FIFTH THIRD BANCORP 2011 INCENTIVE COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO AN ADDITIONAL 39,000,000 SHARES OF COMMON STOCK THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN ADVISORY VOTE ON HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO, OR THREE YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1143800000 | 1143800000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST HORIZON NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 320517105 | Agenda Number: 933382056 | |||||||||||||||||||||||
Ticker: FHN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3205171057 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT B. CARTER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN C. COMPTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARK A. EMKES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: VICKY B. GREGG | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES A. HASLAM, III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: R. BRAD MARTIN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: VICKI R. PALMER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: COLIN V. REED | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: WILLIAM B. SANSOM | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: LUKE YANCY III | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | DETERMINATION OF THE FREQUENCY AT WHICH A VOTE ON EXECUTIVE COMPENSATION SHALL BE HELD AT THE ANNUAL MEETING OF SHAREHOLDERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 393600000 | 393600000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST SOLAR, INC. | ||||||||||||||||||||||||
Security: 336433107 | Agenda Number: 933419598 | |||||||||||||||||||||||
Ticker: FSLR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3364331070 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL J. AHEARN | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. GILLETTE | Mgmt | For | For | |||||||||||||||||||||
3 CRAIG KENNEDY | Mgmt | For | For | |||||||||||||||||||||
4 JAMES F. NOLAN | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM J. POST | Mgmt | For | For | |||||||||||||||||||||
6 J. THOMAS PRESBY | Mgmt | For | For | |||||||||||||||||||||
7 PAUL H. STEBBINS | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL SWEENEY | Mgmt | For | For | |||||||||||||||||||||
9 JOSE H. VILLARREAL | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING ARIZONA IMMIGRATION REFORM. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 45500000 | 45500000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRSTENERGY CORP. | ||||||||||||||||||||||||
Security: 337932107 | Agenda Number: 933406995 | |||||||||||||||||||||||
Ticker: FE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3379321074 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAUL T. ADDISON | Mgmt | For | For | |||||||||||||||||||||
2 ANTHONY J. ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL J. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
4 DR. CAROL A. CARTWRIGHT | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM T. COTTLE | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT B. HEISLER, JR. | Mgmt | For | For | |||||||||||||||||||||
7 JULIA L. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
8 TED J. KLEISNER | Mgmt | For | For | |||||||||||||||||||||
9 ERNEST J. NOVAK, JR. | Mgmt | For | For | |||||||||||||||||||||
10 CATHERINE A. REIN | Mgmt | For | For | |||||||||||||||||||||
11 GEORGE M. SMART | Mgmt | For | For | |||||||||||||||||||||
12 WES M. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
13 JESSE T. WILLIAMS, SR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | REDUCE THE PERCENTAGE OF SHARES REQUIRED TO CALL A SPECIAL MEETING OF SHAREHOLDER | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | RECOMMEND ADVISORY VOTE ON FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL: REPORT ON COAL COMBUSTION WASTE | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL: LOWER PERCENTAGE REQUIRED FOR SHAREHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | Shr | For | Against | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL: REPORT ON FINANCIAL RISKS OF RELIANCE ON COAL | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 835800000 | 835800000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FISERV, INC. | ||||||||||||||||||||||||
Security: 337738108 | Agenda Number: 933423737 | |||||||||||||||||||||||
Ticker: FISV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3377381088 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 D.F. DILLON | Mgmt | For | For | |||||||||||||||||||||
2 D.J. O'LEARY | Mgmt | For | For | |||||||||||||||||||||
3 G.M. RENWICK | Mgmt | For | For | |||||||||||||||||||||
4 C.W. STERN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 159600000 | 159600000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FLIR SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 302445101 | Agenda Number: 933385153 | |||||||||||||||||||||||
Ticker: FLIR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3024451011 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM W. CROUCH | Mgmt | For | For | |||||||||||||||||||||
2 ANGUS L. MACDONALD | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE ADOPTION OF THE FLIR SYSTEMS, INC. 2011 STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, THE RESOLUTION RELATING TO THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 100600000 | 100600000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FLOWSERVE CORPORATION | ||||||||||||||||||||||||
Security: 34354P105 | Agenda Number: 933404129 | |||||||||||||||||||||||
Ticker: FLS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US34354P1057 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN R. FRIEDERY | Mgmt | For | For | |||||||||||||||||||||
2 JOE E. HARLAN | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL F. JOHNSTON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVE AN AMENDMENT TO ARTICLE EIGHTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVE AN AMENDMENT TO ARTICLE NINTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 81300000 | 81300000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FLUOR CORPORATION | ||||||||||||||||||||||||
Security: 343412102 | Agenda Number: 933387599 | |||||||||||||||||||||||
Ticker: FLR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3434121022 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PETER J. FLUOR | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSEPH W. PRUEHER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: SUZANNE H. WOOLSEY | Mgmt | For | For | ||||||||||||||||||||
02 | AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
05 | THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE AND REPLACE THE SUPERMAJORITY VOTING PROVISIONS. | Mgmt | For | For | ||||||||||||||||||||
06 | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 784400000 | 784400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FMC CORPORATION | ||||||||||||||||||||||||
Security: 302491303 | Agenda Number: 933390419 | |||||||||||||||||||||||
Ticker: FMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3024913036 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: EDWARD J. MOONEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ENRIQUE J. SOSA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 87100000 | 87100000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FMC TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 30249U101 | Agenda Number: 933416629 | |||||||||||||||||||||||
Ticker: FTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US30249U1016 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: C. MAURY DEVINE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN T. GREMP | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS M. HAMILTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 300 MILLION TO 600 MILLION SHARES. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 110800000 | 110800000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FORD MOTOR COMPANY | ||||||||||||||||||||||||
Security: 345370860 | Agenda Number: 933396219 | |||||||||||||||||||||||
Ticker: F | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3453708600 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEPHEN G. BUTLER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EDSEL B. FORD II | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RICHARD A. GEPHARDT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ELLEN R. MARRAM | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ALAN MULALLY | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: HOMER A. NEAL | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: JOHN L. THORNTON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. | Mgmt | Against | Against | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL CONTRIBUTIONS. | Shr | Against | For | ||||||||||||||||||||
06 | RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. | Shr | For | Against | ||||||||||||||||||||
07 | RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 18338100000 | 18338100000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FORTUNE BRANDS, INC. | ||||||||||||||||||||||||
Security: 349631101 | Agenda Number: 933380153 | |||||||||||||||||||||||
Ticker: FO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3496311016 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PIERRE E. LEROY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PETER M. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE FORTUNE BRANDS, INC. 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 243300000 | 243300000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRANKLIN RESOURCES, INC. | ||||||||||||||||||||||||
Security: 354613101 | Agenda Number: 933367371 | |||||||||||||||||||||||
Ticker: BEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3546131018 | Meeting Date: 3/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SAMUEL H. ARMACOST | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES CROCKER | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN | Mgmt | No vote | |||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHARLES B. JOHNSON | Mgmt | No vote | |||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GREGORY E. JOHNSON | Mgmt | No vote | |||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. | Mgmt | No vote | |||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MARK C. PIGOTT | Mgmt | No vote | |||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHUTTA RATNATHICAM | Mgmt | No vote | |||||||||||||||||||||
1I | ELECTION OF DIRECTOR: PETER M. SACERDOTE | Mgmt | No vote | |||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LAURA STEIN | Mgmt | No vote | |||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Mgmt | No vote | |||||||||||||||||||||
1L | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | Mgmt | No vote | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 10,000,000 SHARES. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 101900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||||||||||||||||
Security: 35671D857 | Agenda Number: 933435720 | |||||||||||||||||||||||
Ticker: FCX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US35671D8570 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD C. ADKERSON | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. ALLISON, JR. | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT A. DAY | Mgmt | For | For | |||||||||||||||||||||
4 GERALD J. FORD | Mgmt | For | For | |||||||||||||||||||||
5 H. DEVON GRAHAM, JR. | Mgmt | For | For | |||||||||||||||||||||
6 CHARLES C. KRULAK | Mgmt | For | For | |||||||||||||||||||||
7 BOBBY LEE LACKEY | Mgmt | For | For | |||||||||||||||||||||
8 JON C. MADONNA | Mgmt | For | For | |||||||||||||||||||||
9 DUSTAN E. MCCOY | Mgmt | For | For | |||||||||||||||||||||
10 JAMES R. MOFFETT | Mgmt | For | For | |||||||||||||||||||||
11 B.M. RANKIN, JR. | Mgmt | For | For | |||||||||||||||||||||
12 STEPHEN H. SIEGELE | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
3 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S BOARD OF DIRECTORS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 714700000 | 714700000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRONTIER COMMUNICATIONS CORP | ||||||||||||||||||||||||
Security: 35906A108 | Agenda Number: 933394570 | |||||||||||||||||||||||
Ticker: FTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US35906A1088 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LEROY T. BARNES, JR. | Mgmt | For | For | |||||||||||||||||||||
2 PETER C.B. BYNOE | Mgmt | For | For | |||||||||||||||||||||
3 JERI B. FINARD | Mgmt | For | For | |||||||||||||||||||||
4 EDWARD FRAIOLI | Mgmt | For | For | |||||||||||||||||||||
5 JAMES S. KAHAN | Mgmt | For | For | |||||||||||||||||||||
6 PAMELA D.A. REEVE | Mgmt | For | For | |||||||||||||||||||||
7 HOWARD L. SCHROTT | Mgmt | For | For | |||||||||||||||||||||
8 LARRAINE D. SEGIL | Mgmt | For | For | |||||||||||||||||||||
9 MARK SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
10 MYRON A. WICK, III | Mgmt | For | For | |||||||||||||||||||||
11 MARY AGNES WILDEROTTER | Mgmt | For | For | |||||||||||||||||||||
02 | TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY PROPOSAL. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 722700000 | 722700000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GAMESTOP CORP. | ||||||||||||||||||||||||
Security: 36467W109 | Agenda Number: 933459871 | |||||||||||||||||||||||
Ticker: GME | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US36467W1099 | Meeting Date: 6/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STANLEY STEINBERG | Mgmt | For | For | |||||||||||||||||||||
2 GERALD R. SZCZEPANSKI | Mgmt | For | For | |||||||||||||||||||||
3 LAWRENCE S. ZILAVY | Mgmt | For | For | |||||||||||||||||||||
02 | TO VOTE FOR AND APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE GAMESTOP CORP. 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 938400000 | 938400000 | 0 | 6/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GANNETT CO., INC. | ||||||||||||||||||||||||
Security: 364730101 | Agenda Number: 933380127 | |||||||||||||||||||||||
Ticker: GCI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3647301015 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN E. CODY | Mgmt | For | For | |||||||||||||||||||||
2 CRAIG A. DUBOW | Mgmt | For | For | |||||||||||||||||||||
3 HOWARD D. ELIAS | Mgmt | For | For | |||||||||||||||||||||
4 ARTHUR H. HARPER | Mgmt | For | For | |||||||||||||||||||||
5 JOHN JEFFRY LOUIS | Mgmt | For | For | |||||||||||||||||||||
6 MARJORIE MAGNER | Mgmt | For | For | |||||||||||||||||||||
7 SCOTT K. MCCUNE | Mgmt | For | For | |||||||||||||||||||||
8 DUNCAN M. MCFARLAND | Mgmt | For | For | |||||||||||||||||||||
9 NEAL SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 806000000 | 806000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GAP INC. | ||||||||||||||||||||||||
Security: 364760108 | Agenda Number: 933405424 | |||||||||||||||||||||||
Ticker: GPS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3647601083 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ADRIAN D.P. BELLAMY | Mgmt | For | For | |||||||||||||||||||||
2 DOMENICO DE SOLE | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT J. FISHER | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM S. FISHER | Mgmt | For | For | |||||||||||||||||||||
5 BOB L. MARTIN | Mgmt | For | For | |||||||||||||||||||||
6 JORGE P. MONTOYA | Mgmt | For | For | |||||||||||||||||||||
7 GLENN K. MURPHY | Mgmt | For | For | |||||||||||||||||||||
8 MAYO A. SHATTUCK III | Mgmt | For | For | |||||||||||||||||||||
9 KATHERINE TSANG | Mgmt | For | For | |||||||||||||||||||||
10 KNEELAND C. YOUNGBLOOD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE GAP, INC. 2006 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY FOR AN ADVISORY VOTE ON THE OVERALL COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1514500000 | 1514500000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENERAL DYNAMICS CORPORATION | ||||||||||||||||||||||||
Security: 369550108 | Agenda Number: 933387854 | |||||||||||||||||||||||
Ticker: GD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3695501086 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARY T. BARRA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES S. CROWN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAY L. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GEORGE A. JOULWAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN M. KEANE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: LESTER L. LYLES | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT WALMSLEY | Mgmt | For | For | ||||||||||||||||||||
02 | SELECTION OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN RIGHTS POLICY. | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL SHAREHOLDER MEETINGS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1051300000 | 1051300000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENERAL ELECTRIC COMPANY | ||||||||||||||||||||||||
Security: 369604103 | Agenda Number: 933387664 | |||||||||||||||||||||||
Ticker: GE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3696041033 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Mgmt | For | For | ||||||||||||||||||||
A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Mgmt | For | For | ||||||||||||||||||||
A3 | ELECTION OF DIRECTOR: ANN M. FUDGE | Mgmt | For | For | ||||||||||||||||||||
A4 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Mgmt | For | For | ||||||||||||||||||||
A5 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Mgmt | For | For | ||||||||||||||||||||
A6 | ELECTION OF DIRECTOR: ANDREA JUNG | Mgmt | For | For | ||||||||||||||||||||
A7 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Mgmt | For | For | ||||||||||||||||||||
A8 | ELECTION OF DIRECTOR: ROBERT W. LANE | Mgmt | For | For | ||||||||||||||||||||
A9 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Mgmt | For | For | ||||||||||||||||||||
A10 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Mgmt | For | For | ||||||||||||||||||||
A11 | ELECTION OF DIRECTOR: JAMES J. MULVA | Mgmt | For | For | ||||||||||||||||||||
A12 | ELECTION OF DIRECTOR: SAM NUNN | Mgmt | For | For | ||||||||||||||||||||
A13 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Mgmt | For | For | ||||||||||||||||||||
A14 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Mgmt | For | For | ||||||||||||||||||||
A15 | ELECTION OF DIRECTOR: JAMES S. TISCH | Mgmt | For | For | ||||||||||||||||||||
A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Mgmt | For | For | ||||||||||||||||||||
B1 | RATIFICATION OF KPMG | Mgmt | For | For | ||||||||||||||||||||
B2 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
B3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
C2 | SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS | Shr | Against | For | ||||||||||||||||||||
C3 | SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES | Shr | Against | For | ||||||||||||||||||||
C4 | SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE | Shr | Against | For | ||||||||||||||||||||
C5 | SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 19507500000 | 19507500000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENUINE PARTS COMPANY | ||||||||||||||||||||||||
Security: 372460105 | Agenda Number: 933377156 | |||||||||||||||||||||||
Ticker: GPC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3724601055 | Meeting Date: 4/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DR. MARY B. BULLOCK | Mgmt | For | For | |||||||||||||||||||||
2 JEAN DOUVILLE | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS C. GALLAGHER | Mgmt | For | For | |||||||||||||||||||||
4 GEORGE C. "JACK" GUYNN | Mgmt | For | For | |||||||||||||||||||||
5 JOHN R. HOLDER | Mgmt | For | For | |||||||||||||||||||||
6 JOHN D. JOHNS | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL M.E. JOHNS, MD | Mgmt | For | For | |||||||||||||||||||||
8 J. HICKS LANIER | Mgmt | For | For | |||||||||||||||||||||
9 R.C. LOUDERMILK JR. | Mgmt | For | For | |||||||||||||||||||||
10 WENDY B. NEEDHAM | Mgmt | For | For | |||||||||||||||||||||
11 JERRY W. NIX | Mgmt | For | For | |||||||||||||||||||||
12 GARY W. ROLLINS | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE GENUINE PARTS COMPANY 2006 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 473800000 | 473800000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENWORTH FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 37247D106 | Agenda Number: 933408557 | |||||||||||||||||||||||
Ticker: GNW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US37247D1063 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEVEN W. ALESIO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM H. BOLINDER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL D. FRAIZER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: NANCY J. KARCH | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J. ROBERT "BOB" KERREY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RISA J. LAVIZZO-MOUREY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHRISTINE B. MEAD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS E. MOLONEY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES A. PARKE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES S. RIEPE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1738400000 | 1738400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GILEAD SCIENCES, INC. | ||||||||||||||||||||||||
Security: 375558103 | Agenda Number: 933392297 | |||||||||||||||||||||||
Ticker: GILD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3755581036 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN F. COGAN | Mgmt | For | For | |||||||||||||||||||||
2 ETIENNE F. DAVIGNON | Mgmt | For | For | |||||||||||||||||||||
3 JAMES M. DENNY | Mgmt | For | For | |||||||||||||||||||||
4 CARLA A. HILLS | Mgmt | For | For | |||||||||||||||||||||
5 KEVIN E. LOFTON | Mgmt | For | For | |||||||||||||||||||||
6 JOHN W. MADIGAN | Mgmt | For | For | |||||||||||||||||||||
7 JOHN C. MARTIN | Mgmt | For | For | |||||||||||||||||||||
8 GORDON E. MOORE | Mgmt | Withheld | Against | |||||||||||||||||||||
9 NICHOLAS G. MOORE | Mgmt | For | For | |||||||||||||||||||||
10 RICHARD J. WHITLEY | Mgmt | For | For | |||||||||||||||||||||
11 GAYLE E. WILSON | Mgmt | For | For | |||||||||||||||||||||
12 PER WOLD-OLSEN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN AND CERTAIN PERFORMANCE-BASED PROVISIONS THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AMENDMENTS TO GILEAD'S RESTATED CERTIFICATE OF INCORPORATION TO ADOPT MAJORITY VOTING STANDARDS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AMENDMENTS TO GILEAD'S AMENDED AND RESTATED BYLAWS TO PERMIT HOLDERS OF AT LEAST 20% OF THE VOTING POWER OF THE OUTSTANDING CAPITAL STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
06 | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF GILEAD'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN ITS PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
07 | TO VOTE ON AN ADVISORY BASIS AS TO THE FREQUENCY WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO FUTURE ADVISORY STOCKHOLDER VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 495000000 | 495000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GOODRICH CORPORATION | ||||||||||||||||||||||||
Security: 382388106 | Agenda Number: 933377485 | |||||||||||||||||||||||
Ticker: GR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3823881061 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CAROLYN CORVI | Mgmt | For | For | |||||||||||||||||||||
2 DIANE C. CREEL | Mgmt | For | For | |||||||||||||||||||||
3 HARRIS E. DELOACH, JR. | Mgmt | For | For | |||||||||||||||||||||
4 JAMES W. GRIFFITH | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM R. HOLLAND | Mgmt | For | For | |||||||||||||||||||||
6 JOHN P. JUMPER | Mgmt | For | For | |||||||||||||||||||||
7 MARSHALL O. LARSEN | Mgmt | For | For | |||||||||||||||||||||
8 LLOYD W. NEWTON | Mgmt | For | For | |||||||||||||||||||||
9 ALFRED M. RANKIN, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE GOODRICH CORPORATION 2011 EQUITY COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADOPT A RESOLUTION APPROVING, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 180800000 | 180800000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GOOGLE INC. | ||||||||||||||||||||||||
Security: 38259P508 | Agenda Number: 933424373 | |||||||||||||||||||||||
Ticker: GOOG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US38259P5089 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LARRY PAGE | Mgmt | For | For | |||||||||||||||||||||
2 SERGEY BRIN | Mgmt | For | For | |||||||||||||||||||||
3 ERIC E. SCHMIDT | Mgmt | For | For | |||||||||||||||||||||
4 L. JOHN DOERR | Mgmt | For | For | |||||||||||||||||||||
5 JOHN L. HENNESSY | Mgmt | For | For | |||||||||||||||||||||
6 ANN MATHER | Mgmt | For | For | |||||||||||||||||||||
7 PAUL S. OTELLINI | Mgmt | For | For | |||||||||||||||||||||
8 K. RAM SHRIRAM | Mgmt | For | For | |||||||||||||||||||||
9 SHIRLEY M. TILGHMAN | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 1,500,000. | Mgmt | Against | Against | ||||||||||||||||||||
04 | THE APPROVAL OF 2010 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | A STOCKHOLDER PROPOSAL REGARDING THE FORMATION OF A BOARD COMMITTEE ON SUSTAINABILITY, IF PROPERLY PRESENTED AT THE MEETING. | Shr | Against | For | ||||||||||||||||||||
07 | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
08 | A STOCKHOLDER PROPOSAL REGARDING A CONFLICT OF INTEREST AND CODE OF CONDUCT COMPLIANCE REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 106300000 | 106300000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HALLIBURTON COMPANY | ||||||||||||||||||||||||
Security: 406216101 | Agenda Number: 933402668 | |||||||||||||||||||||||
Ticker: HAL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4062161017 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: S.M. GILLIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: A.S. JUM'AH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: D.J. LESAR | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: R.A. MALONE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: J.L. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: D.L. REED | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shr | Against | For | ||||||||||||||||||||
06 | PROPOSAL ON POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 918900000 | 918900000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HARLEY-DAVIDSON, INC. | ||||||||||||||||||||||||
Security: 412822108 | Agenda Number: 933396411 | |||||||||||||||||||||||
Ticker: HOG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4128221086 | Meeting Date: 4/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BARRY K. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 R. JOHN ANDERSON | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD I. BEATTIE | Mgmt | For | For | |||||||||||||||||||||
4 GEORGE H. CONRADES | Mgmt | For | For | |||||||||||||||||||||
5 JUDSON C. GREEN | Mgmt | For | For | |||||||||||||||||||||
6 SARA L. LEVINSON | Mgmt | For | For | |||||||||||||||||||||
7 N. THOMAS LINEBARGER | Mgmt | For | For | |||||||||||||||||||||
8 GEORGE L. MILES, JR. | Mgmt | For | For | |||||||||||||||||||||
9 JOCHEN ZEITZ | Mgmt | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL OF AMENDMENTS TO ARTICLE V OF THE RESTATED ARTICLES OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENTS TO ARTICLE VII OF THE RESTATED ARTICLES OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AMENDMENTS TO DELETE ARTICLE VIII AND RENUMBER ARTICLE IX OF THE RESTATED ARTICLES OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF HARLEY-DAVIDSON, INC. SHORT-TERM INCENTIVE PLAN FOR SENIOR EXECUTIVES | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
08 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL REGARDING SURVIVOR BENEFITS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 318800000 | 318800000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HASBRO, INC. | ||||||||||||||||||||||||
Security: 418056107 | Agenda Number: 933404460 | |||||||||||||||||||||||
Ticker: HAS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4180561072 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BASIL L. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 ALAN R. BATKIN | Mgmt | For | For | |||||||||||||||||||||
3 FRANK J. BIONDI, JR. | Mgmt | For | For | |||||||||||||||||||||
4 KENNETH A. BRONFIN | Mgmt | For | For | |||||||||||||||||||||
5 JOHN M. CONNORS, JR. | Mgmt | For | For | |||||||||||||||||||||
6 MICHAEL W.O. GARRETT | Mgmt | For | For | |||||||||||||||||||||
7 LISA GERSH | Mgmt | For | For | |||||||||||||||||||||
8 BRIAN D. GOLDNER | Mgmt | For | For | |||||||||||||||||||||
9 JACK M. GREENBERG | Mgmt | For | For | |||||||||||||||||||||
10 ALAN G. HASSENFELD | Mgmt | For | For | |||||||||||||||||||||
11 TRACY A. LEINBACH | Mgmt | For | For | |||||||||||||||||||||
12 EDWARD M. PHILIP | Mgmt | For | For | |||||||||||||||||||||
13 ALFRED J. VERRECCHIA | Mgmt | For | For | |||||||||||||||||||||
02 | THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF HASBRO, INC., AS DESCRIBED IN THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | THE SELECTION, ON AN ADVISORY BASIS, OF THE DESIRED FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF HASBRO, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS HASBRO, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 194200000 | 194200000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HCP, INC. | ||||||||||||||||||||||||
Security: 40414L109 | Agenda Number: 933383236 | |||||||||||||||||||||||
Ticker: HCP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US40414L1098 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES F. FLAHERTY III | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHRISTINE N. GARVEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID B. HENRY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAURALEE E. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL D. MCKEE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PETER L. RHEIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KENNETH B. ROATH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD M. ROSENBERG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 81800000 | 81800000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTH CARE REIT, INC. | ||||||||||||||||||||||||
Security: 42217K106 | Agenda Number: 933402365 | |||||||||||||||||||||||
Ticker: HCN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42217K1060 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: WILLIAM C. BALLARD, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: PETER J. GRUA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: R. SCOTT TRUMBULL | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF AN AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 225,000,000 TO 400,000,000 FOR GENERAL CORPORATE PURPOSES. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 33100000 | 33100000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HELMERICH & PAYNE, INC. | ||||||||||||||||||||||||
Security: 423452101 | Agenda Number: 933368537 | |||||||||||||||||||||||
Ticker: HP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4234521015 | Meeting Date: 3/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN D. ZEGLIS | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM L. ARMSTRONG | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE HELMERICH & PAYNE, INC. 2010 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION OF THE TERMS OF THE COMPANY'S BOARD OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 72700000 | 72700000 | 0 | 2/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HESS CORPORATION | ||||||||||||||||||||||||
Security: 42809H107 | Agenda Number: 933389428 | |||||||||||||||||||||||
Ticker: HES | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42809H1077 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: E.E. HOLIDAY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: J.H. MULLIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: F.B. WALKER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: R.N. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVAL OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR SENIOR OFFICERS, AS AMENDED. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1041600000 | 1041600000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEWLETT-PACKARD COMPANY | ||||||||||||||||||||||||
Security: 428236103 | Agenda Number: 933369820 | |||||||||||||||||||||||
Ticker: HPQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4282361033 | Meeting Date: 3/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: M.L. ANDREESSEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: L. APOTHEKER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: L.T. BABBIO, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: S.M. BALDAUF | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: S. BANERJI | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: R.L. GUPTA | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J.H. HAMMERGREN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: R.J. LANE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: G.M. REINER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: P.F. RUSSO | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: D. SENEQUIER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: G.K. THOMPSON | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: M.C. WHITMAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD COMPANY 2005 PAY- FOR-RESULTS PLAN TO EXTEND THE TERM OF THE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 6162600000 | 6162600000 | 0 | 3/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 438516106 | Agenda Number: 933380115 | |||||||||||||||||||||||
Ticker: HON | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4385161066 | Meeting Date: 4/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KEVIN BURKE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID M. COTE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LINNET F. DEILY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JUDD GREGG | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CLIVE R. HOLLICK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: GEORGE PAZ | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES. | Mgmt | For | For | ||||||||||||||||||||
06 | HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2011. | Mgmt | For | For | ||||||||||||||||||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
08 | SPECIAL SHAREOWNER MEETINGS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1426500000 | 1426500000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOSPIRA, INC. | ||||||||||||||||||||||||
Security: 441060100 | Agenda Number: 933396194 | |||||||||||||||||||||||
Ticker: HSP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4410601003 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS I DIRECTOR: IRVING W. BAILEY, II | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF CLASS I DIRECTOR: F. MICHAEL BALL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF CLASS I DIRECTOR: JACQUE J. SOKOLOV | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR BYLAW ADOPTION, AMENDMENT OR REPEAL. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR ALTERATION, AMENDMENT OR REPEAL OF CERTAIN PROVISIONS IN THE CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 165100000 | 165100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOST HOTELS & RESORTS, INC. | ||||||||||||||||||||||||
Security: 44107P104 | Agenda Number: 933419283 | |||||||||||||||||||||||
Ticker: HST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US44107P1049 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT M. BAYLIS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLARD W. BRITTAIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: TERENCE C. GOLDEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD E. MARRIOTT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: GORDON H. SMITH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: W. EDWARD WALTER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 566200000 | 566200000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUDSON CITY BANCORP, INC. | ||||||||||||||||||||||||
Security: 443683107 | Agenda Number: 933386636 | |||||||||||||||||||||||
Ticker: HCBK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4436831071 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: RONALD E. HERMANCE, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: WILLIAM G. BARDEL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: SCOTT A. BELAIR | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR FOR TERM OF TWO YEARS: CORNELIUS E. GOLDING | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE ADOPTION OF THE HUDSON CITY BANCORP, INC. AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 546800000 | 546800000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUMANA INC. | ||||||||||||||||||||||||
Security: 444859102 | Agenda Number: 933377093 | |||||||||||||||||||||||
Ticker: HUM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4448591028 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FRANK A. D'AMELIO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W. ROY DUNBAR | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KURT J. HILZINGER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID A. JONES, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM J. MCDONALD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM E. MITCHELL | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DAVID B. NASH, M.D. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES J. O'BRIEN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MARISSA T. PETERSON | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF THE HUMANA INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE FREQUENCY WITH WHICH FUTURE SHAREHOLDER VOTES ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS WILL BE HELD. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1346900000 | 1346900000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUNTINGTON BANCSHARES INCORPORATED | ||||||||||||||||||||||||
Security: 446150104 | Agenda Number: 933380242 | |||||||||||||||||||||||
Ticker: HBAN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4461501045 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DON M. CASTO III | Mgmt | For | For | |||||||||||||||||||||
2 ANN B. CRANE | Mgmt | For | For | |||||||||||||||||||||
3 STEVEN G. ELLIOTT | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL J. ENDRES | Mgmt | For | For | |||||||||||||||||||||
5 JOHN B. GERLACH, JR. | Mgmt | For | For | |||||||||||||||||||||
6 D. JAMES HILLIKER | Mgmt | For | For | |||||||||||||||||||||
7 DAVID P. LAUER | Mgmt | For | For | |||||||||||||||||||||
8 JONATHAN A. LEVY | Mgmt | For | For | |||||||||||||||||||||
9 GERARD P. MASTROIANNI | Mgmt | For | For | |||||||||||||||||||||
10 RICHARD W. NEU | Mgmt | For | For | |||||||||||||||||||||
11 DAVID L. PORTEOUS | Mgmt | For | For | |||||||||||||||||||||
12 KATHLEEN H. RANSIER | Mgmt | For | For | |||||||||||||||||||||
13 WILLIAM R. ROBERTSON | Mgmt | For | For | |||||||||||||||||||||
14 STEPHEN D. STEINOUR | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE MANAGEMENT INCENTIVE PLAN FOR COVERED OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE SUPPLEMENTAL STOCK PURCHASE AND TAX SAVINGS PLAN AND TRUST. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | A RESOLUTION TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
06 | AN ADVISORY, NON-BINDING RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1052600000 | 1052600000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ILLINOIS TOOL WORKS INC. | ||||||||||||||||||||||||
Security: 452308109 | Agenda Number: 933390306 | |||||||||||||||||||||||
Ticker: ITW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4523081093 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SUSAN CROWN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | Mgmt | Against | Against | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES A. SKINNER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID B. SPEER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PAMELA B. STROBEL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KEVIN M. WARREN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE ILLINOIS TOOL WORKS INC. 2011 CASH INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | RE-APPROVAL OF THE PERFORMANCE FACTORS AND AWARD LIMITS UNDER THE 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 693900000 | 693900000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INGERSOLL-RAND PLC | ||||||||||||||||||||||||
Security: G47791101 | Agenda Number: 933429171 | |||||||||||||||||||||||
Ticker: IR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: IE00B6330302 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: A.C. BERZIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: J. BRUTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J.L. COHON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: G.D. FORSEE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: P.C. GODSOE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: E.E. HAGENLOCKER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: C.J. HORNER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: M.W. LAMACH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: T.E. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: R.J. SWIFT | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: T.L. WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF A NEW SENIOR EXECUTIVE PERFORMANCE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF AUTHORITY FOR THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 701600000 | 701600000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTEGRYS ENERGY GROUP INC | ||||||||||||||||||||||||
Security: 45822P105 | Agenda Number: 933397576 | |||||||||||||||||||||||
Ticker: TEG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45822P1057 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEITH E. BAILEY | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM J. BRODSKY | Mgmt | For | For | |||||||||||||||||||||
3 ALBERT J. BUDNEY, JR. | Mgmt | For | For | |||||||||||||||||||||
4 P. SAN JUAN CAFFERTY | Mgmt | For | For | |||||||||||||||||||||
5 ELLEN CARNAHAN | Mgmt | For | For | |||||||||||||||||||||
6 MICHELLE L. COLLINS | Mgmt | For | For | |||||||||||||||||||||
7 K.M. HASSELBLAD-PASCALE | Mgmt | For | For | |||||||||||||||||||||
8 JOHN W. HIGGINS | Mgmt | For | For | |||||||||||||||||||||
9 JAMES L. KEMERLING | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL E. LAVIN | Mgmt | For | For | |||||||||||||||||||||
11 WILLIAM F. PROTZ, JR. | Mgmt | For | For | |||||||||||||||||||||
12 CHARLES A. SCHROCK | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | A NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES RELATED TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 256400000 | 256400000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTEL CORPORATION | ||||||||||||||||||||||||
Security: 458140100 | Agenda Number: 933403812 | |||||||||||||||||||||||
Ticker: INTC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4581401001 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: REED E. HUNDT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JANE E. SHAW | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4542100000 | 4542100000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERCONTINENTALEXCHANGE, INC. | ||||||||||||||||||||||||
Security: 45865V100 | Agenda Number: 933403711 | |||||||||||||||||||||||
Ticker: ICE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45865V1008 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES R. CRISP | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: FRED W. HATFIELD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: TERRENCE F. MARTELL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SIR ROBERT REID | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: VINCENT TESE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 24300000 | 24300000 | 0 | 5/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||||||||||
Security: 459200101 | Agenda Number: 933380381 | |||||||||||||||||||||||
Ticker: IBM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4592001014 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W.R. BRODY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: K.I. CHENAULT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: M.L. ESKEW | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: S.A. JACKSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: A.N. LIVERIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J.W. OWENS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: S.J. PALMISANO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: J.E. SPERO | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: S. TAUREL | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | Shr | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | Shr | Against | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1560900000 | 1560900000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||||||||||||
Security: 459506101 | Agenda Number: 933383008 | |||||||||||||||||||||||
Ticker: IFF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4595061015 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARGARET HAYES ADAME | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARCELLO BOTTOLI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LINDA B. BUCK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: J. MICHAEL COOK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ANDREAS FIBIG | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DALE F. MORRISON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DOUGLAS D. TOUGH | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS IN 2010. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 106800000 | 106800000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERNATIONAL GAME TECHNOLOGY | ||||||||||||||||||||||||
Security: 459902102 | Agenda Number: 933365682 | |||||||||||||||||||||||
Ticker: IGT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4599021023 | Meeting Date: 3/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAGET L. ALVES | Mgmt | No vote | ||||||||||||||||||||||
2 JANICE CHAFFIN | Mgmt | No vote | ||||||||||||||||||||||
3 GREG CREED | Mgmt | No vote | ||||||||||||||||||||||
4 PATTI S. HART | Mgmt | No vote | ||||||||||||||||||||||
5 ROBERT J. MILLER | Mgmt | No vote | ||||||||||||||||||||||
6 DAVID E. ROBERSON | Mgmt | No vote | ||||||||||||||||||||||
7 VINCENT L. SADUSKY | Mgmt | No vote | ||||||||||||||||||||||
8 PHILIP G. SATRE | Mgmt | No vote | ||||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENTS TO THE INTERNATIONAL GAME TECHNOLOGY 2002 STOCK INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT TO THE INTERNATIONAL GAME TECHNOLOGY EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | No vote | |||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS IGT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 253200000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERNATIONAL PAPER COMPANY | ||||||||||||||||||||||||
Security: 460146103 | Agenda Number: 933416883 | |||||||||||||||||||||||
Ticker: IP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4601461035 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID J. BRONCZEK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: AHMET C. DORDUNCU | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LYNN LAVERTY ELSENHANS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN V. FARACI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SAMIR G. GIBARA | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STACEY J. MOBLEY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN F. TURNER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM G. WALTER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ALBERTO WEISSER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: J. STEVEN WHISLER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING VOTE ON THE FREQUENCY WITH WHICH SHAREOWNERS WILL APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREOWNER PROPOSAL CONCERNING SHAREOWNER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2108300000 | 2108300000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||||||||||||
Security: 460690100 | Agenda Number: 933436835 | |||||||||||||||||||||||
Ticker: IPG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4606901001 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: REGINALD K. BRACK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JILL M. CONSIDINE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: H. JOHN GREENIAUS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM T. KERR | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID M. THOMAS | Mgmt | For | For | ||||||||||||||||||||
02 | CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1302000000 | 1302000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTUITIVE SURGICAL, INC. | ||||||||||||||||||||||||
Security: 46120E602 | Agenda Number: 933376077 | |||||||||||||||||||||||
Ticker: ISRG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46120E6023 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FLOYD D. LOOP | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GEORGE STALK JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CRAIG H. BARRATT | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT TO THE COMPANY'S 2010 INCENTIVE AWARD PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 13100000 | 13100000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INVESCO LTD | ||||||||||||||||||||||||
Security: G491BT108 | Agenda Number: 933417708 | |||||||||||||||||||||||
Ticker: IVZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: BMG491BT1088 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: REX D. ADAMS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SIR JOHN BANHAM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DENIS KESSLER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE 2010 EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE INVESCO LTD. 2011 GLOBAL EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 352600000 | 352600000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IRON MOUNTAIN INCORPORATED | ||||||||||||||||||||||||
Security: 462846106 | Agenda Number: 933449755 | |||||||||||||||||||||||
Ticker: IRM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4628461067 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CLARKE H. BAILEY | Mgmt | For | For | |||||||||||||||||||||
2 KENT P. DAUTEN | Mgmt | For | For | |||||||||||||||||||||
3 PAUL F. DENINGER | Mgmt | For | For | |||||||||||||||||||||
4 PER-KRISTIAN HALVORSEN | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL W. LAMACH | Mgmt | For | For | |||||||||||||||||||||
6 ARTHUR D. LITTLE | Mgmt | For | For | |||||||||||||||||||||
7 ALLAN Z. LOREN | Mgmt | For | For | |||||||||||||||||||||
8 C. RICHARD REESE | Mgmt | For | For | |||||||||||||||||||||
9 VINCENT J. RYAN | Mgmt | For | For | |||||||||||||||||||||
10 LAURIE A. TUCKER | Mgmt | For | For | |||||||||||||||||||||
11 ALFRED J. VERRECCHIA | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL ON A NON-BINDING, ADVISORY BASIS OF THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF FUTURE NON-BINDING, ADVISORY VOTES OF STOCKHOLDERS ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 290000000 | 290000000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ITT CORPORATION | ||||||||||||||||||||||||
Security: 450911102 | Agenda Number: 933396586 | |||||||||||||||||||||||
Ticker: ITT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4509111021 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN R. LORANGER | Mgmt | For | For | |||||||||||||||||||||
2 CURTIS J. CRAWFORD | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTINA A. GOLD | Mgmt | For | For | |||||||||||||||||||||
4 RALPH F. HAKE | Mgmt | For | For | |||||||||||||||||||||
5 JOHN J. HAMRE | Mgmt | For | For | |||||||||||||||||||||
6 PAUL J. KERN | Mgmt | For | For | |||||||||||||||||||||
7 FRANK T. MACINNIS | Mgmt | For | For | |||||||||||||||||||||
8 SURYA N. MOHAPATRA | Mgmt | For | For | |||||||||||||||||||||
9 LINDA S. SANFORD | Mgmt | For | For | |||||||||||||||||||||
10 MARKOS I. TAMBAKERAS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL SPECIAL MEETINGS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S POLICIES RELATED TO HUMAN RIGHTS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 499100000 | 499100000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
J. C. PENNEY COMPANY, INC. | ||||||||||||||||||||||||
Security: 708160106 | Agenda Number: 933403824 | |||||||||||||||||||||||
Ticker: JCP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7081601061 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM A. ACKMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: COLLEEN C. BARRETT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENT B. FOSTER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GERALDINE B. LAYBOURNE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BURL OSBORNE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LEONARD H. ROBERTS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STEVEN ROTH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: R. GERALD TURNER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MARY BETH WEST | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, AND BYLAWS, AS AMENDED, TO ELIMINATE SUPERMAJORITY VOTING. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1235900000 | 1235900000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JANUS CAPITAL GROUP INC. | ||||||||||||||||||||||||
Security: 47102X105 | Agenda Number: 933384113 | |||||||||||||||||||||||
Ticker: JNS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US47102X1054 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAUL F. BALSER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GLENN S. SCHAFER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE JANUS CAPITAL GROUP INC. INDEPENDENT AUDITOR FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS (SAY-ON- PAY). | Mgmt | Against | Against | ||||||||||||||||||||
04 | RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE ADVISORY SAY-ON-PAY VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 183600000 | 183600000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JOHNSON & JOHNSON | ||||||||||||||||||||||||
Security: 478160104 | Agenda Number: 933382854 | |||||||||||||||||||||||
Ticker: JNJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4781601046 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LEO F. MULLIN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CHARLES PRINCE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DAVID SATCHER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2315800000 | 2315800000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||||
Security: 46625H100 | Agenda Number: 933404028 | |||||||||||||||||||||||
Ticker: JPM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46625H1005 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID M. COTE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES DIMON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF AMENDMENT TO LONG- TERM INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
06 | POLITICAL NON-PARTISANSHIP | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
08 | MORTGAGE LOAN SERVICING | Shr | Against | For | ||||||||||||||||||||
09 | POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
10 | GENOCIDE-FREE INVESTING | Shr | Against | For | ||||||||||||||||||||
11 | INDEPENDENT LEAD DIRECTOR | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 6198100000 | 6198100000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JUNIPER NETWORKS, INC. | ||||||||||||||||||||||||
Security: 48203R104 | Agenda Number: 933412152 | |||||||||||||||||||||||
Ticker: JNPR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US48203R1041 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARY B. CRANSTON | Mgmt | For | For | |||||||||||||||||||||
2 KEVIN R. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
3 J. MICHAEL LAWRIE | Mgmt | For | For | |||||||||||||||||||||
4 DAVID SCHLOTTERBECK | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE PERFORMANCE BONUS PLAN FOR PURPOSES OF COMPLYING WITH INTERNAL REVENUE CODE SECTION 162(M). | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON JUNIPER NETWORKS, INC.'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES IN THE FUTURE. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, REQUESTING THE BOARD OF DIRECTOR TO TAKE THE NECESSARY STEPS TO DECLASSIFY THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL ELECTIONS OF DIRECTORS, WHEREBY DIRECTORS WOULD BE ELECTED ANNUALLY AND NOT BY CLASSES. | Shr | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 244000000 | 244000000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KELLOGG COMPANY | ||||||||||||||||||||||||
Security: 487836108 | Agenda Number: 933383109 | |||||||||||||||||||||||
Ticker: K | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4878361082 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN BRYANT | Mgmt | For | For | |||||||||||||||||||||
2 ROGELIO REBOLLEDO | Mgmt | For | For | |||||||||||||||||||||
3 STERLING SPEIRN | Mgmt | For | For | |||||||||||||||||||||
4 JOHN ZABRISKIE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE KELLOGG COMPANY SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ADOPT SIMPLE MAJORITY VOTE. | Shr | For | Against | ||||||||||||||||||||
07 | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ENACT A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 568300000 | 568300000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KEYCORP | ||||||||||||||||||||||||
Security: 493267108 | Agenda Number: 933412253 | |||||||||||||||||||||||
Ticker: KEY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4932671088 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD P. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH A. CARRABBA | Mgmt | For | For | |||||||||||||||||||||
3 CAROL A. CARTWRIGHT | Mgmt | For | For | |||||||||||||||||||||
4 ALEXANDER M. CUTLER | Mgmt | For | For | |||||||||||||||||||||
5 H. JAMES DALLAS | Mgmt | For | For | |||||||||||||||||||||
6 ELIZABETH R. GILE | Mgmt | For | For | |||||||||||||||||||||
7 RUTH ANN M. GILLIS | Mgmt | For | For | |||||||||||||||||||||
8 KRISTEN L. MANOS | Mgmt | For | For | |||||||||||||||||||||
9 BETH E. MOONEY | Mgmt | For | For | |||||||||||||||||||||
10 BILL R. SANFORD | Mgmt | For | For | |||||||||||||||||||||
11 BARBARA R. SNYDER | Mgmt | For | For | |||||||||||||||||||||
12 EDWARD W. STACK | Mgmt | For | For | |||||||||||||||||||||
13 THOMAS C. STEVENS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF 2011 ANNUAL PERFORMANCE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT TO REGULATIONS TO REDUCE SHAREHOLDER VOTING PERCENTAGES TO STATUTORY NORMS. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION PROGRAM. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1493000000 | 1493000000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KIMBERLY-CLARK CORPORATION | ||||||||||||||||||||||||
Security: 494368103 | Agenda Number: 933377550 | |||||||||||||||||||||||
Ticker: KMB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4943681035 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN R. ALM | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ABELARDO E. BRU | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS J. FALK | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES M. JENNESS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: NANCY J. KARCH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: IAN C. READ | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 OUTSIDE DIRECTORS' COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE 2011 EQUITY PARTICIPATION PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 730500000 | 730500000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KIMCO REALTY CORPORATION | ||||||||||||||||||||||||
Security: 49446R109 | Agenda Number: 933410401 | |||||||||||||||||||||||
Ticker: KIM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US49446R1095 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M. COOPER | Mgmt | For | For | |||||||||||||||||||||
2 P. COVIELLO | Mgmt | For | For | |||||||||||||||||||||
3 R. DOOLEY | Mgmt | For | For | |||||||||||||||||||||
4 J. GRILLS | Mgmt | For | For | |||||||||||||||||||||
5 D. HENRY | Mgmt | For | For | |||||||||||||||||||||
6 F.P. HUGHES | Mgmt | For | For | |||||||||||||||||||||
7 F. LOURENSO | Mgmt | For | For | |||||||||||||||||||||
8 C. NICHOLAS | Mgmt | For | For | |||||||||||||||||||||
9 R. SALTZMAN | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | CONDUCTING ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY YEAR. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 126100000 | 126100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KOHL'S CORPORATION | ||||||||||||||||||||||||
Security: 500255104 | Agenda Number: 933383743 | |||||||||||||||||||||||
Ticker: KSS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5002551043 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PETER BONEPARTH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEVEN A. BURD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN F. HERMA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DALE E. JONES | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM S. KELLOGG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KEVIN MANSELL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: FRANK V. SICA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: NINA G. VACA | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
3A | APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE REQUIREMENT IN ARTICLE V. | Mgmt | For | For | ||||||||||||||||||||
3B | APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE REQUIREMENT IN ARTICLE VI. | Mgmt | For | For | ||||||||||||||||||||
04 | RE-APPROVAL OF ANNUAL INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL: SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND REPORTING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 719500000 | 719500000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KRAFT FOODS INC. | ||||||||||||||||||||||||
Security: 50075N104 | Agenda Number: 933395255 | |||||||||||||||||||||||
Ticker: KFT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US50075N1046 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: AJAYPAL S. BANGA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MYRA M. HART | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PETER B. HENRY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LOIS D. JULIBER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MARK D. KETCHUM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN C. POPE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Mgmt | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | APPROVAL OF THE KRAFT FOODS INC. AMENDED AND RESTATED 2006 STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
5 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3437200000 | 3437200000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
L-3 COMMUNICATIONS HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 502424104 | Agenda Number: 933381989 | |||||||||||||||||||||||
Ticker: LLL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5024241045 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 H. HUGH SHELTON | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL T. STRIANESE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN P. WHITE | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO APPROVE, IN A NON- BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 512100000 | 512100000 | 0 | 3/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||||||||||||||
Security: 50540R409 | Agenda Number: 933398554 | |||||||||||||||||||||||
Ticker: LH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US50540R4092 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID P. KING | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: N. ANTHONY COLES, JR., M.D., M.P.H. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WENDY E. LANE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 134000000 | 134000000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LEGGETT & PLATT, INCORPORATED | ||||||||||||||||||||||||
Security: 524660107 | Agenda Number: 933396221 | |||||||||||||||||||||||
Ticker: LEG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5246601075 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT E. BRUNNER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RALPH W. CLARK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: R. TED ENLOE, III | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD T. FISHER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MATTHEW C. FLANIGAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KARL G. GLASSMAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RAY A. GRIFFITH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DAVID S. HAFFNER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOSEPH W. MCCLANATHAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JUDY C. ODOM | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MAURICE E. PURNELL, JR. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: PHOEBE A. WOOD | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE CONCERNING THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION TO BE HELD EVERY. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | A SHAREHOLDER PROPOSAL REQUESTING THE ADDITION OF SEXUAL ORIENTATION AND GENDER IDENTITY TO THE COMPANY'S WRITTEN NON- DISCRIMINATION POLICY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 337400000 | 337400000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LENNAR CORPORATION | ||||||||||||||||||||||||
Security: 526057104 | Agenda Number: 933377245 | |||||||||||||||||||||||
Ticker: LEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5260571048 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 IRVING BOLOTIN | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN L. GERARD | Mgmt | For | For | |||||||||||||||||||||
3 THERON I. "TIG" GILLIAM | Mgmt | For | For | |||||||||||||||||||||
4 SHERRILL W. HUDSON | Mgmt | For | For | |||||||||||||||||||||
5 R. KIRK LANDON | Mgmt | For | For | |||||||||||||||||||||
6 SIDNEY LAPIDUS | Mgmt | For | For | |||||||||||||||||||||
7 STUART A. MILLER | Mgmt | For | For | |||||||||||||||||||||
8 DONNA E. SHALALA | Mgmt | For | For | |||||||||||||||||||||
9 JEFFREY SONNENFELD | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPANY'S COMPENSATION OF EXECUTIVE OFFICERS (A NON-BINDING SAY-ON-PAY VOTE). | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO HAVE AN ADVISORY VOTE ON THE COMPANY'S COMPENSATION OF EXECUTIVE OFFICERS ONCE EVERY 1, 2 OR 3 YEARS (A NON-BINDING SAY-ON- FREQUENCY VOTE). | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE PROPOSED AMENDMENTS TO SECTIONS 7.1 THROUGH 7.4 OF THE COMPANY'S BYLAWS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE A PROPOSED AMENDMENT TO ARTICLE XI OF THE COMPANY'S BYLAWS. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING NOVEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING THE COMPANY'S BUILDING PRACTICES. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 389400000 | 389400000 | 0 | 3/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LEUCADIA NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 527288104 | Agenda Number: 933423509 | |||||||||||||||||||||||
Ticker: LUK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5272881047 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 IAN M. CUMMING | Mgmt | For | For | |||||||||||||||||||||
2 PAUL M. DOUGAN | Mgmt | For | For | |||||||||||||||||||||
3 ALAN J. HIRSCHFIELD | Mgmt | For | For | |||||||||||||||||||||
4 JAMES E. JORDAN | Mgmt | For | For | |||||||||||||||||||||
5 JEFFREY C. KEIL | Mgmt | For | For | |||||||||||||||||||||
6 J.C. NICHOLS, III | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL SORKIN | Mgmt | For | For | |||||||||||||||||||||
8 JOSEPH S. STEINBERG | Mgmt | For | For | |||||||||||||||||||||
02 | A NON-BINDING, ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE 2011 SENIOR EXECUTIVE WARRANT PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 98900000 | 98900000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LEXMARK INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 529771107 | Agenda Number: 933382828 | |||||||||||||||||||||||
Ticker: LXK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5297711070 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2013: PAUL A. ROOKE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: RALPH E. GOMORY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: JARED L. COHON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: J. EDWARD COLEMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: SANDRA L. HELTON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF LEXMARK INTERNATIONAL, INC. EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 258100000 | 258100000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIFE TECHNOLOGIES CORPORATION | ||||||||||||||||||||||||
Security: 53217V109 | Agenda Number: 933384973 | |||||||||||||||||||||||
Ticker: LIFE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US53217V1098 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GREGORY T. LUCIER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RONALD A. MATRICARIA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID C. U'PRICHARD, PHD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM H. LONGFIELD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ORA H. PESCOVITZ, MD | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADOPTION OF AMENDMENTS TO THE COMPANY'S CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF A NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF STOCKHOLDER VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 151800000 | 151800000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIMITED BRANDS, INC. | ||||||||||||||||||||||||
Security: 532716107 | Agenda Number: 933421454 | |||||||||||||||||||||||
Ticker: LTD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5327161072 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DONNA A. JAMES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFREY H. MIRO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF THE 2011 STOCK OPTION PERFORMANCE AND INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL OF THE 2011 CASH INCENTIVE COMPENSATION PERFORMANCE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
06 | THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | THE STOCKHOLDER PROPOSAL | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 633100000 | 633100000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LINCOLN NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 534187109 | Agenda Number: 933405575 | |||||||||||||||||||||||
Ticker: LNC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5341871094 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DENNIS R. GLASS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GARY C. KELLY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL F. MEE | Mgmt | For | For | ||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE BYLAWS. | Mgmt | For | For | ||||||||||||||||||||
4 | TO APPROVE AN ADVISORY PROPOSAL ON THE COMPANY'S 2010 EXCUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | Against | Against | ||||||||||||||||||||
5 | TO RESPOND TO AN ADVISORY PROPOSAL REGARDING THE FREQUENCY (EVERY 1, 2, OR 3 YEARS) OF FUTURE ADVISORY PROPOSALS ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 836300000 | 836300000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LINEAR TECHNOLOGY CORPORATION | ||||||||||||||||||||||||
Security: 535678106 | Agenda Number: 933375239 | |||||||||||||||||||||||
Ticker: LLTC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5356781063 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PLEASE REVIEW THE MATERIAL LINKS FOR ACCESS TO THE LINEAR LEGAL DOCUMENT. THIS IS NOT A VOTEABLE EVENT. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 61200000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||||||||||||
Security: 539830109 | Agenda Number: 933383147 | |||||||||||||||||||||||
Ticker: LMT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5398301094 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROSALIND G. BREWER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID B. BURRITT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS J. FALK | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES M. LOY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANNE STEVENS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT J. STEVENS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN CORPORATION 2011 INCENTIVE PERFORMANCE AWARD PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
05 | PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT IN LIEU OF A MEETING | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1539000000 | 1539000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOEWS CORPORATION | ||||||||||||||||||||||||
Security: 540424108 | Agenda Number: 933392019 | |||||||||||||||||||||||
Ticker: L | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5404241086 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANN E. BERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSEPH L. BOWER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CHARLES M. DIKER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JACOB A. FRENKEL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PAUL J. FRIBOURG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WALTER L. HARRIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: KEN MILLER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: GLORIA R. SCOTT | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANDREW H. TISCH | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JAMES S. TISCH | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JONATHAN M. TISCH | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 871600000 | 871600000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LORILLARD, INC. | ||||||||||||||||||||||||
Security: 544147101 | Agenda Number: 933415336 | |||||||||||||||||||||||
Ticker: LO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5441471019 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DIANNE NEAL BLIXT | Mgmt | For | For | |||||||||||||||||||||
2 DAVID E.R. DANGOOR | Mgmt | For | For | |||||||||||||||||||||
3 MURRAY S. KESSLER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE HOLDING FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE SHAREHOLDER PROPOSAL ON A MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Shr | For | |||||||||||||||||||||
06 | TO APPROVE THE SHAREHOLDER PROPOSAL ON REPORTING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 113000000 | 113000000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOWE'S COMPANIES, INC. | ||||||||||||||||||||||||
Security: 548661107 | Agenda Number: 933414562 | |||||||||||||||||||||||
Ticker: LOW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5486611073 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RAUL ALVAREZ | Mgmt | For | For | |||||||||||||||||||||
2 DAVID W. BERNAUER | Mgmt | For | For | |||||||||||||||||||||
3 LEONARD L. BERRY | Mgmt | For | For | |||||||||||||||||||||
4 PETER C. BROWNING | Mgmt | For | For | |||||||||||||||||||||
5 DAWN E. HUDSON | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT L. JOHNSON | Mgmt | Withheld | Against | |||||||||||||||||||||
7 MARSHALL O. LARSEN | Mgmt | For | For | |||||||||||||||||||||
8 RICHARD K. LOCHRIDGE | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT A. NIBLOCK | Mgmt | For | For | |||||||||||||||||||||
10 STEPHEN F. PAGE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE LOWE'S COMPANIES, INC. 2011 ANNUAL INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE AGREEMENTS. | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING LINKING PAY TO PERFORMANCE ON SUSTAINABILITY GOALS. | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL SPENDING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4299600000 | 4299600000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LSI CORPORATION | ||||||||||||||||||||||||
Security: 502161102 | Agenda Number: 933395596 | |||||||||||||||||||||||
Ticker: LSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5021611026 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES A. HAGGERTY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD S. HILL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN H.F. MINER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ARUN NETRAVALI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHARLES C. POPE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GREGORIO REYES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL G. STRACHAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: SUSAN M. WHITNEY | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, IN AN ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 982400000 | 982400000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
M&T BANK CORPORATION | ||||||||||||||||||||||||
Security: 55261F104 | Agenda Number: 933379011 | |||||||||||||||||||||||
Ticker: MTB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55261F1049 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRENT D. BAIRD | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. BENNETT | Mgmt | For | For | |||||||||||||||||||||
3 C. ANGELA BONTEMPO | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT T. BRADY | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL D. BUCKLEY | Mgmt | For | For | |||||||||||||||||||||
6 T.J. CUNNINGHAM III | Mgmt | For | For | |||||||||||||||||||||
7 MARK J. CZARNECKI | Mgmt | For | For | |||||||||||||||||||||
8 GARY N. GEISEL | Mgmt | For | For | |||||||||||||||||||||
9 PATRICK W.E. HODGSON | Mgmt | For | For | |||||||||||||||||||||
10 RICHARD G. KING | Mgmt | For | For | |||||||||||||||||||||
11 JORGE G. PEREIRA | Mgmt | For | For | |||||||||||||||||||||
12 MICHAEL P. PINTO | Mgmt | For | For | |||||||||||||||||||||
13 MELINDA R. RICH | Mgmt | For | For | |||||||||||||||||||||
14 ROBERT E. SADLER, JR. | Mgmt | For | For | |||||||||||||||||||||
15 HERBERT L. WASHINGTON | Mgmt | For | For | |||||||||||||||||||||
16 ROBERT G. WILMERS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 111700000 | 111700000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MACY'S INC. | ||||||||||||||||||||||||
Security: 55616P104 | Agenda Number: 933416984 | |||||||||||||||||||||||
Ticker: M | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55616P1049 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN F. BOLLENBACH | Mgmt | For | For | |||||||||||||||||||||
2 DEIRDRE P. CONNELLY | Mgmt | For | For | |||||||||||||||||||||
3 MEYER FELDBERG | Mgmt | For | For | |||||||||||||||||||||
4 SARA LEVINSON | Mgmt | For | For | |||||||||||||||||||||
5 TERRY J. LUNDGREN | Mgmt | For | For | |||||||||||||||||||||
6 JOSEPH NEUBAUER | Mgmt | For | For | |||||||||||||||||||||
7 JOSEPH A. PICHLER | Mgmt | For | For | |||||||||||||||||||||
8 JOYCE M. ROCHE | Mgmt | For | For | |||||||||||||||||||||
9 CRAIG E. WEATHERUP | Mgmt | For | For | |||||||||||||||||||||
10 MARNA C. WHITTINGTON | Mgmt | For | For | |||||||||||||||||||||
02 | THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | THE PROPOSED APPROVAL OF AN AMENDMENT OF THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2159200000 | 2159200000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MARATHON OIL CORPORATION | ||||||||||||||||||||||||
Security: 565849106 | Agenda Number: 933383907 | |||||||||||||||||||||||
Ticker: MRO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5658491064 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PIERRE BRONDEAU | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID A. DABERKO | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM L. DAVIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PHILIP LADER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES R. LEE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SETH E. SCHOFIELD | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN W. SNOW | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: THOMAS J. USHER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | BOARD PROPOSAL TO AMEND OUR BY- LAWS TO LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL SPECIAL MEETINGS. | Mgmt | For | For | ||||||||||||||||||||
04 | BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | BOARD PROPOSAL TO SELECT THE DESIRED FREQUENCY OF NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL SEEKING A SAFETY REPORT OUTLINING THE COMPANY'S STEPS TO REDUCE THE RISK OF ACCIDENTS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4151600000 | 4151600000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MARRIOTT INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 571903202 | Agenda Number: 933412619 | |||||||||||||||||||||||
Ticker: MAR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5719032022 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN W. MARRIOTT III | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARY K. BUSH | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DEBRA L. LEE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GEORGE MUNOZ | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: HARRY J. PEARCE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ARNE M. SORENSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 626200000 | 626200000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||||||||||||
Security: 571748102 | Agenda Number: 933406779 | |||||||||||||||||||||||
Ticker: MMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5717481023 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ZACHARY W. CARTER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: OSCAR FANJUL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: H. EDWARD HANWAY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LORD LANG OF MONKTON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN A. MILLS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: BRUCE P. NOLOP | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MARC D. OKEN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MORTON O. SCHAPIRO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ADELE SIMMONS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: LLOYD M. YATES | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE MARSH & MCLENNAN COMPANIES, INC. 2011 INCENTIVE AND STOCK AWARD PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NONBINDING VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
05 | RECOMMENDATION, BY NONBINDING VOTE, OF THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL: ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 911100000 | 911100000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MARSHALL & ILSLEY CORPORATION | ||||||||||||||||||||||||
Security: 571837103 | Agenda Number: 933424929 | |||||||||||||||||||||||
Ticker: MI | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US5718371033 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 17, 2010, BY AND BETWEEN BANK OF MONTREAL AND MARSHALL & ILSLEY CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE FOREGOING PROPOSAL. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1220500000 | 1220500000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MASCO CORPORATION | ||||||||||||||||||||||||
Security: 574599106 | Agenda Number: 933405400 | |||||||||||||||||||||||
Ticker: MAS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5745991068 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: VERNE G. ISTOCK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: J. MICHAEL LOSH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: TIMOTHY WADHAMS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE RELATED MATERIALS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1339400000 | 1339400000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MASSEY ENERGY COMPANY | ||||||||||||||||||||||||
Security: 576206106 | Agenda Number: 933447965 | |||||||||||||||||||||||
Ticker: MEE | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US5762061068 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 28, 2011, BETWEEN ALPHA NATURAL RESOURCES, INC., MOUNTAIN MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF ALPHA NATURAL RESOURCES, INC. AND MASSEY ENERGY COMPANY, PURSUANT TO WHICH MOUNTAIN MERGER SUB, INC. WILL MERGE WITH AND INTO MASSEY ENERGY COMPANY | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 133100000 | 133100000 | 0 | 5/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MASTERCARD INCORPORATED | ||||||||||||||||||||||||
Security: 57636Q104 | Agenda Number: 933452396 | |||||||||||||||||||||||
Ticker: MA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US57636Q1040 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARC OLIVIE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RIMA QURESHI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARK SCHWARTZ | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JACKSON P. TAI | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 49100000 | 49100000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MATTEL, INC. | ||||||||||||||||||||||||
Security: 577081102 | Agenda Number: 933400614 | |||||||||||||||||||||||
Ticker: MAT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5770811025 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT A. ECKERT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: TULLY M. FRIEDMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DOMINIC NG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: VASANT M. PRABHU | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DR. ANDREA L. RICH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY 1, 2 OR 3 YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF AMENDMENTS TO MATTEL, INC. BYLAWS REGARDING SPECIAL STOCKHOLDER MEETINGS. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 507300000 | 507300000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MCDONALD'S CORPORATION | ||||||||||||||||||||||||
Security: 580135101 | Agenda Number: 933410297 | |||||||||||||||||||||||
Ticker: MCD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5801351017 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD H. LENNY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CARY D. MCMILLAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES A. SKINNER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE OF INCORPORATION BY REPEALING SUCH ARTICLE (TRANSACTIONS WITH INTERESTED SHAREHOLDERS). | Mgmt | For | For | ||||||||||||||||||||
06 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (BOARD OF DIRECTORS). | Mgmt | For | For | ||||||||||||||||||||
07 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (SHAREHOLDER ACTION). | Mgmt | For | For | ||||||||||||||||||||
08 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO CLASSIFIED BOARD. | Shr | For | Against | ||||||||||||||||||||
09 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | Shr | Against | For | ||||||||||||||||||||
10 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO A REPORT ON CHILDREN'S NUTRITION. | Shr | Against | For | ||||||||||||||||||||
11 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO BEVERAGE CONTAINERS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 708600000 | 708600000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEAD JOHNSON NUTRITION COMPANY | ||||||||||||||||||||||||
Security: 582839106 | Agenda Number: 933396978 | |||||||||||||||||||||||
Ticker: MJN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5828391061 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN W. GOLSBY | Mgmt | For | For | |||||||||||||||||||||
2 DR.STEVEN M. ALTSCHULER | Mgmt | For | For | |||||||||||||||||||||
3 HOWARD B. BERNICK | Mgmt | For | For | |||||||||||||||||||||
4 KIMBERLY A. CASIANO | Mgmt | For | For | |||||||||||||||||||||
5 ANNA C. CATALANO | Mgmt | For | For | |||||||||||||||||||||
6 DR. CELESTE A. CLARK | Mgmt | For | For | |||||||||||||||||||||
7 JAMES M. CORNELIUS | Mgmt | For | For | |||||||||||||||||||||
8 PETER G. RATCLIFFE | Mgmt | For | For | |||||||||||||||||||||
9 DR. ELLIOTT SIGAL | Mgmt | For | For | |||||||||||||||||||||
10 ROBERT S. SINGER | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) IN 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 112700000 | 112700000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEADWESTVACO CORPORATION | ||||||||||||||||||||||||
Security: 583334107 | Agenda Number: 933386648 | |||||||||||||||||||||||
Ticker: MWV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5833341077 | Meeting Date: 4/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DR. THOMAS W. COLE, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES G. KAISER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD B. KELSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES M. KILTS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SUSAN J. KROPF | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DOUGLAS S. LUKE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: TIMOTHY H. POWERS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JANE L. WARNER | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE MEADWESTVACO CORPORATION 2005 PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 543000000 | 543000000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEDCO HEALTH SOLUTIONS, INC. | ||||||||||||||||||||||||
Security: 58405U102 | Agenda Number: 933414423 | |||||||||||||||||||||||
Ticker: MHS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US58405U1025 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN L. CASSIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHARLES M. LILLIS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MYRTLE S. POTTER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM L. ROPER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID B. SNOW, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DAVID D. STEVENS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: BLENDA J. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENTS TO THE COMPANY'S CERTIFICATE OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
06 | APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDING REQUIREMENTS | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2335800000 | 2335800000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEMC ELECTRONIC MATERIALS, INC. | ||||||||||||||||||||||||
Security: 552715104 | Agenda Number: 933379718 | |||||||||||||||||||||||
Ticker: WFR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5527151048 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PETER BLACKMORE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: AHMAD R. CHATILA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARSHALL TURNER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF SHAREHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 326700000 | 326700000 | 0 | 4/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
METLIFE, INC. | ||||||||||||||||||||||||
Security: 59156R108 | Agenda Number: 933398883 | |||||||||||||||||||||||
Ticker: MET | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US59156R1086 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN A. KANDARIAN* | Mgmt | For | For | |||||||||||||||||||||
2 SYLVIA MATHEWS BURWELL# | Mgmt | For | For | |||||||||||||||||||||
3 EDUARDO CASTRO-WRIGHT# | Mgmt | For | For | |||||||||||||||||||||
4 CHERYL W. GRISE# | Mgmt | For | For | |||||||||||||||||||||
5 LULU C. WANG# | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2717000000 | 2717000000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
METROPCS COMMUNICATIONS, INC. | ||||||||||||||||||||||||
Security: 591708102 | Agenda Number: 933436241 | |||||||||||||||||||||||
Ticker: PCS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5917081029 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROGER D. LINQUIST | Mgmt | For | For | |||||||||||||||||||||
2 ARTHUR C. PATTERSON | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING, ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 712200000 | 712200000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOLSON COORS BREWING CO. | ||||||||||||||||||||||||
Security: 60871R209 | Agenda Number: 933423496 | |||||||||||||||||||||||
Ticker: TAP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US60871R2094 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTORS | |||||||||||||||||||||||
1 JOHN E. CLEGHORN | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES M. HERINGTON | Mgmt | For | For | |||||||||||||||||||||
3 DAVID P. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 152900000 | 152900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MONSTER WORLDWIDE, INC. | ||||||||||||||||||||||||
Security: 611742107 | Agenda Number: 933436671 | |||||||||||||||||||||||
Ticker: MWW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6117421072 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SALVATORE IANNUZZI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN GAULDING | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JEFFREY F. RAYPORT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERTO TUNIOLI | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: TIMOTHY T. YATES | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS MONSTER WORLDWIDE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN AMENDMENT TO THE MONSTER WORLDWIDE, INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | FREQUENCY OF ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 77500000 | 77500000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOODY'S CORPORATION | ||||||||||||||||||||||||
Security: 615369105 | Agenda Number: 933378879 | |||||||||||||||||||||||
Ticker: MCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6153691059 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: ROBERT R. GLAUBER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shr | For | Against | ||||||||||||||||||||
06 | ELECTION OF DIRECTOR JORGE A. BERMUDEZ | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 159500000 | 159500000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MORGAN STANLEY | ||||||||||||||||||||||||
Security: 617446448 | Agenda Number: 933423915 | |||||||||||||||||||||||
Ticker: MS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6174464486 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES P. GORMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN J. MACK | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES W. OWENS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MASAAKI TANAKA | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: LAURA D. TYSON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Mgmt | For | For | ||||||||||||||||||||
05 | TO VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE) | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3101600000 | 3101600000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOTOROLA MOBILITY HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 620097105 | Agenda Number: 933386787 | |||||||||||||||||||||||
Ticker: MMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6200971058 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SANJAY K. JHA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JON E. BARFIELD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM R. HAMBRECHT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KEITH A. MEISTER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS J. MEREDITH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES R. STENGEL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANDREW J. VITERBI | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 99000000 | 99000000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOTOROLA SOLUTIONS, INC. | ||||||||||||||||||||||||
Security: 620076307 | Agenda Number: 933386852 | |||||||||||||||||||||||
Ticker: MSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6200763075 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GREGORY Q. BROWN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM J. BRATTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID W. DORMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL V. HAYDEN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JUDY C. LEWENT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN A. WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | REAPPROVAL OF MATERIAL TERMS FOR PERFORMANCE-BASED AWARDS UNDER THE MOTOROLA SOLUTIONS OMNIBUS INCENTIVE PLAN OF 2006. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RE: HUMAN RIGHTS POLICY. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1394100000 | 1394100000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MURPHY OIL CORPORATION | ||||||||||||||||||||||||
Security: 626717102 | Agenda Number: 933393934 | |||||||||||||||||||||||
Ticker: MUR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6267171022 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: F.W. BLUE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: C.P. DEMING | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: R.A. HERMES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: J.V. KELLEY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: R.M. MURPHY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: W.C. NOLAN, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: N.E. SCHMALE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: D.J.H. SMITH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: C.G. THEUS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: D.M. WOOD | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 735400000 | 735400000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MYLAN INC. | ||||||||||||||||||||||||
Security: 628530107 | Agenda Number: 933406452 | |||||||||||||||||||||||
Ticker: MYL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6285301072 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. COURY | Mgmt | For | For | |||||||||||||||||||||
2 RODNEY L. PIATT, C.P.A. | Mgmt | For | For | |||||||||||||||||||||
3 HEATHER BRESCH | Mgmt | For | For | |||||||||||||||||||||
4 WENDY CAMERON | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT J. CINDRICH | Mgmt | For | For | |||||||||||||||||||||
6 NEIL DIMICK, C.P.A. | Mgmt | For | For | |||||||||||||||||||||
7 DOUGLAS J. LEECH, C.P.A | Mgmt | For | For | |||||||||||||||||||||
8 JOSEPH C. MAROON, MD | Mgmt | For | For | |||||||||||||||||||||
9 MARK W. PARRISH | Mgmt | For | For | |||||||||||||||||||||
10 C.B. TODD | Mgmt | For | For | |||||||||||||||||||||
11 R.L. VANDERVEEN PHD RPH | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 617400000 | 617400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NABORS INDUSTRIES LTD. | ||||||||||||||||||||||||
Security: G6359F103 | Agenda Number: 933451192 | |||||||||||||||||||||||
Ticker: NBR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: BMG6359F1032 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANTHONY G. PETRELLO | Mgmt | For | For | |||||||||||||||||||||
2 MYRON M. SHEINFELD | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITOR'S REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE A NONBINDING ADVISORY VOTE REGARDING THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL TO ADOPT THE MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL TO ADOPT THE REQUIREMENT THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 365000000 | 365000000 | 0 | 5/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL OILWELL VARCO, INC. | ||||||||||||||||||||||||
Security: 637071101 | Agenda Number: 933414853 | |||||||||||||||||||||||
Ticker: NOV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6370711011 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFERY A. SMISEK | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000 TO 1,000,000,000. | Mgmt | For | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 436000000 | 436000000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL SEMICONDUCTOR CORPORATION | ||||||||||||||||||||||||
Security: 637640103 | Agenda Number: 933460533 | |||||||||||||||||||||||
Ticker: NSM | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US6376401039 | Meeting Date: 6/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER BY AND AMONG TEXAS INSTRUMENTS INCORPORATED, A DELAWARE CORPORATION, ORION MERGER CORP., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF TEXAS INSTRUMENTS ("MERGER SUB"), & THE COMPANY, PROVIDING FOR MERGER OF MERGER SUB WITH AND INTO THE COMPANY, WITH THE COMPANY CONTINUING AS A WHOLLY OWNED SUBSIDIARY OF TEXAS INSTRUMENTS. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 217800000 | 217800000 | 0 | 6/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NETFLIX, INC. | ||||||||||||||||||||||||
Security: 64110L106 | Agenda Number: 933425250 | |||||||||||||||||||||||
Ticker: NFLX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US64110L1061 | Meeting Date: 6/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 REED HASTINGS | Mgmt | For | For | |||||||||||||||||||||
2 JAY C. HOAG | Mgmt | For | For | |||||||||||||||||||||
3 A. GEORGE (SKIP) BATTLE | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE OUR 2011 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | TO RECEIVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
5 | TO RECEIVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
6 | CONSIDERATION OF A STOCKHOLDER PROPOSAL IF PROPERLY BROUGHT BEFORE THE MEETING REGARDING MAJORITY VOTING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 161100000 | 161100000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEWELL RUBBERMAID INC. | ||||||||||||||||||||||||
Security: 651229106 | Agenda Number: 933408571 | |||||||||||||||||||||||
Ticker: NWL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6512291062 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KEVIN C. CONROY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL T. COWHIG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARK D. KETCHUM | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RAYMOND G. VIAULT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL - ELECT EACH DIRECTOR ANNUALLY, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 743800000 | 743800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEWFIELD EXPLORATION COMPANY | ||||||||||||||||||||||||
Security: 651290108 | Agenda Number: 933394443 | |||||||||||||||||||||||
Ticker: NFX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6512901082 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LEE K. BOOTHBY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PHILIP J. BURGUIERES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAMELA J. GARDNER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J. MICHAEL LACEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: HOWARD H. NEWMAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS G. RICKS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JUANITA F. ROMANS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: C.E. (CHUCK) SHULTZ | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: J. TERRY STRANGE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE NEWFIELD EXPLORATION COMPANY 2011 OMNIBUS STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE PERFORMANCE GOALS UNDER THE NEWFIELD EXPLORATION COMPANY 2011 OMNIBUS STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 277400000 | 277400000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEWMONT MINING CORPORATION | ||||||||||||||||||||||||
Security: 651639106 | Agenda Number: 933379352 | |||||||||||||||||||||||
Ticker: NEM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6516391066 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: G.A. BARTON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: V.A. CALARCO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J.A. CARRABBA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: N. DOYLE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: V.M. HAGEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: M.S. HAMSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: R.T. O'BRIEN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J.B. PRESCOTT | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: D.C. ROTH | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: S. THOMPSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDERS VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 358700000 | 358700000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEXTERA ENERGY, INC. | ||||||||||||||||||||||||
Security: 65339F101 | Agenda Number: 933401286 | |||||||||||||||||||||||
Ticker: NEE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US65339F1012 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SHERRY S. BARRAT | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT M. BEALL, II | Mgmt | For | For | |||||||||||||||||||||
3 J. HYATT BROWN | Mgmt | For | For | |||||||||||||||||||||
4 JAMES L. CAMAREN | Mgmt | For | For | |||||||||||||||||||||
5 KENNETH B. DUNN | Mgmt | For | For | |||||||||||||||||||||
6 J. BRIAN FERGUSON | Mgmt | For | For | |||||||||||||||||||||
7 LEWIS HAY, III | Mgmt | For | For | |||||||||||||||||||||
8 TONI JENNINGS | Mgmt | For | For | |||||||||||||||||||||
9 OLIVER D. KINGSLEY, JR. | Mgmt | For | For | |||||||||||||||||||||
10 RUDY E. SCHUPP | Mgmt | For | For | |||||||||||||||||||||
11 WILLIAM H. SWANSON | Mgmt | For | For | |||||||||||||||||||||
12 MICHAEL H. THAMAN | Mgmt | For | For | |||||||||||||||||||||
13 HANSEL E. TOOKES, II | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE NEXTERA ENERGY, INC. 2011 LONG TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 686700000 | 686700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NICOR INC. | ||||||||||||||||||||||||
Security: 654086107 | Agenda Number: 933437217 | |||||||||||||||||||||||
Ticker: GAS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6540861076 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R.M. BEAVERS, JR. | Mgmt | For | For | |||||||||||||||||||||
2 B.P. BICKNER | Mgmt | For | For | |||||||||||||||||||||
3 J.H. BIRDSALL, III | Mgmt | For | For | |||||||||||||||||||||
4 N.R. BOBINS | Mgmt | Withheld | Against | |||||||||||||||||||||
5 B.J. GAINES | Mgmt | For | For | |||||||||||||||||||||
6 R.A. JEAN | Mgmt | For | For | |||||||||||||||||||||
7 D.J. KELLER | Mgmt | For | For | |||||||||||||||||||||
8 R.E. MARTIN | Mgmt | For | For | |||||||||||||||||||||
9 G.R. NELSON | Mgmt | For | For | |||||||||||||||||||||
10 A.J. OLIVERA | Mgmt | For | For | |||||||||||||||||||||
11 J. RAU | Mgmt | For | For | |||||||||||||||||||||
12 J.C. STALEY | Mgmt | For | For | |||||||||||||||||||||
13 R.M. STROBEL | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF NICOR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF NICOR'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NICOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 128200000 | 128200000 | 0 | 5/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NICOR INC. | ||||||||||||||||||||||||
Security: 654086107 | Agenda Number: 933458259 | |||||||||||||||||||||||
Ticker: GAS | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US6540861076 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 6, 2010, BY AND AMONG AGL RESOURCES INC., APOLLO ACQUISITION CORP., OTTAWA ACQUISITION LLC AND NICOR INC. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY AND APPROPRIATE. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 128200000 | 128200000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NISOURCE INC. | ||||||||||||||||||||||||
Security: 65473P105 | Agenda Number: 933396598 | |||||||||||||||||||||||
Ticker: NI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US65473P1057 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
I1 | ELECTION OF DIRECTOR: RICHARD A. ABDOO | Mgmt | For | For | ||||||||||||||||||||
I2 | ELECTION OF DIRECTOR: STEVEN C. BEERING | Mgmt | For | For | ||||||||||||||||||||
I3 | ELECTION OF DIRECTOR: MICHAEL E. JESANIS | Mgmt | For | For | ||||||||||||||||||||
I4 | ELECTION OF DIRECTOR: MARTY R. KITTRELL | Mgmt | For | For | ||||||||||||||||||||
I5 | ELECTION OF DIRECTOR: W. LEE NUTTER | Mgmt | For | For | ||||||||||||||||||||
I6 | ELECTION OF DIRECTOR: DEBORAH S. PARKER | Mgmt | For | For | ||||||||||||||||||||
I7 | ELECTION OF DIRECTOR: IAN M. ROLLAND | Mgmt | For | For | ||||||||||||||||||||
I8 | ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. | Mgmt | For | For | ||||||||||||||||||||
I9 | ELECTION OF DIRECTOR: RICHARD L. THOMPSON | Mgmt | For | For | ||||||||||||||||||||
I10 | ELECTION OF DIRECTOR: CAROLYN Y. WOO | Mgmt | For | For | ||||||||||||||||||||
II | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
III | TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
IV | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
V | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 838600000 | 838600000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOBLE CORPORATION | ||||||||||||||||||||||||
Security: H5833N103 | Agenda Number: 933425248 | |||||||||||||||||||||||
Ticker: NE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CH0033347318 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 LAWRENCE J. CHAZEN | Mgmt | For | For | |||||||||||||||||||||
2 JON A. MARSHALL | Mgmt | For | For | |||||||||||||||||||||
3 MARY P. RICCIARDELLO | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVAL OF THE CREATION OF A RESERVE THROUGH APPROPRIATION OF RETAINED EARNINGS | Mgmt | For | For | ||||||||||||||||||||
4 | APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION OF CERTAIN SHARES HELD IN TREASURY | Mgmt | For | For | ||||||||||||||||||||
5 | APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013 | Mgmt | Against | Against | ||||||||||||||||||||
6 | APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE | Mgmt | For | For | ||||||||||||||||||||
7 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM | Mgmt | For | For | ||||||||||||||||||||
8 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
9 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
10 | ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY VOTE | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 30000000 | 30000000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOBLE CORPORATION | ||||||||||||||||||||||||
Security: H5833N103 | Agenda Number: 933383349 | |||||||||||||||||||||||
Ticker: NE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CH0033347318 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 LAWRENCE J. CHAZEN | Mgmt | For | For | |||||||||||||||||||||
2 JON A. MARSHALL | Mgmt | For | For | |||||||||||||||||||||
3 MARY P. RICCIARDELLO | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVAL OF THE CREATION OF A RESERVE THROUGH APPROPRIATION OF RETAINED EARNINGS | Mgmt | For | For | ||||||||||||||||||||
4 | APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION OF CERTAIN SHARES HELD IN TREASURY | Mgmt | For | For | ||||||||||||||||||||
5 | APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013 | Mgmt | Against | Against | ||||||||||||||||||||
6 | APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE | Mgmt | For | For | ||||||||||||||||||||
7 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM | Mgmt | For | For | ||||||||||||||||||||
8 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
9 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
10 | ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY VOTE | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 35000000 | 35000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOBLE ENERGY, INC. | ||||||||||||||||||||||||
Security: 655044105 | Agenda Number: 933395318 | |||||||||||||||||||||||
Ticker: NBL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6550441058 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: EDWARD F. COX | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: SCOTT D. URBAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO DETERMINE WHETHER A STOCKHOLDER VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER PLAN FROM 24,000,000 TO 31,000,000 AND MODIFY CERTAIN PLAN PROVISIONS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 85400000 | 85400000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORDSTROM, INC. | ||||||||||||||||||||||||
Security: 655664100 | Agenda Number: 933398403 | |||||||||||||||||||||||
Ticker: JWN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6556641008 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT G. MILLER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PHILIP G. SATRE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: FELICIA D. THORNTON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: B. KEVIN TURNER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT D. WALTER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: ALISON A. WINTER | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENT TO THE NORDSTROM, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 458100000 | 458100000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORFOLK SOUTHERN CORPORATION | ||||||||||||||||||||||||
Security: 655844108 | Agenda Number: 933396889 | |||||||||||||||||||||||
Ticker: NSC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6558441084 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GERALD L. BALILES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KAREN N. HORN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: J. PAUL REASON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF STOCKHOLDERS ADVISORY VOTE ON EXECUTIVE COMPENSATION, EVERY | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 344700000 | 344700000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHEAST UTILITIES | ||||||||||||||||||||||||
Security: 664397106 | Agenda Number: 933364882 | |||||||||||||||||||||||
Ticker: NU | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US6643971061 | Meeting Date: 3/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, BY AND AMONG NORTHEAST UTILITIES, NU HOLDING ENERGY 1 LLC, NU HOLDING ENERGY 2 LLC AND NSTAR, AS AMENDED AND AS IT MAY BE AMENDED FURTHER, AND APPROVE THE MERGER, INCLUDING THE ISSUANCE OF NORTHEAST UTILITIES COMMON SHARES TO NSTAR SHAREHOLDERS PURSUANT TO THE MERGER. | Mgmt | No vote | |||||||||||||||||||||
02 | PROPOSAL TO INCREASE THE NUMBER OF NORTHEAST UTILITIES COMMON SHARES AUTHORIZED FOR ISSUANCE BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH SECTION 19 OF THE NORTHEAST UTILITIES DECLARATION OF TRUST BY 155,000,000 COMMON SHARES, FROM 225,000,000 AUTHORIZED COMMON SHARES TO 380,000,000 AUTHORIZED COMMON SHARES. | Mgmt | No vote | |||||||||||||||||||||
03 | PROPOSAL TO FIX THE NUMBER OF TRUSTEES OF THE NORTHEAST UTILITIES BOARD OF TRUSTEES AT FOURTEEN. | Mgmt | No vote | |||||||||||||||||||||
04 | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE FOREGOING PROPOSALS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 325900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHEAST UTILITIES | ||||||||||||||||||||||||
Security: 664397106 | Agenda Number: 933399289 | |||||||||||||||||||||||
Ticker: NU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6643971061 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD H. BOOTH | Mgmt | For | For | |||||||||||||||||||||
2 JOHN S. CLARKESON | Mgmt | For | For | |||||||||||||||||||||
3 COTTON M. CLEVELAND | Mgmt | For | For | |||||||||||||||||||||
4 SANFORD CLOUD, JR. | Mgmt | For | For | |||||||||||||||||||||
5 JOHN G. GRAHAM | Mgmt | For | For | |||||||||||||||||||||
6 ELIZABETH T. KENNAN | Mgmt | For | For | |||||||||||||||||||||
7 KENNETH R. LEIBLER | Mgmt | For | For | |||||||||||||||||||||
8 ROBERT E. PATRICELLI | Mgmt | For | For | |||||||||||||||||||||
9 CHARLES W. SHIVERY | Mgmt | For | For | |||||||||||||||||||||
10 JOHN F. SWOPE | Mgmt | For | For | |||||||||||||||||||||
11 DENNIS R. WRAASE | Mgmt | For | For | |||||||||||||||||||||
02 | "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND ANY RELATED MATERIAL DISCLOSED IN THIS PROXY STATEMENT, IS HEREBY APPROVED". | Mgmt | For | For | ||||||||||||||||||||
03 | "RESOLVED, THAT THE SHAREHOLDERS OF THE COMPANY APPROVE, ON AN ADVISORY BASIS, THAT THE ADVISORY VOTE ON EXECUTIVE COMPENSATION, COMMONLY KNOWN AS "SAY-ON-PAY," BE CONDUCTED EVERY 1, 2 OR 3 YEARS, BEGINNING WITH THIS ANNUAL MEETING". | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 359500000 | 359500000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHERN TRUST CORPORATION | ||||||||||||||||||||||||
Security: 665859104 | Agenda Number: 933383197 | |||||||||||||||||||||||
Ticker: NTRS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6658591044 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LINDA WALKER BYNOE | Mgmt | For | For | |||||||||||||||||||||
2 NICHOLAS D. CHABRAJA | Mgmt | For | For | |||||||||||||||||||||
3 SUSAN CROWN | Mgmt | For | For | |||||||||||||||||||||
4 DIPAK C. JAIN | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT W. LANE | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT C. MCCORMACK | Mgmt | For | For | |||||||||||||||||||||
7 EDWARD J. MOONEY | Mgmt | For | For | |||||||||||||||||||||
8 JOHN W. ROWE | Mgmt | For | For | |||||||||||||||||||||
9 MARTIN P. SLARK | Mgmt | For | For | |||||||||||||||||||||
10 DAVID H.B. SMITH, JR. | Mgmt | For | For | |||||||||||||||||||||
11 ENRIQUE J. SOSA | Mgmt | For | For | |||||||||||||||||||||
12 CHARLES A. TRIBBETT III | Mgmt | For | For | |||||||||||||||||||||
13 FREDERICK H. WADDELL | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 171400000 | 171400000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHROP GRUMMAN CORPORATION | ||||||||||||||||||||||||
Security: 666807102 | Agenda Number: 933435744 | |||||||||||||||||||||||
Ticker: NOC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6668071029 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WESLEY G. BUSH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LEWIS W. COLEMAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: STEPHEN E. FRANK | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRUCE S. GORDON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MADELEINE KLEINER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: KARL J. KRAPEK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: RICHARD B. MYERS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: AULANA L. PETERS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: KEVIN W. SHARER | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE 2011 LONG- TERM INCENTIVE STOCK PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1259000000 | 1259000000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOVELL, INC. | ||||||||||||||||||||||||
Security: 670006105 | Agenda Number: 933367244 | |||||||||||||||||||||||
Ticker: NOVL | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US6700061053 | Meeting Date: 2/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 21, 2010, BY AND AMONG NOVELL, INC., ATTACHMATE CORPORATION AND LONGVIEW SOFTWARE ACQUISITION CORP., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | TO AUTHORIZE THE BOARD OF DIRECTORS OF NOVELL, INC., IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 21, 2010, BY AND AMONG NOVELL, INC., ATTACHMATE CORPORATION AND LONGVIEW SOFTWARE ACQUISITION CORP. AT THE TIME OF THE SPECIAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 283900000 | 283900000 | 0 | 2/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOVELL, INC. | ||||||||||||||||||||||||
Security: 670006105 | Agenda Number: 933415665 | |||||||||||||||||||||||
Ticker: NOVL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6700061053 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALBERT AIELLO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FRED CORRADO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD L. CRANDALL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GARY G. GREENFIELD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JUDITH H. HAMILTON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PATRICK S. JONES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD L. NOLAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN W. PODUSKA, SR. | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADOPT A NONBINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF NOVELL, INC.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN ITS PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO SELECT, ON A NONBINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER NONBINDING, ADVISORY VOTES ON THE COMPENSATION OF NOVELL, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 312700000 | 312700000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOVELLUS SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 670008101 | Agenda Number: 933417164 | |||||||||||||||||||||||
Ticker: NVLS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6700081010 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD S. HILL | Mgmt | For | For | |||||||||||||||||||||
2 NEIL R. BONKE | Mgmt | For | For | |||||||||||||||||||||
3 YOUSSEF A. EL-MANSY | Mgmt | For | For | |||||||||||||||||||||
4 GLEN G. POSSLEY | Mgmt | For | For | |||||||||||||||||||||
5 ANN D. RHOADS | Mgmt | For | For | |||||||||||||||||||||
6 KRISHNA SARASWAT | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM R. SPIVEY | Mgmt | For | For | |||||||||||||||||||||
8 DELBERT A. WHITAKER | Mgmt | For | For | |||||||||||||||||||||
02 | A PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | A PROPOSAL TO APPROVE THE NOVELLUS SYSTEMS, INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 80200000 | 80200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NRG ENERGY, INC. | ||||||||||||||||||||||||
Security: 629377508 | Agenda Number: 933379629 | |||||||||||||||||||||||
Ticker: NRG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6293775085 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LAWRENCE S. COBEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PAUL W. HOBBY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GERALD LUTERMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: HERBERT H. TATE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WALTER R. YOUNG | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING A FUTURE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1118900000 | 1118900000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NUCOR CORPORATION | ||||||||||||||||||||||||
Security: 670346105 | Agenda Number: 933397588 | |||||||||||||||||||||||
Ticker: NUE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6703461052 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER C. BROWNING | Mgmt | For | For | |||||||||||||||||||||
2 VICTORIA F. HAYNES | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER J. KEARNEY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE | Shr | For | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 801100000 | 801100000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NVIDIA CORPORATION | ||||||||||||||||||||||||
Security: 67066G104 | Agenda Number: 933408747 | |||||||||||||||||||||||
Ticker: NVDA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US67066G1040 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HARVEY C. JONES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Mgmt | For | For | ||||||||||||||||||||
02 | TO AMEND OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS SUCH THAT ALL DIRECTORS ARE ELECTED ON AN ANNUAL BASIS BY 2014. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 29, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 441900000 | 441900000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NYSE EURONEXT | ||||||||||||||||||||||||
Security: 629491101 | Agenda Number: 933382791 | |||||||||||||||||||||||
Ticker: NYX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6294911010 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANDRE BERGEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ELLYN L. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARSHALL N. CARTER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DOMINIQUE CERUTTI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SIR GEORGE COX | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SYLVAIN HEFES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES J. MCNULTY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: RICARDO SALGADO | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: ROBERT G. SCOTT | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: JACKSON P. TAI | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: RIJNHARD VAN TETS | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE COMPANY'S PROPOSAL TO ADOPT MAJORITY VOTING WITH RESPECT TO CERTAIN PROVISIONS IN OUR CERTIFICATE OF INCORPORATION THAT CURRENTLY REQUIRE AN 80% STOCKHOLDER VOTE TO AMEND (THE PROPOSED CHARTER AMENDMENT). | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE "SAY-ON-PAY" PROPOSAL). | Mgmt | Against | Against | ||||||||||||||||||||
05 | SHOULD THERE BE AN ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION DISCLOSURE EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS? (THE "SAY-WHEN-ON-PAY" PROPOSAL). | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO APPROVE THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL STOCKHOLDER MEETING (THE KENNETH STEINER PROPOSAL). | Shr | For | Against | ||||||||||||||||||||
07 | TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT (THE WILLIAM STEINER PROPOSAL). | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 348300000 | 348300000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
O'REILLY AUTOMOTIVE, INC. | ||||||||||||||||||||||||
Security: 67103H107 | Agenda Number: 933389620 | |||||||||||||||||||||||
Ticker: ORLY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US67103H1077 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID E. O'REILLY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAY D. BURCHFIELD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL R. LEDERER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON APPROVAL OF COMPENSATION OF EXECUTIVES. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP, AS INDEPENDENT AUDITORS FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 196700000 | 196700000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||||||||||||
Security: 674599105 | Agenda Number: 933401060 | |||||||||||||||||||||||
Ticker: OXY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6745991058 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN E. FEICK | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARGARET M. FORAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RAY R. IRANI | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: ROSEMARY TOMICH | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: WALTER L. WEISMAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | REPORT ON POLITICAL EXPENDITURES AND SPENDING PROCESSES. | Shr | Against | For | ||||||||||||||||||||
06 | REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 464900000 | 464900000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OMNICOM GROUP INC. | ||||||||||||||||||||||||
Security: 681919106 | Agenda Number: 933421909 | |||||||||||||||||||||||
Ticker: OMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6819191064 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN D. WREN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: BRUCE CRAWFORD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALAN R. BATKIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT CHARLES CLARK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ERROL M. COOK | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SUSAN S. DENISON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL A. HENNING | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN R. MURPHY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN R. PURCELL | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: GARY L. ROUBOS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
03 | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY LESS THAN UNANIMOUS WRITTEN CONSENT | Mgmt | For | For | ||||||||||||||||||||
04 | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR CHARTER AND BY- LAWS TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 604900000 | 604900000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ONEOK, INC. | ||||||||||||||||||||||||
Security: 682680103 | Agenda Number: 933410829 | |||||||||||||||||||||||
Ticker: OKE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6826801036 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES C. DAY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JULIE H. EDWARDS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM L. FORD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN W. GIBSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: BERT H. MACKIE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JIM W. MOGG | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PATTYE L. MOORE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GARY D. PARKER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: GERALD B. SMITH | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DAVID J. TIPPECONNIC | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DEC 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 569600000 | 569600000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OWENS-ILLINOIS, INC. | ||||||||||||||||||||||||
Security: 690768403 | Agenda Number: 933390344 | |||||||||||||||||||||||
Ticker: OI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6907684038 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER S. HELLMAN | Mgmt | For | For | |||||||||||||||||||||
2 ANASTASIA D. KELLY | Mgmt | For | For | |||||||||||||||||||||
3 JOHN J. MCMACKIN, JR. | Mgmt | For | For | |||||||||||||||||||||
4 HUGH H. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 522200000 | 522200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PACCAR INC | ||||||||||||||||||||||||
Security: 693718108 | Agenda Number: 933376558 | |||||||||||||||||||||||
Ticker: PCAR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6937181088 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN M. FLUKE, JR. | Mgmt | For | For | |||||||||||||||||||||
2 KIRK S. HACHIGIAN | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN F. PAGE | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS E. PLIMPTON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE LONG TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE SENIOR EXECUTIVE YEARLY INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 385900000 | 385900000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PEABODY ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 704549104 | Agenda Number: 933388692 | |||||||||||||||||||||||
Ticker: BTU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7045491047 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GREGORY H. BOYCE | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM A. COLEY | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM E. JAMES | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT B. KARN III | Mgmt | For | For | |||||||||||||||||||||
5 M. FRANCES KEETH | Mgmt | For | For | |||||||||||||||||||||
6 HENRY E. LENTZ | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT A. MALONE | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM C. RUSNACK | Mgmt | For | For | |||||||||||||||||||||
9 JOHN F. TURNER | Mgmt | For | For | |||||||||||||||||||||
10 SANDRA A. VAN TREASE | Mgmt | For | For | |||||||||||||||||||||
11 ALAN H. WASHKOWITZ | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF PEABODY'S 2011 LONG- TERM EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 240700000 | 240700000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PEOPLE'S UNITED FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 712704105 | Agenda Number: 933378401 | |||||||||||||||||||||||
Ticker: PBCT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7127041058 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JOHN P. BARNES | Mgmt | For | For | |||||||||||||||||||||
2 COLLIN P. BARON | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD M. HOYT | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
3 | ADVISORY (NON-BINDING) VOTE RELATING TO THE FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 185500000 | 185500000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PEPCO HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 713291102 | Agenda Number: 933412289 | |||||||||||||||||||||||
Ticker: POM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7132911022 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JACK B. DUNN, IV | Mgmt | For | For | |||||||||||||||||||||
2 TERENCE C. GOLDEN | Mgmt | For | For | |||||||||||||||||||||
3 PATRICK T. HARKER | Mgmt | For | For | |||||||||||||||||||||
4 FRANK O. HEINTZ | Mgmt | For | For | |||||||||||||||||||||
5 BARBARA J. KRUMSIEK | Mgmt | For | For | |||||||||||||||||||||
6 GEORGE F. MACCORMACK | Mgmt | For | For | |||||||||||||||||||||
7 LAWRENCE C. NUSSDORF | Mgmt | For | For | |||||||||||||||||||||
8 PATRICIA A. OELRICH | Mgmt | For | For | |||||||||||||||||||||
9 JOSEPH M. RIGBY | Mgmt | For | For | |||||||||||||||||||||
10 FRANK K. ROSS | Mgmt | For | For | |||||||||||||||||||||
11 PAULINE A. SCHNEIDER | Mgmt | For | For | |||||||||||||||||||||
12 LESTER P. SILVERMAN | Mgmt | For | For | |||||||||||||||||||||
02 | A PROPOSAL TO APPROVE, BY NON- BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | A PROPOSAL RECOMMENDING, BY NON- BINDING VOTE, THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1021600000 | 1021600000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||||||
Security: 713448108 | Agenda Number: 933392069 | |||||||||||||||||||||||
Ticker: PEP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7134481081 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: S.L. BROWN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: I.M. COOK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: D. DUBLON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: V.J. DZAU | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: R.L. HUNT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: A. IBARGUEN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: I.K. NOOYI | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: L.G. TROTTER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: D. VASELLA | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED ELECTIONS. | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63) | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS REPORT (PROXY STATEMENT P.65) | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1853300000 | 1853300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PERKINELMER, INC. | ||||||||||||||||||||||||
Security: 714046109 | Agenda Number: 933380228 | |||||||||||||||||||||||
Ticker: PKI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7140461093 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT F. FRIEL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALEXIS P. MICHAS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES C. MULLEN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DR. VICKI L. SATO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GABRIEL SCHMERGEL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PATRICK J. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: G. ROBERT TOD | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 167700000 | 167700000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PFIZER INC. | ||||||||||||||||||||||||
Security: 717081103 | Agenda Number: 933392196 | |||||||||||||||||||||||
Ticker: PFE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7170811035 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: W. DON CORNWELL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES M. KILTS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: GEORGE A. LORCH | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: IAN C. READ | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES. | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS. | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. | Shr | Against | For | ||||||||||||||||||||
10 | SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 8879100000 | 8879100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PG&E CORPORATION | ||||||||||||||||||||||||
Security: 69331C108 | Agenda Number: 933396601 | |||||||||||||||||||||||
Ticker: PCG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69331C1080 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID R. ANDREWS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LEWIS CHEW | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: C. LEE COX | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PETER A. DARBEE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROGER H. KIMMEL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD A. MESERVE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: FORREST E. MILLER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ROSENDO G. PARRA | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BARBARA L. RAMBO | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | INDEPENDENT BOARD CHAIRMAN | Shr | For | Against | ||||||||||||||||||||
06 | NEUTRAL PG&E PERSONNEL POLICIES | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 667700000 | 667700000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 718172109 | Agenda Number: 933393744 | |||||||||||||||||||||||
Ticker: PM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7181721090 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HAROLD BROWN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JENNIFER LI | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shr | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1052200000 | 1052200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PINNACLE WEST CAPITAL CORPORATION | ||||||||||||||||||||||||
Security: 723484101 | Agenda Number: 933402024 | |||||||||||||||||||||||
Ticker: PNW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7234841010 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD N. BASHA, JR. | Mgmt | For | For | |||||||||||||||||||||
2 DONALD E. BRANDT | Mgmt | For | For | |||||||||||||||||||||
3 SUSAN CLARK-JOHNSON | Mgmt | For | For | |||||||||||||||||||||
4 DENIS A. CORTESE, M.D. | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL L. GALLAGHER | Mgmt | For | For | |||||||||||||||||||||
6 PAMELA GRANT | Mgmt | For | For | |||||||||||||||||||||
7 R.A. HERBERGER, JR, PHD | Mgmt | For | For | |||||||||||||||||||||
8 DALE E. KLEIN, PH.D. | Mgmt | For | For | |||||||||||||||||||||
9 HUMBERTO S. LOPEZ | Mgmt | For | For | |||||||||||||||||||||
10 KATHRYN L. MUNRO | Mgmt | For | For | |||||||||||||||||||||
11 BRUCE J. NORDSTROM | Mgmt | For | For | |||||||||||||||||||||
12 W. DOUGLAS PARKER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 184400000 | 184400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PIONEER NATURAL RESOURCES COMPANY | ||||||||||||||||||||||||
Security: 723787107 | Agenda Number: 933394467 | |||||||||||||||||||||||
Ticker: PXD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7237871071 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 EDISON C. BUCHANAN | Mgmt | For | For | |||||||||||||||||||||
2 R. HARTWELL GARDNER | Mgmt | For | For | |||||||||||||||||||||
3 JIM A. WATSON | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE REGARDING FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | STOCKHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR DIRECTORS | Shr | For | Against | ||||||||||||||||||||
6 | STOCKHOLDER PROPOSAL RELATING TO DECLASSIFICATION OF THE BOARD | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 52600000 | 52600000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PITNEY BOWES INC. | ||||||||||||||||||||||||
Security: 724479100 | Agenda Number: 933394962 | |||||||||||||||||||||||
Ticker: PBI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7244791007 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RODNEY C. ADKINS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MURRAY D. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3A | AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: REMOVING ANY DIRECTOR FROM OFFICE. | Mgmt | For | For | ||||||||||||||||||||
3B | AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: CERTAIN BUSINESS COMBINATIONS. | Mgmt | For | For | ||||||||||||||||||||
3C | AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: AMENDING CERTAIN PROVISIONS OF THE CERTIFICATE. | Mgmt | For | For | ||||||||||||||||||||
3D | AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: AMENDING CERTAIN PROVISIONS OF THE BY-LAWS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
6A | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS PURSUANT TO INTERNAL REVENUE CODE SECTION 162(M) FOR THE FOLLOWING INCENTIVE PLANS: PITNEY BOWES INC. KEY EMPLOYEES INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
6B | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS PURSUANT TO INTERNAL REVENUE CODE SECTION 162(M) FOR THE FOLLOWING INCENTIVE PLANS: PITNEY BOWES INC. 2007 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 523100000 | 523100000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PLUM CREEK TIMBER COMPANY, INC. | ||||||||||||||||||||||||
Security: 729251108 | Agenda Number: 933396675 | |||||||||||||||||||||||
Ticker: PCL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7292511083 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICK R. HOLLEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBIN JOSEPHS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN G. MCDONALD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT B. MCLEOD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN F. MORGAN SR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARC F. RACICOT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN H. SCULLY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STEPHEN C. TOBIAS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARTIN A. WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CHOOSE, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 64200000 | 64200000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PPG INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 693506107 | Agenda Number: 933378223 | |||||||||||||||||||||||
Ticker: PPG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6935061076 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN F. ANGEL | Mgmt | For | For | |||||||||||||||||||||
2 HUGH GRANT | Mgmt | For | For | |||||||||||||||||||||
3 MICHELE J. HOOPER | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT MEHRABIAN | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO REAPPROVE THE PERFORMANCE GOALS UNDER THE OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
5 | TO RECOMMEND THE FREQUENCY OF APPROVING EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
6 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
7 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 374700000 | 374700000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PPL CORPORATION | ||||||||||||||||||||||||
Security: 69351T106 | Agenda Number: 933416756 | |||||||||||||||||||||||
Ticker: PPL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69351T1060 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FREDERICK M. BERNTHAL | Mgmt | For | For | |||||||||||||||||||||
2 JOHN W. CONWAY | Mgmt | Withheld | Against | |||||||||||||||||||||
3 STEVEN G. ELLIOTT | Mgmt | For | For | |||||||||||||||||||||
4 LOUISE K. GOESER | Mgmt | For | For | |||||||||||||||||||||
5 STUART E. GRAHAM | Mgmt | For | For | |||||||||||||||||||||
6 STUART HEYDT | Mgmt | For | For | |||||||||||||||||||||
7 JAMES H. MILLER | Mgmt | For | For | |||||||||||||||||||||
8 CRAIG A. ROGERSON | Mgmt | For | For | |||||||||||||||||||||
9 NATICA VON ALTHANN | Mgmt | For | For | |||||||||||||||||||||
10 KEITH W. WILLIAMSON | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE SHORT-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL | Shr | For | Against | ||||||||||||||||||||
07 | SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 754700000 | 754700000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRAXAIR, INC. | ||||||||||||||||||||||||
Security: 74005P104 | Agenda Number: 933384086 | |||||||||||||||||||||||
Ticker: PX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74005P1049 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN F. ANGEL | Mgmt | For | For | |||||||||||||||||||||
2 OSCAR BERNARDES | Mgmt | For | For | |||||||||||||||||||||
3 NANCE K. DICCIANI | Mgmt | For | For | |||||||||||||||||||||
4 EDWARD G. GALANTE | Mgmt | For | For | |||||||||||||||||||||
5 CLAIRE W. GARGALLI | Mgmt | For | For | |||||||||||||||||||||
6 IRA D. HALL | Mgmt | For | For | |||||||||||||||||||||
7 RAYMOND W. LEBOEUF | Mgmt | For | For | |||||||||||||||||||||
8 LARRY D. MCVAY | Mgmt | For | For | |||||||||||||||||||||
9 WAYNE T. SMITH | Mgmt | For | For | |||||||||||||||||||||
10 ROBERT L. WOOD | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
3 | RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR'S SECTION 162(M) PLAN. | Mgmt | For | For | ||||||||||||||||||||
5 | TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE DIRECTORS AS ELIGIBLE PARTICIPANTS. | Mgmt | For | For | ||||||||||||||||||||
6 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 243600000 | 243600000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRICELINE.COM INCORPORATED | ||||||||||||||||||||||||
Security: 741503403 | Agenda Number: 933449503 | |||||||||||||||||||||||
Ticker: PCLN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7415034039 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFERY H. BOYD | Mgmt | For | For | |||||||||||||||||||||
2 RALPH M. BAHNA | Mgmt | For | For | |||||||||||||||||||||
3 HOWARD W. BARKER, JR. | Mgmt | For | For | |||||||||||||||||||||
4 JAN L. DOCTER | Mgmt | For | For | |||||||||||||||||||||
5 JEFFREY E. EPSTEIN | Mgmt | For | For | |||||||||||||||||||||
6 JAMES M. GUYETTE | Mgmt | For | For | |||||||||||||||||||||
7 NANCY B. PERETSMAN | Mgmt | For | For | |||||||||||||||||||||
8 CRAIG W. RYDIN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PAID BY THE COMPANY TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF CASTING FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 16700000 | 16700000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRINCIPAL FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 74251V102 | Agenda Number: 933405727 | |||||||||||||||||||||||
Ticker: PFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74251V1026 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BETSY J. BERNARD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY E. COSTLEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DENNIS H. FERRO | Mgmt | For | For | ||||||||||||||||||||
02 | ANNUAL ELECTION OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE TIMING OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 647700000 | 647700000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROGRESS ENERGY, INC. | ||||||||||||||||||||||||
Security: 743263105 | Agenda Number: 933401983 | |||||||||||||||||||||||
Ticker: PGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7432631056 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES E. BOSTIC JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HARRIS E. DELOACH JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES B. HYLER JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM D. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT W. JONES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: W. STEVEN JONES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MELQUIADES R. MARTINEZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: E. MARIE MCKEE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN H. MULLIN III | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: CHARLES W. PRYOR JR. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: THERESA M. STONE | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: ALFRED C. TOLLISON JR. | Mgmt | For | For | ||||||||||||||||||||
2 | AN ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | TO RECOMMEND, BY AN ADVISORY (NONBINDING) VOTE, THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS PROGRESS ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 531900000 | 531900000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROLOGIS | ||||||||||||||||||||||||
Security: 743410102 | Agenda Number: 933449250 | |||||||||||||||||||||||
Ticker: PLD | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US7434101025 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE MERGER OF PUMPKIN LLC, INDIRECT WHOLLY OWNED SUBSIDIARY OF PROLOGIS, WITH AND INTO PROLOGIS, FOLLOWED BY THE MERGER OF NEW PUMPKIN INC. WITH AND INTO AMB PROPERTY CORPORATION, A MARYLAND CORPORATION ("AMB"), WITH AMB CONTINUING AS THE SURVIVING CORPORATION UNDER THE NAME "PROLOGIS, INC.", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE ADJOURNMENT OF THE PROLOGIS SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE MERGER IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE EACH PROPOSAL. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 172700000 | 172700000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRUDENTIAL FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 744320102 | Agenda Number: 933397336 | |||||||||||||||||||||||
Ticker: PRU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7443201022 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GASTON CAPERTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES G. CULLEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MARK B. GRIER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: KARL J. KRAPEK | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: CHRISTINE A. POON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JAMES A. UNRUH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING. | Shr | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING LOBBYING CONTRIBUTIONS & EXPENDITURES. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1574200000 | 1574200000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||||||||||||||||
Security: 744573106 | Agenda Number: 933380266 | |||||||||||||||||||||||
Ticker: PEG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7445731067 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CONRAD K. HARPER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM V. HICKEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RALPH IZZO | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID LILLEY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS A. RENYI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: HAK CHEOL SHIN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 896700000 | 896700000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PUBLIC STORAGE | ||||||||||||||||||||||||
Security: 74460D109 | Agenda Number: 933391194 | |||||||||||||||||||||||
Ticker: PSA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74460D1090 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 B. WAYNE HUGHES | Mgmt | For | For | |||||||||||||||||||||
2 RONALD L. HAVNER, JR. | Mgmt | For | For | |||||||||||||||||||||
3 TAMARA HUGHES GUSTAVSON | Mgmt | For | For | |||||||||||||||||||||
4 URI P. HARKHAM | Mgmt | For | For | |||||||||||||||||||||
5 B. WAYNE HUGHES, JR. | Mgmt | For | For | |||||||||||||||||||||
6 AVEDICK B. POLADIAN | Mgmt | For | For | |||||||||||||||||||||
7 GARY E. PRUITT | Mgmt | For | For | |||||||||||||||||||||
8 RONALD P. SPOGLI | Mgmt | For | For | |||||||||||||||||||||
9 DANIEL C. STATON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 40100000 | 40100000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PULTEGROUP, INC. | ||||||||||||||||||||||||
Security: 745867101 | Agenda Number: 933409321 | |||||||||||||||||||||||
Ticker: PHM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7458671010 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN P. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 CHERYL W. GRISE | Mgmt | For | For | |||||||||||||||||||||
3 PATRICK J. O'LEARY | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS M. SCHOEWE | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | A SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE COMPANY'S CORPORATE GOVERNANCE GUIDELINES TO REQUIRE THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
06 | A SHAREHOLDER PROPOSAL REGARDING THE USE OF PERFORMANCE-BASED OPTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
07 | A SHAREHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING IN THE CONTESTED ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1661800000 | 1661800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QEP RESOURCES, INC. | ||||||||||||||||||||||||
Security: 74733V100 | Agenda Number: 933398833 | |||||||||||||||||||||||
Ticker: QEP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74733V1008 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEITH O. RATTIE | Mgmt | For | For | |||||||||||||||||||||
2 DAVID A. TRICE | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 142300000 | 142300000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUALCOMM, INCORPORATED | ||||||||||||||||||||||||
Security: 747525103 | Agenda Number: 933365947 | |||||||||||||||||||||||
Ticker: QCOM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7475251036 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BARBARA T. ALEXANDER | Mgmt | No vote | ||||||||||||||||||||||
2 STEPHEN M. BENNETT | Mgmt | No vote | ||||||||||||||||||||||
3 DONALD G. CRUICKSHANK | Mgmt | No vote | ||||||||||||||||||||||
4 RAYMOND V. DITTAMORE | Mgmt | No vote | ||||||||||||||||||||||
5 THOMAS W. HORTON | Mgmt | No vote | ||||||||||||||||||||||
6 IRWIN MARK JACOBS | Mgmt | No vote | ||||||||||||||||||||||
7 PAUL E. JACOBS | Mgmt | No vote | ||||||||||||||||||||||
8 ROBERT E. KAHN | Mgmt | No vote | ||||||||||||||||||||||
9 SHERRY LANSING | Mgmt | No vote | ||||||||||||||||||||||
10 DUANE A. NELLES | Mgmt | No vote | ||||||||||||||||||||||
11 FRANCISCO ROS | Mgmt | No vote | ||||||||||||||||||||||
12 BRENT SCOWCROFT | Mgmt | No vote | ||||||||||||||||||||||
13 MARC I. STERN | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 22,000,000 SHARES. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011. | Mgmt | No vote | |||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
06 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
07 | TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shr | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 452700000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUANTA SERVICES, INC. | ||||||||||||||||||||||||
Security: 74762E102 | Agenda Number: 933416491 | |||||||||||||||||||||||
Ticker: PWR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74762E1029 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES R. BALL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN R. COLSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J. MICHAL CONAWAY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RALPH R. DISIBIO | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: BERNARD FRIED | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LOUIS C. GOLM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WORTHING F. JACKMAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES F. O'NEIL III | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: BRUCE RANCK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: PAT WOOD, III | Mgmt | For | For | ||||||||||||||||||||
02 | TO ADOPT THE SHARE INCREASE AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO ADOPT THE RECLASSIFICATION AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
04 | TO ADOPT THE REMOVAL FOR CAUSE AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
05 | TO ADOPT THE INDEMNIFICATION CLARIFICATION AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
06 | TO ADOPT THE QUORUM REQUIREMENTS AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Mgmt | Against | Against | ||||||||||||||||||||
07 | TO ADOPT THE PREFERRED STOCK AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Mgmt | Against | Against | ||||||||||||||||||||
08 | TO APPROVE THE QUANTA SERVICES, INC. 2011 OMNIBUS EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
09 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
10 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, QUANTA'S EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
11 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON QUANTA'S EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 439400000 | 439400000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||||||||||
Security: 74834L100 | Agenda Number: 933397691 | |||||||||||||||||||||||
Ticker: DGX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74834L1008 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM F. BUEHLER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DANIEL C. STANZIONE | Mgmt | For | For | ||||||||||||||||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | PROPOSAL REGARDING THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 332400000 | 332400000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
R.R. DONNELLEY & SONS COMPANY | ||||||||||||||||||||||||
Security: 257867101 | Agenda Number: 933431544 | |||||||||||||||||||||||
Ticker: RRD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2578671016 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS J. QUINLAN, III | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LEE A. CHADEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JUDITH H. HAMILTON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SUSAN M. IVEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS S. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN C. POPE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL T. RIORDAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: OLIVER R. SOCKWELL | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE COMPANY'S AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL WITH RESPECT TO A SUSTAINABLE PAPER PURCHASING POLICY. | Shr | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL WITH RESPECT TO A REPORT REGARDING POLITICAL CONTRIBUTIONS BY THE COMPANY. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL WITH RESPECT TO STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1305600000 | 1305600000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RADIOSHACK CORPORATION | ||||||||||||||||||||||||
Security: 750438103 | Agenda Number: 933425553 | |||||||||||||||||||||||
Ticker: RSH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7504381036 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FRANK J. BELATTI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DANIEL R. FEEHAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES F. GOOCH | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: H. EUGENE LOCKHART | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JACK L. MESSMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS G. PLASKETT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: EDWINA D. WOODBURY | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RADIOSHACK CORPORATION TO SERVE FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 526000000 | 526000000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RANGE RESOURCES CORPORATION | ||||||||||||||||||||||||
Security: 75281A109 | Agenda Number: 933410463 | |||||||||||||||||||||||
Ticker: RRC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US75281A1097 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES L. BLACKBURN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ANTHONY V. DUB | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: V. RICHARD EALES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ALLEN FINKELSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES M. FUNK | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JONATHAN S. LINKER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KEVIN S. MCCARTHY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN H. PINKERTON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JEFFREY L. VENTURA | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | A PROPOSAL, THAT THE STOCKHOLDERS OF THE COMPANY BE PROVIDED AN OPPORTUNITY TO APPROVE THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED IN THE CD&A. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | AMEND OUR 2005 EQUITY-BASED COMPENSATION PLAN TO INCREASE THE COMMON STOCK SHARES AUTHORIZED TO BE ISSUED BY 850,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DEC 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 52700000 | 52700000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RAYTHEON COMPANY | ||||||||||||||||||||||||
Security: 755111507 | Agenda Number: 933437940 | |||||||||||||||||||||||
Ticker: RTN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7551115071 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: VERNON E. CLARK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN M. DEUTCH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: FREDERIC M. POSES | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RONALD L. SKATES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1259600000 | 1259600000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REGIONS FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 7591EP100 | Agenda Number: 933408090 | |||||||||||||||||||||||
Ticker: RF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7591EP1005 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SAMUEL W. BARTHOLOMEW, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GEORGE W. BRYAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CAROLYN H. BYRD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID J. COOPER, SR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: EARNEST W. DEAVENPORT, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DON DEFOSSET | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ERIC C. FAST | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES R. MALONE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SUSAN W. MATLOCK | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN R. ROBERTS | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: LEE J. STYSLINGER III | Mgmt | For | For | ||||||||||||||||||||
02 | NONBINDING STOCKHOLDER APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL REGARDING POSTING A REPORT, UPDATED SEMI- ANNUALLY, OF POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2858300000 | 2858300000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||||||||||||
Security: 760759100 | Agenda Number: 933400676 | |||||||||||||||||||||||
Ticker: RSG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7607591002 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES W. CROWNOVER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN W. CROGHAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM J. FLYNN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL LARSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: NOLAN LEHMANN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: W. LEE NUTTER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD W. SLAGER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ALLAN C. SORENSEN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN M. TRANI | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MICHAEL W. WICKHAM | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON THE DEATH OF A SENIOR EXECUTIVE. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 606500000 | 606500000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REYNOLDS AMERICAN INC. | ||||||||||||||||||||||||
Security: 761713106 | Agenda Number: 933391219 | |||||||||||||||||||||||
Ticker: RAI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7617131062 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LUC JOBIN* | Mgmt | For | For | |||||||||||||||||||||
2 NANA MENSAH* | Mgmt | For | For | |||||||||||||||||||||
3 JOHN J. ZILLMER* | Mgmt | For | For | |||||||||||||||||||||
4 JOHN P. DALY** | Mgmt | For | For | |||||||||||||||||||||
5 DANIEL M. DELEN*** | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE REGARDING FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | AMENDMENT TO THE ARTICLES OF INCORPORATION | Mgmt | Against | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL ON ELIMINATION OF CLASSIFIED BOARD | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL ON ELIMINATING TOBACCO FLAVORING | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL ON HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 610300000 | 610300000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 770323103 | Agenda Number: 933390887 | |||||||||||||||||||||||
Ticker: RHI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7703231032 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANDREW S. BERWICK, JR. | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD W. GIBBONS | Mgmt | Withheld | Against | |||||||||||||||||||||
3 HAROLD M. MESSMER, JR. | Mgmt | For | For | |||||||||||||||||||||
4 BARBARA J. NOVOGRADAC | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT J. PACE | Mgmt | For | For | |||||||||||||||||||||
6 FREDERICK A. RICHMAN | Mgmt | For | For | |||||||||||||||||||||
7 M. KEITH WADDELL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL REGARDING STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 230000000 | 230000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROPER INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 776696106 | Agenda Number: 933443296 | |||||||||||||||||||||||
Ticker: ROP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7766961061 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD F. WALLMAN | Mgmt | For | For | |||||||||||||||||||||
2 CHRISTOPHER WRIGHT | Mgmt | For | For | |||||||||||||||||||||
02 | THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 67600000 | 67600000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROSS STORES, INC. | ||||||||||||||||||||||||
Security: 778296103 | Agenda Number: 933425212 | |||||||||||||||||||||||
Ticker: ROST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7782961038 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE P. ORBAN | Mgmt | For | For | |||||||||||||||||||||
2 DONALD H. SEILER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE EXISTING SECOND AMENDED AND RESTATED ROSS STORES, INC. INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO ADOPT ANNUAL ELECTIONS FOR DIRECTORS ELECTED BEGINNING IN 2012 (DE-CLASSIFICATION OF THE BOARD). | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 255400000 | 255400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROWAN COMPANIES, INC. | ||||||||||||||||||||||||
Security: 779382100 | Agenda Number: 933382777 | |||||||||||||||||||||||
Ticker: RDC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7793821007 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: R.G. CROYLE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LORD MOYNIHAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: W. MATT RALLS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN J. QUICKE | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 120000000 | 120000000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RYDER SYSTEM, INC. | ||||||||||||||||||||||||
Security: 783549108 | Agenda Number: 933388680 | |||||||||||||||||||||||
Ticker: R | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7835491082 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES S. BEARD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: L. PATRICK HASSEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LYNN M. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (EVERY 1, 2 OR 3 YEARS). | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 248600000 | 248600000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAFEWAY INC. | ||||||||||||||||||||||||
Security: 786514208 | Agenda Number: 933412695 | |||||||||||||||||||||||
Ticker: SWY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7865142084 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEVEN A. BURD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JANET E. GROVE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MOHAN GYANI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PAUL HAZEN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: FRANK C. HERRINGER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KENNETH W. ODER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: T. GARY ROGERS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ARUN SARIN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MICHAEL S. SHANNON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER | Mgmt | For | For | ||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Mgmt | Against | Against | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE 2011 EQUITY AND INCENTIVE AWARD PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RE-APPROVAL OF THE 2001 AMENDED AND RESTATED OPERATING PERFORMANCE BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4413500000 | 4413500000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAIC, INC. | ||||||||||||||||||||||||
Security: 78390X101 | Agenda Number: 933448210 | |||||||||||||||||||||||
Ticker: SAI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78390X1019 | Meeting Date: 6/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FRANCE A. CORDOVA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JERE A. DRUMMOND | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS F. FRIST, III | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN J. HAMRE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WALTER P. HAVENSTEIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MIRIAM E. JOHN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ANITA K. JONES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN P. JUMPER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HARRY M.J. KRAEMER, JR. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: EDWARD J. SANDERSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: LOUIS A. SIMPSON | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: A. THOMAS YOUNG | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1580900000 | 1580900000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SALESFORCE.COM, INC. | ||||||||||||||||||||||||
Security: 79466L302 | Agenda Number: 933455265 | |||||||||||||||||||||||
Ticker: CRM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US79466L3024 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARC BENIOFF | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CRAIG CONWAY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALAN HASSENFELD | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 20600000 | 20600000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SANDISK CORPORATION | ||||||||||||||||||||||||
Security: 80004C101 | Agenda Number: 933433738 | |||||||||||||||||||||||
Ticker: SNDK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US80004C1018 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL MARKS | Mgmt | For | For | |||||||||||||||||||||
2 KEVIN DENUCCIO | Mgmt | For | For | |||||||||||||||||||||
3 IRWIN FEDERMAN | Mgmt | For | For | |||||||||||||||||||||
4 STEVEN J. GOMO | Mgmt | For | For | |||||||||||||||||||||
5 EDDY W. HARTENSTEIN | Mgmt | For | For | |||||||||||||||||||||
6 DR. CHENMING HU | Mgmt | For | For | |||||||||||||||||||||
7 CATHERINE P. LEGO | Mgmt | For | For | |||||||||||||||||||||
8 SANJAY MEHROTRA | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AMENDMENTS TO THE SANDISK CORPORATION 2005 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AMENDMENTS TO THE SANDISK CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLANS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AN ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 213900000 | 213900000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SCANA CORPORATION | ||||||||||||||||||||||||
Security: 80589M102 | Agenda Number: 933382640 | |||||||||||||||||||||||
Ticker: SCG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US80589M1027 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BILL L. AMICK* | Mgmt | For | For | |||||||||||||||||||||
2 SHARON A. DECKER* | Mgmt | For | For | |||||||||||||||||||||
3 D. MAYBANK HAGOOD* | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM B. TIMMERMAN* | Mgmt | For | For | |||||||||||||||||||||
5 KEVIN B. MARSH** | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AMENDMENT TO DIRECTOR COMPENSATION AND DEFERRAL PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO INCREASE AUTHORIZED SHARES FROM 150,000,000 TO 200,000,000 | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 257500000 | 257500000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||
Security: 806857108 | Agenda Number: 933377106 | |||||||||||||||||||||||
Ticker: SLB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: AN8068571086 | Meeting Date: 4/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: P. CAMUS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: P. CURRIE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: A. GOULD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: T. ISAAC | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: K.V. KAMATH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: A. LAJOUS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: M.E. MARKS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: E. MOLER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: L.R. REIF | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: T.I. SANDVOLD | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: H. SEYDOUX | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: P. KIBSGAARD | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: L.S. OLAYAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 653500000 | 653500000 | 0 | 3/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SCRIPPS NETWORKS INTERACTIVE, INC. | ||||||||||||||||||||||||
Security: 811065101 | Agenda Number: 933414396 | |||||||||||||||||||||||
Ticker: SNI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8110651010 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID A. GALLOWAY | Mgmt | For | For | |||||||||||||||||||||
2 DALE C. POND | Mgmt | For | For | |||||||||||||||||||||
3 RONALD W. TYSOE | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 85600000 | 85600000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SEALED AIR CORPORATION | ||||||||||||||||||||||||
Security: 81211K100 | Agenda Number: 933410641 | |||||||||||||||||||||||
Ticker: SEE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US81211K1007 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF HANK BROWN AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
02 | ELECTION OF MICHAEL CHU AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
03 | ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
04 | ELECTION OF PATRICK DUFF AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
05 | ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
06 | ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
07 | ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
08 | ELECTION OF KENNETH P. MANNING AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
09 | ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
11 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
12 | APPROVAL OF AMENDED 2005 CONTINGENT STOCK PLAN OF SEALED AIR CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
13 | APPROVAL OF AMENDED SEALED AIR CORPORATION 2002 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
14 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 405600000 | 405600000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SEARS HOLDINGS CORPORATION | ||||||||||||||||||||||||
Security: 812350106 | Agenda Number: 933419423 | |||||||||||||||||||||||
Ticker: SHLD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8123501061 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LOUIS J. D'AMBROSIO | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM C. KUNKLER, III | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD S. LAMPERT | Mgmt | For | For | |||||||||||||||||||||
4 STEVEN T. MNUCHIN | Mgmt | For | For | |||||||||||||||||||||
5 ANN N. REESE | Mgmt | For | For | |||||||||||||||||||||
6 EMILY SCOTT | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS J. TISCH | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL TO REQUIRE DISCLOSURE REGARDING CORPORATE POLITICAL CONTRIBUTIONS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1490100000 | 1490100000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SEMPRA ENERGY | ||||||||||||||||||||||||
Security: 816851109 | Agenda Number: 933398566 | |||||||||||||||||||||||
Ticker: SRE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8168511090 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAN L. BOECKMANN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM D. JONES | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM G. OUCHI | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CARLOS RUIZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM C. RUSNACK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LYNN SCHENK | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: NEAL E. SCHMALE | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: LUIS M. TELLEZ | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS. | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 408800000 | 408800000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SIGMA-ALDRICH CORPORATION | ||||||||||||||||||||||||
Security: 826552101 | Agenda Number: 933386282 | |||||||||||||||||||||||
Ticker: SIAL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8265521018 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GEORGE M. CHURCH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID R. HARVEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: AVI M. NASH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN M. PAUL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RAKESH SACHDEV | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: D. DEAN SPATZ | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BARRETT A. TOAN | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE SIGMA-ALDRICH CORPORATION LONG-TERM INCENTIVE PLAN PERFORMANCE GOALS | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | AMEND ARTICLE ELEVENTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | Mgmt | For | For | ||||||||||||||||||||
05 | AMEND ARTICLE TWELFTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | Mgmt | For | For | ||||||||||||||||||||
06 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
07 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 79900000 | 79900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SIMON PROPERTY GROUP, INC. | ||||||||||||||||||||||||
Security: 828806109 | Agenda Number: 933412506 | |||||||||||||||||||||||
Ticker: SPG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8288061091 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALLAN HUBBARD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 92000000 | 92000000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SLM CORPORATION | ||||||||||||||||||||||||
Security: 78442P106 | Agenda Number: 933412063 | |||||||||||||||||||||||
Ticker: SLM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78442P1066 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANN TORRE BATES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W.M. DIEFENDERFER III | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DIANE SUITT GILLELAND | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EARL A. GOODE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RONALD F. HUNT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALBERT L. LORD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL E. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BARRY A. MUNITZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HOWARD H. NEWMAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: FRANK C. PULEO | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: STEVEN L. SHAPIRO | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: J. TERRY STRANGE | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: BARRY L. WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1223800000 | 1223800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SNAP-ON INCORPORATED | ||||||||||||||||||||||||
Security: 833034101 | Agenda Number: 933383200 | |||||||||||||||||||||||
Ticker: SNA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8330341012 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROXANNE J. DECYK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO ADOPT THE SNAP-ON INCORPORATED 2011 INCENTIVE STOCK AND AWARDS PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO AMEND AND RESTATE THE SNAP-ON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE COMPENSATION OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 105100000 | 105100000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOUTHWEST AIRLINES CO. | ||||||||||||||||||||||||
Security: 844741108 | Agenda Number: 933423345 | |||||||||||||||||||||||
Ticker: LUV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8447411088 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID W. BIEGLER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN G. DENISON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GARY C. KELLY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: NANCY B. LOEFFLER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN T. MONTFORD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS M. NEALON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | ADOPT SIMPLE MAJORITY VOTE. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2085700000 | 2085700000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOUTHWESTERN ENERGY COMPANY | ||||||||||||||||||||||||
Security: 845467109 | Agenda Number: 933406793 | |||||||||||||||||||||||
Ticker: SWN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8454671095 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LEWIS E. EPLEY, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT L. HOWARD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GREG D. KERLEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: HAROLD M. KORELL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: VELLO A. KUUSKRAA | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KENNETH R. MOURTON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: STEVEN L. MUELLER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES E. SCHARLAU | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ALAN H. STEVENS | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | AMENDMENT OF THE COMPANY'S BY- LAWS TO REDUCE THE OWNERSHIP THRE- SHOLD FOR STOCKHOLDERS TO CALL SPECIAL MEETING OF STOCKHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 162600000 | 162600000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SPECTRA ENERGY CORP | ||||||||||||||||||||||||
Security: 847560109 | Agenda Number: 933378843 | |||||||||||||||||||||||
Ticker: SE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8475601097 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM T. ESREY | Mgmt | For | For | |||||||||||||||||||||
2 GREGORY L. EBEL | Mgmt | For | For | |||||||||||||||||||||
3 AUSTIN A. ADAMS | Mgmt | For | For | |||||||||||||||||||||
4 PAUL M. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
5 PAMELA L. CARTER | Mgmt | For | For | |||||||||||||||||||||
6 F. ANTHONY COMPER | Mgmt | For | For | |||||||||||||||||||||
7 PETER B. HAMILTON | Mgmt | For | For | |||||||||||||||||||||
8 DENNIS R. HENDRIX | Mgmt | For | For | |||||||||||||||||||||
9 MICHAEL MCSHANE | Mgmt | For | For | |||||||||||||||||||||
10 JOSEPH H. NETHERLAND | Mgmt | For | For | |||||||||||||||||||||
11 MICHAEL E.J. PHELPS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE SHORT-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE STANDARD. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 444100000 | 444100000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SPRINT NEXTEL CORPORATION | ||||||||||||||||||||||||
Security: 852061100 | Agenda Number: 933396536 | |||||||||||||||||||||||
Ticker: S | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8520611000 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT R. BENNETT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DANIEL R. HESSE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: V. JANET HILL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: FRANK IANNA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: SVEN- CHRISTER NILSSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM R. NUTI | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RODNEY O'NEAL | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
06 | TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING THE RETENTION OF EQUITY AWARDS. | Shr | Against | For | ||||||||||||||||||||
07 | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING CHANGE TO A VOTING REQUIREMENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 16787800000 | 16787800000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ST. JUDE MEDICAL, INC. | ||||||||||||||||||||||||
Security: 790849103 | Agenda Number: 933398679 | |||||||||||||||||||||||
Ticker: STJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7908491035 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD R. DEVENUTI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: THOMAS H. GARRETT III | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WENDY L. YARNO | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE AMENDMENTS TO THE ST. JUDE MEDICAL, INC. 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING THE DECLASSIFICATION OF OUR BOARD OF DIRECTORS. | Shr | For | |||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 282800000 | 282800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STANLEY BLACK & DECKER, INC | ||||||||||||||||||||||||
Security: 854502101 | Agenda Number: 933383274 | |||||||||||||||||||||||
Ticker: SWK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8545021011 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE W. BUCKLEY | Mgmt | For | For | |||||||||||||||||||||
2 CARLOS M. CARDOSO | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT B. COUTTS | Mgmt | For | For | |||||||||||||||||||||
4 MANUEL A. FERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
5 MARIANNE M. PARRS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY SHOULD CONDUCT FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 250800000 | 250800000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STAPLES, INC. | ||||||||||||||||||||||||
Security: 855030102 | Agenda Number: 933434653 | |||||||||||||||||||||||
Ticker: SPLS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8550301027 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ARTHUR M. BLANK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARY ELIZABETH BURTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JUSTIN KING | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROWLAND T. MORIARTY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RONALD L. SARGENT | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ELIZABETH A. SMITH | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT E. SULENTIC | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: VIJAY VISHWANATH | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: PAUL F. WALSH | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE ABILITY OF SHAREHOLDERS TO ACT BY MAJORITY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2466500000 | 2466500000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STARBUCKS CORPORATION | ||||||||||||||||||||||||
Security: 855244109 | Agenda Number: 933368044 | |||||||||||||||||||||||
Ticker: SBUX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8552441094 | Meeting Date: 3/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MELLODY HOBSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: OLDEN LEE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SHERYL SANDBERG | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF REVISED PERFORMANCE CRITERIA UNDER 2005 LONG-TERM EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF 2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN NUMBER OF AUTHORIZED SHARES UNDER THE PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 2, 2011 | Mgmt | For | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 663800000 | 663800000 | 0 | 3/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STARWOOD HOTELS & RESORTS WORLDWIDE | ||||||||||||||||||||||||
Security: 85590A401 | Agenda Number: 933390421 | |||||||||||||||||||||||
Ticker: HOT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US85590A4013 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ADAM ARON | Mgmt | For | For | |||||||||||||||||||||
2 CHARLENE BARSHEFSKY | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS CLARKE | Mgmt | For | For | |||||||||||||||||||||
4 CLAYTON DALEY, JR. | Mgmt | For | For | |||||||||||||||||||||
5 BRUCE DUNCAN | Mgmt | For | For | |||||||||||||||||||||
6 LIZANNE GALBREATH | Mgmt | For | For | |||||||||||||||||||||
7 ERIC HIPPEAU | Mgmt | For | For | |||||||||||||||||||||
8 STEPHEN QUAZZO | Mgmt | For | For | |||||||||||||||||||||
9 THOMAS RYDER | Mgmt | For | For | |||||||||||||||||||||
10 FRITS VAN PAASSCHEN | Mgmt | For | For | |||||||||||||||||||||
11 KNEELAND YOUNGBLOOD | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | RESOLVED, THAT THE COMPANY STOCKHOLDERS APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION & ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IN OUR PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 186400000 | 186400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STATE STREET CORPORATION | ||||||||||||||||||||||||
Security: 857477103 | Agenda Number: 933410108 | |||||||||||||||||||||||
Ticker: STT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8574771031 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: K. BURNES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: P. COYM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: P. DE SAINT- AIGNAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: A. FAWCETT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: D. GRUBER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: L. HILL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J. HOOLEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: R. KAPLAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: C. LAMANTIA | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: R. SERGEL | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: R. SKATES | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: G. SUMME | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: R. WEISSMAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
06 | TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 546900000 | 546900000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STERICYCLE, INC. | ||||||||||||||||||||||||
Security: 858912108 | Agenda Number: 933419702 | |||||||||||||||||||||||
Ticker: SRCL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8589121081 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARK C. MILLER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JACK W. SCHULER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS D. BROWN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROD F. DAMMEYER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM K. HALL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JONATHAN T. LORD, M.D. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN PATIENCE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES W.P. REID-ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: RONALD G. SPAETH | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE COMPANY'S 2011 INCENTIVE STOCK PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG L.L.P. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY RESOLUTION ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION (CHOOSE ONE FREQUENCY) | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 41600000 | 41600000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STRYKER CORPORATION | ||||||||||||||||||||||||
Security: 863667101 | Agenda Number: 933388490 | |||||||||||||||||||||||
Ticker: SYK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8636671013 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HOWARD E. COX, JR. | Mgmt | For | For | |||||||||||||||||||||
2 SRIKANT M. DATAR, PH.D. | Mgmt | For | For | |||||||||||||||||||||
3 ROCH DOLIVEUX, DVM | Mgmt | For | For | |||||||||||||||||||||
4 LOUISE L. FRANCESCONI | Mgmt | For | For | |||||||||||||||||||||
5 ALLAN C. GOLSTON | Mgmt | For | For | |||||||||||||||||||||
6 HOWARD L. LANCE | Mgmt | For | For | |||||||||||||||||||||
7 STEPHEN P. MACMILLAN | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM U. PARFET | Mgmt | For | For | |||||||||||||||||||||
9 RONDA E. STRYKER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE 2011 PERFORMANCE INCENTIVE AWARD PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | RECOMMENDATION, IN AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 310100000 | 310100000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUNOCO,INC. | ||||||||||||||||||||||||
Security: 86764P109 | Agenda Number: 933387525 | |||||||||||||||||||||||
Ticker: SUN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US86764P1093 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 C.C. CASCIATO | Mgmt | For | For | |||||||||||||||||||||
2 G.W. EDWARDS | Mgmt | For | For | |||||||||||||||||||||
3 L.L. ELSENHANS | Mgmt | For | For | |||||||||||||||||||||
4 U.O. FAIRBAIRN | Mgmt | For | For | |||||||||||||||||||||
5 J.P. JONES, III | Mgmt | For | For | |||||||||||||||||||||
6 J.G. KAISER | Mgmt | For | For | |||||||||||||||||||||
7 J.W. ROWE | Mgmt | For | For | |||||||||||||||||||||
8 J.K. WULFF | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING EQUITY AWARDS, IF SUCH PROPOSAL IS PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1881200000 | 1881200000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUNTRUST BANKS, INC. | ||||||||||||||||||||||||
Security: 867914103 | Agenda Number: 933382741 | |||||||||||||||||||||||
Ticker: STI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8679141031 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ALSTON D. CORRELL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JEFFREY C. CROWE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID H. HUGHES | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J. HICKS LANIER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: G. GILMER MINOR, III | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JAMES M. WELLS III | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER OF SHARES IN THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE HOLDERS OF COMMON STOCK OF SUNTRUST BANKS, INC. APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVES AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE SUMMARY COMPENSATION TABLE, AND IN THE OTHER EXECUTIVE COMPENSATION TABLES AND RELATED DISCUSSION." | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF SUNTRUST'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING PREPARATION AND DISCLOSURE OF SUSTAINABILITY REPORT. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 795500000 | 795500000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
T. ROWE PRICE GROUP, INC. | ||||||||||||||||||||||||
Security: 74144T108 | Agenda Number: 933376609 | |||||||||||||||||||||||
Ticker: TROW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74144T1088 | Meeting Date: 4/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES T. BRADY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY OF VOTING BY HOLDERS ON COMPENSATION PAID BY COMPANY TO EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 80800000 | 80800000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TARGET CORPORATION | ||||||||||||||||||||||||
Security: 87612E106 | Agenda Number: 933437837 | |||||||||||||||||||||||
Ticker: TGT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87612E1064 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CALVIN DARDEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARY N. DILLON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MARY E. MINNICK | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DERICA W. RICE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: GREGG W. STEINHAFEL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN G. STUMPF | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO | Mgmt | For | For | ||||||||||||||||||||
02 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | COMPANY PROPOSAL TO CAST A NON- BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Mgmt | For | For | ||||||||||||||||||||
05 | COMPANY PROPOSAL TO CAST A NON- BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL ON COMPENSATION BENCHMARKING. | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL ON ELECTRONICS RECYCLING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2514700000 | 2514700000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TECO ENERGY, INC. | ||||||||||||||||||||||||
Security: 872375100 | Agenda Number: 933377699 | |||||||||||||||||||||||
Ticker: TE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8723751009 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DUBOSE AUSLEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL L. WHITING | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | AMENDMENT OF THE COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY. | Shr | Against | For | ||||||||||||||||||||
06 | DECLASSIFY THE BOARD OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 461200000 | 461200000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TELLABS, INC. | ||||||||||||||||||||||||
Security: 879664100 | Agenda Number: 933385088 | |||||||||||||||||||||||
Ticker: TLAB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8796641004 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FRANK IANNA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHANIE PACE MARSHALL, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM F. SOUDERS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, THE FREQUENCY OF THE ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 548900000 | 548900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TERADATA CORPORATION | ||||||||||||||||||||||||
Security: 88076W103 | Agenda Number: 933382753 | |||||||||||||||||||||||
Ticker: TDC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88076W1036 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: NANCY E. COOPER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID E. KEPLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS | Mgmt | For | For | ||||||||||||||||||||
02 | AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF SAY-ON-PAY VOTE. *PLEASE SELECT ONLY ONE OPTION*. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 100700000 | 100700000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TERADYNE, INC. | ||||||||||||||||||||||||
Security: 880770102 | Agenda Number: 933410312 | |||||||||||||||||||||||
Ticker: TER | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8807701029 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES W. BAGLEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL A. BRADLEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALBERT CARNESALE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: EDWIN J. GILLIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: TIMOTHY E. GUERTIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PAUL J. TUFANO | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROY A. VALLEE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THAT THE FREQUENCY WITH WHICH THE SHAREHOLDERS OF THE COMPANY SHALL HAVE AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SET FORTH IN THE COMPANY'S PROXY STATEMENT IS EVERY YEAR, EVERY TWO YEARS, OR EVERY THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE 2006 EQUITY AND CASH COMPENSATION INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 255700000 | 255700000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TESORO CORPORATION | ||||||||||||||||||||||||
Security: 881609101 | Agenda Number: 933392956 | |||||||||||||||||||||||
Ticker: TSO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8816091016 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RODNEY F. CHASE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GREGORY J. GOFF | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT W. GOLDMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: STEVEN H. GRAPSTEIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J.W. NOKES | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SUSAN TOMASKY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL E. WILEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PATRICK Y. YANG | Mgmt | For | For | ||||||||||||||||||||
02 | TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE TESORO CORPORATION 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING A SAFETY REPORT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2603400000 | 2603400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||||||||||||
Security: 882508104 | Agenda Number: 933376534 | |||||||||||||||||||||||
Ticker: TXN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8825081040 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: R.W. BABB, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: D.A. CARP | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: C.S. COX | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: S.P. MACMILLAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: P.H. PATSLEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: R.E. SANCHEZ | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: W.R. SANDERS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: R.J. SIMMONS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: R.K. TEMPLETON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: C.T. WHITMAN | Mgmt | For | For | ||||||||||||||||||||
02 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 939600000 | 939600000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TEXTRON INC. | ||||||||||||||||||||||||
Security: 883203101 | Agenda Number: 933389202 | |||||||||||||||||||||||
Ticker: TXT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8832031012 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: JAMES T. CONWAY | Mgmt | For | For | ||||||||||||||||||||
02 | ELECTION OF DIRECTOR: PAUL E. GAGNE | Mgmt | For | For | ||||||||||||||||||||
03 | ELECTION OF DIRECTOR: DAIN M. HANCOCK | Mgmt | For | For | ||||||||||||||||||||
04 | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE A RIGHT FOR 25% SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
08 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 985700000 | 985700000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE AES CORPORATION | ||||||||||||||||||||||||
Security: 00130H105 | Agenda Number: 933379580 | |||||||||||||||||||||||
Ticker: AES | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00130H1059 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 SAMUEL W. BODMAN, III | Mgmt | For | For | |||||||||||||||||||||
2 PAUL HANRAHAN | Mgmt | For | For | |||||||||||||||||||||
3 KRISTINA M. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
4 TARUN KHANNA | Mgmt | For | For | |||||||||||||||||||||
5 JOHN A. KOSKINEN | Mgmt | For | For | |||||||||||||||||||||
6 PHILIP LADER | Mgmt | For | For | |||||||||||||||||||||
7 SANDRA O. MOOSE | Mgmt | For | For | |||||||||||||||||||||
8 JOHN B. MORSE, JR. | Mgmt | For | For | |||||||||||||||||||||
9 PHILIP A. ODEEN | Mgmt | For | For | |||||||||||||||||||||
10 CHARLES O. ROSSOTTI | Mgmt | For | For | |||||||||||||||||||||
11 SVEN SANDSTROM | Mgmt | For | For | |||||||||||||||||||||
2 | THE RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3220400000 | 3220400000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE ALLSTATE CORPORATION | ||||||||||||||||||||||||
Security: 020002101 | Agenda Number: 933400551 | |||||||||||||||||||||||
Ticker: ALL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0200021014 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: W. JAMES FARRELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JACK M. GREENBERG | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RONALD T. LEMAY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ANDREA REDMOND | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: THOMAS J. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF INCORPORATION GRANTING TO HOLDERS OF NOT LESS THAN 20% OF THE CORPORATION'S SHARES THE RIGHT TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF INCORPORATION DESIGNATING A FORUM FOR CERTAIN LEGAL ACTIONS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2308900000 | 2308900000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||||||||||||
Security: 064058100 | Agenda Number: 933386371 | |||||||||||||||||||||||
Ticker: BK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0640581007 | Meeting Date: 4/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RUTH E. BRUCH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GERALD L. HASSELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EDMUND F. KELLY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT P. KELLY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN A. LUKE, JR | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: CATHERINE A. REIN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN P. SURMA | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | PROPOSAL TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1053100000 | 1053100000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BOEING COMPANY | ||||||||||||||||||||||||
Security: 097023105 | Agenda Number: 933387397 | |||||||||||||||||||||||
Ticker: BA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0970231058 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN E. BRYSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LINDA Z. COOK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN F. MCDONNELL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. | Shr | Against | For | ||||||||||||||||||||
06 | REPORT ON POLITICAL ACTIVITY. | Shr | Against | For | ||||||||||||||||||||
07 | ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
08 | CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. | Shr | For | Against | ||||||||||||||||||||
09 | INDEPENDENT CHAIRMAN. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2361500000 | 2361500000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||||||||||||
Security: 808513105 | Agenda Number: 933400486 | |||||||||||||||||||||||
Ticker: SCHW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8085131055 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FRANK C. HERRINGER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN T. MCLIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CHARLES R. SCHWAB | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROGER 0. WALTHER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT N. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDED 2004 STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | FREQUENCY OF VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF BOARD OF DIRECTORS | Shr | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 589300000 | 589300000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CHUBB CORPORATION | ||||||||||||||||||||||||
Security: 171232101 | Agenda Number: 933383185 | |||||||||||||||||||||||
Ticker: CB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1712321017 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ZOE BAIRD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SHEILA P. BURKE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JESS SODERBERG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Mgmt | For | For | ||||||||||||||||||||
02 | TO VOTE ON THE ADOPTION OF THE CHUBB CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN (2011). | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE ENCLOSED ANNUAL MEETING MATERIALS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 512600000 | 512600000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE COCA-COLA COMPANY | ||||||||||||||||||||||||
Security: 191216100 | Agenda Number: 933380418 | |||||||||||||||||||||||
Ticker: KO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1912161007 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RONALD W. ALLEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BARRY DILLER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MUHTAR KENT | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SAM NUNN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: JACOB WALLENBERG | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE) | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1138200000 | 1138200000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE DOW CHEMICAL COMPANY | ||||||||||||||||||||||||
Security: 260543103 | Agenda Number: 933392057 | |||||||||||||||||||||||
Ticker: DOW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2605431038 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES A. BELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JEFF M. FETTIG | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: BARBARA H. FRANKLIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN B. HESS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: PAUL POLMAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JAMES M. RINGLER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: RUTH G. SHAW | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: PAUL G. STERN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3507800000 | 3507800000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE DUN & BRADSTREET CORPORATION | ||||||||||||||||||||||||
Security: 26483E100 | Agenda Number: 933388731 | |||||||||||||||||||||||
Ticker: DNB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26483E1001 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: NAOMI O. SELIGMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL J. WINKLER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | RE-APPROVE THE DUN & BRADSTREET CORPORATION COVERED EMPLOYEE INCENTIVE PLAN, AS AMENDED. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION (SAY ON PAY). | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | APPROVE AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENTS TO A SIMPLE MAJORITY VOTE. | Mgmt | For | For | ||||||||||||||||||||
07 | APPROVE AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 48300000 | 48300000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||||||||||||
Security: 38141G104 | Agenda Number: 933405397 | |||||||||||||||||||||||
Ticker: GS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US38141G1040 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN H. BRYAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY D. COHN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CLAES DAHLBACK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LOIS D. JULIBER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS (SAY ON PAY) | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG- TERM PERFORMANCE | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR EXECUTIVE COMPENSATION | Shr | Against | For | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE CHANGE RISK DISCLOSURE | Shr | Against | For | ||||||||||||||||||||
10 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 635300000 | 635300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE GOODYEAR TIRE & RUBBER COMPANY | ||||||||||||||||||||||||
Security: 382550101 | Agenda Number: 933379477 | |||||||||||||||||||||||
Ticker: GT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3825501014 | Meeting Date: 4/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES C. BOLAND | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES A. FIRESTONE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WERNER GEISSLER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PETER S. HELLMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD J. KRAMER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: W. ALAN MCCOLLOUGH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RODNEY O'NEAL | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: SHIRLEY D. PETERSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MICHAEL R. WESSEL | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3630000000 | 3630000000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | ||||||||||||||||||||||||
Security: 416515104 | Agenda Number: 933412493 | |||||||||||||||||||||||
Ticker: HIG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4165151048 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TREVOR FETTER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL G. KIRK, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LIAM E. MCGEE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KATHRYN A. MIKELLS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS A. RENYI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | MANAGEMENT PROPOSAL TO APPROVE ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
04 | MANAGEMENT PROPOSAL TO SELECT, ON A NON-BINDING ADVISORY BASIS, THE PREFERRED FREQUENCY FOR THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2033300000 | 2033300000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE HERSHEY COMPANY | ||||||||||||||||||||||||
Security: 427866108 | Agenda Number: 933382929 | |||||||||||||||||||||||
Ticker: HSY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4278661081 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 P.M. ARWAY | Mgmt | For | For | |||||||||||||||||||||
2 R.F. CAVANAUGH | Mgmt | For | For | |||||||||||||||||||||
3 C.A. DAVIS | Mgmt | For | For | |||||||||||||||||||||
4 J.M. MEAD | Mgmt | For | For | |||||||||||||||||||||
5 J.E. NEVELS | Mgmt | For | For | |||||||||||||||||||||
6 A.J. PALMER | Mgmt | For | For | |||||||||||||||||||||
7 T.J. RIDGE | Mgmt | For | For | |||||||||||||||||||||
8 D.L. SHEDLARZ | Mgmt | For | For | |||||||||||||||||||||
9 D.J. WEST | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVE THE HERSHEY COMPANY AMENDED AND RESTATED EQUITY AND INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 272000000 | 272000000 | 0 | 4/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE HOME DEPOT, INC. | ||||||||||||||||||||||||
Security: 437076102 | Agenda Number: 933427127 | |||||||||||||||||||||||
Ticker: HD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4370761029 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ARI BOUSBIB | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J. FRANK BROWN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALBERT P. CAREY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ARMANDO CODINA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BONNIE G. HILL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KAREN L. KATEN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RONALD L. SARGENT | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER ABILITY TO ACT BY WRITTEN CONSENT (APPROVAL OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION) | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shr | Against | For | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING POLICIES AND CONTRIBUTIONS | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 4378800000 | 4378800000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE KROGER CO. | ||||||||||||||||||||||||
Security: 501044101 | Agenda Number: 933454225 | |||||||||||||||||||||||
Ticker: KR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5010441013 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID B. DILLON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN J. KROPF | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN T. LAMACCHIA | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID B. LEWIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: W. RODNEY MCMULLEN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CLYDE R. MOORE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: SUSAN M. PHILLIPS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JAMES A. RUNDE | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: RONALD L. SARGENT | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF 2011 LONG-TERM INCENTIVE AND CASH BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND REVISION OF KROGER'S CODE OF CONDUCT. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 8162400000 | 8162400000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE MCGRAW-HILL COMPANIES, INC. | ||||||||||||||||||||||||
Security: 580645109 | Agenda Number: 933392641 | |||||||||||||||||||||||
Ticker: MHP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5806451093 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PEDRO ASPE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LINDA KOCH LORIMER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT P. MCGRAW | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: HILDA OCHOA- BRILLEMBOURG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: SIR MICHAEL RAKE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: EDWARD B. RUST, JR. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: KURT L. SCHMOKE | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: SIDNEY TAUREL | Mgmt | For | For | ||||||||||||||||||||
02 | VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS | Mgmt | For | For | ||||||||||||||||||||
03 | VOTE TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | VOTE, ON AN ADVISORY BASIS, ON HOW OFTEN THE COMPANY WILL CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | VOTE TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 382700000 | 382700000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE NASDAQ OMX GROUP, INC. | ||||||||||||||||||||||||
Security: 631103108 | Agenda Number: 933423434 | |||||||||||||||||||||||
Ticker: NDAQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6311031081 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: URBAN BACKSTROM | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: H. FURLONG BALDWIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL CASEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BORJE EKHOLM | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LON GORMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT GREIFELD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BIRGITTA KANTOLA | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ESSA KAZIM | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN D. MARKESE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: HANS MUNK NIELSEN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: THOMAS F. O'NEILL | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JAMES S. RIEPE | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: LARS WEDENBORN | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: DEBORAH L. WINCE-SMITH | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 318400000 | 318400000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||||||||||||
Security: 693475105 | Agenda Number: 933382866 | |||||||||||||||||||||||
Ticker: PNC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6934751057 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KAY COLES JAMES | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD B. KELSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JANE G. PEPPER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES E. ROHR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: LORENE K. STEFFES | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: THOMAS J. USHER | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 653700000 | 653700000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||||||||||||
Security: 743315103 | Agenda Number: 933390899 | |||||||||||||||||||||||
Ticker: PGR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7433151039 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STUART B. BURGDOERFER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES A. DAVIS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CODE OF REGULATIONS ALLOWING OUR BOARD OF DIRECTORS TO AMEND THE CODE OF REGULATIONS TO THE EXTENT PERMITTED BY OHIO LAW. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO CAST AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1641400000 | 1641400000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||||||||||||
Security: 824348106 | Agenda Number: 933382094 | |||||||||||||||||||||||
Ticker: SHW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8243481061 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 A.F. ANTON | Mgmt | For | For | |||||||||||||||||||||
2 J.C. BOLAND | Mgmt | For | For | |||||||||||||||||||||
3 C.M. CONNOR | Mgmt | For | For | |||||||||||||||||||||
4 D.F. HODNIK | Mgmt | For | For | |||||||||||||||||||||
5 T.G. KADIEN | Mgmt | For | For | |||||||||||||||||||||
6 S.J. KROPF | Mgmt | For | For | |||||||||||||||||||||
7 G.E. MCCULLOUGH | Mgmt | For | For | |||||||||||||||||||||
8 A.M. MIXON, III | Mgmt | For | For | |||||||||||||||||||||
9 C.E. MOLL | Mgmt | For | For | |||||||||||||||||||||
10 R.K. SMUCKER | Mgmt | For | For | |||||||||||||||||||||
11 J.M. STROPKI, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | AMENDMENT OF REGULATIONS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 218700000 | 218700000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE SOUTHERN COMPANY | ||||||||||||||||||||||||
Security: 842587107 | Agenda Number: 933425402 | |||||||||||||||||||||||
Ticker: SO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8425871071 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J.P. BARANCO | Mgmt | For | For | |||||||||||||||||||||
2 J.A. BOSCIA | Mgmt | For | For | |||||||||||||||||||||
3 H.A. CLARK III | Mgmt | For | For | |||||||||||||||||||||
4 T.A. FANNING | Mgmt | For | For | |||||||||||||||||||||
5 H.W. HABERMEYER, JR. | Mgmt | For | For | |||||||||||||||||||||
6 V.M. HAGEN | Mgmt | For | For | |||||||||||||||||||||
7 W.A. HOOD, JR. | Mgmt | For | For | |||||||||||||||||||||
8 D.M. JAMES | Mgmt | For | For | |||||||||||||||||||||
9 D.E. KLEIN | Mgmt | For | For | |||||||||||||||||||||
10 J.N. PURCELL | Mgmt | For | For | |||||||||||||||||||||
11 W.G. SMITH, JR. | Mgmt | For | For | |||||||||||||||||||||
12 S.R. SPECKER | Mgmt | For | For | |||||||||||||||||||||
13 L.D. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF OMNIBUS INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1034100000 | 1034100000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE TJX COMPANIES, INC. | ||||||||||||||||||||||||
Security: 872540109 | Agenda Number: 933446533 | |||||||||||||||||||||||
Ticker: TJX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8725401090 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ALAN M. BENNETT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: BERNARD CAMMARATA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID T. CHING | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL F. HINES | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: AMY B. LANE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1021700000 | 1021700000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | ||||||||||||||||||||||||
Security: 89417E109 | Agenda Number: 933414714 | |||||||||||||||||||||||
Ticker: TRV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89417E1091 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAN L. BELLER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN H. DASBURG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JANET M. DOLAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAY S. FISHMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR:LAURIE J. THOMSEN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1048700000 | 1048700000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||||||||||||
Security: 254687106 | Agenda Number: 933369440 | |||||||||||||||||||||||
Ticker: DIS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2546871060 | Meeting Date: 3/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN S. CHEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT A. IGER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN P. JOBS | Mgmt | Against | Against | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MONICA C. LOZANO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: ORIN C. SMITH | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2135700000 | 2135700000 | 0 | 3/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE WASHINGTON POST COMPANY | ||||||||||||||||||||||||
Security: 939640108 | Agenda Number: 933394099 | |||||||||||||||||||||||
Ticker: WPO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9396401088 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHRISTOPHER C. DAVIS | Mgmt | For | For | |||||||||||||||||||||
2 JOHN L. DOTSON JR. | Mgmt | For | For | |||||||||||||||||||||
3 ANNE M. MULCAHY | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 28300000 | 28300000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE WESTERN UNION COMPANY | ||||||||||||||||||||||||
Security: 959802109 | Agenda Number: 933412114 | |||||||||||||||||||||||
Ticker: WU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9598021098 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HIKMET ERSEK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JACK M. GREENBERG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION OF THE CLASSIFICATION OF THE BOARD OF DIRECTORS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 627600000 | 627600000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE WILLIAMS COMPANIES, INC. | ||||||||||||||||||||||||
Security: 969457100 | Agenda Number: 933416821 | |||||||||||||||||||||||
Ticker: WMB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9694571004 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JUANITA H. HINSHAW | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JANICE D. STONEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAURA A. SUGG | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 900300000 | 900300000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THERMO FISHER SCIENTIFIC INC. | ||||||||||||||||||||||||
Security: 883556102 | Agenda Number: 933417455 | |||||||||||||||||||||||
Ticker: TMO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8835561023 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL E. PORTER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Mgmt | For | For | ||||||||||||||||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 449600000 | 449600000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TIFFANY & CO. | ||||||||||||||||||||||||
Security: 886547108 | Agenda Number: 933412316 | |||||||||||||||||||||||
Ticker: TIF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8865471085 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROSE MARIE BRAVO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY E. COSTLEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAWRENCE K. FISH | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES K. MARQUIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PETER W. MAY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J. THOMAS PRESBY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM A. SHUTZER | Mgmt | For | For | ||||||||||||||||||||
2 | APPROVAL OF THE APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | THE FREQUENCY OF STOCKHOLDER VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 94900000 | 94900000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TIME WARNER CABLE INC | ||||||||||||||||||||||||
Security: 88732J207 | Agenda Number: 933403634 | |||||||||||||||||||||||
Ticker: TWC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88732J2078 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROLE BLACK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GLENN A. BRITT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS H. CASTRO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID C. CHANG | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PETER R. HAJE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DONNA A. JAMES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DON LOGAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WAYNE H. PACE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE TIME WARNER CABLE INC. 2011 STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 661300000 | 661300000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TIME WARNER INC. | ||||||||||||||||||||||||
Security: 887317303 | Agenda Number: 933411124 | |||||||||||||||||||||||
Ticker: TWX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8873173038 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM P. BARR | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: FRANK J. CAUFIELD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT C. CLARK | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: FRED HASSAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MICHAEL A. MILES | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: KENNETH J. NOVACK | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: PAUL D. WACHTER | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE ABSOLUTE MAJORITY VOTE PROVISIONS IN THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Mgmt | For | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1906600000 | 1906600000 | 0 | 5/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TITANIUM METALS CORPORATION | ||||||||||||||||||||||||
Security: 888339207 | Agenda Number: 933408381 | |||||||||||||||||||||||
Ticker: TIE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8883392073 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 KEITH R. COOGAN | Mgmt | For | For | |||||||||||||||||||||
2 GLENN R. SIMMONS | Mgmt | For | For | |||||||||||||||||||||
3 HAROLD C. SIMMONS | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS P. STAFFORD | Mgmt | For | For | |||||||||||||||||||||
5 STEVEN L. WATSON | Mgmt | For | For | |||||||||||||||||||||
6 TERRY N. WORRELL | Mgmt | For | For | |||||||||||||||||||||
7 PAUL J. ZUCCONI | Mgmt | For | For | |||||||||||||||||||||
2 | SAY-ON-PAY APPROVAL OF NON-BINDING ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | SAY-WHEN-ON-PAY, NON-BINDING ADVISORY VOTE ON THE PREFERRED FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 109500000 | 109500000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TORCHMARK CORPORATION | ||||||||||||||||||||||||
Security: 891027104 | Agenda Number: 933391637 | |||||||||||||||||||||||
Ticker: TMK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8910271043 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARK S. MCANDREW | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SAM R. PERRY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LAMAR C. SMITH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | EXECUTIVE COMPENSATION FREQUENCY PROPOSAL. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 129700000 | 129700000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOTAL SYSTEM SERVICES, INC. | ||||||||||||||||||||||||
Security: 891906109 | Agenda Number: 933385038 | |||||||||||||||||||||||
Ticker: TSS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8919061098 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KRISS CLONINGER III | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SIDNEY E. HARRIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MASON H. LAMPTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: H. LYNN PAGE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PHILIP W. TOMLINSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN T.TURNER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD W. USSERY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: M. TROY WOODS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES D. YANCEY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: REBECCA K. YARBROUGH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TSYS' INDEPENDENT AUDITOR FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 252100000 | 252100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TYCO INTERNATIONAL LTD. | ||||||||||||||||||||||||
Security: H89128104 | Agenda Number: 933367395 | |||||||||||||||||||||||
Ticker: TYC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CH0100383485 | Meeting Date: 3/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD ("TYCO") AND FINANCIAL STATEMENTS FOR YEAR ENDED SEPTEMBER 24, 2010. | Mgmt | No vote | |||||||||||||||||||||
02 | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 24, 2010. | Mgmt | No vote | |||||||||||||||||||||
03 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD D. BREEN | Mgmt | No vote | ||||||||||||||||||||||
2 MICHAEL E. DANIELS | Mgmt | No vote | ||||||||||||||||||||||
3 TIMOTHY M. DONAHUE | Mgmt | No vote | ||||||||||||||||||||||
4 BRIAN DUPERREAULT | Mgmt | No vote | ||||||||||||||||||||||
5 BRUCE S. GORDON | Mgmt | No vote | ||||||||||||||||||||||
6 RAJIV L. GUPTA | Mgmt | No vote | ||||||||||||||||||||||
7 JOHN A. KROL | Mgmt | No vote | ||||||||||||||||||||||
8 BRENDAN R. O'NEILL | Mgmt | No vote | ||||||||||||||||||||||
9 DINESH PALIWAL | Mgmt | No vote | ||||||||||||||||||||||
10 WILLIAM S. STAVROPOULOS | Mgmt | No vote | ||||||||||||||||||||||
11 SANDRA S. WIJNBERG | Mgmt | No vote | ||||||||||||||||||||||
12 R. DAVID YOST | Mgmt | No vote | ||||||||||||||||||||||
4A | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING. | Mgmt | No vote | |||||||||||||||||||||
4B | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | No vote | |||||||||||||||||||||
4C | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING. | Mgmt | No vote | |||||||||||||||||||||
5A | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2010 RESULTS. | Mgmt | No vote | |||||||||||||||||||||
5B | TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN THE AMOUNT OF $1.00 PER SHARE TO BE MADE OUT OF TYCO'S "CONTRIBUTED SURPLUS" EQUITY POSITION IN ITS STATUTORY ACCOUNTS. | Mgmt | No vote | |||||||||||||||||||||
06 | APPROVAL OF AN AMENDMENT TO TYCO'S ARTICLES OF ASSOCIATION TO RENEW THE AMOUNT OF AUTHORIZED SHARE CAPITAL. | Mgmt | No vote | |||||||||||||||||||||
07 | TO APPROVE THE CANCELLATION OF REPURCHASED TREASURY SHARES. | Mgmt | No vote | |||||||||||||||||||||
8A | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
8B | TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION VOTE. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 857600000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
U.S. BANCORP | ||||||||||||||||||||||||
Security: 902973304 | Agenda Number: 933382676 | |||||||||||||||||||||||
Ticker: USB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9029733048 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON DIRECTOR COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1784800000 | 1784800000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNION PACIFIC CORPORATION | ||||||||||||||||||||||||
Security: 907818108 | Agenda Number: 933408189 | |||||||||||||||||||||||
Ticker: UNP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9078181081 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: A.H. CARD, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: T.J. DONOHUE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: A.W. DUNHAM | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J.R. HOPE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: C.C. KRULAK | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: M.R. MCCARTHY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: M.W. MCCONNELL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: T.F. MCLARTY III | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: S.R. ROGEL | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: J.H. VILLARREAL | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: J.R. YOUNG | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). | Mgmt | 1 Year | For | ||||||||||||||||||||
5A | COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: ACTIONS ADVERSELY AFFECTING PREFERRED STOCK. | Mgmt | For | For | ||||||||||||||||||||
5B | COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
5C | COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED AMOUNT OF CAPITAL STOCK. | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 406200000 | 406200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED PARCEL SERVICE, INC. | ||||||||||||||||||||||||
Security: 911312106 | Agenda Number: 933381939 | |||||||||||||||||||||||
Ticker: UPS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9113121068 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL J. BURNS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: STUART E. EIZENSTAT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RUDY H.P. MARKHAM | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: CAROL B. TOME | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR YEAR ENDING 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | IN THEIR DISCRETION UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1527400000 | 1527400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED STATES STEEL CORPORATION | ||||||||||||||||||||||||
Security: 912909108 | Agenda Number: 933382082 | |||||||||||||||||||||||
Ticker: X | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9129091081 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD A. GEPHARDT* | Mgmt | For | For | |||||||||||||||||||||
2 GLENDA G. MCNEAL* | Mgmt | For | For | |||||||||||||||||||||
3 GRAHAM B. SPANIER* | Mgmt | For | For | |||||||||||||||||||||
4 PATRICIA A. TRACEY* | Mgmt | For | For | |||||||||||||||||||||
5 JOHN J. ENGEL** | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
04 | RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 694700000 | 694700000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||||||||||||||
Security: 913017109 | Agenda Number: 933375722 | |||||||||||||||||||||||
Ticker: UTX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9130171096 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN V. FARACI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHARLES R. LEE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RICHARD B. MYERS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE RETENTION REQUIREMENT FOR SENIOR EXECUTIVES | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1522000000 | 1522000000 | 0 | 3/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||||||||||
Security: 91324P102 | Agenda Number: 933414295 | |||||||||||||||||||||||
Ticker: UNH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US91324P1021 | Meeting Date: 5/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD T. BURKE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RODGER A. LAWSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GLENN M. RENWICK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF HOLDING A SAY-ON-PAY VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE UNITEDHEALTH GROUP 2011 INCENTIVE STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE UNITEDHEALTH GROUP 1993 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 5710100000 | 5710100000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNUM GROUP | ||||||||||||||||||||||||
Security: 91529Y106 | Agenda Number: 933402101 | |||||||||||||||||||||||
Ticker: UNM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US91529Y1064 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JON S. FOSSEL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GLORIA C. LARSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM J. RYAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO INDICATE, ON AN ADVISORY BASIS, THAT FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION BE HELD EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE UNUM EUROPEAN HOLDING COMPANY LIMITED SAVINGS- RELATED SHARE OPTION SCHEME 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 963500000 | 963500000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
URBAN OUTFITTERS, INC. | ||||||||||||||||||||||||
Security: 917047102 | Agenda Number: 933402430 | |||||||||||||||||||||||
Ticker: URBN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9170471026 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD N. ANTOIAN | Mgmt | For | For | |||||||||||||||||||||
2 JOEL S. LAWSON III | Mgmt | For | For | |||||||||||||||||||||
3 GLEN T. SENK | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL REQUIRING A NEW POLICY AND REPORT ON BOARD OF DIRECTORS DIVERSITY. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 116300000 | 116300000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VALERO ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 91913Y100 | Agenda Number: 933382967 | |||||||||||||||||||||||
Ticker: VLO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US91913Y1001 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RONALD K. CALGAARD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN M. WATERS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFIED BOARD. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVE, BY NONBINDING VOTE, THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO RECOMMEND, BY NONBINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE OF POLITICAL CONTRIBUTIONS." | Shr | Against | For | ||||||||||||||||||||
08 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "REVIEW OF POLITICAL CONTRIBUTIONS." | Shr | Against | For | ||||||||||||||||||||
09 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "REPORT ON STEPS TAKEN TO REDUCE RISK OF ACCIDENTS." | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 8544600000 | 8544600000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VARIAN MEDICAL SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 92220P105 | Agenda Number: 933361127 | |||||||||||||||||||||||
Ticker: VAR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92220P1057 | Meeting Date: 2/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SUSAN L. BOSTROM | Mgmt | No vote | ||||||||||||||||||||||
2 RICHARD M. LEVY | Mgmt | No vote | ||||||||||||||||||||||
3 VENKATRAMAN THYAGARAJAN | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | No vote | |||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 92400000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VENTAS, INC. | ||||||||||||||||||||||||
Security: 92276F100 | Agenda Number: 933398908 | |||||||||||||||||||||||
Ticker: VTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92276F1003 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DEBRA A. CAFARO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DOUGLAS CROCKER II | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RONALD G. GEARY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAY M. GELLERT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MATTHEW J. LUSTIG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT D. REED | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GLENN J. RUFRANO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES D. SHELTON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: THOMAS C. THEOBALD | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE AS TO THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 46800000 | 46800000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VERISIGN, INC. | ||||||||||||||||||||||||
Security: 92343E102 | Agenda Number: 933420313 | |||||||||||||||||||||||
Ticker: VRSN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92343E1029 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: D. JAMES BIDZOS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KATHLEEN A. COTE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROGER H. MOORE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN D. ROACH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LOUIS A. SIMPSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: TIMOTHY TOMLINSON | Mgmt | For | For | ||||||||||||||||||||
02 | TO CONDUCT A NON-BINDING, ADVISORY VOTE TO APPROVE VERISIGN, INC.'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONDUCT A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF NON- BINDING, STOCKHOLDER ADVISORY VOTES ON VERISIGN, INC.'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE AMENDED AND RESTATED VERISIGN, INC. 2006 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF KPMG LLP AS VERISIGN, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 53400000 | 53400000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||||||||||||
Security: 92343V104 | Agenda Number: 933387830 | |||||||||||||||||||||||
Ticker: VZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92343V1044 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD L. CARRION | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: M. FRANCES KEETH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT W. LANE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HUGH B. PRICE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: RODNEY E. SLATER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN W. SNOW | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | DISCLOSE PRIOR GOVERNMENT SERVICE | Shr | Against | For | ||||||||||||||||||||
06 | PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | Shr | Against | For | ||||||||||||||||||||
07 | CUMULATIVE VOTING | Shr | For | Against | ||||||||||||||||||||
08 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 7186000000 | 7186000000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VF CORPORATION | ||||||||||||||||||||||||
Security: 918204108 | Agenda Number: 933395899 | |||||||||||||||||||||||
Ticker: VFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9182041080 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JUAN ERNESTO DE BEDOUT | Mgmt | For | For | |||||||||||||||||||||
2 URSULA O. FAIRBAIRN | Mgmt | For | For | |||||||||||||||||||||
3 ERIC C. WISEMAN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF AN AMENDMENT TO VF'S BY-LAWS TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 196300000 | 196300000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VORNADO REALTY TRUST | ||||||||||||||||||||||||
Security: 929042109 | Agenda Number: 933420096 | |||||||||||||||||||||||
Ticker: VNO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9290421091 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANTHONY W. DEERING | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL LYNNE | Mgmt | For | For | |||||||||||||||||||||
3 RONALD G. TARGAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | NON-BINDING SHAREHOLDER PROPOSAL RELATING TO A CHANGE IN THE VOTING STANDARD FOR TRUSTEE ELECTIONS | Shr | For | Against | ||||||||||||||||||||
06 | NON-BINDING SHAREHOLDER PROPOSAL REGARDING THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN | Shr | For | Against | ||||||||||||||||||||
07 | NON-BINDING SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION OF THE BOARD OF TRUSTEES | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 78800000 | 78800000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
W.W. GRAINGER, INC. | ||||||||||||||||||||||||
Security: 384802104 | Agenda Number: 933386193 | |||||||||||||||||||||||
Ticker: GWW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3848021040 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN P. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 WILBUR H. GANTZ | Mgmt | For | For | |||||||||||||||||||||
3 V. ANN HAILEY | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM K. HALL | Mgmt | For | For | |||||||||||||||||||||
5 STUART L. LEVENICK | Mgmt | For | For | |||||||||||||||||||||
6 JOHN W. MCCARTER, JR. | Mgmt | For | For | |||||||||||||||||||||
7 NEIL S. NOVICH | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL J. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
9 GARY L. ROGERS | Mgmt | For | For | |||||||||||||||||||||
10 JAMES T. RYAN | Mgmt | For | For | |||||||||||||||||||||
11 E. SCOTT SANTI | Mgmt | For | For | |||||||||||||||||||||
12 JAMES D. SLAVIK | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY: ADVISORY PROPOSAL TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 120200000 | 120200000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WAL-MART STORES, INC. | ||||||||||||||||||||||||
Security: 931142103 | Agenda Number: 933425236 | |||||||||||||||||||||||
Ticker: WMT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9311421039 | Meeting Date: 6/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JIM C. WALTON | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shr | Against | For | ||||||||||||||||||||
06 | POLITICAL CONTRIBUTIONS REPORT | Shr | For | Against | ||||||||||||||||||||
07 | SPECIAL SHAREOWNER MEETINGS | Shr | For | Against | ||||||||||||||||||||
08 | REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT | Shr | Against | For | ||||||||||||||||||||
09 | CLIMATE CHANGE RISK DISCLOSURE | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 17052000000 | 17052000000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||||||||||||
Security: 94106L109 | Agenda Number: 933396168 | |||||||||||||||||||||||
Ticker: WM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US94106L1098 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PATRICK W. GROSS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN C. POPE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: W. ROBERT REUM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID P. STEINER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | AN AMENDMENT TO THE COMPANY'S BY- LAWS TO ALLOW STOCKHOLDERS WHO HAVE HELD AT LEAST A 25% NET LONG POSITION IN OUR COMMON STOCK FOR ONE YEAR TO CALL SPECIAL STOCKHOLDER MEETINGS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 776700000 | 776700000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WATERS CORPORATION | ||||||||||||||||||||||||
Security: 941848103 | Agenda Number: 933392223 | |||||||||||||||||||||||
Ticker: WAT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9418481035 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JOSHUA BEKENSTEIN | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. BERENDT, PHD | Mgmt | For | For | |||||||||||||||||||||
3 DOUGLAS A. BERTHIAUME | Mgmt | For | For | |||||||||||||||||||||
4 EDWARD CONARD | Mgmt | For | For | |||||||||||||||||||||
5 LAURIE H. GLIMCHER, M.D | Mgmt | For | For | |||||||||||||||||||||
6 CHRISTOPHER A. KUEBLER | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM J. MILLER | Mgmt | For | For | |||||||||||||||||||||
8 JOANN A. REED | Mgmt | For | For | |||||||||||||||||||||
9 THOMAS P. SALICE | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 46300000 | 46300000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WATSON PHARMACEUTICALS, INC. | ||||||||||||||||||||||||
Security: 942683103 | Agenda Number: 933399215 | |||||||||||||||||||||||
Ticker: WPI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9426831031 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL J. FEDIDA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ALBERT F. HUMMEL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CATHERINE M. KLEMA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ANTHONY SELWYN TABATZNIK | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE DECLASSIFICATION OF THE BOARD OF DIRECTORS AND TO DELETE CERTAIN PROVISIONS FROM THE ARTICLES OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE FOURTH AMENDMENT AND RESTATEMENT OF THE 2001 INCENTIVE AWARD PLAN OF WATSON PHARMACEUTICALS, INC. | Mgmt | For | For | ||||||||||||||||||||
04 | TO TAKE AN ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO TAKE AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 160200000 | 160200000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WELLPOINT, INC. | ||||||||||||||||||||||||
Security: 94973V107 | Agenda Number: 933405513 | |||||||||||||||||||||||
Ticker: WLP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US94973V1070 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANGELA F. BRALY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WARREN Y. JOBE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM G. MAYS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM J. RYAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3A | REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR RESTRICTIONS ON OWNERSHIP AND TRANSFER OF STOCK, VOTING RIGHTS OF SHARES AND NUMBER OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
3B | REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR REMOVAL OF DIRECTORS AND FOR CERTAIN BUSINESS COMBINATIONS AND OTHER SUPERMAJORITY PROVISIONS. | Mgmt | For | For | ||||||||||||||||||||
3C | REMOVING CERTAIN RESTRICTIONS ON OWNERSHIP OF SHARES. | Mgmt | For | For | ||||||||||||||||||||
3D | DELETING CERTAIN OBSOLETE PROVISIONS. | Mgmt | For | For | ||||||||||||||||||||
3E | DELETING OTHER OBSOLETE PROVISIONS AND MAKING CONFORMING CHANGES. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING A FEASIBILITY STUDY FOR CONVERTING TO NONPROFIT STATUS. | Shr | Against | For | ||||||||||||||||||||
07 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO CHANGE OUR JURISDICTION OF INCORPORATION FROM INDIANA TO DELAWARE. | Shr | Against | For | ||||||||||||||||||||
08 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO SEPARATE THE CHAIR AND CEO POSITIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 2369700000 | 2369700000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||||||||||
Security: 949746101 | Agenda Number: 933389151 | |||||||||||||||||||||||
Ticker: WFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9497461015 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN S. CHEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LLOYD H. DEAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DONALD M. JAMES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN G. STUMPF | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES' COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES' COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY'S BY- LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | Shr | For | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shr | Against | For | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 7177200000 | 7177200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WHIRLPOOL CORPORATION | ||||||||||||||||||||||||
Security: 963320106 | Agenda Number: 933377497 | |||||||||||||||||||||||
Ticker: WHR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9633201069 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFF M. FETTIG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM T. KERR | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN D. LIU | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MILES L. MARSH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ALLOW STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO REQUIRE STOCKHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 488100000 | 488100000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WHOLE FOODS MARKET, INC. | ||||||||||||||||||||||||
Security: 966837106 | Agenda Number: 933366115 | |||||||||||||||||||||||
Ticker: WFMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9668371068 | Meeting Date: 2/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DR. JOHN ELSTROTT | Mgmt | No vote | ||||||||||||||||||||||
2 GABRIELLE GREENE | Mgmt | No vote | ||||||||||||||||||||||
3 SHAHID (HASS) HASSAN | Mgmt | No vote | ||||||||||||||||||||||
4 STEPHANIE KUGELMAN | Mgmt | No vote | ||||||||||||||||||||||
5 JOHN MACKEY | Mgmt | No vote | ||||||||||||||||||||||
6 WALTER ROBB | Mgmt | No vote | ||||||||||||||||||||||
7 JONATHAN SEIFFER | Mgmt | No vote | ||||||||||||||||||||||
8 MORRIS (MO) SIEGEL | Mgmt | No vote | ||||||||||||||||||||||
9 JONATHAN SOKOLOFF | Mgmt | No vote | ||||||||||||||||||||||
10 DR. RALPH SORENSON | Mgmt | No vote | ||||||||||||||||||||||
11 W. (KIP) TINDELL, III | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | RATIFICATION OF THE COMPENSATION PACKAGE GRANTED TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S BYLAWS TO PERMIT REMOVAL OF DIRECTORS WITH OR WITHOUT CAUSE. | Shr | No vote | |||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY. | Shr | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 365600000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WINDSTREAM CORPORATION | ||||||||||||||||||||||||
Security: 97381W104 | Agenda Number: 933389389 | |||||||||||||||||||||||
Ticker: WIN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US97381W1045 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROL B. ARMITAGE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SAMUEL E. BEALL, III | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DENNIS E. FOSTER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: FRANCIS X. FRANTZ | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JEFFERY R. GARDNER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JEFFREY T. HINSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JUDY K. JONES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ALAN L. WELLS | Mgmt | For | For | ||||||||||||||||||||
02 | TO VOTE ON AN ADVISORY (NON- BINDING) RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE ON AN ADVISORY (NON- BINDING) RESOLUTION ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL - TRANSPARENCY AND ACCOUNTABILITY IN CORPORATE SPENDING ON POLITICAL ACTIVITIES | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 559900000 | 559900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WISCONSIN ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 976657106 | Agenda Number: 933402202 | |||||||||||||||||||||||
Ticker: WEC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9766571064 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN F BERGSTROM | Mgmt | For | For | |||||||||||||||||||||
2 BARBARA L BOWLES | Mgmt | For | For | |||||||||||||||||||||
3 PATRICIA W CHADWICK | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT A CORNOG | Mgmt | For | For | |||||||||||||||||||||
5 CURT S CULVER | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS J FISCHER | Mgmt | For | For | |||||||||||||||||||||
7 GALE E KLAPPA | Mgmt | For | For | |||||||||||||||||||||
8 ULICE PAYNE, JR. | Mgmt | For | For | |||||||||||||||||||||
9 FREDERICK P STRATTON JR | Mgmt | For | For | |||||||||||||||||||||
02 | VOTE TO INITIATE THE PROCESS TO ELECT DIRECTORS BY MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AMENDMENTS TO THE WISCONSIN ENERGY CORPORATION 1993 OMNIBUS STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE TO ESTABLISH THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 325800000 | 325800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WYNDHAM WORLDWIDE CORPORATION | ||||||||||||||||||||||||
Security: 98310W108 | Agenda Number: 933402264 | |||||||||||||||||||||||
Ticker: WYN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US98310W1080 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES E. BUCKMAN | Mgmt | For | For | |||||||||||||||||||||
2 GEORGE HERRERA | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE WYNDHAM WORLDWIDE CORPORATION EXECUTIVE COMPENSATION PROGRAM. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | A SHAREHOLDER PROPOSAL REGARDING ELIMINATION OF THE CLASSIFIED BOARD. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 287900000 | 287900000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||||||||||||
Security: 983134107 | Agenda Number: 933411580 | |||||||||||||||||||||||
Ticker: WYNN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9831341071 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 RUSSELL GOLDSMITH | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. MILLER | Mgmt | For | For | |||||||||||||||||||||
3 KAZUO OKADA | Mgmt | Withheld | Against | |||||||||||||||||||||
4 ALLAN ZEMAN | Mgmt | For | For | |||||||||||||||||||||
2 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
5 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
6 | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION MAJORITY VOTE STANDARD; AND | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 86200000 | 86200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
XCEL ENERGY INC. | ||||||||||||||||||||||||
Security: 98389B100 | Agenda Number: 933410259 | |||||||||||||||||||||||
Ticker: XEL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US98389B1008 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FREDRIC W. CORRIGAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: BENJAMIN G.S. FOWKE III | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD C. KELLY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALBERT F. MORENO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: A. PATRICIA SAMPSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES J. SHEPPARD | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID A. WESTERLUND | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: KIM WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: TIMOTHY V. WOLF | Mgmt | For | For | ||||||||||||||||||||
02 | COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF SHARES UNDER THE XCEL ENERGY INC. NON-EMPLOYEE DIRECTORS' STOCK EQUIVALENT PLAN, AS AMENDED AND RESTATED | Mgmt | For | For | ||||||||||||||||||||
03 | COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO OUR RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
04 | COMPANY PROPOSAL TO APPROVE OTHER AMENDMENTS TO, AND THE RESTATEMENT OF, OUR RESTATED ARTICLES OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
05 | COMPANY PROPOSAL TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | COMPANY PROPOSAL TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
07 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS XCEL ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 1004300000 | 1004300000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
XEROX CORPORATION | ||||||||||||||||||||||||
Security: 984121103 | Agenda Number: 933414548 | |||||||||||||||||||||||
Ticker: XRX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9841211033 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GLENN A. BRITT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: URSULA M. BURNS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM CURT HUNTER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT J. KEEGAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES PRINCE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ANN N. REESE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 3816000000 | 3816000000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
XL GROUP PLC | ||||||||||||||||||||||||
Security: G98290102 | Agenda Number: 933384226 | |||||||||||||||||||||||
Ticker: XL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: IE00B5LRLL25 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HERBERT N. HAAG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL S. MCGAVICK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ELLEN E. THROWER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN M. VEREKER | Mgmt | For | For | ||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
4 | TO PROVIDE A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | TO APPROVE THE INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE COMPANY'S 1991 PERFORMANCE INCENTIVE PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 670200000 | 670200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
YAHOO! INC. | ||||||||||||||||||||||||
Security: 984332106 | Agenda Number: 933448575 | |||||||||||||||||||||||
Ticker: YHOO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9843321061 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROL BARTZ | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PATTI S. HART | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN M. JAMES | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: VYOMESH JOSHI | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID W. KENNY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ARTHUR H. KERN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BRAD D. SMITH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: GARY L. WILSON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JERRY YANG | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS PRINCIPLES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 888900000 | 888900000 | 0 | 6/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
YUM! BRANDS, INC. | ||||||||||||||||||||||||
Security: 988498101 | Agenda Number: 933405525 | |||||||||||||||||||||||
Ticker: YUM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9884981013 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID W. DORMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J. DAVID GRISSOM | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BONNIE G. HILL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KENNETH G. LANGONE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JONATHAN S. LINEN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS C. NELSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: THOMAS M. RYAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JING-SHYH S. SU | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: ROBERT D. WALTER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 21 OF PROXY) | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION (PAGE 23 OF PROXY) | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES (PAGE 24 OF PROXY) | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | PROPOSAL APPROVING AMENDMENT TO COMPANY'S RESTATED ARTICLES OF INCORPORATION TO PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS (PAGE 25 OF PROXY) | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 516800000 | 516800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ZIMMER HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 98956P102 | Agenda Number: 933381915 | |||||||||||||||||||||||
Ticker: ZMH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US98956P1021 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BETSY J. BERNARD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARC N. CASPER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID C. DVORAK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. | Mgmt | For | For | ||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY") | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 185500000 | 185500000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ZIONS BANCORPORATION | ||||||||||||||||||||||||
Security: 989701107 | Agenda Number: 933421808 | |||||||||||||||||||||||
Ticker: ZION | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9897011071 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JERRY C. ATKIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROGER B. PORTER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN D. QUINN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: L.E. SIMMONS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SHELLEY THOMAS WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVAL, ON A NONBINDING ADVISORY BASIS, OF THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS NAMED IN THE PROXY STATEMENT WITH RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
4 | SHAREHOLDER PROPOSAL - THAT THE BOARD OF DIRECTORS ADOPT A POLICY TO REVIEW AND DETERMINE WHETHER TO SEEK RECOUPMENT OF BONUSES AND OTHER INCENTIVE COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262880 | BNY | 291900000 | 291900000 | 0 | 5/7/2011 | |||||||||||||||||||
RevenueShares Mid Cap Fund | ||||||||||||||||||||||||
Meeting Date Range: 01-Jul-2010 - 30-Jun-2011 Report Date: 7/27/2011 | ||||||||||||||||||||||||
Page 1 of 681 | ||||||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AARON'S INC. | ||||||||||||||||||||||||
Security: 002535300 | Agenda Number: 933419536 | |||||||||||||||||||||||
Ticker: AAN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0025353006 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R.C. LOUDERMILK, SR. | Mgmt | For | For | |||||||||||||||||||||
2 RONALD W. ALLEN | Mgmt | For | For | |||||||||||||||||||||
3 RAY M. ROBINSON | Mgmt | For | For | |||||||||||||||||||||
4 JOHN C. PORTMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1346000000 | 1346000000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ACI WORLDWIDE, INC. | ||||||||||||||||||||||||
Security: 004498101 | Agenda Number: 933442991 | |||||||||||||||||||||||
Ticker: ACIW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0044981019 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALFRED R. BERKELEY, III | Mgmt | For | For | |||||||||||||||||||||
2 JOHN D. CURTIS | Mgmt | For | For | |||||||||||||||||||||
3 PHILIP G. HEASLEY | Mgmt | For | For | |||||||||||||||||||||
4 JAMES C. MCGRODDY | Mgmt | For | For | |||||||||||||||||||||
5 HARLAN F. SEYMOUR | Mgmt | For | For | |||||||||||||||||||||
6 JOHN M. SHAY, JR. | Mgmt | For | For | |||||||||||||||||||||
7 JOHN E. STOKELY | Mgmt | For | For | |||||||||||||||||||||
8 JAN H. SUWINSKI | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 216200000 | 216200000 | 0 | 5/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADTRAN INC | ||||||||||||||||||||||||
Security: 00738A106 | Agenda Number: 933400424 | |||||||||||||||||||||||
Ticker: ADTN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00738A1060 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS R. STANTON | Mgmt | For | For | |||||||||||||||||||||
2 H. FENWICK HUSS | Mgmt | For | For | |||||||||||||||||||||
3 ROSS K. IRELAND | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM L. MARKS | Mgmt | For | For | |||||||||||||||||||||
5 JAMES E. MATTHEWS | Mgmt | For | For | |||||||||||||||||||||
6 BALAN NAIR | Mgmt | For | For | |||||||||||||||||||||
7 ROY J. NICHOLS | Mgmt | For | For | |||||||||||||||||||||
2A | SAY-ON-PAY RESOLUTIONS, NON- BINDING APPROVAL OF THE EXECUTIVE COMPENSATION POLICIES AND PROCEDURES OF ADTRAN AS WELL AS THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
2B | SAY-ON-PAY RESOLUTIONS, NON- BINDING RECOMMENDATION FOR THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
03 | THE ADOPTION OF THE RESTATED ADTRAN,INC. VARIABLE INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 252400000 | 252400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADVANCE AUTO PARTS, INC. | ||||||||||||||||||||||||
Security: 00751Y106 | Agenda Number: 933410083 | |||||||||||||||||||||||
Ticker: AAP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00751Y1064 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN F. BERGSTROM | Mgmt | For | For | |||||||||||||||||||||
2 JOHN C. BROUILLARD | Mgmt | For | For | |||||||||||||||||||||
3 FIONA P. DIAS | Mgmt | For | For | |||||||||||||||||||||
4 FRANCES X. FREI | Mgmt | For | For | |||||||||||||||||||||
5 DARREN R. JACKSON | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM S. OGLESBY | Mgmt | For | For | |||||||||||||||||||||
7 J. PAUL RAINES | Mgmt | For | For | |||||||||||||||||||||
8 GILBERT T. RAY | Mgmt | For | For | |||||||||||||||||||||
9 CARLOS A. SALADRIGAS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY ADVISORY VOTE, HOW OFTEN STOCKHOLDERS SHOULD VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1262300000 | 1262300000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADVENT SOFTWARE, INC. | ||||||||||||||||||||||||
Security: 007974108 | Agenda Number: 933397817 | |||||||||||||||||||||||
Ticker: ADVS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0079741080 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN H. SCULLY | Mgmt | For | For | |||||||||||||||||||||
2 STEPHANIE G. DIMARCO | Mgmt | For | For | |||||||||||||||||||||
3 JAMES D. KIRSNER | Mgmt | For | For | |||||||||||||||||||||
4 JAMES P. ROEMER | Mgmt | For | For | |||||||||||||||||||||
5 WENDELL G. VAN AUKEN | Mgmt | For | For | |||||||||||||||||||||
6 CHRISTINE S. MANFREDI | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 153800000 | 153800000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AECOM TECHNOLOGY CORPORATION | ||||||||||||||||||||||||
Security: 00766T100 | Agenda Number: 933366076 | |||||||||||||||||||||||
Ticker: ACM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00766T1007 | Meeting Date: 3/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FRANCIS S.Y. BONG | Mgmt | No vote | ||||||||||||||||||||||
2 S. MALCOLM GILLIS | Mgmt | No vote | ||||||||||||||||||||||
3 ROBERT J. ROUTS | Mgmt | No vote | ||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF THE FIRM OF ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED AECOM TECHNOLOGY CORPORATION 2006 STOCK INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
05 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
06 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3218400000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AEROPOSTALE, INC. | ||||||||||||||||||||||||
Security: 007865108 | Agenda Number: 933448892 | |||||||||||||||||||||||
Ticker: ARO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0078651082 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD R. BEEGLE | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT B. CHAVEZ | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL J. CUNNINGHAM | Mgmt | For | For | |||||||||||||||||||||
4 EVELYN DILSAVER | Mgmt | For | For | |||||||||||||||||||||
5 JULIAN R. GEIGER | Mgmt | For | For | |||||||||||||||||||||
6 JOHN N. HAUGH | Mgmt | For | For | |||||||||||||||||||||
7 KARIN HIRTLER-GARVEY | Mgmt | For | For | |||||||||||||||||||||
8 JOHN D. HOWARD | Mgmt | For | For | |||||||||||||||||||||
9 THOMAS P. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
10 DAVID B. VERMYLEN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN EXTENSION OF THE TERM OF OUR AMENDED AND RESTATED 2002 LONG-TERM INCENTIVE PLAN, AS WELL AS CERTAIN OTHER ADMINISTRATIVE UPDATES TO THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1300300000 | 1300300000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||||||||||||||||
Security: 008252108 | Agenda Number: 933428585 | |||||||||||||||||||||||
Ticker: AMG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0082521081 | Meeting Date: 5/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SAMUEL T. BYRNE | Mgmt | For | For | |||||||||||||||||||||
2 DWIGHT D. CHURCHILL | Mgmt | For | For | |||||||||||||||||||||
3 SEAN M. HEALEY | Mgmt | For | For | |||||||||||||||||||||
4 HAROLD J. MEYERMAN | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM J. NUTT | Mgmt | For | For | |||||||||||||||||||||
6 RITA M. RODRIGUEZ | Mgmt | For | For | |||||||||||||||||||||
7 PATRICK T. RYAN | Mgmt | For | For | |||||||||||||||||||||
8 JIDE J. ZEITLIN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE 2011 STOCK OPTION AND INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND COMPENSATION TABLES. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 180700000 | 180700000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AGCO CORPORATION | ||||||||||||||||||||||||
Security: 001084102 | Agenda Number: 933392780 | |||||||||||||||||||||||
Ticker: AGCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0010841023 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WOLFGANG DEML | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GERALD B. JOHANNESON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS W. LASORDA | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GEORGE E. MINNICH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DANIEL C. USTIAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE AGCO CORPORATION 2006 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE NON-BINDING ADVISORY VOTE TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2066200000 | 2066200000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AGL RESOURCES INC. | ||||||||||||||||||||||||
Security: 001204106 | Agenda Number: 933385468 | |||||||||||||||||||||||
Ticker: AGL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0012041069 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SANDRA N. BANE | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS D. BELL, JR. | Mgmt | For | For | |||||||||||||||||||||
3 ARTHUR E. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
4 DEAN R. O'HARE | Mgmt | For | For | |||||||||||||||||||||
5 JAMES A. RUBRIGHT | Mgmt | For | For | |||||||||||||||||||||
6 JOHN W. SOMERHALDER II | Mgmt | For | For | |||||||||||||||||||||
7 BETTINA M. WHYTE | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR 2007 OMNIBUS PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | THE APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (ANNUAL, BIENNIAL OR TRIENNIAL) OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 977300000 | 977300000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AGL RESOURCES INC. | ||||||||||||||||||||||||
Security: 001204106 | Agenda Number: 933450657 | |||||||||||||||||||||||
Ticker: AGL | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US0012041069 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE ISSUANCE OF SHARES OF AGL RESOURCES INC. COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 6, 2010, AMONG AGL RESOURCES INC., APOLLO ACQUISITION CORP., OTTAWA ACQUISITION LLC AND NICOR INC. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO AGL RESOURCES INC.'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF DIRECTORS THAT MAY SERVE ON AGL RESOURCES INC.'S BOARD OF DIRECTORS FROM 15 TO 16 DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADJOURN THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF SHARES AND/OR THE AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 965800000 | 965800000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AIRTRAN HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 00949P108 | Agenda Number: 933373247 | |||||||||||||||||||||||
Ticker: AAI | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US00949P1084 | Meeting Date: 3/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 26, 2010, BY AND AMONG SOUTHWEST AIRLINES CO. ("SOUTHWEST"), AIRTRAN HOLDINGS, INC. AND GUADALUPE HOLDINGS CORP., A WHOLLY OWNED SUBSIDIARY OF SOUTHWEST. | Mgmt | For | For | ||||||||||||||||||||
02 | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 5073300000 | 5073300000 | 0 | 3/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALASKA AIR GROUP, INC. | ||||||||||||||||||||||||
Security: 011659109 | Agenda Number: 933405551 | |||||||||||||||||||||||
Ticker: ALK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0116591092 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM S. AYER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARION C. BLAKEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: R. MARC LANGLAND | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DENNIS F. MADSEN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BYRON I. MALLOTT | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF A VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
06 | APPROVAL OF THE AMENDMENT OF THE COMPANY'S 2008 PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 994800000 | 994800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALBEMARLE CORPORATION | ||||||||||||||||||||||||
Security: 012653101 | Agenda Number: 933406008 | |||||||||||||||||||||||
Ticker: ALB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0126531013 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. ALFRED BROADDUS, JR. | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM H. HERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
3 R. WILLIAM IDE III | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD L. MORRILL | Mgmt | For | For | |||||||||||||||||||||
5 JIM W. NOKES | Mgmt | For | For | |||||||||||||||||||||
6 BARRY W. PERRY | Mgmt | For | For | |||||||||||||||||||||
7 MARK C. ROHR | Mgmt | For | For | |||||||||||||||||||||
8 JOHN SHERMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
9 HARRIETT TEE TAGGART | Mgmt | For | For | |||||||||||||||||||||
10 ANNE MARIE WHITTEMORE | Mgmt | For | For | |||||||||||||||||||||
02 | THE PROPOSAL TO APPROVE THE NON- BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | THE PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE NON-BINDING SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION CHECKED ON THE RIGHT SIDE. (CHECK ONE.) | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 629200000 | 629200000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALBERTO-CULVER COMPANY | ||||||||||||||||||||||||
Security: 013078100 | Agenda Number: 933368878 | |||||||||||||||||||||||
Ticker: ACV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0130781000 | Meeting Date: 2/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS A. DATTILO | Mgmt | For | For | |||||||||||||||||||||
2 JIM EDGAR | Mgmt | For | For | |||||||||||||||||||||
3 SAM J. SUSSER | Mgmt | For | For | |||||||||||||||||||||
02 | A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 594100000 | 594100000 | 0 | 2/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALEXANDER & BALDWIN, INC. | ||||||||||||||||||||||||
Security: 014482103 | Agenda Number: 933377512 | |||||||||||||||||||||||
Ticker: ALEX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0144821032 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 W.B. BAIRD | Mgmt | For | For | |||||||||||||||||||||
2 M.J. CHUN | Mgmt | For | For | |||||||||||||||||||||
3 W.A. DOANE | Mgmt | For | For | |||||||||||||||||||||
4 W.A. DODS, JR. | Mgmt | For | For | |||||||||||||||||||||
5 C.G. KING | Mgmt | For | For | |||||||||||||||||||||
6 S.M. KURIYAMA | Mgmt | For | For | |||||||||||||||||||||
7 C.H. LAU | Mgmt | For | For | |||||||||||||||||||||
8 D.M. PASQUALE | Mgmt | For | For | |||||||||||||||||||||
9 J.N. WATANABE | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE FREQUENCY OF THE FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 609700000 | 609700000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALEXANDRIA REAL ESTATE EQUITIES, INC. | ||||||||||||||||||||||||
Security: 015271109 | Agenda Number: 933431619 | |||||||||||||||||||||||
Ticker: ARE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0152711091 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOEL S. MARCUS | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD B. JENNINGS | Mgmt | For | For | |||||||||||||||||||||
3 JOHN L. ATKINS, III | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD H. KLEIN | Mgmt | For | For | |||||||||||||||||||||
5 JAMES H. RICHARDSON | Mgmt | For | For | |||||||||||||||||||||
6 MARTIN A. SIMONETTI | Mgmt | For | For | |||||||||||||||||||||
7 ALAN G. WALTON | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST A NON-BINDING, ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY STOCKHOLDER VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 100700000 | 100700000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||||||||||||||||||||||
Security: 018581108 | Agenda Number: 933436772 | |||||||||||||||||||||||
Ticker: ADS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0185811082 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 BRUCE K. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 ROGER H. BALLOU | Mgmt | For | For | |||||||||||||||||||||
3 E. LINN DRAPER, JR. | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVAL OF THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 554300000 | 554300000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLIANT ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 018802108 | Agenda Number: 933399520 | |||||||||||||||||||||||
Ticker: LNT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0188021085 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM D. HARVEY | Mgmt | For | For | |||||||||||||||||||||
2 SINGLETON B. MCALLISTER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1410300000 | 1410300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | ||||||||||||||||||||||||
Security: 01988P108 | Agenda Number: 933409991 | |||||||||||||||||||||||
Ticker: MDRX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US01988P1084 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DENNIS CHOOKASZIAN | Mgmt | For | For | |||||||||||||||||||||
2 EUGENE V. FIFE | Mgmt | For | For | |||||||||||||||||||||
3 MARCEL L. "GUS" GAMACHE | Mgmt | For | For | |||||||||||||||||||||
4 PHILIP D. GREEN | Mgmt | For | For | |||||||||||||||||||||
5 EDWARD A. KANGAS | Mgmt | For | For | |||||||||||||||||||||
6 MICHAEL J. KLUGER | Mgmt | For | For | |||||||||||||||||||||
7 PHILIP M. PEAD | Mgmt | For | For | |||||||||||||||||||||
8 GLEN E. TULLMAN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE ADOPTION OF THE ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE RESOLUTION TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY WITH WHICH A NON- BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 793300000 | 793300000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMB PROPERTY CORPORATION | ||||||||||||||||||||||||
Security: 00163T109 | Agenda Number: 933386446 | |||||||||||||||||||||||
Ticker: AMB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00163T1097 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: T. ROBERT BURKE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID A. COLE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LYDIA H. KENNARD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: J. MICHAEL LOSH | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: HAMID R. MOGHADAM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: FREDERICK W. REID | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JEFFREY L. SKELTON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS W. TUSHER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CARL B. WEBB | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE, BY NON-BINDING VOTE, THE COMPANY'S 2010 EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 300200000 | 300200000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMB PROPERTY CORPORATION | ||||||||||||||||||||||||
Security: 00163T109 | Agenda Number: 933449224 | |||||||||||||||||||||||
Ticker: AMB | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US00163T1097 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE MERGER OF NEW PUMPKIN INC. WITH AND INTO AMB PROPERTY CORPORATION, WITH AMB PROPERTY CORPORATION CONTINUING AS THE SURVIVING CORPORATION (INCLUDING THE ISSUANCE OF THE COMMON STOCK AND PREFERRED STOCK OF AMB PROPERTY CORPORATION TO PROLOGIS SHAREHOLDERS IN CONNECTION THEREWITH). | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT OF CERTAIN PROVISIONS OF THE AMB PROPERTY CORPORATION AMENDED AND RESTATED BYLAWS, EFFECTIVE UPON THE CONSUMMATION OF THE MERGER DESCRIBED ABOVE, TO PROVIDE FOR CERTAIN FEATURES OF THE LEADERSHIP STRUCTURE OF THE COMBINED COMPANY FOLLOWING THE MERGER. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE AMENDMENT OF CERTAIN PROVISIONS OF THE AMB CHARTER EFFECTIVE UPON THE CONSUMMATION OF THE MERGER DESCRIBED ABOVE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE ADJOURNMENT OF THE AMB SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ABOVE PROPOSALS IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSALS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 291500000 | 291500000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN EAGLE OUTFITTERS, INC. | ||||||||||||||||||||||||
Security: 02553E106 | Agenda Number: 933447612 | |||||||||||||||||||||||
Ticker: AEO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US02553E1064 | Meeting Date: 6/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL G. JESSELSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROGER S. MARKFIELD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2758500000 | 2758500000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 025932104 | Agenda Number: 933394986 | |||||||||||||||||||||||
Ticker: AFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0259321042 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CARL H. LINDNER | Mgmt | For | For | |||||||||||||||||||||
2 CARL H. LINDNER III | Mgmt | For | For | |||||||||||||||||||||
3 S. CRAIG LINDNER | Mgmt | For | For | |||||||||||||||||||||
4 KENNETH C. AMBRECHT | Mgmt | For | For | |||||||||||||||||||||
5 THEODORE H. EMMERICH | Mgmt | For | For | |||||||||||||||||||||
6 JAMES E. EVANS | Mgmt | For | For | |||||||||||||||||||||
7 TERRY S. JACOBS | Mgmt | For | For | |||||||||||||||||||||
8 GREGORY G. JOSEPH | Mgmt | For | For | |||||||||||||||||||||
9 WILLIAM W. VERITY | Mgmt | For | For | |||||||||||||||||||||
10 JOHN I. VON LEHMAN | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE CO-CEO EQUITY BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE ANNUAL SENIOR EXECUTIVE BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT MATTERS. | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING BOARD COMPOSITION. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2071500000 | 2071500000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN GREETINGS CORPORATION | ||||||||||||||||||||||||
Security: 026375105 | Agenda Number: 933456279 | |||||||||||||||||||||||
Ticker: AM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0263751051 | Meeting Date: 6/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFERY D. DUNN | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. MERRIMAN, JR | Mgmt | For | For | |||||||||||||||||||||
3 MORRY WEISS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVING AN AMENDMENT TO THE AMERICAN GREETINGS CORPORATION 2007 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF COMMON SHARES AVAILABLE FOR ISSUANCE THEREUNDER FROM 5,500,000 (4,400,000 CLASS A COMMON SHARES AND 1,100,000 CLASS B COMMON SHARES) TO 6,800,000 (5,600,000 CLASS A COMMON SHARES AND 1,200,000 CLASS B COMMON SHARES) | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE REGARDING THE FREQUENCY FOR FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1071000000 | 1071000000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMETEK INC. | ||||||||||||||||||||||||
Security: 031100100 | Agenda Number: 933396156 | |||||||||||||||||||||||
Ticker: AME | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0311001004 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANTHONY J. CONTI | Mgmt | For | For | |||||||||||||||||||||
2 FRANK S. HERMANCE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE AMETEK, INC. 2011 OMNIBUS INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF AMETEK, INC. EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 873600000 | 873600000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ANN INC. | ||||||||||||||||||||||||
Security: 035623107 | Agenda Number: 933409371 | |||||||||||||||||||||||
Ticker: ANN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0356231078 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DALE W. HILPERT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LINDA A. HUETT | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1033000000 | 1033000000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ANSYS, INC. | ||||||||||||||||||||||||
Security: 03662Q105 | Agenda Number: 933396182 | |||||||||||||||||||||||
Ticker: ANSS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03662Q1058 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES E. CASHMAN III | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM R. MCDERMOTT | Mgmt | For | For | |||||||||||||||||||||
3 AJEI S. GOPAL | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 150,000,000 SHARES, FROM 150,000,000 SHARES TO 300,000,000 SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
03 | THE APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE THIRD AMENDED AND RESTATED ANSYS, INC. 1996 STOCK OPTION AND GRANT PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 164700000 | 164700000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AOL INC. | ||||||||||||||||||||||||
Security: 00184X105 | Agenda Number: 933419106 | |||||||||||||||||||||||
Ticker: AOL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00184X1054 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | ELECTION OF DIRECTOR: TIM ARMSTRONG | Mgmt | For | For | ||||||||||||||||||||
2 | ELECTION OF DIRECTOR: RICHARD DALZELL | Mgmt | For | For | ||||||||||||||||||||
3 | ELECTION OF DIRECTOR: KAREN DYKSTRA | Mgmt | For | For | ||||||||||||||||||||
4 | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Mgmt | For | For | ||||||||||||||||||||
5 | ELECTION OF DIRECTOR: SUSAN LYNE | Mgmt | For | For | ||||||||||||||||||||
6 | ELECTION OF DIRECTOR: PATRICIA MITCHELL | Mgmt | For | For | ||||||||||||||||||||
7 | ELECTION OF DIRECTOR: FREDRIC REYNOLDS | Mgmt | For | For | ||||||||||||||||||||
8 | ELECTION OF DIRECTOR: JAMES STENGEL | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1521500000 | 1521500000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APTARGROUP, INC. | ||||||||||||||||||||||||
Security: 038336103 | Agenda Number: 933385064 | |||||||||||||||||||||||
Ticker: ATR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0383361039 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MR. GEORGE L. FOTIADES | Mgmt | For | For | |||||||||||||||||||||
2 MR. KING W. HARRIS | Mgmt | For | For | |||||||||||||||||||||
3 MR. PETER H. PFEIFFER | Mgmt | For | For | |||||||||||||||||||||
4 DR. JOANNE C. SMITH | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE 2011 STOCK AWARDS PLAN | Mgmt | Against | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 670300000 | 670300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AQUA AMERICA, INC. | ||||||||||||||||||||||||
Security: 03836W103 | Agenda Number: 933405537 | |||||||||||||||||||||||
Ticker: WTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03836W1036 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARY C. CARROLL | Mgmt | For | For | |||||||||||||||||||||
2 ELLEN T. RUFF | Mgmt | For | For | |||||||||||||||||||||
3 MARIO MELE | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD FOR THE PURPOSE OF DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 489600000 | 489600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARCH COAL, INC. | ||||||||||||||||||||||||
Security: 039380100 | Agenda Number: 933397209 | |||||||||||||||||||||||
Ticker: ACI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0393801008 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES R. BOYD | Mgmt | For | For | |||||||||||||||||||||
2 JOHN W. EAVES | Mgmt | For | For | |||||||||||||||||||||
3 DAVID D. FREUDENTHAL | Mgmt | For | For | |||||||||||||||||||||
4 DOUGLAS H. HUNT | Mgmt | For | For | |||||||||||||||||||||
5 J. THOMAS JONES | Mgmt | For | For | |||||||||||||||||||||
6 A. MICHAEL PERRY | Mgmt | For | For | |||||||||||||||||||||
7 PETER I. WOLD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1420000000 | 1420000000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARROW ELECTRONICS, INC. | ||||||||||||||||||||||||
Security: 042735100 | Agenda Number: 933386143 | |||||||||||||||||||||||
Ticker: ARW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0427351004 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DANIEL W. DUVAL | Mgmt | For | For | |||||||||||||||||||||
2 PHILIP K. ASHERMAN | Mgmt | For | For | |||||||||||||||||||||
3 GAIL E. HAMILTON | Mgmt | For | For | |||||||||||||||||||||
4 JOHN N. HANSON | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD S. HILL | Mgmt | For | For | |||||||||||||||||||||
6 M.F. (FRAN) KEETH | Mgmt | For | For | |||||||||||||||||||||
7 ANDREW C. KERIN | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL J. LONG | Mgmt | For | For | |||||||||||||||||||||
9 STEPHEN C. PATRICK | Mgmt | For | For | |||||||||||||||||||||
10 BARRY W. PERRY | Mgmt | For | For | |||||||||||||||||||||
11 JOHN C. WADDELL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ARROW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 8051600000 | 8051600000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARTHUR J. GALLAGHER & CO. | ||||||||||||||||||||||||
Security: 363576109 | Agenda Number: 933398441 | |||||||||||||||||||||||
Ticker: AJG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3635761097 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM L. BAX | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ELBERT O. HAND | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ILENE S. GORDON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID S. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KAY W. MCCURDY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES R. WIMMER | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE ARTHUR J. GALLAGHER & CO. 2011 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 942000000 | 942000000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASPEN INSURANCE HOLDINGS LIMITED | ||||||||||||||||||||||||
Security: G05384105 | Agenda Number: 933387614 | |||||||||||||||||||||||
Ticker: AHL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: BMG053841059 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN OUR ANNUAL REPORT ON FORM 10-K FILLED ON FEBRUARY 25, 2011, AS PART OF THE NON-BINDING ADVISORY VOTE FOR SAY- ON-PAY. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 MR. CHRISTOPHER O'KANE | Mgmt | For | For | |||||||||||||||||||||
2 MR. JOHN CAVOORES | Mgmt | For | For | |||||||||||||||||||||
3 MR. LIAQUAT AHAMED | Mgmt | Withheld | Against | |||||||||||||||||||||
4 MS. HEIDI HUTTER | Mgmt | For | For | |||||||||||||||||||||
5 MR. ALBERT BEER | Mgmt | For | For | |||||||||||||||||||||
03 | TO APPOINT KPMG AUDIT PLC ("KPMG"), LONDON, ENGLAND, TO ACT AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE BOARD THROUGH THE AUDIT COMMITTEE (THE | Mgmt | For | For | ||||||||||||||||||||
"AUDIT COMMITTEE") TO SET THE REMUNERATION FOR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | ||||||||||||||||||||||||
04 | TO APPROVE THE 2011 SHARE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 825800000 | 825800000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASSOCIATED BANC-CORP | ||||||||||||||||||||||||
Security: 045487105 | Agenda Number: 933384163 | |||||||||||||||||||||||
Ticker: ASBC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0454871056 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN F. BERGSTROM | Mgmt | For | For | |||||||||||||||||||||
2 RUTH M. CROWLEY | Mgmt | For | For | |||||||||||||||||||||
3 PHILIP B. FLYNN | Mgmt | For | For | |||||||||||||||||||||
4 RONALD R. HARDER | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM R. HUTCHINSON | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT A. JEFFE | Mgmt | For | For | |||||||||||||||||||||
7 EILEEN A. KAMERICK | Mgmt | For | For | |||||||||||||||||||||
8 RICHARD T. LOMMEN | Mgmt | For | For | |||||||||||||||||||||
9 J. DOUGLAS QUICK | Mgmt | For | For | |||||||||||||||||||||
10 JOHN C. SERAMUR | Mgmt | For | For | |||||||||||||||||||||
11 KAREN T. VAN LITH | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF AN ADVISORY (NON- BINDING) PROPOSAL ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ASSOCIATED BANC-CORP FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1186000000 | 1186000000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASTORIA FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 046265104 | Agenda Number: 933416807 | |||||||||||||||||||||||
Ticker: AF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0462651045 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE L. ENGELKE, JR. | Mgmt | For | For | |||||||||||||||||||||
2 PETER C. HAEFFNER, JR. | Mgmt | For | For | |||||||||||||||||||||
3 RALPH F. PALLESCHI | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF AN AMENDMENT TO THE 2005 RE-DESIGNATED, AMENDED AND RESTATED STOCK INCENTIVE PLAN FOR OFFICERS AND EMPLOYEES OF ASTORIA FINANCIAL CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL, ON A NON-BINDING BASIS, OF THE COMPENSATION OF ASTORIA FINANCIAL CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL, ON A NON-BINDING BASIS, OF THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF ASTORIA FINANCIAL CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ASTORIA FINANCIAL CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1069100000 | 1069100000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ATMEL CORPORATION | ||||||||||||||||||||||||
Security: 049513104 | Agenda Number: 933410906 | |||||||||||||||||||||||
Ticker: ATML | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0495131049 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | ELECTION OF DIRECTOR: STEVEN LAUB | Mgmt | For | For | ||||||||||||||||||||
2 | ELECTION OF DIRECTOR: TSUNG-CHING WU | Mgmt | For | For | ||||||||||||||||||||
3 | ELECTION OF DIRECTOR: DAVID SUGISHITA | Mgmt | For | For | ||||||||||||||||||||
4 | ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN | Mgmt | For | For | ||||||||||||||||||||
5 | ELECTION OF DIRECTOR: JACK L. SALTICH | Mgmt | For | For | ||||||||||||||||||||
6 | ELECTION OF DIRECTOR: CHARLES CARINALLI | Mgmt | For | For | ||||||||||||||||||||
7 | ELECTION OF DIRECTOR: DR. EDWARD ROSS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2005 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO DETERMINE, IN AN ADVISORY VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1837000000 | 1837000000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ATMOS ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 049560105 | Agenda Number: 933360199 | |||||||||||||||||||||||
Ticker: ATO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0495601058 | Meeting Date: 2/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KIM R. COCKLIN | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD W. DOUGLAS | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL | Mgmt | No vote | |||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD K. GORDON | Mgmt | No vote | |||||||||||||||||||||
02 | PROPOSAL TO AMEND THE COMPANY'S 1998 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN AND TO EXTEND THE TERM OF THE PLAN FOR AN ADDITIONAL FIVE YEARS. | Mgmt | No vote | |||||||||||||||||||||
03 | PROPOSAL TO AMEND THE COMPANY'S ANNUAL INCENTIVE PLAN FOR MANAGEMENT TO EXTEND THE TERM FOR AN ADDITIONAL FIVE YEARS. | Mgmt | No vote | |||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | No vote | |||||||||||||||||||||
05 | PROPOSAL FOR AN ADVISORY VOTE BY SHAREHOLDERS TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR FISCAL 2010 ("SAY ON PAY"). | Mgmt | No vote | |||||||||||||||||||||
06 | PROPOSAL FOR AN ADVISORY VOTE ON THE FREQUENCY OF VOTE ON SAY ON PAY IN FUTURE YEARS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2278800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ATWOOD OCEANICS, INC. | ||||||||||||||||||||||||
Security: 050095108 | Agenda Number: 933366507 | |||||||||||||||||||||||
Ticker: ATW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0500951084 | Meeting Date: 2/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DEBORAH A. BECK | Mgmt | No vote | ||||||||||||||||||||||
2 ROBERT W. BURGESS | Mgmt | No vote | ||||||||||||||||||||||
3 GEORGE S. DOTSON | Mgmt | No vote | ||||||||||||||||||||||
4 JACK E. GOLDEN | Mgmt | No vote | ||||||||||||||||||||||
5 HANS HELMERICH | Mgmt | No vote | ||||||||||||||||||||||
6 JAMES R. MONTAGUE | Mgmt | No vote | ||||||||||||||||||||||
7 ROBERT J. SALTIEL | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE OUR ATWOOD OCEANICS, INC. AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | No vote | |||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE, BY A SHAREHOLDER NON- BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS, COMMONLY REFERRED TO AS A "SAY ON PAY" PROPOSAL. | Mgmt | No vote | |||||||||||||||||||||
05 | TO ESTABLISH, BY A SHAREHOLDER NON-BINDING ADVISORY VOTE, THE FREQUENCY OF SUBMISSION TO SHAREHOLDERS OF ADVISORY "SAY ON PAY" PROPOSAL. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 235800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANCORPSOUTH, INC. | ||||||||||||||||||||||||
Security: 059692103 | Agenda Number: 933396930 | |||||||||||||||||||||||
Ticker: BXS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0596921033 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 W.G. HOLLIMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
2 WARREN A. HOOD, JR. | Mgmt | For | For | |||||||||||||||||||||
3 JAMES V. KELLEY | Mgmt | For | For | |||||||||||||||||||||
4 TURNER O. LASHLEE | Mgmt | For | For | |||||||||||||||||||||
5 ALAN W. PERRY | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS BANCORPSOUTH, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE THE BANCORPSOUTH, INC. LONG-TERM EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 877400000 | 877400000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANK OF HAWAII CORPORATION | ||||||||||||||||||||||||
Security: 062540109 | Agenda Number: 933379554 | |||||||||||||||||||||||
Ticker: BOH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0625401098 | Meeting Date: 4/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 S. HAUNANI APOLIONA | Mgmt | For | For | |||||||||||||||||||||
2 MARY G.F. BITTERMAN | Mgmt | For | For | |||||||||||||||||||||
3 MARK A. BURAK | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL J. CHUN | Mgmt | For | For | |||||||||||||||||||||
5 CLINTON R. CHURCHILL | Mgmt | For | For | |||||||||||||||||||||
6 DAVID A. HEENAN | Mgmt | For | For | |||||||||||||||||||||
7 PETER S. HO | Mgmt | For | For | |||||||||||||||||||||
8 ROBERT HURET | Mgmt | For | For | |||||||||||||||||||||
9 KENT T. LUCIEN | Mgmt | For | For | |||||||||||||||||||||
10 MARTIN A. STEIN | Mgmt | For | For | |||||||||||||||||||||
11 DONALD M. TAKAKI | Mgmt | For | For | |||||||||||||||||||||
12 BARBARA J. TANABE | Mgmt | For | For | |||||||||||||||||||||
13 ROBERT W. WO | Mgmt | For | For | |||||||||||||||||||||
02 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF AMENDMENT OF THE BANK OF HAWAII CORPORATION 2004 STOCK AND INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF SELECTION OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (ERNST & YOUNG). | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 243200000 | 243200000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BILL BARRETT CORPORATION | ||||||||||||||||||||||||
Security: 06846N104 | Agenda Number: 933394948 | |||||||||||||||||||||||
Ticker: BBG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US06846N1046 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FREDRICK J. BARRETT | Mgmt | For | For | |||||||||||||||||||||
2 JIM W. MOGG | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL E. WILEY | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING WHETHER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD BE HELD ONCE EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE OUR PERFORMANCE CASH BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL FROM A STOCKHOLDER REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY SO THAT EACH STOCKHOLDER VOTING REQUIREMENT IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS THAT CALLS FOR A GREATER THAN SIMPLE MAJORITY VOTE BE CHANGED TO A MAJORITY OF THE VOTES CAST FOR AND AGAINST THE PROPOSAL IN COMPLIANCE WITH APPLICABLE LAW. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 257700000 | 257700000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BIO-RAD LABORATORIES, INC. | ||||||||||||||||||||||||
Security: 090572207 | Agenda Number: 933405753 | |||||||||||||||||||||||
Ticker: BIO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0905722072 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LOUIS DRAPEAU | Mgmt | For | For | |||||||||||||||||||||
2 ALBERT J. HILLMAN | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, INC. 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 276500000 | 276500000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BJ'S WHOLESALE CLUB, INC. | ||||||||||||||||||||||||
Security: 05548J106 | Agenda Number: 933419877 | |||||||||||||||||||||||
Ticker: BJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05548J1060 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAUL DANOS PH.D. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LAURA J. SEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL J. SHEEHAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | CONSIDERATION OF A SHAREHOLDER PROPOSAL REGARDING BIRD WELFARE. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3235000000 | 3235000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BLACK HILLS CORPORATION | ||||||||||||||||||||||||
Security: 092113109 | Agenda Number: 933426024 | |||||||||||||||||||||||
Ticker: BKH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0921131092 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID R. EMERY | Mgmt | For | For | |||||||||||||||||||||
2 REBECCA B. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
3 WARREN L. ROBINSON | Mgmt | For | For | |||||||||||||||||||||
4 JOHN B. VERING | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS BLACK HILLS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 642300000 | 642300000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BORGWARNER INC. | ||||||||||||||||||||||||
Security: 099724106 | Agenda Number: 933378994 | |||||||||||||||||||||||
Ticker: BWA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0997241064 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBIN J. ADAMS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID T. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAN CARLSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAMS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1189100000 | 1189100000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BOYD GAMING CORPORATION | ||||||||||||||||||||||||
Security: 103304101 | Agenda Number: 933424260 | |||||||||||||||||||||||
Ticker: BYD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1033041013 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT L. BOUGHNER | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM R. BOYD | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM S. BOYD | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS V. GIRARDI | Mgmt | For | For | |||||||||||||||||||||
5 MARIANNE BOYD JOHNSON | Mgmt | For | For | |||||||||||||||||||||
6 BILLY G. MCCOY | Mgmt | For | For | |||||||||||||||||||||
7 FREDERICK J. SCHWAB | Mgmt | For | For | |||||||||||||||||||||
8 KEITH E. SMITH | Mgmt | For | For | |||||||||||||||||||||
9 CHRISTINE J. SPADAFOR | Mgmt | For | For | |||||||||||||||||||||
10 PETER M. THOMAS | Mgmt | For | For | |||||||||||||||||||||
11 VERONICA J. WILSON | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO REAPPROVE THE COMPANY'S 2000 EXECUTIVE MANAGEMENT INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
5 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3006100000 | 3006100000 | 0 | 5/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BRE PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 05564E106 | Agenda Number: 933415021 | |||||||||||||||||||||||
Ticker: BRE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05564E1064 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 IRVING F. LYONS, III | Mgmt | For | For | |||||||||||||||||||||
2 PAULA F. DOWNEY | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER J. MCGURK | Mgmt | For | For | |||||||||||||||||||||
4 MATTHEW T. MEDEIROS | Mgmt | For | For | |||||||||||||||||||||
5 CONSTANCE B. MOORE | Mgmt | For | For | |||||||||||||||||||||
6 JEANNE R. MYERSON | Mgmt | For | For | |||||||||||||||||||||
7 JEFFREY T. PERO | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS E. ROBINSON | Mgmt | For | For | |||||||||||||||||||||
9 DENNIS E. SINGLETON | Mgmt | For | For | |||||||||||||||||||||
10 THOMAS P. SULLIVAN | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 120500000 | 120500000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BROWN & BROWN, INC. | ||||||||||||||||||||||||
Security: 115236101 | Agenda Number: 933385204 | |||||||||||||||||||||||
Ticker: BRO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1152361010 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 J. HYATT BROWN | Mgmt | For | For | |||||||||||||||||||||
2 SAMUEL P. BELL, III | Mgmt | For | For | |||||||||||||||||||||
3 HUGH M. BROWN | Mgmt | For | For | |||||||||||||||||||||
4 J. POWELL BROWN | Mgmt | For | For | |||||||||||||||||||||
5 BRADLEY CURREY, JR. | Mgmt | For | For | |||||||||||||||||||||
6 THEODORE J. HOEPNER | Mgmt | For | For | |||||||||||||||||||||
7 TONI JENNINGS | Mgmt | For | For | |||||||||||||||||||||
8 TIMOTHY R.M. MAIN | Mgmt | For | For | |||||||||||||||||||||
9 WENDELL S. REILLY | Mgmt | For | For | |||||||||||||||||||||
10 JOHN R. RIEDMAN | Mgmt | For | For | |||||||||||||||||||||
11 CHILTON D. VARNER | Mgmt | For | For | |||||||||||||||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS BROWN & BROWN, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE (ON AN ADVISORY BASIS) THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 597200000 | 597200000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BUCYRUS INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 118759109 | Agenda Number: 933379605 | |||||||||||||||||||||||
Ticker: BUCY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1187591094 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 MICHELLE L. COLLINS | Mgmt | For | For | |||||||||||||||||||||
2 GENE E. LITTLE | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT K. ORTBERG | Mgmt | For | For | |||||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 509400000 | 509400000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CABOT CORPORATION | ||||||||||||||||||||||||
Security: 127055101 | Agenda Number: 933371433 | |||||||||||||||||||||||
Ticker: CBT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1270551013 | Meeting Date: 3/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JUAN ENRIQUEZ-CABOT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GAUTAM S. KAJI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HENRY F. MCCANCE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PATRICK M. PREVOST | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF CABOT'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE CABOT CORPORATION SHORT-TERM INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CABOT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1060200000 | 1060200000 | 0 | 2/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CADENCE DESIGN SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 127387108 | Agenda Number: 933390609 | |||||||||||||||||||||||
Ticker: CDNS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1273871087 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SUSAN L. BOSTROM | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DONALD L. LUCAS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI-VINCENTELLI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GEORGE M. SCALISE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN B. SHOVEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROGER S. SIBONI | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LIP-BU TAN | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE 2000 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE SENIOR EXECUTIVE BONUS PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Mgmt | For | For | ||||||||||||||||||||
04 | RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE 1987 STOCK INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Mgmt | Against | Against | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE 1987 STOCK INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER. | Mgmt | Against | Against | ||||||||||||||||||||
06 | VOTE ON A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
07 | VOTE ON A NON-BINDING ADVISORY RESOLUTION REGARDING THE FREQUENCY OF NON-BINDING STOCKHOLDER VOTES REGARDING EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
08 | RATIFICATION OF THE SELECTION OF KPMG LLC AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1644100000 | 1644100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAMDEN PROPERTY TRUST | ||||||||||||||||||||||||
Security: 133131102 | Agenda Number: 933393756 | |||||||||||||||||||||||
Ticker: CPT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1331311027 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD J. CAMPO | Mgmt | For | For | |||||||||||||||||||||
2 SCOTT S. INGRAHAM | Mgmt | For | For | |||||||||||||||||||||
3 LEWIS A. LEVEY | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM B. MCGUIRE, JR. | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM F. PAULSEN | Mgmt | For | For | |||||||||||||||||||||
6 D. KEITH ODEN | Mgmt | For | For | |||||||||||||||||||||
7 F. GARDNER PARKER | Mgmt | For | For | |||||||||||||||||||||
8 STEVEN A. WEBSTER | Mgmt | For | For | |||||||||||||||||||||
9 KELVIN R. WESTBROOK | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF A CHANGE IN THE STATE OF FORMATION FROM TEXAS TO MARYLAND. | Mgmt | Against | Against | ||||||||||||||||||||
04 | APPROVAL OF THE 2011 SHARE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL, BY AN ADVISORY VOTE, ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 178600000 | 178600000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAREER EDUCATION CORPORATION | ||||||||||||||||||||||||
Security: 141665109 | Agenda Number: 933406541 | |||||||||||||||||||||||
Ticker: CECO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1416651099 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DENNIS H. CHOOKASZIAN | Mgmt | For | For | |||||||||||||||||||||
2 DAVID W. DEVONSHIRE | Mgmt | For | For | |||||||||||||||||||||
3 PATRICK W. GROSS | Mgmt | For | For | |||||||||||||||||||||
4 GREGORY L. JACKSON | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS B. LALLY | Mgmt | For | For | |||||||||||||||||||||
6 STEVEN H. LESNIK | Mgmt | For | For | |||||||||||||||||||||
7 GARY E. MCCULLOUGH | Mgmt | For | For | |||||||||||||||||||||
8 LESLIE T. THORNTON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1530200000 | 1530200000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||||||||||||||||
Security: 142339100 | Agenda Number: 933391459 | |||||||||||||||||||||||
Ticker: CSL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1423391002 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT G. BOHN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TERRY D. GROWCOCK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GREGG A. OSTRANDER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 946200000 | 946200000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CATHAY GENERAL BANCORP | ||||||||||||||||||||||||
Security: 149150104 | Agenda Number: 933425678 | |||||||||||||||||||||||
Ticker: CATY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1491501045 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PATRICK S.D. LEE | Mgmt | For | For | |||||||||||||||||||||
2 TING Y. LIU | Mgmt | For | For | |||||||||||||||||||||
3 NELSON CHUNG | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 474400000 | 474400000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHARLES RIVER LABORATORIES INTL., INC. | ||||||||||||||||||||||||
Security: 159864107 | Agenda Number: 933408800 | |||||||||||||||||||||||
Ticker: CRL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1598641074 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES C. FOSTER | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. BERTOLINI | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN D. CHUBB | Mgmt | For | For | |||||||||||||||||||||
4 DEBORAH T. KOCHEVAR | Mgmt | For | For | |||||||||||||||||||||
5 GEORGE E. MASSARO | Mgmt | For | For | |||||||||||||||||||||
6 GEORGE M. MILNE, JR. | Mgmt | For | For | |||||||||||||||||||||
7 C. RICHARD REESE | Mgmt | For | For | |||||||||||||||||||||
8 SAMUEL O. THIER | Mgmt | For | For | |||||||||||||||||||||
9 RICHARD F. WALLMAN | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM H. WALTRIP | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER FROM 8,800,000 TO 12,164,000. | Mgmt | Against | Against | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 504800000 | 504800000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHICO'S FAS, INC. | ||||||||||||||||||||||||
Security: 168615102 | Agenda Number: 933441418 | |||||||||||||||||||||||
Ticker: CHS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1686151028 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN J. MAHONEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID F. WALKER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE CHICO'S FAS, INC. SECOND AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2026000000 | 2026000000 | 0 | 6/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||||||||||||||
Security: 169656105 | Agenda Number: 933405892 | |||||||||||||||||||||||
Ticker: CMG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1696561059 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN S. CHARLESWORTH | Mgmt | For | For | |||||||||||||||||||||
2 MONTGOMERY F. MORAN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 114000000 | 114000000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||||||||||||
Security: 171340102 | Agenda Number: 933389430 | |||||||||||||||||||||||
Ticker: CHD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1713401024 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSE B. ALVAREZ | Mgmt | For | For | |||||||||||||||||||||
2 JAMES R. CRAIGIE | Mgmt | For | For | |||||||||||||||||||||
3 ROSINA B. DIXON | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT D. LEBLANC | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL STATEMENTS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 598500000 | 598500000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CIENA CORPORATION | ||||||||||||||||||||||||
Security: 171779309 | Agenda Number: 933369868 | |||||||||||||||||||||||
Ticker: CIEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1717793095 | Meeting Date: 3/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HARVEY B. CASH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JUDITH M. O'BRIEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY B. SMITH | Mgmt | For | For | ||||||||||||||||||||
2 | APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES OF OUR COMMON STOCK THAT MAY BE ISSUED UPON CONVERSION OF OUR OUTSTANDING 4.0% CONVERTIBLE SENIOR NOTES DUE 2015. | Mgmt | For | For | ||||||||||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN THESE PROXY MATERIALS. | Mgmt | For | For | ||||||||||||||||||||
5 | ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION IN THE FUTURE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 743000000 | 743000000 | 0 | 3/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CIMAREX ENERGY CO. | ||||||||||||||||||||||||
Security: 171798101 | Agenda Number: 933395762 | |||||||||||||||||||||||
Ticker: XEC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1717981013 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID A. HENTSCHEL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: F.H. MERELLI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: L. PAUL TEAGUE | Mgmt | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
3 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | APPROVE THE CIMAREX ENERGY CO. 2011 EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
5 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 264000000 | 264000000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CITY NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 178566105 | Agenda Number: 933383692 | |||||||||||||||||||||||
Ticker: CYN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1785661059 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD L. BLOCH | Mgmt | For | For | |||||||||||||||||||||
2 BRAM GOLDSMITH | Mgmt | For | For | |||||||||||||||||||||
3 ASHOK ISRANI | Mgmt | For | For | |||||||||||||||||||||
4 KENNETH ZIFFREN | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT OF THE 2008 OMNIBUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | AMENDMENT OF THE 2010 VARIABLE BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL - DECLASSIFICATION OF BOARD. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 276500000 | 276500000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CLEAN HARBORS, INC. | ||||||||||||||||||||||||
Security: 184496107 | Agenda Number: 933420630 | |||||||||||||||||||||||
Ticker: CLH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1844961078 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EUGENE BANUCCI | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD G. GALANTE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN F. KASLOW | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS J. SHIELDS | Mgmt | For | For | |||||||||||||||||||||
02 | TO AMEND THE COMPANY'S ARTICLES OF ORGANIZATION PRIMARILY TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $.01 PAR VALUE, FROM 40,000,000 TO 80,000,000. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND FUTURE VOTES ON APPROVAL OF EXECUTIVE COMPENSATION OCCUR EVERY. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
06 | TO ACT ON A SHAREHOLDER PROPOSAL ON THE FUTURE MANNER OF ELECTING DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 310600000 | 310600000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CLECO CORPORATION | ||||||||||||||||||||||||
Security: 12561W105 | Agenda Number: 933385189 | |||||||||||||||||||||||
Ticker: CNL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12561W1053 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM L. MARKS | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT T. RATCLIFF, SR. | Mgmt | For | For | |||||||||||||||||||||
3 PETER M. SCOTT III | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM H.WALKER, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS CLECO CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF CLECO CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF CLECO CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE AN AMENDMENT TO CLECO CORPORATION'S BYLAWS. | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO APPROVE AN AMENDMENT TO CLECO CORPORATION'S AMENDED AND RESTATED ARTICLES OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 524200000 | 524200000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COLLECTIVE BRANDS, INC. | ||||||||||||||||||||||||
Security: 19421W100 | Agenda Number: 933422230 | |||||||||||||||||||||||
Ticker: PSS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US19421W1009 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT F. MORAN | Mgmt | For | For | |||||||||||||||||||||
2 MATTHEW A. OUIMET | Mgmt | For | For | |||||||||||||||||||||
3 MATTHEW E. RUBEL | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2370000000 | 2370000000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMMERCE BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 200525103 | Agenda Number: 933383983 | |||||||||||||||||||||||
Ticker: CBSH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2005251036 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN R. CAPPS | Mgmt | For | For | |||||||||||||||||||||
2 W. THOMAS GRANT, II | Mgmt | For | For | |||||||||||||||||||||
3 JAMES B. HEBENSTREIT | Mgmt | For | For | |||||||||||||||||||||
4 DAVID W. KEMPER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY KPMG LLP AS AUDIT AND ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 433700000 | 433700000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMMUNITY HEALTH SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 203668108 | Agenda Number: 933419144 | |||||||||||||||||||||||
Ticker: CYH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2036681086 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: W. LARRY CASH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES S. ELY III | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN A. FRY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | THE APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF AN ADVISORY (NON- BINDING) PROPOSAL ON THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE APPROVAL OF THE 2009 STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED MARCH 18, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 5416600000 | 5416600000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMPASS MINERALS INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 20451N101 | Agenda Number: 933398821 | |||||||||||||||||||||||
Ticker: CMP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US20451N1019 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRADLEY J. BELL | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD S. GRANT | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COMPASS MINERALS' INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 176100000 | 176100000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMSTOCK RESOURCES, INC. | ||||||||||||||||||||||||
Security: 205768203 | Agenda Number: 933410805 | |||||||||||||||||||||||
Ticker: CRK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2057682039 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M. JAY ALLISON | Mgmt | For | For | |||||||||||||||||||||
2 DAVID W. SLEDGE | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, BY NON- BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 215000000 | 215000000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CON-WAY, INC. | ||||||||||||||||||||||||
Security: 205944101 | Agenda Number: 933412291 | |||||||||||||||||||||||
Ticker: CNW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2059441012 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN J. ANTON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM R. CORBIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT JAUNICH II | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL J. MURRAY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: EDITH R. PEREZ | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN C. POPE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: PETER W. STOTT | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: CHELSEA C. WHITE III | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE CON-WAY INC. AMENDED AND RESTATED 2006 EQUITY AND INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2028300000 | 2028300000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CONCUR TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 206708109 | Agenda Number: 933369161 | |||||||||||||||||||||||
Ticker: CNQR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2067081099 | Meeting Date: 3/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY T. MCCABE | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD P. GILLIGAN | Mgmt | For | For | |||||||||||||||||||||
3 RAJEEV SINGH | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENTS TO 2007 EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF 2010 CASH INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
06 | RECOMMENDATION OF, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 206400000 | 206400000 | 0 | 2/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CONVERGYS CORPORATION | ||||||||||||||||||||||||
Security: 212485106 | Agenda Number: 933380379 | |||||||||||||||||||||||
Ticker: CVG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2124851062 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY H. FOX | Mgmt | For | For | |||||||||||||||||||||
2 RONALD L. NELSON | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE A PROPOSED AMENDMENT TO THE AMENDED AND RESTATED CODE OF REGULATIONS TO ALLOW FOR A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
4 | TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
5 | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2586800000 | 2586800000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CORELOGIC | ||||||||||||||||||||||||
Security: 21871D103 | Agenda Number: 933429169 | |||||||||||||||||||||||
Ticker: CLGX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US21871D1037 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: J. DAVID CHATHAM | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ANAND K. NALLATHAMBI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS C. O'BRIEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: D. VAN SKILLING | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID F. WALKER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARY LEE WIDENER | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE CORELOGIC, INC. 2011 PERFORMANCE INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 768700000 | 768700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CORN PRODUCTS INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 219023108 | Agenda Number: 933404270 | |||||||||||||||||||||||
Ticker: CPO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2190231082 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD J. ALMEIDA | Mgmt | For | For | |||||||||||||||||||||
2 GREGORY B. KENNY | Mgmt | For | For | |||||||||||||||||||||
3 JAMES M. RINGLER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS." | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY ADVISORY VOTE, WHETHER TO HAVE STOCKHOLDERS VOTE TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS" EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY'S OPERATIONS IN 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1229500000 | 1229500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CORPORATE OFFICE PROPERTIES TRUST | ||||||||||||||||||||||||
Security: 22002T108 | Agenda Number: 933400652 | |||||||||||||||||||||||
Ticker: OFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US22002T1088 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAY H. SHIDLER | Mgmt | For | For | |||||||||||||||||||||
2 CLAY W. HAMLIN, III | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS F. BRADY | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT L. DENTON | Mgmt | For | For | |||||||||||||||||||||
5 RANDALL M. GRIFFIN | Mgmt | For | For | |||||||||||||||||||||
6 ELIZABETH A. HIGHT | Mgmt | For | For | |||||||||||||||||||||
7 DAVID M. JACOBSTEIN | Mgmt | For | For | |||||||||||||||||||||
8 STEVEN D. KESLER | Mgmt | For | For | |||||||||||||||||||||
9 RICHARD SZAFRANSKI | Mgmt | For | For | |||||||||||||||||||||
10 KENNETH D. WETHE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | VOTE, ON A NON-BINDING, ADVISORY BASIS, ON FREQUENCY OF FUTURE VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 262200000 | 262200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CORRECTIONS CORPORATION OF AMERICA | ||||||||||||||||||||||||
Security: 22025Y407 | Agenda Number: 933393821 | |||||||||||||||||||||||
Ticker: CXW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US22025Y4070 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN D. FERGUSON | Mgmt | For | For | |||||||||||||||||||||
2 DAMON T. HININGER | Mgmt | For | For | |||||||||||||||||||||
3 DONNA M. ALVARADO | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM F. ANDREWS | Mgmt | For | For | |||||||||||||||||||||
5 JOHN D. CORRENTI | Mgmt | For | For | |||||||||||||||||||||
6 DENNIS W. DECONCINI | Mgmt | For | For | |||||||||||||||||||||
7 JOHN R. HORNE | Mgmt | For | For | |||||||||||||||||||||
8 C. MICHAEL JACOBI | Mgmt | For | For | |||||||||||||||||||||
9 THURGOOD MARSHALL, JR. | Mgmt | For | For | |||||||||||||||||||||
10 CHARLES L. OVERBY | Mgmt | For | For | |||||||||||||||||||||
11 JOHN R. PRANN, JR. | Mgmt | For | For | |||||||||||||||||||||
12 JOSEPH V. RUSSELL | Mgmt | For | For | |||||||||||||||||||||
13 HENRI L. WEDELL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON SELECTION OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION PROPOSAL. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE AMENDED AND RESTATED 2008 STOCK INCENTIVE PLAN OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1029300000 | 1029300000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COUSINS PROPERTIES INCORPORATED | ||||||||||||||||||||||||
Security: 222795106 | Agenda Number: 933405816 | |||||||||||||||||||||||
Ticker: CUZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2227951066 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ERSKINE B. BOWLES | Mgmt | For | For | |||||||||||||||||||||
2 TOM G. CHARLESWORTH | Mgmt | For | For | |||||||||||||||||||||
3 JAMES D. EDWARDS | Mgmt | For | For | |||||||||||||||||||||
4 L.L. GELLERSTEDT, III | Mgmt | For | For | |||||||||||||||||||||
5 LILLIAN C. GIORNELLI | Mgmt | For | For | |||||||||||||||||||||
6 S. TAYLOR GLOVER | Mgmt | For | For | |||||||||||||||||||||
7 JAMES H. HANCE, JR. | Mgmt | For | For | |||||||||||||||||||||
8 W.B. HARRISON, JR. | Mgmt | For | For | |||||||||||||||||||||
9 WILLIAM PORTER PAYNE | Mgmt | For | For | |||||||||||||||||||||
10 R. DARY STONE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | INDICATE A PREFERENCE FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 468300000 | 468300000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COVANCE INC. | ||||||||||||||||||||||||
Security: 222816100 | Agenda Number: 933392071 | |||||||||||||||||||||||
Ticker: CVD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2228161004 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 GARY E. COSTLEY, PH.D. | Mgmt | For | For | |||||||||||||||||||||
2 SANDRA L. HELTON | Mgmt | For | For | |||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
3 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLC FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
5 | SHAREHOLDER PROPOSAL SUBMITTED BY PETA TO REQUIRE ANNUAL REPORTS BY THE BOARD OF DIRECTORS PERTAINING TO CITATIONS UNDER THE ANIMAL WELFARE ACT | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 625700000 | 625700000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CRANE CO. | ||||||||||||||||||||||||
Security: 224399105 | Agenda Number: 933380482 | |||||||||||||||||||||||
Ticker: CR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2243991054 | Meeting Date: 4/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: E. THAYER BIGELOW | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RONALD F. MCKENNA | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF ANNUAL INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
05 | SAY WHEN ON PAY - AN ADVISORY VOTE ON APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 822400000 | 822400000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CULLEN/FROST BANKERS, INC. | ||||||||||||||||||||||||
Security: 229899109 | Agenda Number: 933391017 | |||||||||||||||||||||||
Ticker: CFR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2298991090 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R. DENNY ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
2 CARLOS ALVAREZ | Mgmt | For | For | |||||||||||||||||||||
3 ROYCE S. CALDWELL | Mgmt | For | For | |||||||||||||||||||||
4 CRAWFORD H. EDWARDS | Mgmt | For | For | |||||||||||||||||||||
5 RUBEN M. ESCOBEDO | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD W. EVANS, JR. | Mgmt | For | For | |||||||||||||||||||||
7 PATRICK B. FROST | Mgmt | For | For | |||||||||||||||||||||
8 DAVID J. HAEMISEGGER | Mgmt | For | For | |||||||||||||||||||||
9 KAREN E. JENNINGS | Mgmt | For | For | |||||||||||||||||||||
10 RICHARD M. KLEBERG, III | Mgmt | For | For | |||||||||||||||||||||
11 CHARLES W. MATTHEWS | Mgmt | For | For | |||||||||||||||||||||
12 IDA CLEMENT STEEN | Mgmt | For | For | |||||||||||||||||||||
13 HORACE WILKINS JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO ADOPT THE ADVISORY (NON-BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) ELECTION OF THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 238700000 | 238700000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CYPRESS SEMICONDUCTOR CORPORATION | ||||||||||||||||||||||||
Security: 232806109 | Agenda Number: 933399392 | |||||||||||||||||||||||
Ticker: CY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2328061096 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 T.J. RODGERS | Mgmt | For | For | |||||||||||||||||||||
2 W. STEVE ALBRECHT | Mgmt | For | For | |||||||||||||||||||||
3 ERIC A. BENHAMOU | Mgmt | For | For | |||||||||||||||||||||
4 LLOYD CARNEY | Mgmt | For | For | |||||||||||||||||||||
5 JAMES R. LONG | Mgmt | For | For | |||||||||||||||||||||
6 J. DANIEL MCCRANIE | Mgmt | For | For | |||||||||||||||||||||
7 J. DONALD SHERMAN | Mgmt | For | For | |||||||||||||||||||||
8 WILBERT VAN DEN HOEK | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 1994 STOCK PLAN TO APPROVE ADDITIONAL SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2769500000 | 2769500000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CYTEC INDUSTRIES INC. | ||||||||||||||||||||||||
Security: 232820100 | Agenda Number: 933378831 | |||||||||||||||||||||||
Ticker: CYT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2328201007 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JERRY R. SATRUM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAYMOND P. SHARPE | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF KPMG LLP AS THE COMPANY'S AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 1993 STOCK AND INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 955400000 | 955400000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DECKERS OUTDOOR CORPORATION | ||||||||||||||||||||||||
Security: 243537107 | Agenda Number: 933421238 | |||||||||||||||||||||||
Ticker: DECK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2435371073 | Meeting Date: 5/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANGEL R. MARTINEZ | Mgmt | For | For | |||||||||||||||||||||
2 REX A. LICKLIDER | Mgmt | For | For | |||||||||||||||||||||
3 JOHN M. GIBBONS | Mgmt | For | For | |||||||||||||||||||||
4 JOHN G. PERENCHIO | Mgmt | For | For | |||||||||||||||||||||
5 MAUREEN CONNERS | Mgmt | For | For | |||||||||||||||||||||
6 RUTH M. OWADES | Mgmt | For | For | |||||||||||||||||||||
7 KARYN O. BARSA | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL F. DEVINE, III | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2006 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY ADVISORY VOTE, OUR EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION PROGRAM VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 169500000 | 169500000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DELUXE CORPORATION | ||||||||||||||||||||||||
Security: 248019101 | Agenda Number: 933381030 | |||||||||||||||||||||||
Ticker: DLX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2480191012 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD C. BALDWIN | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES A. HAGGERTY | Mgmt | For | For | |||||||||||||||||||||
3 DON J. MCGRATH | Mgmt | For | For | |||||||||||||||||||||
4 C.E. MAYBERRY MCKISSACK | Mgmt | For | For | |||||||||||||||||||||
5 NEIL J. METVINER | Mgmt | For | For | |||||||||||||||||||||
6 STEPHEN P. NACHTSHEIM | Mgmt | For | For | |||||||||||||||||||||
7 MARY ANN O'DWYER | Mgmt | For | For | |||||||||||||||||||||
8 MARTYN R. REDGRAVE | Mgmt | For | For | |||||||||||||||||||||
9 LEE J. SCHRAM | Mgmt | For | For | |||||||||||||||||||||
02 | RESOLVED, THAT THE SHAREHOLDERS APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELUXE'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE COMPENSATION TABLES AND THE NARRATIVE DISCLOSURES THAT ACCOMPANY THE COMPENSATION TABLES SET FORTH IN THIS PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | THE PREFERRED FREQUENCY WITH WHICH DELUXE IS TO HOLD A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS IS EVERY 1 YEAR, EVERY 2 YEARS OR EVERY 3 YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DELUXE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 955500000 | 955500000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DICK'S SPORTING GOODS, INC. | ||||||||||||||||||||||||
Security: 253393102 | Agenda Number: 933431289 | |||||||||||||||||||||||
Ticker: DKS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2533931026 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD W. STACK | Mgmt | For | For | |||||||||||||||||||||
2 LAWRENCE J. SCHORR | Mgmt | For | For | |||||||||||||||||||||
3 JACQUALYN A. FOUSE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1756000000 | 1756000000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DIEBOLD, INCORPORATED | ||||||||||||||||||||||||
Security: 253651103 | Agenda Number: 933380317 | |||||||||||||||||||||||
Ticker: DBD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2536511031 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PATRICK W. ALLENDER | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE L. BYRNES | Mgmt | For | For | |||||||||||||||||||||
3 MEI-WEI CHENG | Mgmt | For | For | |||||||||||||||||||||
4 PHILLIP R. COX | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD L. CRANDALL | Mgmt | For | For | |||||||||||||||||||||
6 GALE S. FITZGERALD | Mgmt | For | For | |||||||||||||||||||||
7 PHILLIP B. LASSITER | Mgmt | For | For | |||||||||||||||||||||
8 JOHN N. LAUER | Mgmt | For | For | |||||||||||||||||||||
9 THOMAS W. SWIDARSKI | Mgmt | For | For | |||||||||||||||||||||
10 HENRY D.G. WALLACE | Mgmt | For | For | |||||||||||||||||||||
11 ALAN J. WEBER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY FOR FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1325700000 | 1325700000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DIGITAL RIVER, INC. | ||||||||||||||||||||||||
Security: 25388B104 | Agenda Number: 933429006 | |||||||||||||||||||||||
Ticker: DRIV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25388B1044 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS F. MADISON | Mgmt | For | For | |||||||||||||||||||||
2 CHERYL F. ROSNER | Mgmt | For | For | |||||||||||||||||||||
3 ALFRED F. CASTINO | Mgmt | For | For | |||||||||||||||||||||
02 | TO SUBMIT AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO SUBMIT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE 2007 EQUITY INCENTIVE PLAN TO, AMONG OTHER THINGS, RESERVE AN ADDITIONAL 2,800,000 SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE AMENDED AND RESTATED 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 143500000 | 143500000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||||||||||
Security: 256746108 | Agenda Number: 933459655 | |||||||||||||||||||||||
Ticker: DLTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2567461080 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MACON F. BROCK, JR. | Mgmt | For | For | |||||||||||||||||||||
2 MARY ANNE CITRINO | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS E. WHIDDON | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE OMNIBUS INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF KPMG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1340400000 | 1340400000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DPL INC. | ||||||||||||||||||||||||
Security: 233293109 | Agenda Number: 933384012 | |||||||||||||||||||||||
Ticker: DPL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2332931094 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAUL M. BARBAS | Mgmt | For | For | |||||||||||||||||||||
2 BARBARA S. GRAHAM | Mgmt | For | For | |||||||||||||||||||||
3 GLENN E. HARDER | Mgmt | For | For | |||||||||||||||||||||
02 | AN AMENDMENT TO DPL'S REGULATIONS APPROVED BY OUR BOARD OF DIRECTORS THAT REDUCES THE PERCENTAGE OF SHAREHOLDER VOTES NEEDED TO AMEND DPL'S REGULATIONS. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY, NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF DPL'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN OUR 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND BY ADVISORY, NON- BINDING VOTE, THE FREQUENCY FOR HOLDING ADVISORY, NON-BINDING VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER DPL'S 2006 EQUITY PERFORMANCE AND INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1084300000 | 1084300000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DREAMWORKS ANIMATION SKG, INC. | ||||||||||||||||||||||||
Security: 26153C103 | Agenda Number: 933378956 | |||||||||||||||||||||||
Ticker: DWA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26153C1036 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY KATZENBERG | Mgmt | For | For | |||||||||||||||||||||
2 ROGER A. ENRICO | Mgmt | For | For | |||||||||||||||||||||
3 LEWIS COLEMAN | Mgmt | For | For | |||||||||||||||||||||
4 HARRY BRITTENHAM | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS FRESTON | Mgmt | For | For | |||||||||||||||||||||
6 JUDSON C. GREEN | Mgmt | For | For | |||||||||||||||||||||
7 MELLODY HOBSON | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL MONTGOMERY | Mgmt | For | For | |||||||||||||||||||||
9 NATHAN MYHRVOLD | Mgmt | For | For | |||||||||||||||||||||
10 RICHARD SHERMAN | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
5 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 347600000 | 347600000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DRIL-QUIP, INC. | ||||||||||||||||||||||||
Security: 262037104 | Agenda Number: 933415728 | |||||||||||||||||||||||
Ticker: DRQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2620371045 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. MIKE WALKER | Mgmt | For | For | |||||||||||||||||||||
2 JOHN V. LOVOI | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 102700000 | 102700000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DST SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 233326107 | Agenda Number: 933387450 | |||||||||||||||||||||||
Ticker: DST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2333261079 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE L. ARGYROS | Mgmt | For | For | |||||||||||||||||||||
2 LAWRENCE M. HIGBY | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS A. MCDONNELL | Mgmt | For | For | |||||||||||||||||||||
4 M. JEANNINE STRANDJORD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING, ADVISORY VOTE ON NAMED OFFICER COMPENSATION (SAY ON PAY). | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTING. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 771800000 | 771800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DUKE REALTY CORPORATION | ||||||||||||||||||||||||
Security: 264411505 | Agenda Number: 933378780 | |||||||||||||||||||||||
Ticker: DRE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2644115055 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: BARRINGTON H. BRANCH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GEOFFREY A. BUTTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM CAVANAUGH III | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: NGAIRE E. CUNEO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES R. EITEL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MARTIN C. JISCHKE, PHD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DENNIS D. OKLAK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JACK R. SHAW | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LYNN C. THURBER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT J. WOODWARD, JR | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS, INCLUDING THE COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF HOLDING SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE REAPPOINTMENT BY THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1913400000 | 1913400000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EAST WEST BANCORP, INC. | ||||||||||||||||||||||||
Security: 27579R104 | Agenda Number: 933441204 | |||||||||||||||||||||||
Ticker: EWBC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US27579R1041 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 IRIS S. CHAN | Mgmt | For | For | |||||||||||||||||||||
2 RUDOLPH I. ESTRADA | Mgmt | For | For | |||||||||||||||||||||
3 JULIA S. GOUW | Mgmt | For | For | |||||||||||||||||||||
4 PAUL H. IRVING | Mgmt | For | For | |||||||||||||||||||||
5 ANDREW S. KANE | Mgmt | For | For | |||||||||||||||||||||
6 JOHN LEE | Mgmt | For | For | |||||||||||||||||||||
7 HERMAN Y. LI | Mgmt | For | For | |||||||||||||||||||||
8 JACK C. LIU | Mgmt | For | For | |||||||||||||||||||||
9 DOMINIC NG | Mgmt | For | For | |||||||||||||||||||||
10 KEITH W. RENKEN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF AUDITORS. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF STOCK INCENTIVE PLAN. APPROVE THE EAST WEST BANCORP INC. 1998 STOCK INCENTIVE PLAN, AS AMENDED | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 778300000 | 778300000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EASTMAN KODAK COMPANY | ||||||||||||||||||||||||
Security: 277461109 | Agenda Number: 933402238 | |||||||||||||||||||||||
Ticker: EK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2774611097 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD S. BRADDOCK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: HERALD Y. CHEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ADAM H. CLAMMER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL J. HAWLEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DOUGLAS R. LEBDA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: KYLE P. LEGG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DELANO E. LEWIS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ANTONIO M. PEREZ | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOEL SELIGMAN | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 6141000000 | 6141000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||||||||||||
Security: 28176E108 | Agenda Number: 933404410 | |||||||||||||||||||||||
Ticker: EW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US28176E1082 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN T. CARDIS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID E.I. PYOTT | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 278200000 | 278200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENDO PHARMACEUTICALS HOLDINGS INC. | ||||||||||||||||||||||||
Security: 29264F205 | Agenda Number: 933445238 | |||||||||||||||||||||||
Ticker: ENDP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29264F2056 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN J. DELUCCA | Mgmt | For | For | |||||||||||||||||||||
2 DAVID P. HOLVECK | Mgmt | For | For | |||||||||||||||||||||
3 NANCY J. HUTSON, PH.D. | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL HYATT | Mgmt | For | For | |||||||||||||||||||||
5 ROGER H. KIMMEL | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM P. MONTAGUE | Mgmt | For | For | |||||||||||||||||||||
7 D.B. NASH, M.D., M.B.A. | Mgmt | For | For | |||||||||||||||||||||
8 JOSEPH C. SCODARI | Mgmt | For | For | |||||||||||||||||||||
9 WILLIAM F. SPENGLER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 650500000 | 650500000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENERGEN CORPORATION | ||||||||||||||||||||||||
Security: 29265N108 | Agenda Number: 933392362 | |||||||||||||||||||||||
Ticker: EGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29265N1081 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENNETH W. DEWEY | Mgmt | For | For | |||||||||||||||||||||
2 JAMES T. MCMANUS, II | Mgmt | For | For | |||||||||||||||||||||
3 DAVID W. WILSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO AMEND STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | FREQUENCY OF ADVISORY SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 502800000 | 502800000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EQUINIX, INC. | ||||||||||||||||||||||||
Security: 29444U502 | Agenda Number: 933451394 | |||||||||||||||||||||||
Ticker: EQIX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29444U5020 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN T. CLONTZ | Mgmt | For | For | |||||||||||||||||||||
2 GARY F. HROMADKO | Mgmt | For | For | |||||||||||||||||||||
3 SCOTT G. KRIENS | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM K. LUBY | Mgmt | For | For | |||||||||||||||||||||
5 IRVING F. LYONS, III | Mgmt | For | For | |||||||||||||||||||||
6 CHRISTOPHER B. PAISLEY | Mgmt | For | For | |||||||||||||||||||||
7 STEPHEN M. SMITH | Mgmt | For | For | |||||||||||||||||||||
8 PETER F. VAN CAMP | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE FREQUENCY OF STOCKHOLDER NON-BINDING ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO AMEND, REPEAL OR ADOPT ANY PROVISION OF THE CERTIFICATE OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO REMOVE ANY DIRECTORS OR THE ENTIRE BOARD FOR CAUSE. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO AMEND, ALTER, ADD TO OR RESCIND OR REPEAL THE BYLAWS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 194400000 | 194400000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EQUITY ONE, INC. | ||||||||||||||||||||||||
Security: 294752100 | Agenda Number: 933391550 | |||||||||||||||||||||||
Ticker: EQY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2947521009 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NOAM BEN-OZER | Mgmt | For | For | |||||||||||||||||||||
2 JAMES S. CASSEL | Mgmt | For | For | |||||||||||||||||||||
3 CYNTHIA R. COHEN | Mgmt | For | For | |||||||||||||||||||||
4 DAVID FISCHEL | Mgmt | For | For | |||||||||||||||||||||
5 NEIL FLANZRAICH | Mgmt | For | For | |||||||||||||||||||||
6 NATHAN HETZ | Mgmt | For | For | |||||||||||||||||||||
7 CHAIM KATZMAN | Mgmt | For | For | |||||||||||||||||||||
8 PETER LINNEMAN | Mgmt | For | For | |||||||||||||||||||||
9 JEFFREY S. OLSON | Mgmt | For | For | |||||||||||||||||||||
10 DORI SEGAL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, ON A NON- BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | THE APPROVAL OF THE AMENDMENT OF OUR AMENDED AND RESTATED 2000 EXECUTIVE INCENTIVE COMPENSATION PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 250300000 | 250300000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ESSEX PROPERTY TRUST, INC. | ||||||||||||||||||||||||
Security: 297178105 | Agenda Number: 933421290 | |||||||||||||||||||||||
Ticker: ESS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2971781057 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID W. BRADY | Mgmt | For | For | |||||||||||||||||||||
2 BYRON A. SCORDELIS | Mgmt | For | For | |||||||||||||||||||||
3 JANICE L. SEARS | Mgmt | For | For | |||||||||||||||||||||
4 C.J. ZINNGRABE, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 54600000 | 54600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EVEREST RE GROUP, LTD. | ||||||||||||||||||||||||
Security: G3223R108 | Agenda Number: 933429397 | |||||||||||||||||||||||
Ticker: RE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: BMG3223R1088 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM F. GALTNEY, JR. | Mgmt | For | For | |||||||||||||||||||||
2 JOHN P. PHELAN | Mgmt | For | For | |||||||||||||||||||||
3 ROGER M. SINGER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BYE-LAWS TO ALLOW DECLASSIFICATION OF THE BOARD. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE EVEREST RE GROUP, LTD. EXECUTIVE PERFORMANCE ANNUAL INCENTIVE PLAN, AS AMENDED. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE TO APPROVE 2010 EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 794700000 | 794700000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EXTERRAN HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 30225X103 | Agenda Number: 933397413 | |||||||||||||||||||||||
Ticker: EXH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US30225X1037 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JANET F. CLARK | Mgmt | For | For | |||||||||||||||||||||
2 ERNIE L. DANNER | Mgmt | For | For | |||||||||||||||||||||
3 URIEL E. DUTTON | Mgmt | For | For | |||||||||||||||||||||
4 GORDON T. HALL | Mgmt | For | For | |||||||||||||||||||||
5 J.W.G. HONEYBOURNE | Mgmt | For | For | |||||||||||||||||||||
6 MARK A. MCCOLLUM | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM C. PATE | Mgmt | For | For | |||||||||||||||||||||
8 STEPHEN M. PAZUK | Mgmt | For | For | |||||||||||||||||||||
9 CHRISTOPHER T. SEAVER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS EXTERRAN HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY, NON-BINDING VOTE ON THE COMPENSATION PROVIDED TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY, NON-BINDING VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION PROVIDED TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF AMENDMENT NO. 4 TO THE EXTERRAN HOLDINGS, INC. AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF AMENDMENT NO. 2 TO THE EXTERRAN HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1586000000 | 1586000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FAIRCHILD SEMICONDUCTOR INTL., INC. | ||||||||||||||||||||||||
Security: 303726103 | Agenda Number: 933391118 | |||||||||||||||||||||||
Ticker: FCS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3037261035 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES P. CARINALLI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RANDY W. CARSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ANTHONY LEAR | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS L. MAGNANTI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KEVIN J. MCGARITY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRYAN R. ROUB | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RONALD W. SHELLY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MARK S. THOMPSON | Mgmt | For | For | ||||||||||||||||||||
2 | TO APPROVE AN AMENDMENT TO THE FAIRCHILD SEMICONDUCTOR 2007 STOCK PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
3 | TO CONDUCT AN ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | TO RATIFY THE APPOINTMENT OF KPMG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1514300000 | 1514300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FEDERAL REALTY INVESTMENT TRUST | ||||||||||||||||||||||||
Security: 313747206 | Agenda Number: 933391548 | |||||||||||||||||||||||
Ticker: FRT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3137472060 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JON E. BORTZ | Mgmt | For | For | |||||||||||||||||||||
2 DAVID W. FAEDER | Mgmt | For | For | |||||||||||||||||||||
3 KRISTIN GAMBLE | Mgmt | For | For | |||||||||||||||||||||
4 WARREN M. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
5 DONALD C. WOOD | Mgmt | For | For | |||||||||||||||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | AN ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 109200000 | 109200000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIDELITY NATIONAL FINANCIAL, INC | ||||||||||||||||||||||||
Security: 31620R105 | Agenda Number: 933416732 | |||||||||||||||||||||||
Ticker: FNF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US31620R1059 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM P. FOLEY, II | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS K. AMMERMAN | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS M. HAGERTY | Mgmt | For | For | |||||||||||||||||||||
4 PETER O. SHEA, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE FIDELITY NATIONAL FINANCIAL, INC. AMENDED AND RESTATED 2005 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE MATERIAL TERMS OF THE FIDELITY NATIONAL FINANCIAL, INC. ANNUAL INCENTIVE PLAN IN ORDER FOR SUCH PLAN TO GRANT AWARDS THAT CAN QUALIFY AS PERFORMANCE-BASED COMPENSATION FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO SELECT ON A NON-BINDING ADVISORY BASIS THE FREQUENCY (ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH WE WILL SOLICIT FUTURE NON- BINDING ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 5907300000 | 5907300000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST AMERICAN FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 31847R102 | Agenda Number: 933425464 | |||||||||||||||||||||||
Ticker: FAF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US31847R1023 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES L. DOTI | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL D. MCKEE | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS V. MCKERNAN | Mgmt | For | For | |||||||||||||||||||||
4 VIRGINIA M. UEBERROTH | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3744000000 | 3744000000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 33582V108 | Agenda Number: 933389163 | |||||||||||||||||||||||
Ticker: FNFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US33582V1089 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS E. BAKER | Mgmt | For | For | |||||||||||||||||||||
2 G. THOMAS BOWERS | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM H. (TONY) JONES | Mgmt | For | For | |||||||||||||||||||||
4 PETER B. ROBINSON | Mgmt | For | For | |||||||||||||||||||||
02 | THE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO IMPLEMENT THE PHASED IN DECLASSIFYING OF OUR BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
03 | THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE "FAIR PRICE" PROVISION BY DELETING THE CURRENT TEXT OF ARTICLE EIGHTH | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED IN THIS PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 976400000 | 976400000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRSTMERIT CORPORATION | ||||||||||||||||||||||||
Security: 337915102 | Agenda Number: 933381220 | |||||||||||||||||||||||
Ticker: FMER | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3379151026 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN H. BAER | Mgmt | For | For | |||||||||||||||||||||
2 KAREN S. BELDEN | Mgmt | For | For | |||||||||||||||||||||
3 R. CARY BLAIR | Mgmt | For | For | |||||||||||||||||||||
4 JOHN C. BLICKLE | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT W. BRIGGS | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD COLELLA | Mgmt | For | For | |||||||||||||||||||||
7 GINA D. FRANCE | Mgmt | For | For | |||||||||||||||||||||
8 PAUL G. GREIG | Mgmt | For | For | |||||||||||||||||||||
9 TERRY L. HAINES | Mgmt | For | For | |||||||||||||||||||||
10 J.M. HOCHSCHWENDER | Mgmt | For | For | |||||||||||||||||||||
11 CLIFFORD J. ISROFF | Mgmt | For | For | |||||||||||||||||||||
12 PHILIP A. LLOYD II | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY PROPOSAL REGARDING FIRSTMERIT'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND THE FREQUENCY OF A VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE THE ADOPTION OF FIRSTMERIT'S 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 558600000 | 558600000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FLOWERS FOODS, INC. | ||||||||||||||||||||||||
Security: 343498101 | Agenda Number: 933419930 | |||||||||||||||||||||||
Ticker: FLO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3434981011 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BENJAMIN H. GRISWOLD IV | Mgmt | For | For | |||||||||||||||||||||
2 JACKIE M. WARD | Mgmt | For | For | |||||||||||||||||||||
3 C. MARTIN WOOD III | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES, AS DISCLOSED IN THIS PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE FOR THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1500000000 | 1500000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FOOT LOCKER, INC. | ||||||||||||||||||||||||
Security: 344849104 | Agenda Number: 933406628 | |||||||||||||||||||||||
Ticker: FL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3448491049 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NICHOLAS DIPAOLO** | Mgmt | For | For | |||||||||||||||||||||
2 MATTHEW M. MCKENNA** | Mgmt | For | For | |||||||||||||||||||||
3 ALLEN QUESTROM** | Mgmt | For | For | |||||||||||||||||||||
4 CHERYL NIDO TURPIN** | Mgmt | For | For | |||||||||||||||||||||
5 GUILLERMO MARMOL* | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE FOOT LOCKER LONG- TERM INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3782900000 | 3782900000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FOREST OIL CORPORATION | ||||||||||||||||||||||||
Security: 346091705 | Agenda Number: 933395659 | |||||||||||||||||||||||
Ticker: FST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3460917053 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 H. CRAIG CLARK | Mgmt | For | For | |||||||||||||||||||||
2 JAMES H. LEE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF FOREST'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FOREST'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 384600000 | 384600000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FOSSIL, INC. | ||||||||||||||||||||||||
Security: 349882100 | Agenda Number: 933417277 | |||||||||||||||||||||||
Ticker: FOSL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3498821004 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ELAINE AGATHER | Mgmt | For | For | |||||||||||||||||||||
2 JEFFREY N. BOYER | Mgmt | For | For | |||||||||||||||||||||
3 KOSTA N. KARTSOTIS | Mgmt | For | For | |||||||||||||||||||||
4 ELYSIA HOLT RAGUSA | Mgmt | For | For | |||||||||||||||||||||
5 JAL S. SHROFF | Mgmt | For | For | |||||||||||||||||||||
6 JAMES E. SKINNER | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL STEINBERG | Mgmt | For | For | |||||||||||||||||||||
8 DONALD J. STONE | Mgmt | For | For | |||||||||||||||||||||
9 JAMES M. ZIMMERMAN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THESE MATERIALS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 375600000 | 375600000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRONTIER OIL CORPORATION | ||||||||||||||||||||||||
Security: 35914P105 | Agenda Number: 933393996 | |||||||||||||||||||||||
Ticker: FTO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US35914P1057 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DOUGLAS Y. BECH | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL C. JENNINGS | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT J. KOSTELNIK | Mgmt | For | For | |||||||||||||||||||||
4 JAMES H. LEE | Mgmt | For | For | |||||||||||||||||||||
5 PAUL B. LOYD, JR. | Mgmt | For | For | |||||||||||||||||||||
6 FRANKLIN MYERS | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL E. ROSE | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE, ON AN ADVISORY BASIS, ON THE COMPENSATION OF THE COMPANY'S NEOS FOR FISCAL YEAR 2010. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 4722100000 | 4722100000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRONTIER OIL CORPORATION | ||||||||||||||||||||||||
Security: 35914P105 | Agenda Number: 933468882 | |||||||||||||||||||||||
Ticker: FTO | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US35914P1057 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2011, BY AND AMONG HOLLY CORPORATION, A DELAWARE CORPORATION, NORTH ACQUISITION, INC., A WYOMING CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF HOLLY CORPORATION, AND FRONTIER OIL CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | TO AUTHORIZE THE FRONTIER OIL CORPORATION BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 4623200000 | 4623200000 | 0 | 6/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FTI CONSULTING, INC. | ||||||||||||||||||||||||
Security: 302941109 | Agenda Number: 933427141 | |||||||||||||||||||||||
Ticker: FCN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3029411093 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARK H. BEREY | Mgmt | For | For | |||||||||||||||||||||
2 JACK B. DUNN, IV | Mgmt | For | For | |||||||||||||||||||||
3 GERARD E. HOLTHAUS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE AMENDMENT TO THE CHARTER OF THE COMPANY TO DECLASSIFY THE BOARD OF DIRECTORS AS CONTEMPLATED BY THE ARTICLES OF AMENDMENT | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE 2011 FTI CONSULTING, INC. INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVE, IN AN ADVISORY (NON- BINDING) VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Mgmt | For | For | ||||||||||||||||||||
06 | CONDUCT AN ADVISORY (NON-BINDING) VOTE ON WHETHER TO HOLD FUTURE ADVISORY (NON-BINDING) VOTES ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS OR ABSTAIN | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 572600000 | 572600000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FULTON FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 360271100 | Agenda Number: 933392526 | |||||||||||||||||||||||
Ticker: FULT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3602711000 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY G. ALBERTSON | Mgmt | For | For | |||||||||||||||||||||
2 JOE N. BALLARD | Mgmt | For | For | |||||||||||||||||||||
3 JOHN M. BOND, JR. | Mgmt | For | For | |||||||||||||||||||||
4 DANA A. CHRYST | Mgmt | For | For | |||||||||||||||||||||
5 CRAIG A. DALLY | Mgmt | For | For | |||||||||||||||||||||
6 PATRICK J. FREER | Mgmt | For | For | |||||||||||||||||||||
7 RUFUS A. FULTON, JR. | Mgmt | For | For | |||||||||||||||||||||
8 GEORGE W. HODGES | Mgmt | For | For | |||||||||||||||||||||
9 WILLEM KOOYKER | Mgmt | For | For | |||||||||||||||||||||
10 DONALD W. LESHER, JR. | Mgmt | For | For | |||||||||||||||||||||
11 JOHN O. SHIRK | Mgmt | For | For | |||||||||||||||||||||
12 R. SCOTT SMITH, JR. | Mgmt | For | For | |||||||||||||||||||||
13 GARY A. STEWART | Mgmt | For | For | |||||||||||||||||||||
14 E. PHILIP WENGER | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF 2011 DIRECTORS' EQUITY PARTICIPATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING "SAY ON PAY" RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING "SAY WHEN ON PAY" RESOLUTION TO APPROVE THE FREQUENCY FOR SHAREHOLDERS TO VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP, AS FULTON FINANCIAL CORPORATION'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING 12/31/11. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1484700000 | 1484700000 | 0 | 4/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GARDNER DENVER, INC. | ||||||||||||||||||||||||
Security: 365558105 | Agenda Number: 933388440 | |||||||||||||||||||||||
Ticker: GDI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3655581052 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DONALD G. BARGER, JR. | Mgmt | For | For | |||||||||||||||||||||
2 RAYMOND R. HIPP | Mgmt | For | For | |||||||||||||||||||||
3 DAVID D. PETRATIS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 399300000 | 399300000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GARTNER, INC. | ||||||||||||||||||||||||
Security: 366651107 | Agenda Number: 933427115 | |||||||||||||||||||||||
Ticker: IT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3666511072 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL J. BINGLE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD J. BRESSLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KAREN E. DYKSTRA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RUSSELL P. FRADIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM O. GRABE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: EUGENE A. HALL | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES C. SMITH | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF KPMG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 559700000 | 559700000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GATX CORPORATION | ||||||||||||||||||||||||
Security: 361448103 | Agenda Number: 933382979 | |||||||||||||||||||||||
Ticker: GMT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3614481030 | Meeting Date: 4/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANNE L. ARVIA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DEBORAH M. FRETZ | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ERNST A. HABERLI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BRIAN A. KENNEY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MARK G. MCGRATH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMES B. REAM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CASEY J. SYLLA | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 481900000 | 481900000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GEN-PROBE INCORPORATED | ||||||||||||||||||||||||
Security: 36866T103 | Agenda Number: 933408014 | |||||||||||||||||||||||
Ticker: GPRO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US36866T1034 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PHILLIP M. SCHNEIDER | Mgmt | For | For | |||||||||||||||||||||
2 ABRAHAM D. SOFAER | Mgmt | For | For | |||||||||||||||||||||
3 PATRICK J. SULLIVAN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2003 INCENTIVE AWARD PLAN OF GEN-PROBE INCORPORATED. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF GEN-PROBE INCORPORATED. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF GEN-PROBE INCORPORATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GEN-PROBE INCORPORATED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 146700000 | 146700000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENTEX CORPORATION | ||||||||||||||||||||||||
Security: 371901109 | Agenda Number: 933405878 | |||||||||||||||||||||||
Ticker: GNTX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3719011096 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ARLYN LANTING | Mgmt | For | For | |||||||||||||||||||||
2 MARK NEWTON | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD SCHAUM | Mgmt | For | For | |||||||||||||||||||||
02 | A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS ISSUE A SUSTAINABILITY REPORT. | Shr | Against | For | ||||||||||||||||||||
03 | A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS INITIATE THE STEPS REQUIRED TO DECLASSIFY THE BOARD OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
04 | A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS INITIATE THE STEPS TO PROVIDE THAT DIRECTOR NOMINEES ARE ELECTED BY A MAJORITY VOTE IN NON-CONTESTED DIRECTOR ELECTIONS. | Shr | For | |||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE, BY NON-BINDING VOTE, COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 401500000 | 401500000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GRACO INC. | ||||||||||||||||||||||||
Security: 384109104 | Agenda Number: 933376546 | |||||||||||||||||||||||
Ticker: GGG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3841091040 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PATRICK J. MCHALE | Mgmt | For | For | |||||||||||||||||||||
2 LEE R. MITAU | Mgmt | For | For | |||||||||||||||||||||
3 MARTI MORFITT | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY, NON-BINDING RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY, NON-BINDING VOTE ON THE FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 261900000 | 261900000 | 0 | 3/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GRANITE CONSTRUCTION INCORPORATED | ||||||||||||||||||||||||
Security: 387328107 | Agenda Number: 933412087 | |||||||||||||||||||||||
Ticker: GVA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3873281071 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: J. FERNANDO NIEBLA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GARY M. CUSUMANO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES H. ROBERTS | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT BY THE AUDIT/COMPLIANCE COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS GRANITE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 911800000 | 911800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GREAT PLAINS ENERGY INCORPORATED | ||||||||||||||||||||||||
Security: 391164100 | Agenda Number: 933384810 | |||||||||||||||||||||||
Ticker: GXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3911641005 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 D.L. BODDE | Mgmt | For | For | |||||||||||||||||||||
2 M.J. CHESSER | Mgmt | For | For | |||||||||||||||||||||
3 W.H. DOWNEY | Mgmt | For | For | |||||||||||||||||||||
4 R.C. FERGUSON, JR. | Mgmt | For | For | |||||||||||||||||||||
5 G.D. FORSEE | Mgmt | For | For | |||||||||||||||||||||
6 J.A. MITCHELL | Mgmt | For | For | |||||||||||||||||||||
7 W.C. NELSON | Mgmt | For | For | |||||||||||||||||||||
8 J.J. SHERMAN | Mgmt | For | For | |||||||||||||||||||||
9 L.H. TALBOTT | Mgmt | For | For | |||||||||||||||||||||
10 R.H. WEST | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE AMENDED LONG- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1747900000 | 1747900000 | 0 | 4/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GREEN MOUNTAIN COFFEE ROASTERS, INC. | ||||||||||||||||||||||||
Security: 393122106 | Agenda Number: 933367434 | |||||||||||||||||||||||
Ticker: GMCR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3931221069 | Meeting Date: 3/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 LAWRENCE J. BLANFORD | Mgmt | No vote | ||||||||||||||||||||||
2 MICHAEL J. MARDY | Mgmt | No vote | ||||||||||||||||||||||
3 DAVID E. MORAN | Mgmt | No vote | ||||||||||||||||||||||
2 | TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THESE MATERIALS. | Mgmt | No vote | |||||||||||||||||||||
3 | TO CONSIDER AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS | Mgmt | No vote | |||||||||||||||||||||
4 | TO RATIFY THE THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED ACCOUNTANTS FOR OUR 2011 FISCAL YEAR | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 534400000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GREENHILL & CO., INC. | ||||||||||||||||||||||||
Security: 395259104 | Agenda Number: 933379667 | |||||||||||||||||||||||
Ticker: GHL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3952591044 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT F. GREENHILL | Mgmt | For | For | |||||||||||||||||||||
2 SCOTT L. BOK | Mgmt | For | For | |||||||||||||||||||||
3 JOHN C. DANFORTH | Mgmt | For | For | |||||||||||||||||||||
4 STEVEN F. GOLDSTONE | Mgmt | For | For | |||||||||||||||||||||
5 STEPHEN L. KEY | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT T. BLAKELY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING VOTE, OF GREENHILL'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON GREENHILL'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 52300000 | 52300000 | 0 | 3/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GUESS?, INC. | ||||||||||||||||||||||||
Security: 401617105 | Agenda Number: 933463553 | |||||||||||||||||||||||
Ticker: GES | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4016171054 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KAY ISAACSON-LEIBOWITZ | Mgmt | For | For | |||||||||||||||||||||
2 MAURICE MARCIANO | Mgmt | For | For | |||||||||||||||||||||
3 ALEX YEMENIDJIAN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 634900000 | 634900000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HANESBRANDS INC. | ||||||||||||||||||||||||
Security: 410345102 | Agenda Number: 933381244 | |||||||||||||||||||||||
Ticker: HBI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4103451021 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LEE A. CHADEN | Mgmt | For | For | |||||||||||||||||||||
2 BOBBY J. GRIFFIN | Mgmt | For | For | |||||||||||||||||||||
3 JAMES C. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
4 JESSICA T. MATHEWS | Mgmt | For | For | |||||||||||||||||||||
5 J. PATRICK MULCAHY | Mgmt | For | For | |||||||||||||||||||||
6 RONALD L. NELSON | Mgmt | For | For | |||||||||||||||||||||
7 RICHARD A. NOLL | Mgmt | For | For | |||||||||||||||||||||
8 ANDREW J. SCHINDLER | Mgmt | For | For | |||||||||||||||||||||
9 ANN E. ZIEGLER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2390200000 | 2390200000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HANSEN NATURAL CORPORATION | ||||||||||||||||||||||||
Security: 411310105 | Agenda Number: 933406983 | |||||||||||||||||||||||
Ticker: HANS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4113101053 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RODNEY C. SACKS | Mgmt | For | For | |||||||||||||||||||||
2 HILTON H. SCHLOSBERG | Mgmt | For | For | |||||||||||||||||||||
3 NORMAN C. EPSTEIN | Mgmt | For | For | |||||||||||||||||||||
4 BENJAMIN M. POLK | Mgmt | For | For | |||||||||||||||||||||
5 SYDNEY SELATI | Mgmt | For | For | |||||||||||||||||||||
6 HAROLD C. TABER, JR. | Mgmt | For | For | |||||||||||||||||||||
7 MARK S. VIDERGAUZ | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE HANSEN NATURAL CORPORATION 2011 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS WILL APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 384700000 | 384700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HARSCO CORPORATION | ||||||||||||||||||||||||
Security: 415864107 | Agenda Number: 933395419 | |||||||||||||||||||||||
Ticker: HSC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4158641070 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 K.G. EDDY | Mgmt | For | For | |||||||||||||||||||||
2 D.C. EVERITT | Mgmt | For | For | |||||||||||||||||||||
3 S.D. FAZZOLARI | Mgmt | For | For | |||||||||||||||||||||
4 S.E. GRAHAM | Mgmt | For | For | |||||||||||||||||||||
5 T.D. GROWCOCK | Mgmt | For | For | |||||||||||||||||||||
6 H.W. KNUEPPEL | Mgmt | For | For | |||||||||||||||||||||
7 J.M. LOREE | Mgmt | For | For | |||||||||||||||||||||
8 A.J. SORDONI III | Mgmt | For | For | |||||||||||||||||||||
9 R.C. WILBURN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1711900000 | 1711900000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HARTE-HANKS, INC. | ||||||||||||||||||||||||
Security: 416196103 | Agenda Number: 933406058 | |||||||||||||||||||||||
Ticker: HHS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4161961036 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HOUSTON H. HARTE | Mgmt | For | For | |||||||||||||||||||||
2 JUDY C. ODOM | Mgmt | For | For | |||||||||||||||||||||
3 KAREN A. PUCKETT | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS HARTE-HANKS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE (ON AN ADVISORY BASIS) THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND (ON AN ADVISORY BASIS) THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 958200000 | 958200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 419870100 | Agenda Number: 933387777 | |||||||||||||||||||||||
Ticker: HE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4198701009 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PEGGY Y. FOWLER | Mgmt | For | For | |||||||||||||||||||||
2 KEITH P. RUSSELL | Mgmt | For | For | |||||||||||||||||||||
3 BARRY K. TANIGUCHI | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE 2011 NONEMPLOYEE DIRECTOR STOCK PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVE, BY NON-BINDING VOTE, THE SHAREHOLDER RESOLUTION APPROVING HEI'S EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1732000000 | 1732000000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HCC INSURANCE HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 404132102 | Agenda Number: 933425161 | |||||||||||||||||||||||
Ticker: HCC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4041321021 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JUDY C. BOZEMAN | Mgmt | For | For | |||||||||||||||||||||
2 FRANK J. BRAMANTI | Mgmt | For | For | |||||||||||||||||||||
3 WALTER M. DUER | Mgmt | For | For | |||||||||||||||||||||
4 JAMES C. FLAGG, PH.D. | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS M. HAMILTON | Mgmt | For | For | |||||||||||||||||||||
6 LESLIE S. HEISZ | Mgmt | For | For | |||||||||||||||||||||
7 DEBORAH H. MIDANEK | Mgmt | For | For | |||||||||||||||||||||
8 JOHN N. MOLBECK JR. | Mgmt | For | For | |||||||||||||||||||||
9 JAMES E. OESTERREICHER | Mgmt | For | For | |||||||||||||||||||||
10 ROBERT A. ROSHOLT | Mgmt | For | For | |||||||||||||||||||||
11 CHRISTOPHER JB WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1197100000 | 1197100000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTH MANAGEMENT ASSOCIATES, INC. | ||||||||||||||||||||||||
Security: 421933102 | Agenda Number: 933406440 | |||||||||||||||||||||||
Ticker: HMA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4219331026 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM J. SCHOEN | Mgmt | For | For | |||||||||||||||||||||
2 GARY D. NEWSOME | Mgmt | For | For | |||||||||||||||||||||
3 KENT P. DAUTEN | Mgmt | For | For | |||||||||||||||||||||
4 DONALD E. KIERNAN | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT A. KNOX | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM E. MAYBERRY, MD | Mgmt | For | For | |||||||||||||||||||||
7 VICKI A. O'MEARA | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM C. STEERE, JR. | Mgmt | For | For | |||||||||||||||||||||
9 R.W. WESTERFIELD, PH.D. | Mgmt | For | For | |||||||||||||||||||||
02 | TO PROVIDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO PROVIDE AN ADVISORY VOTE REGARDING THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 8104800000 | 8104800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTH NET, INC. | ||||||||||||||||||||||||
Security: 42222G108 | Agenda Number: 933416972 | |||||||||||||||||||||||
Ticker: HNT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42222G1085 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARY ANNE CITRINO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VICKI B. ESCARRA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GALE S. FITZGERALD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PATRICK FOLEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAY M. GELLERT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROGER F. GREAVES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BRUCE G. WILLISON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: FREDERICK C. YEAGER | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS HEALTH NET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF HEALTH NET'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF HEALTH NET'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF HEALTH NET'S CERTIFICATE OF INCORPORATION TO ELIMINATE ITS SUPERMAJORITY VOTING REQUIREMENTS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 7765400000 | 7765400000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||||||||||||||||||||
Security: 42330P107 | Agenda Number: 933393097 | |||||||||||||||||||||||
Ticker: HLX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42330P1075 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NANCY K. QUINN | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM L. TRANSIER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | THE VOTE, ON A NON-BINDING ADVISORY BASIS, ON THE FREQUENCY OF INCLUDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1211300000 | 1211300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HENRY SCHEIN, INC. | ||||||||||||||||||||||||
Security: 806407102 | Agenda Number: 933410639 | |||||||||||||||||||||||
Ticker: HSIC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8064071025 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 STANLEY M BERGMAN | Mgmt | For | For | |||||||||||||||||||||
2 GERALD A BENJAMIN | Mgmt | For | For | |||||||||||||||||||||
3 JAMES P BRESLAWSKI | Mgmt | For | For | |||||||||||||||||||||
4 MARK E MLOTEK | Mgmt | For | For | |||||||||||||||||||||
5 STEVEN PALADINO | Mgmt | For | For | |||||||||||||||||||||
6 BARRY J ALPERIN | Mgmt | For | For | |||||||||||||||||||||
7 PAUL BRONS | Mgmt | For | For | |||||||||||||||||||||
8 DONALD J KABAT | Mgmt | For | For | |||||||||||||||||||||
9 PHILIP A LASKAWY | Mgmt | For | For | |||||||||||||||||||||
10 KARYN MASHIMA | Mgmt | For | For | |||||||||||||||||||||
11 NORMAN S MATTHEWS | Mgmt | For | For | |||||||||||||||||||||
12 BRADLEY T SHEARES, PHD | Mgmt | For | For | |||||||||||||||||||||
13 LOUIS W SULLIVAN, MD | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO AMEND THE COMPANY'S 1994 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE, BY NON- BINDING VOTE, THE 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | PROPOSAL TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1828400000 | 1828400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HIGHWOODS PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 431284108 | Agenda Number: 933395192 | |||||||||||||||||||||||
Ticker: HIW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4312841087 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS W. ADLER | Mgmt | For | For | |||||||||||||||||||||
2 GENE H. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD J. FRITSCH | Mgmt | For | For | |||||||||||||||||||||
4 DAVID J. HARTZELL | Mgmt | For | For | |||||||||||||||||||||
5 SHERRY A. KELLETT | Mgmt | For | For | |||||||||||||||||||||
6 L. GLENN ORR, JR. | Mgmt | For | For | |||||||||||||||||||||
7 O. TEMPLE SLOAN, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 228600000 | 228600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HILL-ROM HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 431475102 | Agenda Number: 933366064 | |||||||||||||||||||||||
Ticker: HRC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4314751029 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES E. GOLDEN | Mgmt | No vote | ||||||||||||||||||||||
2 W AUGUST HILLENBRAND | Mgmt | No vote | ||||||||||||||||||||||
3 JOANNE C. SMITH, M.D. | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
03 | TO RECOMMEND BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE THE SHORT-TERM INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 496900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HNI CORPORATION | ||||||||||||||||||||||||
Security: 404251100 | Agenda Number: 933406135 | |||||||||||||||||||||||
Ticker: HNI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4042511000 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MIGUEL M. CALADO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHERYL A. FRANCIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LARRY B. PORCELLATO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BRIAN E. STERN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 810800000 | 810800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOLOGIC, INC. | ||||||||||||||||||||||||
Security: 436440101 | Agenda Number: 933365757 | |||||||||||||||||||||||
Ticker: HOLX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4364401012 | Meeting Date: 3/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN W. CUMMING | Mgmt | No vote | ||||||||||||||||||||||
2 ROBERT A. CASCELLA | Mgmt | No vote | ||||||||||||||||||||||
3 GLENN P. MUIR | Mgmt | No vote | ||||||||||||||||||||||
4 SALLY W. CRAWFORD | Mgmt | No vote | ||||||||||||||||||||||
5 DAVID R. LAVANCE, JR. | Mgmt | No vote | ||||||||||||||||||||||
6 NANCY L. LEAMING | Mgmt | No vote | ||||||||||||||||||||||
7 LAWRENCE M. LEVY | Mgmt | No vote | ||||||||||||||||||||||
8 ELAINE S. ULLIAN | Mgmt | No vote | ||||||||||||||||||||||
9 WAYNE WILSON | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE 2010 SUMMARY COMPENSATION TABLE AND THE OTHER RELATED TABLES AND DISCLOSURE. | Mgmt | No vote | |||||||||||||||||||||
03 | TO ELECT THE OPTION OF ONCE EVERY ONE YEAR, TWO YEARS, OR THREE YEARS TO BE THE PREFERRED FREQUENCY WITH WHICH THE COMPANY IS TO HOLD A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION'S COMPENSATION DISCLOSURE RULES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | No vote | |||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1356500000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOSPITALITY PROPERTIES TRUST | ||||||||||||||||||||||||
Security: 44106M102 | Agenda Number: 933375861 | |||||||||||||||||||||||
Ticker: HPT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US44106M1027 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF TRUSTEES AS THE INDEPENDENT TRUSTEE IN GROUP I: JOHN L. HARRINGTON | Mgmt | For | For | ||||||||||||||||||||
02 | TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF TRUSTEES AS THE MANAGING TRUSTEE IN GROUP I: BARRY M. PORTNOY | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE A NONBINDING ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE FREQUENCY OF SHAREHOLDER NONBINDING ADVISORY VOTES RELATING TO OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | TO CONSIDER AND VOTE UPON A NONBINDING SHAREHOLDER PROPOSAL IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 713900000 | 713900000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUBBELL INCORPORATED | ||||||||||||||||||||||||
Security: 443510201 | Agenda Number: 933384858 | |||||||||||||||||||||||
Ticker: HUBB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4435102011 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TIMOTHY H. POWERS | Mgmt | For | For | |||||||||||||||||||||
2 LYNN J. GOOD | Mgmt | For | For | |||||||||||||||||||||
3 ANTHONY J. GUZZI | Mgmt | For | For | |||||||||||||||||||||
4 NEAL J. KEATING | Mgmt | For | For | |||||||||||||||||||||
5 ANDREW MCNALLY IV | Mgmt | For | For | |||||||||||||||||||||
6 G. JACKSON RATCLIFFE | Mgmt | For | For | |||||||||||||||||||||
7 CARLOS A. RODRIGUEZ | Mgmt | For | For | |||||||||||||||||||||
8 RICHARD J. SWIFT | Mgmt | For | For | |||||||||||||||||||||
9 DANIEL S. VAN RIPER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS PRESENTED IN THE COMPANY'S PROXY STATEMENT FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 2, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO A SHAREHOLDER ADVISORY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 630500000 | 630500000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IDACORP, INC. | ||||||||||||||||||||||||
Security: 451107106 | Agenda Number: 933408254 | |||||||||||||||||||||||
Ticker: IDA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4511071064 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD J. DAHL | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD G. REITEN | Mgmt | For | For | |||||||||||||||||||||
3 JOAN H. SMITH | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS J. WILFORD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 417900000 | 417900000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IDEX CORPORATION | ||||||||||||||||||||||||
Security: 45167R104 | Agenda Number: 933378665 | |||||||||||||||||||||||
Ticker: IEX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45167R1041 | Meeting Date: 4/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRADLEY J. BELL | Mgmt | For | For | |||||||||||||||||||||
2 LAWRENCE D. KINGSLEY | Mgmt | For | For | |||||||||||||||||||||
3 GREGORY F. MILZCIK | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 546800000 | 546800000 | 0 | 3/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IDEXX LABORATORIES, INC. | ||||||||||||||||||||||||
Security: 45168D104 | Agenda Number: 933388630 | |||||||||||||||||||||||
Ticker: IDXX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45168D1046 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS CRAIG | Mgmt | For | For | |||||||||||||||||||||
2 R.M. HENDERSON, PHD | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO APPROVE A NON- BINDING ADVISORY RESOLUTION ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS (PROPOSAL TWO). | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO HOLD A NONBINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS (PROPOSAL THREE). | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS | Mgmt | For | For | ||||||||||||||||||||
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR (PROPOSAL FOUR). | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 239800000 | 239800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INFORMATICA CORPORATION | ||||||||||||||||||||||||
Security: 45666Q102 | Agenda Number: 933410540 | |||||||||||||||||||||||
Ticker: INFA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45666Q1022 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARK A. BERTELSEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF SHARES OF INFORMATICA'S COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES AND (II) INCREASE THE RATIO BY WHICH FULL VALUE AWARDS COUNT AGAINST THE SHARE RESERVE TO 2.37 | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INFORMATICA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 203000000 | 203000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INGRAM MICRO INC. | ||||||||||||||||||||||||
Security: 457153104 | Agenda Number: 933436215 | |||||||||||||||||||||||
Ticker: IM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4571531049 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LESLIE STONE HEISZ | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN R. INGRAM | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ORRIN H. INGRAM II | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DALE R. LAURANCE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SCOTT A. MCGREGOR | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL T. SMITH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: GREGORY M.E. SPIERKEL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOE B. WYATT | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF 2011 INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 26622700000 | 26622700000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERNATIONAL BANCSHARES CORPORATION | ||||||||||||||||||||||||
Security: 459044103 | Agenda Number: 933420779 | |||||||||||||||||||||||
Ticker: IBOC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4590441030 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 I. GREENBLUM | Mgmt | For | For | |||||||||||||||||||||
2 R.D. GUERRA | Mgmt | For | For | |||||||||||||||||||||
3 D.B. HASTINGS, JR. | Mgmt | For | For | |||||||||||||||||||||
4 D.B. HOWLAND | Mgmt | For | For | |||||||||||||||||||||
5 I. NAVARRO | Mgmt | For | For | |||||||||||||||||||||
6 S. NEIMAN | Mgmt | Withheld | Against | |||||||||||||||||||||
7 P.J. NEWMAN | Mgmt | For | For | |||||||||||||||||||||
8 D.E. NIXON | Mgmt | For | For | |||||||||||||||||||||
9 L. NORTON | Mgmt | For | For | |||||||||||||||||||||
10 L. SALINAS | Mgmt | For | For | |||||||||||||||||||||
11 A.R. SANCHEZ, JR. | Mgmt | For | For | |||||||||||||||||||||
12 GUILLERMO F. TREVINO | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO CONSIDER AND APPROVE A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES AS DESCRIBED IN THE COMPENSATION, DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 512700000 | 512700000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERSIL CORPORATION | ||||||||||||||||||||||||
Security: 46069S109 | Agenda Number: 933392336 | |||||||||||||||||||||||
Ticker: ISIL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46069S1096 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: DAVID B. BELL | Mgmt | For | For | ||||||||||||||||||||
02 | ELECTION OF DIRECTOR: DR. ROBERT W. CONN | Mgmt | For | For | ||||||||||||||||||||
03 | ELECTION OF DIRECTOR: JAMES V. DILLER | Mgmt | For | For | ||||||||||||||||||||
04 | ELECTION OF DIRECTOR: GARY E. GIST | Mgmt | For | For | ||||||||||||||||||||
05 | ELECTION OF DIRECTOR: MERCEDES JOHNSON | Mgmt | For | For | ||||||||||||||||||||
06 | ELECTION OF DIRECTOR: GREGORY LANG | Mgmt | For | For | ||||||||||||||||||||
07 | ELECTION OF DIRECTOR: JAN PEETERS | Mgmt | For | For | ||||||||||||||||||||
08 | ELECTION OF DIRECTOR: ROBERT N. POKELWALDT | Mgmt | For | For | ||||||||||||||||||||
09 | ELECTION OF DIRECTOR: JAMES A. URRY | Mgmt | For | For | ||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE INTERSIL CORPORATION AMENDED AND RESTATED 2008 EQUITY COMPENSATION PLAN, AS DESCRIBED IN ITEM 3 OF OUR PROXY STATEMENT | Mgmt | Against | Against | ||||||||||||||||||||
4 | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
5 | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE FREQUENCY OF THE VOTE ON OUR EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 821200000 | 821200000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTREPID POTASH, INC | ||||||||||||||||||||||||
Security: 46121Y102 | Agenda Number: 933410273 | |||||||||||||||||||||||
Ticker: IPI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46121Y1029 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT P. JORNAYVAZ III | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: HUGH E. HARVEY, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INTREPID'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING, ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 155100000 | 155100000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ITRON, INC. | ||||||||||||||||||||||||
Security: 465741106 | Agenda Number: 933383060 | |||||||||||||||||||||||
Ticker: ITRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4657411066 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JON E. ELIASSEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES H. GAYLORD JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY E. PRUITT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO DETERMINE (NON- BINDING) FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 566200000 | 566200000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ITT EDUCATIONAL SERVICES, INC. | ||||||||||||||||||||||||
Security: 45068B109 | Agenda Number: 933384961 | |||||||||||||||||||||||
Ticker: ESI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45068B1098 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN E. DEAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES D. FOWLER, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VIN WEBER | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS ITT EDUCATIONAL SERVICES, INC.'S (ITT/ESI) INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION PAID TO ITT/ESI'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND | Mgmt | Against | Against | ||||||||||||||||||||
ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IN ITT/ESI'S PROXY STATEMENT. | ||||||||||||||||||||||||
04 | TO APPROVE, BY A NON-BINDING VOTE, HOLDING FUTURE SHAREHOLDER VOTES TO APPROVE THE COMPENSATION PAID TO ITT/ESI'S NAMED EXECUTIVE OFFICERS EVERY ONE, TWO, OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 385900000 | 385900000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
J.B. HUNT TRANSPORT SERVICES, INC. | ||||||||||||||||||||||||
Security: 445658107 | Agenda Number: 933383882 | |||||||||||||||||||||||
Ticker: JBHT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4456581077 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WAYNE GARRISON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: SHARILYN S. GASAWAY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GARY C. GEORGE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: BRYAN HUNT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: COLEMAN H. PETERSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN N. ROBERTS III | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES L. ROBO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM J. SHEA, JR. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: KIRK THOMPSON | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JOHN A. WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR CALENDAR YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1365600000 | 1365600000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
J.CREW GROUP, INC. | ||||||||||||||||||||||||
Security: 46612H402 | Agenda Number: 933370087 | |||||||||||||||||||||||
Ticker: JCG | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US46612H4020 | Meeting Date: 3/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 23, 2010, AS AMENDED BY AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER, DATED JANUARY 18, 2011 (AS AMENDED, THE "MERGER AGREEMENT") WITH CHINOS HOLDINGS, INC., ("PARENT"), AND CHINOS ACQUISITION CORPORATION, ("MERGER SUB") AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
02 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 489300000 | 489300000 | 0 | 2/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JEFFERIES GROUP, INC. | ||||||||||||||||||||||||
Security: 472319102 | Agenda Number: 933408076 | |||||||||||||||||||||||
Ticker: JEF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4723191023 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD B. HANDLER | Mgmt | For | For | |||||||||||||||||||||
2 BRIAN P. FRIEDMAN | Mgmt | For | For | |||||||||||||||||||||
3 W. PATRICK CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
4 IAN M. CUMMING | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD G. DOOLEY | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT E. JOYAL | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL T. O'KANE | Mgmt | For | For | |||||||||||||||||||||
8 JOSEPH S. STEINBERG | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. THE SHAREHOLDER ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES SHOULD OCCUR. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1521100000 | 1521100000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JETBLUE AIRWAYS CORPORATION | ||||||||||||||||||||||||
Security: 477143101 | Agenda Number: 933421226 | |||||||||||||||||||||||
Ticker: JBLU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4771431016 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID BARGER | Mgmt | For | For | |||||||||||||||||||||
2 JENS BISCHOF | Mgmt | For | For | |||||||||||||||||||||
3 PETER BONEPARTH | Mgmt | For | For | |||||||||||||||||||||
4 DAVID CHECKETTS | Mgmt | For | For | |||||||||||||||||||||
5 VIRGINIA GAMBALE | Mgmt | For | For | |||||||||||||||||||||
6 STEPHAN GEMKOW | Mgmt | For | For | |||||||||||||||||||||
7 STANLEY MCCHRYSTAL | Mgmt | For | For | |||||||||||||||||||||
8 JOEL PETERSON | Mgmt | For | For | |||||||||||||||||||||
9 ANN RHOADES | Mgmt | For | For | |||||||||||||||||||||
10 FRANK SICA | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE JETBLUE AIRWAYS CORPORATION 2011 INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE JETBLUE AIRWAYS CORPORATION 2011 CREWMEMBER STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 8007500000 | 8007500000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JONES LANG LASALLE INCORPORATED | ||||||||||||||||||||||||
Security: 48020Q107 | Agenda Number: 933419170 | |||||||||||||||||||||||
Ticker: JLL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US48020Q1076 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HUGO BAGUE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: COLIN DYER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DARRYL HARTLEY-LEONARD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DEANNE JULIUS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MING LU | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAURALEE E. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID B. RICKARD | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROGER T. STAUBACH | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: THOMAS C. THEOBALD | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION ("SAY-ON- PAY") | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES ("SAY-ON-FREQUENCY") | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE A PROPOSAL BY OUR BOARD OF DIRECTORS TO AMEND THE JONES LANG LASALLE ARTICLES OF INCORPORATION TO PERMIT THE HOLDERS OF 30% OF THE OUTSTANDING SHARES OF OUR COMMON STOCK TO CALL A SPECIAL MEETING OF SHAREHOLDERS | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 518500000 | 518500000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JOY GLOBAL INC. | ||||||||||||||||||||||||
Security: 481165108 | Agenda Number: 933369060 | |||||||||||||||||||||||
Ticker: JOYG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4811651086 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN L. GERARD | Mgmt | For | For | |||||||||||||||||||||
2 JOHN NILS HANSON | Mgmt | For | For | |||||||||||||||||||||
3 KEN C. JOHNSEN | Mgmt | For | For | |||||||||||||||||||||
4 GALE E. KLAPPA | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD B. LOYND | Mgmt | For | For | |||||||||||||||||||||
6 P. ERIC SIEGERT | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL W. SUTHERLIN | Mgmt | For | For | |||||||||||||||||||||
8 JAMES H. TATE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 611900000 | 611900000 | 0 | 2/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KANSAS CITY SOUTHERN | ||||||||||||||||||||||||
Security: 485170302 | Agenda Number: 933395180 | |||||||||||||||||||||||
Ticker: KSU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4851703029 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HENRY R. DAVIS | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. DRUTEN | Mgmt | For | For | |||||||||||||||||||||
3 RODNEY E. SLATER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M). | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE APPROVING THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 559600000 | 559600000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KB HOME | ||||||||||||||||||||||||
Security: 48666K109 | Agenda Number: 933373689 | |||||||||||||||||||||||
Ticker: KBH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US48666K1097 | Meeting Date: 4/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENNETH M. JASTROW, II | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT L. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MELISSA LORA | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JEFFREY T. MEZGER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: LESLIE MOONVES | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LUIS G. NOGALES | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING NOVEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE KB HOME 2010 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2143300000 | 2143300000 | 0 | 3/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KBR, INC. | ||||||||||||||||||||||||
Security: 48242W106 | Agenda Number: 933412239 | |||||||||||||||||||||||
Ticker: KBR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US48242W1062 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN R. HUFF | Mgmt | For | For | |||||||||||||||||||||
2 LESTER L. LYLES | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD J. SLATER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS FOR KBR AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO AMEND OUR EQUAL EMPLOYMENT OPPORTUNITY POLICY TO EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER IDENTITY OR EXPRESSION AND TO SUBSTANTIALLY IMPLEMENT THE POLICY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 5342500000 | 5342500000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KINDRED HEALTHCARE, INC. | ||||||||||||||||||||||||
Security: 494580103 | Agenda Number: 933450176 | |||||||||||||||||||||||
Ticker: KND | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4945801037 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 7, 2011, AMONG KINDRED HEALTHCARE, INC., KINDRED HEALTHCARE DEVELOPMENT, INC. AND REHABCARE GROUP, INC. | Mgmt | For | For | ||||||||||||||||||||
2A | ELECTION OF DIRECTOR: EDWARD L. KUNTZ | Mgmt | For | For | ||||||||||||||||||||
2B | ELECTION OF DIRECTOR: JOEL ACKERMAN | Mgmt | For | For | ||||||||||||||||||||
2C | ELECTION OF DIRECTOR: ANN C. BERZIN | Mgmt | For | For | ||||||||||||||||||||
2D | ELECTION OF DIRECTOR: JONATHAN D. BLUM | Mgmt | For | For | ||||||||||||||||||||
2E | ELECTION OF DIRECTOR: THOMAS P. COOPER, M.D. | Mgmt | For | For | ||||||||||||||||||||
2F | ELECTION OF DIRECTOR: PAUL J. DIAZ | Mgmt | For | For | ||||||||||||||||||||
2G | ELECTION OF DIRECTOR: ISAAC KAUFMAN | Mgmt | For | For | ||||||||||||||||||||
2H | ELECTION OF DIRECTOR: FREDERICK J. KLEISNER | Mgmt | For | For | ||||||||||||||||||||
2I | ELECTION OF DIRECTOR: EDDY J. ROGERS, JR. | Mgmt | For | For | ||||||||||||||||||||
2J | ELECTION OF DIRECTOR: PHYLLIS R. YALE | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS KINDRED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, KINDRED'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | Against | Against | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON KINDRED'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | PROPOSAL TO APPROVE THE KINDRED 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
07 | PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE KINDRED ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE KINDRED ANNUAL MEETING TO APPROVE THE MERGER. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3735700000 | 3735700000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KINETIC CONCEPTS, INC. | ||||||||||||||||||||||||
Security: 49460W208 | Agenda Number: 933425969 | |||||||||||||||||||||||
Ticker: KCI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US49460W2089 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES R. LEININGER M.D. | Mgmt | For | For | |||||||||||||||||||||
2 WOODRIN GROSSMAN | Mgmt | For | For | |||||||||||||||||||||
3 CARL F. KOHRT, PH.D. | Mgmt | For | For | |||||||||||||||||||||
4 DAVID J. SIMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | IN ACCORDANCE WITH THE DISCRETION OF THE PROXY HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 717200000 | 717200000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KIRBY CORPORATION | ||||||||||||||||||||||||
Security: 497266106 | Agenda Number: 933395015 | |||||||||||||||||||||||
Ticker: KEX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4972661064 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID L. LEMMON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GEORGE A. PETERKIN, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD R. STEWART | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS KIRBY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF KIRBY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 362000000 | 362000000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LAMAR ADVERTISING COMPANY | ||||||||||||||||||||||||
Security: 512815101 | Agenda Number: 933440389 | |||||||||||||||||||||||
Ticker: LAMR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5128151017 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN MAXWELL HAMILTON | Mgmt | For | For | |||||||||||||||||||||
2 JOHN E. KOERNER, III | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN P. MUMBLOW | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS V. REIFENHEISER | Mgmt | For | For | |||||||||||||||||||||
5 ANNA REILLY | Mgmt | For | For | |||||||||||||||||||||
6 KEVIN P. REILLY, JR. | Mgmt | For | For | |||||||||||||||||||||
7 WENDELL REILLY | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING, ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 423600000 | 423600000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LANDSTAR SYSTEM, INC. | ||||||||||||||||||||||||
Security: 515098101 | Agenda Number: 933425654 | |||||||||||||||||||||||
Ticker: LSTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5150981018 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY C. CROWE | Mgmt | For | For | |||||||||||||||||||||
2 DAVID G. BANNISTER | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL A. HENNING | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF THE 2011 LANDSTAR SYSTEM, INC. EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 880500000 | 880500000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LENDER PROCESSING SERVICES, INC. | ||||||||||||||||||||||||
Security: 52602E102 | Agenda Number: 933400537 | |||||||||||||||||||||||
Ticker: LPS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US52602E1029 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LEE A. KENNEDY | Mgmt | For | For | |||||||||||||||||||||
2 PHILIP G. HEASLEY | Mgmt | For | For | |||||||||||||||||||||
3 SUSAN E. LESTER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE THE LENDER PROCESSING SERVICES, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1187200000 | 1187200000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LENNOX INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 526107107 | Agenda Number: 933416554 | |||||||||||||||||||||||
Ticker: LII | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5261071071 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JANET K. COOPER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN W. NORRIS, III | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL W. SCHMIDT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 967800000 | 967800000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIBERTY PROPERTY TRUST | ||||||||||||||||||||||||
Security: 531172104 | Agenda Number: 933425349 | |||||||||||||||||||||||
Ticker: LRY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5311721048 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M. LEANNE LACHMAN | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN D. STEINOUR | Mgmt | For | For | |||||||||||||||||||||
3 FREDERICK F. BUCHHOLZ | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS C. DELOACH, JR. | Mgmt | For | For | |||||||||||||||||||||
5 DANIEL P. GARTON | Mgmt | For | For | |||||||||||||||||||||
6 STEPHEN B. SIEGEL | Mgmt | For | For | |||||||||||||||||||||
7 K. ELIZABETH DIETZE | Mgmt | For | For | |||||||||||||||||||||
02 | A NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE TRUST'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | A NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY OF THE VOTING ON THE COMPENSATION OF THE TRUST'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | A PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE TRUST'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 370700000 | 370700000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIFE TIME FITNESS, INC. | ||||||||||||||||||||||||
Security: 53217R207 | Agenda Number: 933378728 | |||||||||||||||||||||||
Ticker: LTM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US53217R2076 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BAHRAM AKRADI | Mgmt | For | For | |||||||||||||||||||||
2 GILES H. BATEMAN | Mgmt | For | For | |||||||||||||||||||||
3 JACK W. EUGSTER | Mgmt | For | For | |||||||||||||||||||||
4 GUY C. JACKSON | Mgmt | For | For | |||||||||||||||||||||
5 JOHN K. LLOYD | Mgmt | For | For | |||||||||||||||||||||
6 MARTHA A. MORFITT | Mgmt | For | For | |||||||||||||||||||||
7 JOHN B. RICHARDS | Mgmt | For | For | |||||||||||||||||||||
8 JOSEPH S. VASSALLUZZO | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE LIFE TIME FITNESS, INC. 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF INCLUDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN OUR PROXY STATEMENT. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 324500000 | 324500000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIFEPOINT HOSPITALS, INC. | ||||||||||||||||||||||||
Security: 53219L109 | Agenda Number: 933437813 | |||||||||||||||||||||||
Ticker: LPNT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US53219L1098 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 W.F. CARPENTER III | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD H. EVANS | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL P. HALEY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1281100000 | 1281100000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LINCARE HOLDINGS INC. | ||||||||||||||||||||||||
Security: 532791100 | Agenda Number: 933388933 | |||||||||||||||||||||||
Ticker: LNCR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5327911005 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J.P. BYRNES | Mgmt | For | For | |||||||||||||||||||||
2 S.H. ALTMAN, PH.D. | Mgmt | For | For | |||||||||||||||||||||
3 C.B. BLACK | Mgmt | For | For | |||||||||||||||||||||
4 A.P. BRYANT | Mgmt | For | For | |||||||||||||||||||||
5 F.D. BYRNE, M.D. | Mgmt | For | For | |||||||||||||||||||||
6 W.F. MILLER, III | Mgmt | For | For | |||||||||||||||||||||
7 E.M. ZANE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE AN ADVISORY RESOLUTION ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 953000000 | 953000000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 533900106 | Agenda Number: 933388666 | |||||||||||||||||||||||
Ticker: LECO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5339001068 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID H. GUNNING | Mgmt | For | For | |||||||||||||||||||||
2 G. RUSSELL LINCOLN | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER L. MAPES | Mgmt | For | For | |||||||||||||||||||||
4 HELLENE S. RUNTAGH | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RE-APPROVE THE PERFORMANCE MEASURES UNDER OUR 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 451000000 | 451000000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LKQ CORPORATION | ||||||||||||||||||||||||
Security: 501889208 | Agenda Number: 933385305 | |||||||||||||||||||||||
Ticker: LKQX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5018892084 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 A. CLINTON ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 VICTOR M. CASINI | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT M. DEVLIN | Mgmt | Withheld | Against | |||||||||||||||||||||
4 DONALD F. FLYNN | Mgmt | For | For | |||||||||||||||||||||
5 KEVIN F. FLYNN | Mgmt | For | For | |||||||||||||||||||||
6 RONALD G. FOSTER | Mgmt | For | For | |||||||||||||||||||||
7 JOSEPH M. HOLSTEN | Mgmt | For | For | |||||||||||||||||||||
8 PAUL M. MEISTER | Mgmt | For | For | |||||||||||||||||||||
9 JOHN F. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM M. WEBSTER, IV | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE LKQ CORPORATION MANAGEMENT INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | RE-APPROVAL OF THE LKQ CORPORATION LONG TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE LKQ CORPORATION 1998 EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 15,000,000. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1584000000 | 1584000000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOUISIANA-PACIFIC CORPORATION | ||||||||||||||||||||||||
Security: 546347105 | Agenda Number: 933391447 | |||||||||||||||||||||||
Ticker: LPX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5463471053 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 E. GARY COOK | Mgmt | For | For | |||||||||||||||||||||
2 KURT M. LANDGRAF | Mgmt | For | For | |||||||||||||||||||||
3 JOHN W. WEAVER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS LP'S INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2179400000 | 2179400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
M.D.C. HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 552676108 | Agenda Number: 933378184 | |||||||||||||||||||||||
Ticker: MDC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5526761086 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM B. KEMPER | Mgmt | For | For | |||||||||||||||||||||
2 DAVID D. MANDARICH | Mgmt | For | For | |||||||||||||||||||||
3 DAVID SIEGEL | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE M.D.C. HOLDINGS, INC. 2011 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE THE M.D.C. HOLDINGS, INC. 2011 STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY PROPOSAL REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE "SAY ON PAY" PROPOSAL). | Mgmt | Against | Against | ||||||||||||||||||||
05 | AN ADVISORY VOTE TO ESTABLISH THE FREQUENCY OF SUBMISSION TO SHAREOWNERS OF "SAY ON PAY" PROPOSALS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 565900000 | 565900000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MACK-CALI REALTY CORPORATION | ||||||||||||||||||||||||
Security: 554489104 | Agenda Number: 933427747 | |||||||||||||||||||||||
Ticker: CLI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5544891048 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM L. MACK | Mgmt | For | For | |||||||||||||||||||||
2 NATHAN GANTCHER | Mgmt | For | For | |||||||||||||||||||||
3 DAVID S. MACK | Mgmt | For | For | |||||||||||||||||||||
4 ALAN G. PHILIBOSIAN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS SUCH COMPENSATION IS DESCRIBED UNDER THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE APPROVING THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS SUCH COMPENSATION IS DESCRIBED UNDER THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE | Mgmt | 1 Year | For | ||||||||||||||||||||
COMPENSATION" SECTIONS OF THE ACCOMPANYING PROXY STATEMENT, EVERY. | ||||||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 385200000 | 385200000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MANPOWER INC. | ||||||||||||||||||||||||
Security: 56418H100 | Agenda Number: 933398845 | |||||||||||||||||||||||
Ticker: MAN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US56418H1005 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CARI M. DOMINGUEZ | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERTO MENDOZA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ELIZABETH P. SARTAIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EDWARD J. ZORE | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF WILLIAM DOWNE TO SERVE UNTIL 2013 AS A CLASS II DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF PATRICIA A. HEMINGWAY HALL TO SERVE UNTIL 2013 AS A CLASS II DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE MANPOWER INC. CORPORATE SENIOR MANAGEMENT ANNUAL INCENTIVE POOL PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN OF MANPOWER INC. | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON COMPENSATION OF OUR NAMES EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
08 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 4298200000 | 4298200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MANTECH INTERNATIONAL CORP. | ||||||||||||||||||||||||
Security: 564563104 | Agenda Number: 933397540 | |||||||||||||||||||||||
Ticker: MANT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5645631046 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE J. PEDERSEN | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD L. ARMITAGE | Mgmt | For | For | |||||||||||||||||||||
3 MARY K. BUSH | Mgmt | For | For | |||||||||||||||||||||
4 BARRY G. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
5 W.R. FATZINGER, JR. | Mgmt | For | For | |||||||||||||||||||||
6 DAVID E. JEREMIAH | Mgmt | For | For | |||||||||||||||||||||
7 RICHARD J. KERR | Mgmt | For | For | |||||||||||||||||||||
8 KENNETH A. MINIHAN | Mgmt | For | For | |||||||||||||||||||||
9 STEPHEN W. PORTER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE MANAGEMENT INCENTIVE PLAN,AS AMENDED AND RESTATED | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 936400000 | 936400000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MARTIN MARIETTA MATERIALS, INC. | ||||||||||||||||||||||||
Security: 573284106 | Agenda Number: 933419497 | |||||||||||||||||||||||
Ticker: MLM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5732841060 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SUE W. COLE | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. QUILLEN | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN P. ZELNAK, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE VOTE ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 290600000 | 290600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MASIMO CORPORATION | ||||||||||||||||||||||||
Security: 574795100 | Agenda Number: 933443715 | |||||||||||||||||||||||
Ticker: MASI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5747951003 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DR. STEVEN J. BARKER | Mgmt | For | For | |||||||||||||||||||||
2 MR. SANFORD FITCH | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE BY ADVISORY (NONBINDING) VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY ADVISORY (NONBINDING) VOTE, THE FREQUENCY OF THE APPROVE OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | A STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTING STANDARD FOR DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 185400000 | 185400000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 577128101 | Agenda Number: 933366937 | |||||||||||||||||||||||
Ticker: MATW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5771281012 | Meeting Date: 2/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT G. NEUBERT* | Mgmt | No vote | ||||||||||||||||||||||
2 GREGORY S. BABE** | Mgmt | No vote | ||||||||||||||||||||||
3 MARTIN SCHLATTER** | Mgmt | No vote | ||||||||||||||||||||||
4 JOHN D. TURNER** | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE THE ADOPTION OF THE 2010 INCENTIVE COMPENSATION PLAN. | Mgmt | No vote | |||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | No vote | |||||||||||||||||||||
04 | TO PROVIDE AN ADVISORY (NON- BINDING) VOTE ON THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
05 | TO PROVIDE AN ADVISORY (NON- BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 332000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MDU RESOURCES GROUP, INC. | ||||||||||||||||||||||||
Security: 552690109 | Agenda Number: 933387688 | |||||||||||||||||||||||
Ticker: MDU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5526901096 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS EVERIST | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KAREN B. FAGG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: TERRY D. HILDESTAD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: A. BART HOLADAY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DENNIS W. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS C. KNUDSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD H. LEWIS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PATRICIA L. MOSS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HARRY J. PEARCE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN K. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE MDU RESOURCES GROUP, INC. LONG- TERM PERFORMANCE-BASED INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M) | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2862000000 | 2862000000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEDICIS PHARMACEUTICAL CORPORATION | ||||||||||||||||||||||||
Security: 584690309 | Agenda Number: 933397437 | |||||||||||||||||||||||
Ticker: MRX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5846903095 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SPENCER DAVIDSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STUART DIAMOND | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PETER S. KNIGHT, ESQ. | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF MEDICIS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY MATERIALS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE VOTES ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE MEDICIS 2006 INCENTIVE AWARD PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 384700000 | 384700000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEDNAX, INC. | ||||||||||||||||||||||||
Security: 58502B106 | Agenda Number: 933389327 | |||||||||||||||||||||||
Ticker: MD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US58502B1061 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CESAR L. ALVAREZ | Mgmt | For | For | |||||||||||||||||||||
2 WALDEMAR A. CARLO, M.D. | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL B. FERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
4 ROGER K. FREEMAN, M.D. | Mgmt | For | For | |||||||||||||||||||||
5 PAUL G. GABOS | Mgmt | For | For | |||||||||||||||||||||
6 DANY GARCIA | Mgmt | For | For | |||||||||||||||||||||
7 P.J. GOLDSCHMIDT, M.D. | Mgmt | For | For | |||||||||||||||||||||
8 MANUEL KADRE | Mgmt | For | For | |||||||||||||||||||||
9 ROGER J. MEDEL, M.D. | Mgmt | For | For | |||||||||||||||||||||
10 DONNA E. SHALALA PH.D. | Mgmt | For | For | |||||||||||||||||||||
11 ENRIQUE J. SOSA PH.D. | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, BY NON- BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, BY NON- BINDING ADVISORY VOTE, THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 322800000 | 322800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MENTOR GRAPHICS CORPORATION | ||||||||||||||||||||||||
Security: 587200106 | Agenda Number: 933408456 | |||||||||||||||||||||||
Ticker: MENT | Meeting Type: Contested Annual | |||||||||||||||||||||||
ISIN: US5872001061 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER L. BONFIELD | Mgmt | For | For | |||||||||||||||||||||
2 JAMES R. FIEBIGER | Mgmt | For | For | |||||||||||||||||||||
3 KEVIN C. MCDONOUGH | Mgmt | For | For | |||||||||||||||||||||
4 WALDEN C. RHINES | Mgmt | For | For | |||||||||||||||||||||
5 MARSHA B. CONGDON | Mgmt | For | For | |||||||||||||||||||||
6 GREGORY K. HINCKLEY | Mgmt | For | For | |||||||||||||||||||||
7 PATRICK B. MCMANUS | Mgmt | For | For | |||||||||||||||||||||
8 FONTAINE K. RICHARDSON | Mgmt | For | For | |||||||||||||||||||||
02 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SHAREHOLDER ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO AMEND THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE PLAN AND FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER EACH OF THE PLANS. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO AMEND THE COMPANY'S BYLAWS BY ADDING A NEW ARTICLE XI TO OPT OUT OF CERTAIN PROVISIONS OF THE OREGON BUSINESS CORPORATION ACT RELATING TO BUSINESS COMBINATIONS WITH INTERESTED SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1017600000 | 1017600000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MERCURY GENERAL CORPORATION | ||||||||||||||||||||||||
Security: 589400100 | Agenda Number: 933392831 | |||||||||||||||||||||||
Ticker: MCY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5894001008 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE JOSEPH | Mgmt | For | For | |||||||||||||||||||||
2 MARTHA E. MARCON | Mgmt | For | For | |||||||||||||||||||||
3 DONALD R. SPUEHLER | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD E. GRAYSON | Mgmt | For | For | |||||||||||||||||||||
5 DONALD P. NEWELL | Mgmt | For | For | |||||||||||||||||||||
6 BRUCE A. BUNNER | Mgmt | For | For | |||||||||||||||||||||
7 NATHAN BESSIN | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL D. CURTIUS | Mgmt | For | For | |||||||||||||||||||||
9 GABRIEL TIRADOR | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 955000000 | 955000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 592688105 | Agenda Number: 933384024 | |||||||||||||||||||||||
Ticker: MTD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5926881054 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT F. SPOERRY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WAH-HUI CHU | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: FRANCIS A. CONTINO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: OLIVIER A. FILLIOL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL A. KELLY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: HANS ULRICH MAERKI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GEORGE M. MILNE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS P. SALICE | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE POBS PLUS INCENTIVE SYSTEM FOR GROUP MANAGEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 185200000 | 185200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MINE SAFETY APPLIANCES COMPANY | ||||||||||||||||||||||||
Security: 602720104 | Agenda Number: 933396447 | |||||||||||||||||||||||
Ticker: MSA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6027201044 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DIANE M. PEARSE | Mgmt | For | For | |||||||||||||||||||||
2 L. EDWARD SHAW, JR. | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM M. LAMBERT | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED AND RESTATED 2008 MANAGEMENT EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
04 | TO PROVIDE AN ADVISORY (NON- BINDING) VOTE ON THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO PROVIDE AN ADVISORY (NON- BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 448900000 | 448900000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MINERALS TECHNOLOGIES INC. | ||||||||||||||||||||||||
Security: 603158106 | Agenda Number: 933412417 | |||||||||||||||||||||||
Ticker: MTX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6031581068 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAULA H.J. CHOLMONDELEY | Mgmt | For | For | |||||||||||||||||||||
2 DUANE R. DUNHAM | Mgmt | For | For | |||||||||||||||||||||
3 STEVEN J. GOLUB | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 235900000 | 235900000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOHAWK INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 608190104 | Agenda Number: 933408761 | |||||||||||||||||||||||
Ticker: MHK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6081901042 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MS. BOGART | Mgmt | For | For | |||||||||||||||||||||
2 MR. FIEDLER | Mgmt | For | For | |||||||||||||||||||||
3 MR. ILL | Mgmt | For | For | |||||||||||||||||||||
4 MR. LORBERBAUM | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1405500000 | 1405500000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MSCI INC. | ||||||||||||||||||||||||
Security: 55354G100 | Agenda Number: 933384834 | |||||||||||||||||||||||
Ticker: MSCI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55354G1004 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BENJAMIN F. DUPONT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: HENRY A. FERNANDEZ | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALICE W. HANDY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LINDA H. RIEFLER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GEORGE W. SIGULER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SCOTT M. SIPPRELLE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: PATRICK TIERNEY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: RODOLPHE M. VALLEE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THESE PROXY MATERIALS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 238600000 | 238600000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||||||||||||||
Security: 636180101 | Agenda Number: 933368157 | |||||||||||||||||||||||
Ticker: NFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6361801011 | Meeting Date: 3/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT T. BRADY | Mgmt | No vote | ||||||||||||||||||||||
2 ROLLAND E. KIDDER | Mgmt | No vote | ||||||||||||||||||||||
3 FREDERIC V. SALERNO | Mgmt | No vote | ||||||||||||||||||||||
02 | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | No vote | |||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE COMPENSATION OF EXECUTIVES | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF VOTE TO APPROVE COMPENSATION OF EXECUTIVES | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 385000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | ||||||||||||||||||||||||
Security: 636518102 | Agenda Number: 933396283 | |||||||||||||||||||||||
Ticker: NATI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6365181022 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MR. JEFFREY L. KODOSKY | Mgmt | For | For | |||||||||||||||||||||
2 DR. DONALD M. CARLTON | Mgmt | For | For | |||||||||||||||||||||
3 MR. JOHN K. MEDICA | Mgmt | For | For | |||||||||||||||||||||
02 | TO INCREASE THE NUMBER OF SHARES RESERVED UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE PLAN BY 3,000,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS NI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING OUR EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING THE FREQUENCY OF STOCKHOLDER VOTES ON OUR EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 515200000 | 515200000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NAVIGANT CONSULTING, INC. | ||||||||||||||||||||||||
Security: 63935N107 | Agenda Number: 933385040 | |||||||||||||||||||||||
Ticker: NCI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US63935N1072 | Meeting Date: 4/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM M. GOODYEAR | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHAN A. JAMES | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY IN 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY THAT THE COMPANY WILL HOLD A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1092400000 | 1092400000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NCR CORPORATION | ||||||||||||||||||||||||
Security: 62886E108 | Agenda Number: 933382006 | |||||||||||||||||||||||
Ticker: NCR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US62886E1082 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD L. CLEMMER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RE-APPROVE THE PERFORMANCE GOALS INCLUDED IN THE NCR CORPORATION 2006 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE AS OF DECEMBER 31, 2008) FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE AN AMENDMENT TO INDIVIDUAL AWARD LIMITATIONS INCLUDED IN THE NCR CORPORATION 2006 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE AN AMENDMENT TO THE FUNDING FORMULA IN THE NCR MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | Against | Against | ||||||||||||||||||||
08 | TO APPROVE THE NCR CORPORATION 2011 ECONOMIC PROFIT PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 4719900000 | 4719900000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEUSTAR, INC. | ||||||||||||||||||||||||
Security: 64126X201 | Agenda Number: 933444969 | |||||||||||||||||||||||
Ticker: NSR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US64126X2018 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES G. CULLEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOEL P. FRIEDMAN | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 289200000 | 289200000 | 0 | 5/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEW YORK COMMUNITY BANCORP, INC. | ||||||||||||||||||||||||
Security: 649445103 | Agenda Number: 933431277 | |||||||||||||||||||||||
Ticker: NYB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6494451031 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DOMINICK CIAMPA | Mgmt | For | For | |||||||||||||||||||||
2 W.C. FREDERICK, M.D. | Mgmt | For | For | |||||||||||||||||||||
3 MAX L. KUPFERBERG | Mgmt | For | For | |||||||||||||||||||||
4 SPIROS J. VOUTSINAS | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT WANN | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | REAPPROVAL OF THE NEW YORK COMMUNITY BANCORP, INC. MANAGEMENT INCENTIVE COMPENSATION PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S STOCKHOLDERS IN 2006, | Mgmt | For | For | ||||||||||||||||||||
AND THE MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | ||||||||||||||||||||||||
04 | REAPPROVAL OF THE NEW YORK COMMUNITY BANCORP, INC. 2006 STOCK INCENTIVE PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S STOCKHOLDERS IN 2006, AND THE MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, BY NON-BINDING VOTE, AN ADVISORY PROPOSAL ON COMPENSATION FOR CERTAIN OF OUR EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH THE ADVISORY VOTE ON THE EXECUTIVE OFFICERS' COMPENSATION SHALL OCCUR. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1876000000 | 1876000000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEWMARKET CORPORATION | ||||||||||||||||||||||||
Security: 651587107 | Agenda Number: 933378362 | |||||||||||||||||||||||
Ticker: NEU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6515871076 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PHYLLIS L. COTHRAN | Mgmt | For | For | |||||||||||||||||||||
2 MARK M. GAMBILL | Mgmt | For | For | |||||||||||||||||||||
3 BRUCE C. GOTTWALD | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS E. GOTTWALD | Mgmt | For | For | |||||||||||||||||||||
5 PATRICK D. HANLEY | Mgmt | For | For | |||||||||||||||||||||
6 JAMES E. ROGERS | Mgmt | For | For | |||||||||||||||||||||
7 CHARLES B. WALKER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 209400000 | 209400000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORDSON CORPORATION | ||||||||||||||||||||||||
Security: 655663102 | Agenda Number: 933367357 | |||||||||||||||||||||||
Ticker: NDSN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6556631025 | Meeting Date: 3/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH P. KEITHLEY | Mgmt | No vote | ||||||||||||||||||||||
2 MARY G. PUMA | Mgmt | No vote | ||||||||||||||||||||||
3 WILLIAM L. ROBINSON | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE, AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RECOMMEND, THE FREQUENCY WITH WHICH SHAREHOLDERS ARE PROVIDED AN ADVISORY VOTE ON EXECUTIVE COMPENSTION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 162000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHERN OIL AND GAS INC. | ||||||||||||||||||||||||
Security: 665531109 | Agenda Number: 933451659 | |||||||||||||||||||||||
Ticker: NOG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6655311099 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL L. REGER | Mgmt | For | For | |||||||||||||||||||||
2 RYAN R. GILBERTSON | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT GRABB | Mgmt | For | For | |||||||||||||||||||||
4 JACK E. KING | Mgmt | For | For | |||||||||||||||||||||
5 LISA MEIER | Mgmt | For | For | |||||||||||||||||||||
6 LOREN J. O'TOOLE | Mgmt | For | For | |||||||||||||||||||||
7 CARTER STEWART | Mgmt | For | For | |||||||||||||||||||||
02 | TO AMEND AND RESTATE OUR 2009 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE EXECUTIVE COMPENSATION BY NON-BINDING ADVISORY VOTE. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 321100000 | 321100000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NSTAR | ||||||||||||||||||||||||
Security: 67019E107 | Agenda Number: 933365086 | |||||||||||||||||||||||
Ticker: NST | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US67019E1073 | Meeting Date: 3/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO APPROVE THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 16, 2010, AS AMENDED ON NOVEMBER 1, 2010 AND DECEMBER 16, 2010, BY AND AMONG NORTHEAST UTILITIES, NU HOLDING ENERGY 1 LLC, NU HOLDING ENERGY 2 LLC AND NSTAR, AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME, AND ADOPT THE AGREEMENT AND PLAN OF MERGER. | Mgmt | No vote | |||||||||||||||||||||
02 | PROPOSAL TO ADJOURN THE NSTAR SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AND AGREEMENT AND PLAN OF MERGER. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 995500000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NV ENERGY, INC. | ||||||||||||||||||||||||
Security: 67073Y106 | Agenda Number: 933388907 | |||||||||||||||||||||||
Ticker: NVE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US67073Y1064 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH B. ANDERSON, JR. | Mgmt | For | For | |||||||||||||||||||||
2 GLENN C. CHRISTENSON | Mgmt | For | For | |||||||||||||||||||||
3 BRIAN J. KENNEDY | Mgmt | For | For | |||||||||||||||||||||
4 JOHN F. O'REILLY | Mgmt | For | For | |||||||||||||||||||||
5 PHILIP G. SATRE | Mgmt | For | For | |||||||||||||||||||||
6 MICHAEL W. YACKIRA | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE COMPENSATION TABLES | Mgmt | For | For | ||||||||||||||||||||
03 | TO DETERMINE, ON AN ADVISORY BASIS, THAT THE FREQUENCY WITH WHICH THE COMPANY'S STOCKHOLDERS SHALL HAVE AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVE CERTAIN AMENDMENTS TO AND MATERIAL TERMS OF PERFORMANCE GOALS OF AMENDED AND RESTATED EXECUTIVE LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SUPER- MAJORITY VOTE REQUIRED TO AMEND ARTICLE ON DIRECTOR ELECTIONS AND REMOVALS | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE AN AMENDMENT TO COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SUPER- MAJORITY VOTES IN "FAIR PRICE" PROVISION | Mgmt | For | For | ||||||||||||||||||||
07 | TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
08 | TO CONSIDER A STOCKHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR DIRECTORS TO BE INCLUDED IN THE BY-LAWS | Shr | For | Against | ||||||||||||||||||||
09 | TO CONSIDER A STOCKHOLDER PROPOSAL TO AMEND THE BY-LAWS TO ALLOW 15% OF STOCKHOLDERS TO CALL A SPECIAL MEETING | Shr | For | Against | ||||||||||||||||||||
10 | TO CONSIDER A STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING EXECUTIVE TO HOLD EQUITY COMPENSATION THROUGH TERMINATION OF EMPLOYMENT | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3765600000 | 3765600000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NVR, INC. | ||||||||||||||||||||||||
Security: 62944T105 | Agenda Number: 933392564 | |||||||||||||||||||||||
Ticker: NVR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US62944T1051 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: C.E. ANDREWS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT C. BUTLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ALFRED E. FESTA | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM A. MORAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID A. PREISER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: W. GRADY ROSIER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN M. TOUPS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: PAUL W. WHETSELL | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 68100000 | 68100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 675232102 | Agenda Number: 933406351 | |||||||||||||||||||||||
Ticker: OII | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6752321025 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 T. JAY COLLINS | Mgmt | For | For | |||||||||||||||||||||
2 D. MICHAEL HUGHES | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 387100000 | 387100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OFFICE DEPOT, INC. | ||||||||||||||||||||||||
Security: 676220106 | Agenda Number: 933382020 | |||||||||||||||||||||||
Ticker: ODP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6762201068 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: NEIL R. AUSTRIAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JUSTIN BATEMAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS J. COLLIGAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MARSHA J. EVANS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID I. FUENTE | Mgmt | Against | Against | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRENDA J. GAINES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MYRA M. HART | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: W. SCOTT HEDRICK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KATHLEEN MASON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES S. RUBIN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: RAYMOND SVIDER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO OUR 2007 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | A PROPOSAL FROM A SHAREHOLDER RECOMMENDING THAT OUR BOARD OF DIRECTORS AMEND THE COMPANY'S BYLAWS (AND EACH APPROPRIATE DOCUMENT) TO GIVE HOLDERS OF 10% OR MORE OF THE COMPANY'S OUTSTANDING COMMON STOCK (OR THE LOWEST PERCENTAGE PERMITTED BY LAW ABOVE 10%) THE POWER TO CALL A SPECIAL SHAREHOLDER MEETING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 6185300000 | 6185300000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OGE ENERGY CORP. | ||||||||||||||||||||||||
Security: 670837103 | Agenda Number: 933395130 | |||||||||||||||||||||||
Ticker: OGE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6708371033 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KIRK HUMPHREYS | Mgmt | For | For | |||||||||||||||||||||
2 LINDA PETREE LAMBERT | Mgmt | For | For | |||||||||||||||||||||
3 LEROY C. RICHIE | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 125,000,000 TO 225,000,000. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1203500000 | 1203500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 680223104 | Agenda Number: 933435770 | |||||||||||||||||||||||
Ticker: ORI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6802231042 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES C. HELLAUER | Mgmt | For | For | |||||||||||||||||||||
2 ARNOLD L. STEINER | Mgmt | For | For | |||||||||||||||||||||
3 FREDRICKA TAUBITZ | Mgmt | For | For | |||||||||||||||||||||
4 ALDO C. ZUCARO | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S AUDITORS FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 4339000000 | 4339000000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OLIN CORPORATION | ||||||||||||||||||||||||
Security: 680665205 | Agenda Number: 933381129 | |||||||||||||||||||||||
Ticker: OLN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6806652052 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GRAY G. BENOIST | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD M. ROMPALA | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH D. RUPP | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING VOTE ON APPROVAL OF THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1140900000 | 1140900000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OMEGA HEALTHCARE INVESTORS, INC. | ||||||||||||||||||||||||
Security: 681936100 | Agenda Number: 933443563 | |||||||||||||||||||||||
Ticker: OHI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6819361006 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HAROLD J. KLOOSTERMAN | Mgmt | For | For | |||||||||||||||||||||
2 C. TAYLOR PICKETT | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 164600000 | 164600000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OMNICARE, INC. | ||||||||||||||||||||||||
Security: 681904108 | Agenda Number: 933436657 | |||||||||||||||||||||||
Ticker: OCR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6819041087 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN FIGUEROA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEVEN J. HEYER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ANDREA R. LINDELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES D. SHELTON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: AMY WALLMAN | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF AN ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3757000000 | 3757000000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OVERSEAS SHIPHOLDING GROUP, INC. | ||||||||||||||||||||||||
Security: 690368105 | Agenda Number: 933437964 | |||||||||||||||||||||||
Ticker: OSG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6903681053 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MORTEN ARNTZEN | Mgmt | For | For | |||||||||||||||||||||
2 OUDI RECANATI | Mgmt | For | For | |||||||||||||||||||||
3 G. ALLEN ANDREAS III | Mgmt | For | For | |||||||||||||||||||||
4 ALAN R. BATKIN | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS B. COLEMAN | Mgmt | For | For | |||||||||||||||||||||
6 CHARLES A. FRIBOURG | Mgmt | For | For | |||||||||||||||||||||
7 STANLEY KOMAROFF | Mgmt | For | For | |||||||||||||||||||||
8 SOLOMON N. MERKIN | Mgmt | For | For | |||||||||||||||||||||
9 JOEL I. PICKET | Mgmt | For | For | |||||||||||||||||||||
10 ARIEL RECANATI | Mgmt | For | For | |||||||||||||||||||||
11 THOMAS F. ROBARDS | Mgmt | For | For | |||||||||||||||||||||
12 JEAN-PAUL VETTIER | Mgmt | For | For | |||||||||||||||||||||
13 MICHAEL J. ZIMMERMAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVAL BY AN ADVISORY VOTE OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS OF THE CORPORATION FOR 2010 AS DESCRIBED IN THE CORPORATION'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND BY AN ADVISORY VOTE WHETHER THE PREFERRED FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE CORPORATION'S PROXY STATEMENT SHOULD BE EVERY 1, 2 OR 3 YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 435600000 | 435600000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OWENS & MINOR, INC. | ||||||||||||||||||||||||
Security: 690732102 | Agenda Number: 933383781 | |||||||||||||||||||||||
Ticker: OMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6907321029 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 A. MARSHALL ACUFF, JR. | Mgmt | For | For | |||||||||||||||||||||
2 J. ALFRED BROADDUS, JR. | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD E. FOGG | Mgmt | For | For | |||||||||||||||||||||
4 JOHN W. GERDELMAN | Mgmt | For | For | |||||||||||||||||||||
5 LEMUEL E. LEWIS | Mgmt | For | For | |||||||||||||||||||||
6 G. GILMER MINOR, III | Mgmt | For | For | |||||||||||||||||||||
7 EDDIE N. MOORE, JR. | Mgmt | For | For | |||||||||||||||||||||
8 PETER S. REDDING | Mgmt | For | For | |||||||||||||||||||||
9 JAMES E. ROGERS | Mgmt | For | For | |||||||||||||||||||||
10 ROBERT C. SLEDD | Mgmt | For | For | |||||||||||||||||||||
11 CRAIG R. SMITH | Mgmt | For | For | |||||||||||||||||||||
12 ANNE MARIE WHITTEMORE | Mgmt | For | For | |||||||||||||||||||||
02 | VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 4445300000 | 4445300000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PACKAGING CORPORATION OF AMERICA | ||||||||||||||||||||||||
Security: 695156109 | Agenda Number: 933397158 | |||||||||||||||||||||||
Ticker: PKG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6951561090 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHERYL K. BEEBE | Mgmt | For | For | |||||||||||||||||||||
2 HENRY F. FRIGON | Mgmt | For | For | |||||||||||||||||||||
3 HASAN JAMEEL | Mgmt | For | For | |||||||||||||||||||||
4 MARK W. KOWLZAN | Mgmt | For | For | |||||||||||||||||||||
5 SAMUEL M. MENCOFF | Mgmt | For | For | |||||||||||||||||||||
6 ROGER B. PORTER | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS S. SOULELES | Mgmt | For | For | |||||||||||||||||||||
8 PAUL T. STECKO | Mgmt | For | For | |||||||||||||||||||||
9 JAMES D. WOODRUM | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL ON FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS OUR AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1324100000 | 1324100000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PACWEST BANCORP | ||||||||||||||||||||||||
Security: 695263103 | Agenda Number: 933415110 | |||||||||||||||||||||||
Ticker: PACW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6952631033 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARK N. BAKER | Mgmt | For | For | |||||||||||||||||||||
2 CRAIG A. CARLSON | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN M. DUNN | Mgmt | For | For | |||||||||||||||||||||
4 JOHN M. EGGEMEYER | Mgmt | For | For | |||||||||||||||||||||
5 BARRY C. FITZPATRICK | Mgmt | For | For | |||||||||||||||||||||
6 GEORGE E. LANGLEY | Mgmt | For | For | |||||||||||||||||||||
7 SUSAN E. LESTER | Mgmt | For | For | |||||||||||||||||||||
8 TIMOTHY B. MATZ | Mgmt | For | For | |||||||||||||||||||||
9 ARNOLD W. MESSER | Mgmt | For | For | |||||||||||||||||||||
10 DANIEL B. PLATT | Mgmt | For | For | |||||||||||||||||||||
11 JOHN W. ROSE | Mgmt | For | For | |||||||||||||||||||||
12 ROBERT A. STINE | Mgmt | For | For | |||||||||||||||||||||
13 MATTHEW P. WAGNER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN ADVISORY (NON- BINDING) PROPOSAL ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO VOTE ON AN ADVISORY (NON- BINDING) PROPOSAL ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE A PROPOSAL FOR AN ADJOURNMENT OR POSTPONEMENT OF THE MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | ||||||||||||||||||||
06 | TO TRANSACT ANY OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND AT ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 253800000 | 253800000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PANERA BREAD COMPANY | ||||||||||||||||||||||||
Security: 69840W108 | Agenda Number: 933429830 | |||||||||||||||||||||||
Ticker: PNRA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69840W1080 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD M. SHAICH | Mgmt | For | For | |||||||||||||||||||||
2 FRED K. FOULKES | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 87,000,000 SHARES TO 124,500,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 213600000 | 213600000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PARAMETRIC TECHNOLOGY CORPORATION | ||||||||||||||||||||||||
Security: 699173209 | Agenda Number: 933367713 | |||||||||||||||||||||||
Ticker: PMTC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6991732099 | Meeting Date: 3/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 C. RICHARD HARRISON | Mgmt | No vote | ||||||||||||||||||||||
02 | APPROVE AN INCREASE TO 26,800,000 IN THE TOTAL NUMBER OF SHARES ISSUABLE UNDER THE 2000 EQUITY INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
03 | APPROVE THE PERFORMANCE GOALS UNDER THE 2000 EQUITY INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
06 | CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PTC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 618400000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PATRIOT COAL CORPORATION | ||||||||||||||||||||||||
Security: 70336T104 | Agenda Number: 933408773 | |||||||||||||||||||||||
Ticker: PCX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US70336T1043 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. JOE ADORJAN | Mgmt | For | For | |||||||||||||||||||||
2 JANIECE M. LONGORIA | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL M. SCHARF | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PATRIOT COAL CORPORATION PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | WHETHER THE STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1775600000 | 1775600000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PATTERSON-UTI ENERGY, INC. | ||||||||||||||||||||||||
Security: 703481101 | Agenda Number: 933429866 | |||||||||||||||||||||||
Ticker: PTEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7034811015 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARK S. SIEGEL | Mgmt | For | For | |||||||||||||||||||||
2 KENNETH N. BERNS | Mgmt | For | For | |||||||||||||||||||||
3 CHARLES O. BUCKNER | Mgmt | For | For | |||||||||||||||||||||
4 CURTIS W. HUFF | Mgmt | For | For | |||||||||||||||||||||
5 TERRY H. HUNT | Mgmt | For | For | |||||||||||||||||||||
6 KENNETH R. PEAK | Mgmt | For | For | |||||||||||||||||||||
7 CLOYCE A. TALBOTT | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER PATTERSON-UTI'S LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 779600000 | 779600000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PENTAIR, INC. | ||||||||||||||||||||||||
Security: 709631105 | Agenda Number: 933390659 | |||||||||||||||||||||||
Ticker: PNR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7096311052 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LESLIE ABI- KARAM | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JERRY W. BURRIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Mgmt | For | For | ||||||||||||||||||||
02 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1278100000 | 1278100000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PETSMART, INC. | ||||||||||||||||||||||||
Security: 716768106 | Agenda Number: 933443208 | |||||||||||||||||||||||
Ticker: PETM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7167681060 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANGEL CABRERA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PHILIP L. FRANCIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAKESH GANGWAL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT F. MORAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: BARBARA A. MUNDER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS G. STEMBERG | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011 FISCAL YEAR ENDING JANUARY 29, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1987400000 | 1987400000 | 0 | 6/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. | ||||||||||||||||||||||||
Security: 717124101 | Agenda Number: 933401072 | |||||||||||||||||||||||
Ticker: PPDI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7171241018 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STUART BONDURANT, M.D. | Mgmt | For | For | |||||||||||||||||||||
2 VAUGHN D. BRYSON | Mgmt | For | For | |||||||||||||||||||||
3 FREDRIC N. ESHELMAN | Mgmt | For | For | |||||||||||||||||||||
4 FREDERICK FRANK | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT A. INGRAM | Mgmt | For | For | |||||||||||||||||||||
6 TERRY MAGNUSON, PH.D. | Mgmt | For | For | |||||||||||||||||||||
7 ERNEST MARIO, PH.D. | Mgmt | For | For | |||||||||||||||||||||
8 RALPH SNYDERMAN, M.D. | Mgmt | For | For | |||||||||||||||||||||
02 | TO PROVIDE AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, COMMONLY REFERRED TO AS A "SAY-ON- PAY" VOTE. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF "SAY-ON-PAY" VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 829700000 | 829700000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PHILLIPS-VAN HEUSEN CORPORATION | ||||||||||||||||||||||||
Security: 718592108 | Agenda Number: 933456495 | |||||||||||||||||||||||
Ticker: PVH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7185921084 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARY BAGLIVO | Mgmt | For | For | |||||||||||||||||||||
2 EMANUEL CHIRICO | Mgmt | For | For | |||||||||||||||||||||
3 JUAN FIGUEREO | Mgmt | For | For | |||||||||||||||||||||
4 JOSEPH B. FULLER | Mgmt | For | For | |||||||||||||||||||||
5 FRED GEHRING | Mgmt | For | For | |||||||||||||||||||||
6 MARGARET L. JENKINS | Mgmt | For | For | |||||||||||||||||||||
7 DAVID LANDAU | Mgmt | For | For | |||||||||||||||||||||
8 BRUCE MAGGIN | Mgmt | For | For | |||||||||||||||||||||
9 V. JAMES MARINO | Mgmt | For | For | |||||||||||||||||||||
10 HENRY NASELLA | Mgmt | For | For | |||||||||||||||||||||
11 RITA M. RODRIGUEZ | Mgmt | For | For | |||||||||||||||||||||
12 CRAIG RYDIN | Mgmt | For | For | |||||||||||||||||||||
13 CHRISTIAN STAHL | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO "PVH CORP." | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE MATERIAL TERMS TO THE COMPANY'S 2006 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE WITH RESPECT TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | APPOINTMENT OF AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 507700000 | 507700000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PLAINS EXPLORATION & PRODUCTION CO. | ||||||||||||||||||||||||
Security: 726505100 | Agenda Number: 933402909 | |||||||||||||||||||||||
Ticker: PXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7265051000 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES C. FLORES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ISAAC ARNOLD, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALAN R. BUCKWALTER, III | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JERRY L. DEES | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: TOM H. DELIMITROS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS A. FRY, III | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHARLES G. GROAT | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN H. LOLLAR | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 748300000 | 748300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PNM RESOURCES, INC. | ||||||||||||||||||||||||
Security: 69349H107 | Agenda Number: 933403925 | |||||||||||||||||||||||
Ticker: PNM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69349H1077 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ADELMO E. ARCHULETA | Mgmt | For | For | |||||||||||||||||||||
2 PATRICIA K. COLLAWN | Mgmt | For | For | |||||||||||||||||||||
3 JULIE A. DOBSON | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT R. NORDHAUS | Mgmt | For | For | |||||||||||||||||||||
5 MANUEL T. PACHECO | Mgmt | For | For | |||||||||||||||||||||
6 BONNIE S. REITZ | Mgmt | For | For | |||||||||||||||||||||
7 DONALD K. SCHWANZ | Mgmt | For | For | |||||||||||||||||||||
8 JEFFRY E. STERBA | Mgmt | For | For | |||||||||||||||||||||
9 BRUCE W. WILKINSON | Mgmt | For | For | |||||||||||||||||||||
10 JOAN B. WOODARD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE AN AMENDMENT TO OUR PERFORMANCE EQUITY PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY"). | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF FUTURE "SAY-ON-PAY" ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1962300000 | 1962300000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POLARIS INDUSTRIES INC. | ||||||||||||||||||||||||
Security: 731068102 | Agenda Number: 933377764 | |||||||||||||||||||||||
Ticker: PII | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7310681025 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 GARY E. HENDRICKSON | Mgmt | For | For | |||||||||||||||||||||
2 JOHN R. MENARD | Mgmt | For | For | |||||||||||||||||||||
3 R.M. (MARK) SCHRECK | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM GRANT VAN DYKE | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF AMENDED AND RESTATED 2007 OMNIBUS INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
3 | APPROVAL OF THE MATERIAL TERMS OF THE AMENDED LONG TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
5 | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
6 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 359200000 | 359200000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POLYCOM, INC. | ||||||||||||||||||||||||
Security: 73172K104 | Agenda Number: 933410691 | |||||||||||||||||||||||
Ticker: PLCM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US73172K1043 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANDREW M. MILLER | Mgmt | For | For | |||||||||||||||||||||
2 BETSY S. ATKINS | Mgmt | For | For | |||||||||||||||||||||
3 DAVID G. DEWALT | Mgmt | For | For | |||||||||||||||||||||
4 JOHN A. KELLEY, JR. | Mgmt | For | For | |||||||||||||||||||||
5 D. SCOTT MERCER | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM A. OWENS | Mgmt | For | For | |||||||||||||||||||||
7 KEVIN T. PARKER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO POLYCOM'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 175,000,000 TO 350,000,000. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE POLYCOM'S 2011 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO POLYCOM'S 2005 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 3,500,000. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO CONDUCT A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
07 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS POLYCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 435800000 | 435800000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POTLATCH CORPORATION | ||||||||||||||||||||||||
Security: 737630103 | Agenda Number: 933401248 | |||||||||||||||||||||||
Ticker: PCH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7376301039 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JEROME C. KNOLL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN S. MOODY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LAWRENCE S. PEIROS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS IN THE POTLATCH CORPORATION 2005 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING VOTE, OF 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 229700000 | 229700000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRIDE INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 74153Q102 | Agenda Number: 933444490 | |||||||||||||||||||||||
Ticker: PDE | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US74153Q1022 | Meeting Date: 5/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED FEBRUARY 6, 2011 AND AS AMENDED ON MARCH 1, 2011, BY AND AMONG ENSCO PLC, PRIDE INTERNATIONAL, INC., ENSCO INTERNATIONAL INCORPORATED AND ENSCO VENTURES LLC. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 625500000 | 625500000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROSPERITY BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 743606105 | Agenda Number: 933389036 | |||||||||||||||||||||||
Ticker: PRSP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7436061052 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM H. FAGAN, M.D. | Mgmt | For | For | |||||||||||||||||||||
2 P. MUELLER, JR., D.D.S. | Mgmt | For | For | |||||||||||||||||||||
3 JAMES D. ROLLINS III | Mgmt | For | For | |||||||||||||||||||||
4 HARRISON STAFFORD II | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADVISORY PROPOSAL REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. ("SAY-ON-PAY") | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. ("SAY-ON-FREQUENCY") | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 178700000 | 178700000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROTECTIVE LIFE CORPORATION | ||||||||||||||||||||||||
Security: 743674103 | Agenda Number: 933410653 | |||||||||||||||||||||||
Ticker: PL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7436741034 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT O. BURTON | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS L. HAMBY | Mgmt | For | For | |||||||||||||||||||||
3 JOHN D. JOHNS | Mgmt | For | For | |||||||||||||||||||||
4 VANESSA LEONARD | Mgmt | For | For | |||||||||||||||||||||
5 CHARLES D. MCCRARY | Mgmt | For | For | |||||||||||||||||||||
6 JOHN J. MCMAHON, JR. | Mgmt | For | For | |||||||||||||||||||||
7 HANS H. MILLER | Mgmt | For | For | |||||||||||||||||||||
8 MALCOLM PORTERA | Mgmt | For | For | |||||||||||||||||||||
9 C. DOWD RITTER | Mgmt | For | For | |||||||||||||||||||||
10 JESSE J. SPIKES | Mgmt | For | For | |||||||||||||||||||||
11 WILLIAM A. TERRY | Mgmt | For | For | |||||||||||||||||||||
12 W. MICHAEL WARREN, JR. | Mgmt | For | For | |||||||||||||||||||||
13 VANESSA WILSON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN ITS PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY AT WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS IN ITS PROXY STATEMENT FOR SHAREHOLDER CONSIDERATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1797800000 | 1797800000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUEST SOFTWARE, INC. | ||||||||||||||||||||||||
Security: 74834T103 | Agenda Number: 933447042 | |||||||||||||||||||||||
Ticker: QSFT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74834T1034 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 VINCENT C. SMITH | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS F. GARN | Mgmt | For | For | |||||||||||||||||||||
3 AUGUSTINE L. NIETO II | Mgmt | For | For | |||||||||||||||||||||
4 KEVIN M. KLAUSMEYER | Mgmt | For | For | |||||||||||||||||||||
5 PAUL A. SALLABERRY | Mgmt | For | For | |||||||||||||||||||||
6 H. JOHN DIRKS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 401000000 | 401000000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUESTAR CORPORATION | ||||||||||||||||||||||||
Security: 748356102 | Agenda Number: 933393883 | |||||||||||||||||||||||
Ticker: STR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7483561020 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: TERESA BECK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: R.D. CASH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LAURENCE M. DOWNES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RONALD W. JIBSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GARY G. MICHAEL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRUCE A. WILLIAMSON | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1898800000 | 1898800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUICKSILVER RESOURCES INC. | ||||||||||||||||||||||||
Security: 74837R104 | Agenda Number: 933405361 | |||||||||||||||||||||||
Ticker: KWK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74837R1041 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS F. DARDEN | Mgmt | For | For | |||||||||||||||||||||
2 W. BYRON DUNN | Mgmt | For | For | |||||||||||||||||||||
3 MARK J. WARNER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 930300000 | 930300000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RACKSPACE HOSTING, INC. | ||||||||||||||||||||||||
Security: 750086100 | Agenda Number: 933417809 | |||||||||||||||||||||||
Ticker: RAX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7500861007 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GRAHAM WESTON | Mgmt | For | For | |||||||||||||||||||||
2 PALMER MOE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 345200000 | 345200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RAYMOND JAMES FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 754730109 | Agenda Number: 933365985 | |||||||||||||||||||||||
Ticker: RJF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7547301090 | Meeting Date: 2/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SHELLEY G. BROADER | Mgmt | No vote | ||||||||||||||||||||||
2 FRANCIS S. GODBOLD | Mgmt | No vote | ||||||||||||||||||||||
3 H.W. HABERMEYER, JR. | Mgmt | No vote | ||||||||||||||||||||||
4 CHET HELCK | Mgmt | No vote | ||||||||||||||||||||||
5 THOMAS A. JAMES | Mgmt | No vote | ||||||||||||||||||||||
6 GORDON L. JOHNSON | Mgmt | No vote | ||||||||||||||||||||||
7 PAUL C. REILLY | Mgmt | No vote | ||||||||||||||||||||||
8 ROBERT P. SALTZMAN | Mgmt | No vote | ||||||||||||||||||||||
9 HARDWICK SIMMONS | Mgmt | No vote | ||||||||||||||||||||||
10 SUSAN N. STORY | Mgmt | No vote | ||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE AMENDMENTS TO THE 2005 RESTRICTED STOCK PLAN. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | EXECUTIVE COMPENSATION SHAREHOLDER VOTE FREQUENCY. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1338000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RAYONIER INC. | ||||||||||||||||||||||||
Security: 754907103 | Agenda Number: 933401298 | |||||||||||||||||||||||
Ticker: RYN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7549071030 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAUL G. BOYNTON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARK E. GAUMOND | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID W. OSKIN | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NON-BINDING VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF A SHAREHOLDER PROPOSAL ASKING THE BOARD TO TAKE THE STEPS NECESSARY TO ELIMINATE ITS CLASSIFIED STRUCTURE | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 369900000 | 369900000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REALTY INCOME CORPORATION | ||||||||||||||||||||||||
Security: 756109104 | Agenda Number: 933408482 | |||||||||||||||||||||||
Ticker: O | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7561091049 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KATHLEEN R. ALLEN, PH.D | Mgmt | For | For | |||||||||||||||||||||
2 DONALD R. CAMERON | Mgmt | For | For | |||||||||||||||||||||
3 PRIYA CHERIAN HUSKINS | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS A. LEWIS | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL D. MCKEE | Mgmt | For | For | |||||||||||||||||||||
6 GREGORY T. MCLAUGHLIN | Mgmt | For | For | |||||||||||||||||||||
7 RONALD L. MERRIMAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON WHETHER THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 152700000 | 152700000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REGAL BELOIT CORPORATION | ||||||||||||||||||||||||
Security: 758750103 | Agenda Number: 933402327 | |||||||||||||||||||||||
Ticker: RBC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7587501039 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2012: STEPHEN M. BURT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2014: THOMAS J. FISCHER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2014: RAKESH SACHDEV | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR WITH TERMS EXPIRING IN 2014: CAROL N. SKORNICKA | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE COMPANY'S SHAREHOLDER VALUE ADDED (SVA) EXECUTIVE OFFICERS INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 497100000 | 497100000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REGENCY CENTERS CORPORATION | ||||||||||||||||||||||||
Security: 758849103 | Agenda Number: 933385418 | |||||||||||||||||||||||
Ticker: REG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7588491032 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARTIN E. STEIN, JR. | Mgmt | For | For | |||||||||||||||||||||
2 RAYMOND L. BANK | Mgmt | For | For | |||||||||||||||||||||
3 C. RONALD BLANKENSHIP | Mgmt | For | For | |||||||||||||||||||||
4 A.R. CARPENTER | Mgmt | For | For | |||||||||||||||||||||
5 J. DIX DRUCE | Mgmt | For | For | |||||||||||||||||||||
6 MARY LOU FIALA | Mgmt | For | For | |||||||||||||||||||||
7 BRUCE M. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
8 DOUGLAS S. LUKE | Mgmt | For | For | |||||||||||||||||||||
9 JOHN C. SCHWEITZER | Mgmt | For | For | |||||||||||||||||||||
10 BRIAN M. SMITH | Mgmt | For | For | |||||||||||||||||||||
11 THOMAS G. WATTLES | Mgmt | For | For | |||||||||||||||||||||
02 | TO DETERMINE WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL OCCUR EVERY 1, 2 OR 3 YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
03 | ADOPTION OF AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION FOR FISCAL YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE REGENCY CENTERS CORPORATION 2011 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 175700000 | 175700000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REINSURANCE GROUP OF AMERICA, INC. | ||||||||||||||||||||||||
Security: 759351604 | Agenda Number: 933417203 | |||||||||||||||||||||||
Ticker: RGA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7593516047 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN F. DANAHY | Mgmt | For | For | |||||||||||||||||||||
2 ARNOUD W.A. BOOT | Mgmt | For | For | |||||||||||||||||||||
3 J. CLIFF EASON | Mgmt | For | For | |||||||||||||||||||||
02 | FREQUENCY OF SHAREHOLDER'S ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S FLEXIBLE STOCK PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2233100000 | 2233100000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RELIANCE STEEL & ALUMINUM CO. | ||||||||||||||||||||||||
Security: 759509102 | Agenda Number: 933410134 | |||||||||||||||||||||||
Ticker: RS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7595091023 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN G. FIGUEROA | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS W. GIMBEL | Mgmt | For | For | |||||||||||||||||||||
3 DOUGLAS M. HAYES | Mgmt | For | For | |||||||||||||||||||||
4 FRANKLIN R. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
5 LESLIE A. WAITE | Mgmt | For | For | |||||||||||||||||||||
02 | TO AMEND THE COMPANY'S AMENDED AND RESTATED BY LAWS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE DIRECTORS EQUITY PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPANY'S COMPENSATION PLAN FOR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF THE NON-BINDING VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO PERFORM THE ANNUAL AUDIT OF OUR 2011 FINANCIAL STATEMENTS. | Mgmt | For | For | ||||||||||||||||||||
07 | IN THE PROXYHOLDERS' DISCRETION ON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1786900000 | 1786900000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RENT-A-CENTER, INC. | ||||||||||||||||||||||||
Security: 76009N100 | Agenda Number: 933413407 | |||||||||||||||||||||||
Ticker: RCII | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US76009N1000 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARK E. SPEESE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFERY M. JACKSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LEONARD H. ROBERTS | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF GRANT THORNTON LLP, REGISTERED INDEPENDENT ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1348000000 | 1348000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RIVERBED TECHNOLOGY, INC. | ||||||||||||||||||||||||
Security: 768573107 | Agenda Number: 933428105 | |||||||||||||||||||||||
Ticker: RVBD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7685731074 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL R. KOUREY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARK S. LEWIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEVEN MCCANNE, PH.D. | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 205100000 | 205100000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROCK-TENN COMPANY | ||||||||||||||||||||||||
Security: 772739207 | Agenda Number: 933447561 | |||||||||||||||||||||||
Ticker: RKT | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US7727392075 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE ISSUANCE OF SHARES OF ROCK-TENN COMPANY COMMON STOCK TO SMURFIT-STONE CONTAINER CORPORATION STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 23, 2011 (AS IT MAY BE AMENDED FROM TIME TO TIME), AMONG ROCK-TENN COMPANY, SMURFIT-STONE CONTAINER CORPORATION, AND SAM ACQUISITION, LLC. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FOR ANY PURPOSE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL DESCRIBED ABOVE. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 786900000 | 786900000 | 0 | 5/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROLLINS, INC. | ||||||||||||||||||||||||
Security: 775711104 | Agenda Number: 933387638 | |||||||||||||||||||||||
Ticker: ROL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7757111049 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R. RANDALL ROLLINS | Mgmt | For | For | |||||||||||||||||||||
2 JAMES B. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | THE AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO 250,500,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
04 | TO VOTE FOR THE APPROVAL ON A NONBINDING RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO, OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 883100000 | 883100000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROVI CORPORATION | ||||||||||||||||||||||||
Security: 779376102 | Agenda Number: 933409319 | |||||||||||||||||||||||
Ticker: ROVI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7793761021 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALFRED J. AMOROSO | Mgmt | For | For | |||||||||||||||||||||
2 ALAN L. EARHART | Mgmt | For | For | |||||||||||||||||||||
3 ANDREW K. LUDWICK | Mgmt | For | For | |||||||||||||||||||||
4 JAMES E. MEYER | Mgmt | For | For | |||||||||||||||||||||
5 JAMES P. O'SHAUGHNESSY | Mgmt | For | For | |||||||||||||||||||||
6 RUTHANN QUINDLEN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 140100000 | 140100000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RUDDICK CORPORATION | ||||||||||||||||||||||||
Security: 781258108 | Agenda Number: 933360656 | |||||||||||||||||||||||
Ticker: RDK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7812581087 | Meeting Date: 2/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN R. BELK | Mgmt | No vote | ||||||||||||||||||||||
2 JOHN P. DERHAM CATO | Mgmt | No vote | ||||||||||||||||||||||
3 THOMAS W. DICKSON | Mgmt | No vote | ||||||||||||||||||||||
4 JAMES E.S. HYNES | Mgmt | No vote | ||||||||||||||||||||||
5 ANNA SPANGLER NELSON | Mgmt | No vote | ||||||||||||||||||||||
6 BAILEY W. PATRICK | Mgmt | No vote | ||||||||||||||||||||||
7 ROBERT H. SPILMAN, JR. | Mgmt | No vote | ||||||||||||||||||||||
8 HAROLD C. STOWE | Mgmt | No vote | ||||||||||||||||||||||
9 ISAIAH TIDWELL | Mgmt | No vote | ||||||||||||||||||||||
10 WILLIAM C. WARDEN, JR. | Mgmt | No vote | ||||||||||||||||||||||
02 | APPROVAL OF THE RUDDICK CORPORATION 2011 INCENTIVE COMPENSATION PLAN. | Mgmt | No vote | |||||||||||||||||||||
03 | AN ADVISORY (NON-BINDING) VOTE APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | AN ADVISORY (NON-BINDING) VOTE APPROVING THE FREQUENCY OF THE VOTE APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, NAMELY THAT SUCH VOTE WILL OCCUR EVERY 1,2 OR 3 YEARS. | Mgmt | No vote | |||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING OCTOBER 2, 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1728100000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
S.L. GREEN REALTY CORP. | ||||||||||||||||||||||||
Security: 78440X101 | Agenda Number: 933444933 | |||||||||||||||||||||||
Ticker: SLG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78440X1019 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARC HOLLIDAY | Mgmt | For | For | |||||||||||||||||||||
2 JOHN S. LEVY | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 248400000 | 248400000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAKS INCORPORATED | ||||||||||||||||||||||||
Security: 79377W108 | Agenda Number: 933441230 | |||||||||||||||||||||||
Ticker: SKS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US79377W1080 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT B. CARTER | Mgmt | For | For | |||||||||||||||||||||
2 DONALD E. HESS | Mgmt | For | For | |||||||||||||||||||||
3 JERRY W. LEVIN | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL S. GROSS | Mgmt | For | For | |||||||||||||||||||||
5 NORA P. MCANIFF | Mgmt | For | For | |||||||||||||||||||||
6 STEPHEN I. SADOVE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING FOR THE ELECTION OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3414300000 | 3414300000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SCIENTIFIC GAMES CORPORATION | ||||||||||||||||||||||||
Security: 80874P109 | Agenda Number: 933438574 | |||||||||||||||||||||||
Ticker: SGMS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US80874P1093 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 A. LORNE WEIL | Mgmt | For | For | |||||||||||||||||||||
2 DAVID L. KENNEDY | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL R. CHAMBRELLO | Mgmt | For | For | |||||||||||||||||||||
4 PETER A. COHEN | Mgmt | For | For | |||||||||||||||||||||
5 GERALD J. FORD | Mgmt | For | For | |||||||||||||||||||||
6 J. ROBERT KERREY | Mgmt | For | For | |||||||||||||||||||||
7 RONALD O. PERELMAN | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL J. REGAN | Mgmt | For | For | |||||||||||||||||||||
9 BARRY F. SCHWARTZ | Mgmt | For | For | |||||||||||||||||||||
10 FRANCES F. TOWNSEND | Mgmt | For | For | |||||||||||||||||||||
11 ERIC M. TURNER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN OFFER TO EXCHANGE ON A VALUE-FOR-VALUE BASIS CERTAIN STOCK OPTIONS HELD BY THE COMPANY'S EMPLOYEES AND DIRECTORS FOR A LESSER NUMBER OF RESTRICTED STOCK UNITS (AND REQUISITE AMENDMENTS TO THE COMPANY'S 2003 INCENTIVE COMPENSATION PLAN). | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2003 INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1462200000 | 1462200000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SEI INVESTMENTS COMPANY | ||||||||||||||||||||||||
Security: 784117103 | Agenda Number: 933423458 | |||||||||||||||||||||||
Ticker: SEIC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7841171033 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KATHRYN M. MCCARTHY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SARAH W. BLUMENSTEIN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE NON- BINDING VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 588700000 | 588700000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SEMTECH CORPORATION | ||||||||||||||||||||||||
Security: 816850101 | Agenda Number: 933453944 | |||||||||||||||||||||||
Ticker: SMTC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8168501018 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GLEN M. ANTLE | Mgmt | For | For | |||||||||||||||||||||
2 W. DEAN BAKER | Mgmt | For | For | |||||||||||||||||||||
3 JAMES P. BURRA | Mgmt | For | For | |||||||||||||||||||||
4 BRUCE C. EDWARDS | Mgmt | For | For | |||||||||||||||||||||
5 ROCKELL N. HANKIN | Mgmt | For | For | |||||||||||||||||||||
6 JAMES T. LINDSTROM | Mgmt | For | For | |||||||||||||||||||||
7 MOHAN R. MAHESWARAN | Mgmt | For | For | |||||||||||||||||||||
8 JOHN L. PIOTROWSKI | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION VOTES. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 158000000 | 158000000 | 0 | 5/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SENIOR HOUSING PROPERTIES TRUST | ||||||||||||||||||||||||
Security: 81721M109 | Agenda Number: 933375873 | |||||||||||||||||||||||
Ticker: SNH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US81721M1099 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF TRUSTEES AS THE INDEPENDENT TRUSTEE IN GROUP III: FREDERICK N. ZEYTOONJIAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE A NONBINDING ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE FREQUENCY OF SHAREHOLDER NONBINDING ADVISORY VOTES RELATING TO OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 226800000 | 226800000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SENSIENT TECHNOLOGIES CORPORATION | ||||||||||||||||||||||||
Security: 81725T100 | Agenda Number: 933384872 | |||||||||||||||||||||||
Ticker: SXT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US81725T1007 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HANK BROWN | Mgmt | For | For | |||||||||||||||||||||
2 FERGUS M. CLYDESDALE | Mgmt | For | For | |||||||||||||||||||||
3 JAMES A.D. CROFT | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM V. HICKEY | Mgmt | For | For | |||||||||||||||||||||
5 KENNETH P. MANNING | Mgmt | For | For | |||||||||||||||||||||
6 PETER M. SALMON | Mgmt | For | For | |||||||||||||||||||||
7 ELAINE R. WEDRAL | Mgmt | For | For | |||||||||||||||||||||
8 ESSIE WHITELAW | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE COMPENSATION PAID TO SENSIENT'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND | Mgmt | Against | Against | ||||||||||||||||||||
ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE ACCOMPANYING PROXY STATEMENT. | ||||||||||||||||||||||||
03 | PROPOSAL THAT SENSIENT'S SHAREHOLDERS RECOMMEND THAT THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF SENSIENT'S NAMED EXECUTIVE OFFICERS BE HELD EVERY (CHECK ONE). | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 537700000 | 537700000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SERVICE CORPORATION INTERNATIONAL | ||||||||||||||||||||||||
Security: 817565104 | Agenda Number: 933400498 | |||||||||||||||||||||||
Ticker: SCI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8175651046 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS L. RYAN | Mgmt | For | For | |||||||||||||||||||||
2 MALCOLM GILLIS | Mgmt | For | For | |||||||||||||||||||||
3 CLIFTON H. MORRIS, JR. | Mgmt | For | For | |||||||||||||||||||||
4 W. BLAIR WALTRIP | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE AMENDED AND RESTATED INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE AMENDED AND RESTATED DIRECTOR FEE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3857600000 | 3857600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SILGAN HOLDINGS INC. | ||||||||||||||||||||||||
Security: 827048109 | Agenda Number: 933434831 | |||||||||||||||||||||||
Ticker: SLGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8270481091 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 D. GREG HORRIGAN | Mgmt | For | For | |||||||||||||||||||||
2 JOHN W. ALDEN | Mgmt | For | For | |||||||||||||||||||||
02 | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE SILGAN HOLDINGS INC. SENIOR EXECUTIVE PERFORMANCE PLAN, AS AMENDED. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1303000000 | 1303000000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SILICON LABORATORIES INC | ||||||||||||||||||||||||
Security: 826919102 | Agenda Number: 933376104 | |||||||||||||||||||||||
Ticker: SLAB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8269191024 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NAVDEEP S. SOOCH | Mgmt | For | For | |||||||||||||||||||||
2 LAURENCE G. WALKER | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM P. WOOD | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY A NON-BINDING VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 163500000 | 163500000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SKYWORKS SOLUTIONS, INC. | ||||||||||||||||||||||||
Security: 83088M102 | Agenda Number: 933423864 | |||||||||||||||||||||||
Ticker: SWKS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US83088M1027 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE COMPANY'S BOARD OF DIRECTORS AND MAKE CERTAIN OTHER RELATED CHANGES | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 DAVID J. MCLACHLAN* | Mgmt | For | For | |||||||||||||||||||||
2 DAVID J. ALDRICH* | Mgmt | For | For | |||||||||||||||||||||
3 KEVIN L. BEEBE* | Mgmt | For | For | |||||||||||||||||||||
4 MOIZ M. BEGUWALA* | Mgmt | For | For | |||||||||||||||||||||
5 TIMOTHY R. FUREY* | Mgmt | For | For | |||||||||||||||||||||
6 BALAKRISHNAN S. IYER* | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS C. LEONARD* | Mgmt | For | For | |||||||||||||||||||||
8 DAVID P. MCGLADE* | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT A. SCHRIESHEIM* | Mgmt | For | For | |||||||||||||||||||||
10 DAVID J. ALDRICH** | Mgmt | For | For | |||||||||||||||||||||
11 MOIZ M. BEGUWALA** | Mgmt | For | For | |||||||||||||||||||||
12 DAVID P. MCGLADE** | Mgmt | For | For | |||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 2005 LONG-TERM INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2008 DIRECTOR LONG- TERM INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2002 EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
08 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT | Mgmt | 1 Year | Against | ||||||||||||||||||||
09 | TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 539100000 | 539100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SM ENERGY COMPANY | ||||||||||||||||||||||||
Security: 78454L100 | Agenda Number: 933414865 | |||||||||||||||||||||||
Ticker: SM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78454L1008 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BARBARA M. BAUMANN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ANTHONY J. BEST | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LARRY W. BICKLE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: STEPHEN R. BRAND | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM J. GARDINER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JULIO M. QUINTANA | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN M. SEIDL | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
02 | THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 436800000 | 436800000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SONOCO PRODUCTS COMPANY | ||||||||||||||||||||||||
Security: 835495102 | Agenda Number: 933387462 | |||||||||||||||||||||||
Ticker: SON | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8354951027 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J.L. COKER | Mgmt | For | For | |||||||||||||||||||||
2 J.M. MICALI | Mgmt | For | For | |||||||||||||||||||||
3 L.W. NEWTON | Mgmt | For | For | |||||||||||||||||||||
4 M.D. OKEN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE ADVISORY RESOLUTION ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1765000000 | 1765000000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOTHEBY'S | ||||||||||||||||||||||||
Security: 835898107 | Agenda Number: 933391055 | |||||||||||||||||||||||
Ticker: BID | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8358981079 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN M. ANGELO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL BLAKENHAM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THE DUKE OF DEVONSHIRE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DANIEL MEYER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES MURDOCH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALLEN QUESTROM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM F. RUPRECHT | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MARSHA SIMMS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MICHAEL I. SOVERN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DONALD M. STEWART | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT S. TAUBMAN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: DENNIS M. WEIBLING | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY ADVISORY VOTE (NON- BINDING), 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND, BY ADVISORY VOTE (NON- BINDING), THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 228200000 | 228200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOUTHERN UNION COMPANY | ||||||||||||||||||||||||
Security: 844030106 | Agenda Number: 933400842 | |||||||||||||||||||||||
Ticker: SUG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8440301062 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE L. LINDEMANN | Mgmt | For | For | |||||||||||||||||||||
2 ERIC D. HERSCHMANN | Mgmt | For | For | |||||||||||||||||||||
3 DAVID BRODSKY | Mgmt | For | For | |||||||||||||||||||||
4 FRANK W. DENIUS | Mgmt | For | For | |||||||||||||||||||||
5 KURT A. GITTER, M.D. | Mgmt | For | For | |||||||||||||||||||||
6 HERBERT H. JACOBI | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS N. MCCARTER, III | Mgmt | For | For | |||||||||||||||||||||
8 GEORGE ROUNTREE, III | Mgmt | For | For | |||||||||||||||||||||
9 ALLAN D. SCHERER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SOUTHERN UNION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADOPT AN ADVISORY, NONBINDING RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO SELECT ON AN ADVISORY, NONBINDING BASIS, THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE A STOCKHOLDER PROPOSAL RELATING TO THE PREPARATION OF A CORPORATE SUSTAINABILITY REPORT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1500500000 | 1500500000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SPX CORPORATION | ||||||||||||||||||||||||
Security: 784635104 | Agenda Number: 933389810 | |||||||||||||||||||||||
Ticker: SPW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7846351044 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: J. KERMIT CAMPBELL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: EMERSON U. FULLWOOD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL J. MANCUSO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: TERRY S. LISENBY | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE SPX 2002 STOCK COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-APPROVE THE SPX EXECUTIVE ANNUAL BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, SPX'S EXECUTIVE COMPENSATION PRACTICES. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF NON- BINDING STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1033000000 | 1033000000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STANCORP FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 852891100 | Agenda Number: 933393768 | |||||||||||||||||||||||
Ticker: SFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8528911006 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FREDERICK W. BUCKMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: J. GREG NESS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARY F. SAMMONS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RONALD E. TIMPE | Mgmt | For | For | ||||||||||||||||||||
2 | PROPOSAL TO RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE THE RENEWAL OF THE SHAREHOLDER RIGHTS PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
4 | NON-BINDING PROPOSAL REGARDING COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
5 | NON-BINDING PROPOSAL REGARDING FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 926400000 | 926400000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STEEL DYNAMICS, INC. | ||||||||||||||||||||||||
Security: 858119100 | Agenda Number: 933410487 | |||||||||||||||||||||||
Ticker: STLD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8581191009 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEITH E. BUSSE | Mgmt | For | For | |||||||||||||||||||||
2 MARK D. MILLETT | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD P. TEETS, JR. | Mgmt | For | For | |||||||||||||||||||||
4 JOHN C. BATES | Mgmt | For | For | |||||||||||||||||||||
5 FRANK D. BYRNE, M.D. | Mgmt | For | For | |||||||||||||||||||||
6 PAUL B. EDGERLEY | Mgmt | For | For | |||||||||||||||||||||
7 RICHARD J. FREELAND | Mgmt | For | For | |||||||||||||||||||||
8 DR. JURGEN KOLB | Mgmt | For | For | |||||||||||||||||||||
9 JAMES C. MARCUCCILLI | Mgmt | For | For | |||||||||||||||||||||
10 JOSEPH D. RUFFOLO | Mgmt | For | For | |||||||||||||||||||||
11 GABRIEL L. SHAHEEN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY AN ADVISORY VOTE, EXECUTIVE COMPENSATION FOR 2010. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY AN ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO GIVE PROXIES DISCRETION TO VOTE ON ANY MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 5201600000 | 5201600000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STRAYER EDUCATION, INC. | ||||||||||||||||||||||||
Security: 863236105 | Agenda Number: 933397641 | |||||||||||||||||||||||
Ticker: STRA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8632361056 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT S. SILBERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID A. COULTER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DR. CHARLOTTE F. BEASON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM E. BROCK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT R. GRUSKY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT L. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: TODD A. MILANO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: G THOMAS WAITE, III | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: J. DAVID WARGO | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE 2011 EQUITY COMPENSATION PLAN, WHICH INCREASES SHARES AVAILABLE FOR ISSUANCE AS EQUITY COMPENSATION BY 300,000 SHARES | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 58800000 | 58800000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUPERIOR ENERGY SERVICES, INC. | ||||||||||||||||||||||||
Security: 868157108 | Agenda Number: 933429727 | |||||||||||||||||||||||
Ticker: SPN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8681571084 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HAROLD J. BOUILLION | Mgmt | For | For | |||||||||||||||||||||
2 ENOCH L. DAWKINS | Mgmt | For | For | |||||||||||||||||||||
3 DAVID D. DUNLAP | Mgmt | For | For | |||||||||||||||||||||
4 JAMES M. FUNK | Mgmt | For | For | |||||||||||||||||||||
5 TERENCE E. HALL | Mgmt | For | For | |||||||||||||||||||||
6 E.E. "WYN" HOWARD, III | Mgmt | For | For | |||||||||||||||||||||
7 JUSTIN L. SULLIVAN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RECOMMEND, BY AN ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | ADOPT THE PROPOSED 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 641900000 | 641900000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SVB FINANCIAL GROUP | ||||||||||||||||||||||||
Security: 78486Q101 | Agenda Number: 933379376 | |||||||||||||||||||||||
Ticker: SIVB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78486Q1013 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GREG W. BECKER | Mgmt | For | For | |||||||||||||||||||||
2 ERIC A. BENHAMOU | Mgmt | For | For | |||||||||||||||||||||
3 DAVID M. CLAPPER | Mgmt | For | For | |||||||||||||||||||||
4 ROGER F. DUNBAR | Mgmt | For | For | |||||||||||||||||||||
5 JOEL P. FRIEDMAN | Mgmt | For | For | |||||||||||||||||||||
6 G. FELDA HARDYMON | Mgmt | For | For | |||||||||||||||||||||
7 ALEX W. 'PETE' HART | Mgmt | For | For | |||||||||||||||||||||
8 C. RICHARD KRAMLICH | Mgmt | For | For | |||||||||||||||||||||
9 LATA KRISHNAN | Mgmt | For | For | |||||||||||||||||||||
10 KATE D. MITCHELL | Mgmt | For | For | |||||||||||||||||||||
11 JOHN F. ROBINSON | Mgmt | For | For | |||||||||||||||||||||
12 KYUNG H. YOON | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPANY'S 2006 EQUITY INCENTIVE PLAN, AS AMENDED AND RESTATED, TO RESERVE AN ADDITIONAL 425,000 SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY (NON- BINDING) PROPOSAL ON THE COMPANY'S EXECUTIVE COMPENSATION ("SAY ON PAY"). | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AN ADVISORY (NON- BINDING) PROPOSAL ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF, ACCORDING TO THE PROXY HOLDERS' DECISION AND IN THEIR DISCRETION. | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 197300000 | 197300000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SYNOPSYS, INC. | ||||||||||||||||||||||||
Security: 871607107 | Agenda Number: 933371798 | |||||||||||||||||||||||
Ticker: SNPS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8716071076 | Meeting Date: 3/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 AART J. DE GEUS | Mgmt | For | For | |||||||||||||||||||||
2 ALFRED CASTINO | Mgmt | For | For | |||||||||||||||||||||
3 CHI-FOON CHAN | Mgmt | For | For | |||||||||||||||||||||
4 BRUCE R. CHIZEN | Mgmt | For | For | |||||||||||||||||||||
5 DEBORAH A. COLEMAN | Mgmt | For | For | |||||||||||||||||||||
6 JOHN SCHWARZ | Mgmt | For | For | |||||||||||||||||||||
7 ROY VALLEE | Mgmt | For | For | |||||||||||||||||||||
8 STEVEN C. WALSKE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AN AMENDMENT TO SYNOPSYS' 2006 EMPLOYEE EQUITY INCENTIVE PLAN TO, AMONG OTHER ITEMS, INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR FUTURE ISSUANCE UNDER THE PLAN BY 7,000,000 SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF KPMG LLP AS SYNOPSYS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 716500000 | 716500000 | 0 | 2/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SYNOVUS FINANCIAL CORP. | ||||||||||||||||||||||||
Security: 87161C105 | Agenda Number: 933382943 | |||||||||||||||||||||||
Ticker: SNV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87161C1053 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CATHERINE A. ALLEN | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD E. ANTHONY | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Mgmt | No vote | |||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RICHARD Y. BRADLEY | Mgmt | No vote | |||||||||||||||||||||
1E | ELECTION OF DIRECTOR: FRANK W. BRUMLEY | Mgmt | No vote | |||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ELIZABETH W. CAMP | Mgmt | No vote | |||||||||||||||||||||
1G | ELECTION OF DIRECTOR: T. MICHAEL GOODRICH | Mgmt | No vote | |||||||||||||||||||||
1H | ELECTION OF DIRECTOR: V. NATHANIEL HANSFORD | Mgmt | No vote | |||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MASON H. LAMPTON | Mgmt | No vote | |||||||||||||||||||||
1J | ELECTION OF DIRECTOR: H. LYNN PAGE | Mgmt | No vote | |||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JOSEPH J. PROCHASKA, JR. | Mgmt | No vote | |||||||||||||||||||||
1L | ELECTION OF DIRECTOR: J. NEAL PURCELL | Mgmt | No vote | |||||||||||||||||||||
1M | ELECTION OF DIRECTOR: KESSEL D. STELLING, JR. | Mgmt | No vote | |||||||||||||||||||||
1N | ELECTION OF DIRECTOR: MELVIN T. STITH | Mgmt | No vote | |||||||||||||||||||||
1O | ELECTION OF DIRECTOR: PHILIP W. TOMLINSON | Mgmt | No vote | |||||||||||||||||||||
1P | ELECTION OF DIRECTOR: JAMES D. YANCEY | Mgmt | No vote | |||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION OF SYNOVUS' NAMED EXECUTIVE OFFICERS AS DETERMINED BY THE COMPENSATION COMMITTEE. | Mgmt | No vote | |||||||||||||||||||||
03 | TO RATIFY THE 2010 TAX BENEFITS PRESERVATION PLAN. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE THE SYNOVUS FINANCIAL CORP. 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | No vote | |||||||||||||||||||||
05 | TO APPROVE THE SYNOVUS FINANCIAL CORP. 2011 DIRECTOR STOCK PURCHASE PLAN. | Mgmt | No vote | |||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS' INDEPENDENT AUDITOR FOR THE YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
7A | ARE YOU THE BENEFICIAL OWNER, IN ALL CAPACITIES, OF MORE THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK? IF YOU ANSWERED "NO," TO QUESTION 7A, DO NOT ANSWER QUESTION 7B OR 7C YOUR SHARES REPRESENTED BY THE PROXY ARE ENTITLED TO TEN VOTES PER SHARE. | Mgmt | No vote | |||||||||||||||||||||
7B | IF YOUR ANSWER TO QUESTION 7A WAS "YES," HAVE YOU ACQUIRED MORE THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK SINCE FEBRUARY 17, 2007 (INCLUDING SHARES RECEIVED AS A STOCK DIVIDEND)? IF YOU ANSWERED "NO," TO QUESTION 7B, DO NOT ANSWER QUESTION 7C. SHARES REPRESENTED BY THE PROXY ARE ENTITLED TO TEN VOTES PER SHARE. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 10402400000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TAUBMAN CENTERS, INC. | ||||||||||||||||||||||||
Security: 876664103 | Agenda Number: 933414827 | |||||||||||||||||||||||
Ticker: TCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8766641034 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT S. TAUBMAN | Mgmt | For | For | |||||||||||||||||||||
2 LISA A. PAYNE | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM U. PARFET | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY APPROVAL OF THE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY APPROVAL ON THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 181500000 | 181500000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TCF FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 872275102 | Agenda Number: 933380103 | |||||||||||||||||||||||
Ticker: TCB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8722751026 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RAYMOND L. BARTON | Mgmt | For | For | |||||||||||||||||||||
2 PETER BELL | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM F. BIEBER | Mgmt | For | For | |||||||||||||||||||||
4 THEODORE J. BIGOS | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM A. COOPER | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS A. CUSICK | Mgmt | For | For | |||||||||||||||||||||
7 LUELLA G. GOLDBERG | Mgmt | For | For | |||||||||||||||||||||
8 KAREN L. GRANDSTRAND | Mgmt | For | For | |||||||||||||||||||||
9 GEORGE G. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
10 VANCE K. OPPERMAN | Mgmt | For | For | |||||||||||||||||||||
11 GREGORY J. PULLES | Mgmt | For | For | |||||||||||||||||||||
12 GERALD A. SCHWALBACH | Mgmt | For | For | |||||||||||||||||||||
13 RALPH STRANGIS | Mgmt | For | For | |||||||||||||||||||||
14 BARRY N. WINSLOW | Mgmt | For | For | |||||||||||||||||||||
15 RICHARD A. ZONA | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES RESERVED FOR ISSUANCE UNDER THE TCF EMPLOYEES STOCK PURCHASE PLAN - SUPPLEMENTAL PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA UNDER THE TCF PERFORMANCE-BASED COMPENSATION POLICY | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA UNDER THE TCF FINANCIAL INCENTIVE STOCK PROGRAM | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVE AN AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | 1 Year | For | ||||||||||||||||||||
08 | ADVISORY (NON-BINDING) VOTE ON THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1476400000 | 1476400000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TECH DATA CORPORATION | ||||||||||||||||||||||||
Security: 878237106 | Agenda Number: 933424258 | |||||||||||||||||||||||
Ticker: TECD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8782371061 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT M. DUTKOWSKY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFERY P. HOWELLS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: SAVIO W. TUNG | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID M. UPTON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION FOR THE FISCAL YEAR ENDED JANUARY 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | A RECOMMENDATION BY ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 7057700000 | 7057700000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TELEFLEX INCORPORATED | ||||||||||||||||||||||||
Security: 879369106 | Agenda Number: 933398009 | |||||||||||||||||||||||
Ticker: TFX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8793691069 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE BABICH, JR. | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM R. COOK | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN K. KLASKO | Mgmt | For | For | |||||||||||||||||||||
4 BENSON F. SMITH | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE TELEFLEX INCORPORATED 2011 EXECUTIVE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 524600000 | 524600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 879433100 | Agenda Number: 933427444 | |||||||||||||||||||||||
Ticker: TDS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8794331004 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 C.A. DAVIS | Mgmt | For | For | |||||||||||||||||||||
2 C.D. O'LEARY | Mgmt | For | For | |||||||||||||||||||||
3 G.L. SUGARMAN | Mgmt | For | For | |||||||||||||||||||||
4 H.S. WANDER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL TO RECAPITALIZE TDS' OUTSTANDING STOCK. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2050700000 | 2050700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TEMPLE-INLAND INC. | ||||||||||||||||||||||||
Security: 879868107 | Agenda Number: 933397146 | |||||||||||||||||||||||
Ticker: TIN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8798681073 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LARRY R. FAULKNER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFREY M. HELLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DOYLE R. SIMONS | Mgmt | For | For | ||||||||||||||||||||
02 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2525100000 | 2525100000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TEREX CORPORATION | ||||||||||||||||||||||||
Security: 880779103 | Agenda Number: 933400385 | |||||||||||||||||||||||
Ticker: TEX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8807791038 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD M. DEFEO | Mgmt | For | For | |||||||||||||||||||||
2 G. CHRIS ANDERSEN | Mgmt | For | For | |||||||||||||||||||||
3 PAULA H.J. CHOLMONDELEY | Mgmt | For | For | |||||||||||||||||||||
4 DON DEFOSSET | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS J. HANSEN | Mgmt | For | For | |||||||||||||||||||||
6 DAVID A. SACHS | Mgmt | For | For | |||||||||||||||||||||
7 OREN G. SHAFFER | Mgmt | For | For | |||||||||||||||||||||
8 DAVID C. WANG | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE TEREX CORPORATION 2009 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AVAILABLE FOR GRANT THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2303500000 | 2303500000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BRINK'S COMPANY | ||||||||||||||||||||||||
Security: 109696104 | Agenda Number: 933392300 | |||||||||||||||||||||||
Ticker: BCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1096961040 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVE AMENDMENTS TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION RELATING TO THE SIZE OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 MARC C. BRESLAWSKY | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL T. DAN | Mgmt | For | For | |||||||||||||||||||||
03 | APPROVE THE AMENDED AND RESTATED KEY EMPLOYEES INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | PROVIDE A NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF THE NON-BINDING SHAREHOLDER VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION OF KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1818900000 | 1818900000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CHEESECAKE FACTORY INCORPORATED | ||||||||||||||||||||||||
Security: 163072101 | Agenda Number: 933423410 | |||||||||||||||||||||||
Ticker: CAKE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1630721017 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID OVERTON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS L. GREGORY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JEROME I. KRANSDORF | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID B. PITTAWAY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: HERBERT SIMON | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT TO THE 2010 STOCK INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RATIFY OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011, ENDING JANUARY 3, 2012. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 747000000 | 747000000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CORPORATE EXECUTIVE BOARD COMPANY | ||||||||||||||||||||||||
Security: 21988R102 | Agenda Number: 933444995 | |||||||||||||||||||||||
Ticker: EXBD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US21988R1023 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS L. MONAHAN III | Mgmt | For | For | |||||||||||||||||||||
2 GREGOR S. BAILAR | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN M. CARTER | Mgmt | For | For | |||||||||||||||||||||
4 GORDON J. COBURN | Mgmt | For | For | |||||||||||||||||||||
5 L. KEVIN COX | Mgmt | For | For | |||||||||||||||||||||
6 NANCY J. KARCH | Mgmt | For | For | |||||||||||||||||||||
7 DANIEL O. LEEMON | Mgmt | For | For | |||||||||||||||||||||
8 JEFFREY R. TARR | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 168400000 | 168400000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE HANOVER INSURANCE GROUP, INC. | ||||||||||||||||||||||||
Security: 410867105 | Agenda Number: 933397134 | |||||||||||||||||||||||
Ticker: THG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4108671052 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR THREE YEAR TERM EXPIRING IN 2014: JOHN J. BRENNAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR THREE YEAR TERM EXPIRING IN 2014: DAVID J. GALLITANO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR THREE YEAR TERM EXPIRING IN 2014: WENDELL J. KNOX | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR FOR THREE YEAR TERM EXPIRING IN 2014: ROBERT J. MURRAY | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 949200000 | 949200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE LUBRIZOL CORPORATION | ||||||||||||||||||||||||
Security: 549271104 | Agenda Number: 933450710 | |||||||||||||||||||||||
Ticker: LZ | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US5492711040 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 13, 2011, BY AND AMONG BERKSHIRE HATHAWAY INC., OHIO MERGER SUB, INC., AND THE LUBRIZOL CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
02 | ANY PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 740100000 | 740100000 | 0 | 5/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE MACERICH COMPANY | ||||||||||||||||||||||||
Security: 554382101 | Agenda Number: 933421555 | |||||||||||||||||||||||
Ticker: MAC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5543821012 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DOUGLAS D. ABBEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DANA K. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ARTHUR M. COPPOLA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EDWARD C. COPPOLA | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES S. COWNIE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: FRED S. HUBBELL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DIANA M. LAING | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STANLEY A. MOORE | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MASON G. ROSS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DR. WILLIAM P. SEXTON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 253500000 | 253500000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE NEW YORK TIMES COMPANY | ||||||||||||||||||||||||
Security: 650111107 | Agenda Number: 933382703 | |||||||||||||||||||||||
Ticker: NYT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6501111073 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RAUL E. CESAN | Mgmt | For | For | |||||||||||||||||||||
2 ELLEN R. MARRAM | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS MIDDELHOFF | Mgmt | For | For | |||||||||||||||||||||
4 DOREEN A. TOBEN | Mgmt | For | For | |||||||||||||||||||||
04 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1193400000 | 1193400000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE RYLAND GROUP, INC. | ||||||||||||||||||||||||
Security: 783764103 | Agenda Number: 933385103 | |||||||||||||||||||||||
Ticker: RYL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7837641031 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LESLIE M. FRECON | Mgmt | For | For | |||||||||||||||||||||
2 ROLAND A. HERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM L. JEWS | Mgmt | For | For | |||||||||||||||||||||
4 NED MANSOUR | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT E. MELLOR | Mgmt | For | For | |||||||||||||||||||||
6 NORMAN J. METCALFE | Mgmt | For | For | |||||||||||||||||||||
7 LARRY T. NICHOLSON | Mgmt | For | For | |||||||||||||||||||||
8 CHARLOTTE ST. MARTIN | Mgmt | For | For | |||||||||||||||||||||
9 R.G. VAN SCHOONENBERG | Mgmt | For | For | |||||||||||||||||||||
02 | CONSIDERATION OF AN ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR RYLAND'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | CONSIDERATION OF AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR RYLAND'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE RYLAND GROUP, INC. 2011 EQUITY AND INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
05 | APPROVAL OF THE RYLAND GROUP, INC. 2011 NON-EMPLOYEE DIRECTOR STOCK PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | CONSIDERATION OF A PROPOSAL FROM CALVERT ASSET MANAGEMENT COMPANY, INC. AND THE NATHAN CUMMINGS FOUNDATION (STOCKHOLDERS). | Shr | Against | For | ||||||||||||||||||||
07 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS RYLAND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1149100000 | 1149100000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE TIMBERLAND COMPANY | ||||||||||||||||||||||||
Security: 887100105 | Agenda Number: 933417176 | |||||||||||||||||||||||
Ticker: TBL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8871001058 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SIDNEY W. SWARTZ | Mgmt | For | For | |||||||||||||||||||||
2 JEFFREY B. SWARTZ | Mgmt | For | For | |||||||||||||||||||||
3 CATHERINE E. BUGGELN | Mgmt | For | For | |||||||||||||||||||||
4 ANDRE J. HAWAUX | Mgmt | For | For | |||||||||||||||||||||
5 KENNETH T. LOMBARD | Mgmt | For | For | |||||||||||||||||||||
6 EDWARD W. MONEYPENNY | Mgmt | For | For | |||||||||||||||||||||
7 PETER R. MOORE | Mgmt | For | For | |||||||||||||||||||||
8 BILL SHORE | Mgmt | For | For | |||||||||||||||||||||
9 TERDEMA L. USSERY, II | Mgmt | For | For | |||||||||||||||||||||
10 CARDEN N. WELSH | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 786900000 | 786900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE TIMKEN COMPANY | ||||||||||||||||||||||||
Security: 887389104 | Agenda Number: 933375796 | |||||||||||||||||||||||
Ticker: TKR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8873891043 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN M. BALLBACH | Mgmt | For | For | |||||||||||||||||||||
2 PHILLIP R. COX | Mgmt | For | For | |||||||||||||||||||||
3 WARD J. TIMKEN, JR | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE TIMKEN COMPANY 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND IN A NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1174500000 | 1174500000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE VALSPAR CORPORATION | ||||||||||||||||||||||||
Security: 920355104 | Agenda Number: 933365264 | |||||||||||||||||||||||
Ticker: VAL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9203551042 | Meeting Date: 2/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 IAN R. FRIENDLY | Mgmt | No vote | ||||||||||||||||||||||
2 JANEL S. HAUGARTH | Mgmt | No vote | ||||||||||||||||||||||
3 WILLIAM L. MANSFIELD | Mgmt | No vote | ||||||||||||||||||||||
02 | TO CAST AN ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION ("SAY-ON-PAY" VOTE). | Mgmt | No vote | |||||||||||||||||||||
03 | TO CAST AN ADVISORY VOTE ON THE FREQUENCY FOR A STOCKHOLDERS' ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION ("FREQUENCY" VOTE). | Mgmt | No vote | |||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE THE CORPORATION'S ACCOUNTS FOR THE FISCAL YEAR ENDING OCTOBER 28, 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1311600000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE WARNACO GROUP, INC. | ||||||||||||||||||||||||
Security: 934390402 | Agenda Number: 933424082 | |||||||||||||||||||||||
Ticker: WRC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9343904028 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID A. BELL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT A. BOWMAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD KARL GOELTZ | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOSEPH R. GROMEK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SHEILA A. HOPKINS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES R. PERRIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: NANCY A. REARDON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD L. SEELEY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CHERYL NIDO TURPIN | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WARNACO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST AN ADVISORY VOTE ON THE COMPENSATION OF WARNACO'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING THE COMPENSATION OF WARNACO'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 581300000 | 581300000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THOMAS & BETTS CORPORATION | ||||||||||||||||||||||||
Security: 884315102 | Agenda Number: 933381890 | |||||||||||||||||||||||
Ticker: TNB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8843151023 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M.L. DUCKER | Mgmt | For | For | |||||||||||||||||||||
2 J.K. HAUSWALD | Mgmt | For | For | |||||||||||||||||||||
3 D. JERNIGAN | Mgmt | For | For | |||||||||||||||||||||
4 R.B. KALICH, SR. | Mgmt | For | For | |||||||||||||||||||||
5 K.R. MASTERSON | Mgmt | For | For | |||||||||||||||||||||
6 D.J. PILEGGI | Mgmt | For | For | |||||||||||||||||||||
7 J.P. RICHARD | Mgmt | For | For | |||||||||||||||||||||
8 R.H. RIVERS | Mgmt | For | For | |||||||||||||||||||||
9 K.L. ROBERG | Mgmt | For | For | |||||||||||||||||||||
10 D.D. STEVENS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 635100000 | 635100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THORATEC CORPORATION | ||||||||||||||||||||||||
Security: 885175307 | Agenda Number: 933415766 | |||||||||||||||||||||||
Ticker: THOR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8851753074 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NEIL F. DIMICK | Mgmt | For | For | |||||||||||||||||||||
2 GERHARD F. BURBACH | Mgmt | For | For | |||||||||||||||||||||
3 J. DANIEL COLE | Mgmt | For | For | |||||||||||||||||||||
4 STEVEN H. COLLIS | Mgmt | For | For | |||||||||||||||||||||
5 ELISHA W. FINNEY | Mgmt | For | For | |||||||||||||||||||||
6 D. KEITH GROSSMAN | Mgmt | For | For | |||||||||||||||||||||
7 PAUL A. LAVIOLETTE | Mgmt | For | For | |||||||||||||||||||||
8 DANIEL M. MULVENA | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 218500000 | 218500000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TIBCO SOFTWARE INC. | ||||||||||||||||||||||||
Security: 88632Q103 | Agenda Number: 933379439 | |||||||||||||||||||||||
Ticker: TIBX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88632Q1031 | Meeting Date: 4/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 VIVEK Y. RANADIVE | Mgmt | For | For | |||||||||||||||||||||
2 NANCI E. CALDWELL | Mgmt | For | For | |||||||||||||||||||||
3 ERIC C.W. DUNN | Mgmt | For | For | |||||||||||||||||||||
4 NARENDRA K. GUPTA | Mgmt | For | For | |||||||||||||||||||||
5 PETER J. JOB | Mgmt | For | For | |||||||||||||||||||||
6 PHILIP K. WOOD | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TIBCO SOFTWARE INC.'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 509300000 | 509300000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOLL BROTHERS, INC. | ||||||||||||||||||||||||
Security: 889478103 | Agenda Number: 933371116 | |||||||||||||||||||||||
Ticker: TOL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8894781033 | Meeting Date: 3/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT I. TOLL | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE E. TOLL | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTINE N. GARVEY | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE RE- APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S SECOND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL OF, IN AN ADVISORY AND NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | THE RECOMMENDATION, IN AN ADVISORY AND NON-BINDING VOTE, WHETHER A NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1205000000 | 1205000000 | 0 | 2/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 890516107 | Agenda Number: 933393984 | |||||||||||||||||||||||
Ticker: TR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8905161076 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MELVIN J. GORDON | Mgmt | For | For | |||||||||||||||||||||
2 ELLEN R. GORDON | Mgmt | For | For | |||||||||||||||||||||
3 LANE JANE LEWIS-BRENT | Mgmt | For | For | |||||||||||||||||||||
4 BARRE A. SEIBERT | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD P. BERGEMAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF NON-BINDING RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 282800000 | 282800000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRACTOR SUPPLY COMPANY | ||||||||||||||||||||||||
Security: 892356106 | Agenda Number: 933383248 | |||||||||||||||||||||||
Ticker: TSCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8923561067 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES F. WRIGHT | Mgmt | For | For | |||||||||||||||||||||
2 JOHNSTON C. ADAMS | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM BASS | Mgmt | For | For | |||||||||||||||||||||
4 PETER D. BEWLEY | Mgmt | For | For | |||||||||||||||||||||
5 JACK C. BINGLEMAN | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD W. FROST | Mgmt | For | For | |||||||||||||||||||||
7 CYNTHIA T. JAMISON | Mgmt | For | For | |||||||||||||||||||||
8 GEORGE MACKENZIE | Mgmt | For | For | |||||||||||||||||||||
9 EDNA K. MORRIS | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT TO CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1123000000 | 1123000000 | 0 | 4/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRANSATLANTIC HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 893521104 | Agenda Number: 933418546 | |||||||||||||||||||||||
Ticker: TRH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8935211040 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN P. BRADLEY | Mgmt | For | For | |||||||||||||||||||||
2 IAN H. CHIPPENDALE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN G. FOOS | Mgmt | For | For | |||||||||||||||||||||
4 JOHN L. MCCARTHY | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT F. ORLICH | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD S. PRESS | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS R. TIZZIO | Mgmt | For | For | |||||||||||||||||||||
02 | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS TRH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ACT UPON A RESOLUTION TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO ACT UPON AN ADVISORY, NON- BINDING RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1257000000 | 1257000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRIMBLE NAVIGATION LIMITED | ||||||||||||||||||||||||
Security: 896239100 | Agenda Number: 933382121 | |||||||||||||||||||||||
Ticker: TRMB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8962391004 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN W. BERGLUND | Mgmt | For | For | |||||||||||||||||||||
2 JOHN B. GOODRICH | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM HART | Mgmt | For | For | |||||||||||||||||||||
4 MERIT E. JANOW | Mgmt | For | For | |||||||||||||||||||||
5 ULF J. JOHANSSON | Mgmt | For | For | |||||||||||||||||||||
6 BRADFORD W. PARKINSON | Mgmt | For | For | |||||||||||||||||||||
7 MARK S. PEEK | Mgmt | For | For | |||||||||||||||||||||
8 NICKOLAS W. VANDE STEEG | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING A VOTE ON THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 461800000 | 461800000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 896522109 | Agenda Number: 933400501 | |||||||||||||||||||||||
Ticker: TRN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8965221091 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN L. ADAMS | Mgmt | For | For | |||||||||||||||||||||
2 RHYS J. BEST | Mgmt | For | For | |||||||||||||||||||||
3 DAVID W. BIEGLER | Mgmt | For | For | |||||||||||||||||||||
4 LELDON E. ECHOLS | Mgmt | For | For | |||||||||||||||||||||
5 RONALD J. GAFFORD | Mgmt | For | For | |||||||||||||||||||||
6 RONALD W. HADDOCK | Mgmt | For | For | |||||||||||||||||||||
7 ADRIAN LAJOUS | Mgmt | For | For | |||||||||||||||||||||
8 CHARLES W. MATTHEWS | Mgmt | For | For | |||||||||||||||||||||
9 DIANA S. NATALICIO | Mgmt | For | For | |||||||||||||||||||||
10 DOUGLAS L. ROCK | Mgmt | For | For | |||||||||||||||||||||
11 TIMOTHY R. WALLACE | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1222200000 | 1222200000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRUSTMARK CORPORATION | ||||||||||||||||||||||||
Security: 898402102 | Agenda Number: 933401488 | |||||||||||||||||||||||
Ticker: TRMK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8984021027 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ADOLPHUS B. BAKER | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM C. DEVINEY, JR. | Mgmt | For | For | |||||||||||||||||||||
3 DANIEL A. GRAFTON | Mgmt | For | For | |||||||||||||||||||||
4 GERARD R. HOST | Mgmt | For | For | |||||||||||||||||||||
5 DAVID H. HOSTER II | Mgmt | For | For | |||||||||||||||||||||
6 JOHN M. MCCULLOUCH | Mgmt | For | For | |||||||||||||||||||||
7 RICHARD H. PUCKETT | Mgmt | For | For | |||||||||||||||||||||
8 R. MICHAEL SUMMERFORD | Mgmt | For | For | |||||||||||||||||||||
9 LEROY G. WALKER, JR. | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM G. YATES III | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION - TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION - TO PROVIDE A RECOMMENDATION FOR THE FREQUENCY OF ADVISORY VOTES ON TRUSTMARK'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS - TO RATIFY THE SELECTION OF KMPG LLP AS TRUSTMARK CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 360700000 | 360700000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TUPPERWARE BRANDS CORPORATION | ||||||||||||||||||||||||
Security: 899896104 | Agenda Number: 933399114 | |||||||||||||||||||||||
Ticker: TUP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8998961044 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CATHERINE A. BERTINI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KRISS CLONINGER, III | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: E. V. GOINGS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CLIFFORD J. GRUM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOE R. LEE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: BOB MARBUT | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ANGEL R. MARTINEZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT J. MURRAY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DAVID R. PARKER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: M. ANNE SZOSTAK | Mgmt | For | For | ||||||||||||||||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 721300000 | 721300000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TW TELECOM INC. | ||||||||||||||||||||||||
Security: 87311L104 | Agenda Number: 933438384 | |||||||||||||||||||||||
Ticker: TWTC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87311L1044 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GREGORY J. ATTORRI | Mgmt | For | For | |||||||||||||||||||||
2 SPENCER B. HAYS | Mgmt | For | For | |||||||||||||||||||||
3 LARISSA L. HERDA | Mgmt | For | For | |||||||||||||||||||||
4 KEVIN W. MOONEY | Mgmt | For | For | |||||||||||||||||||||
5 KIRBY G. PICKLE | Mgmt | For | For | |||||||||||||||||||||
6 ROSCOE C. YOUNG, II | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1122700000 | 1122700000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UDR, INC. | ||||||||||||||||||||||||
Security: 902653104 | Agenda Number: 933391269 | |||||||||||||||||||||||
Ticker: UDR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9026531049 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KATHERINE A. CATTANACH | Mgmt | For | For | |||||||||||||||||||||
2 ERIC J. FOSS | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT P. FREEMAN | Mgmt | For | For | |||||||||||||||||||||
4 JON A. GROVE | Mgmt | For | For | |||||||||||||||||||||
5 JAMES D. KLINGBEIL | Mgmt | For | For | |||||||||||||||||||||
6 LYNNE B. SAGALYN | Mgmt | For | For | |||||||||||||||||||||
7 MARK J. SANDLER | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS W. TOOMEY | Mgmt | For | For | |||||||||||||||||||||
9 THOMAS C. WAJNERT | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 405400000 | 405400000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNDER ARMOUR, INC. | ||||||||||||||||||||||||
Security: 904311107 | Agenda Number: 933388767 | |||||||||||||||||||||||
Ticker: UA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9043111072 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEVIN A. PLANK | Mgmt | For | For | |||||||||||||||||||||
2 BYRON K. ADAMS, JR. | Mgmt | For | For | |||||||||||||||||||||
3 DOUGLAS E. COLTHARP | Mgmt | For | For | |||||||||||||||||||||
4 ANTHONY W. DEERING | Mgmt | For | For | |||||||||||||||||||||
5 A.B. KRONGARD | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM R. MCDERMOTT | Mgmt | For | For | |||||||||||||||||||||
7 HARVEY L. SANDERS | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS J. SIPPEL | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE PROXY STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND TABLES. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 246500000 | 246500000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNIT CORPORATION | ||||||||||||||||||||||||
Security: 909218109 | Agenda Number: 933387385 | |||||||||||||||||||||||
Ticker: UNT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9092181091 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. MICHAEL ADCOCK | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN B. HILDEBRAND | Mgmt | For | For | |||||||||||||||||||||
3 LARRY C. PAYNE | Mgmt | For | For | |||||||||||||||||||||
4 G. BAILEY PEYTON | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | THE SELECTION, ON A NON-BINDING ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDERS' VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 274700000 | 274700000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED RENTALS, INC. | ||||||||||||||||||||||||
Security: 911363109 | Agenda Number: 933399013 | |||||||||||||||||||||||
Ticker: URI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9113631090 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JENNE K. BRITELL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HOWARD L. CLARK, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BOBBY J. GRIFFIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL J. KNEELAND | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: BRIAN D. MCAULEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN S. MCKINNEY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JASON D. PAPASTAVROU | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: FILIPPO PASSERINI | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: KEITH WIMBUSH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY APPROVAL OF THE RESOLUTION APPROVING THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY SELECTION OF VOTING FREQUENCY FOR FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1463100000 | 1463100000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||||||||||||
Security: 91307C102 | Agenda Number: 933449729 | |||||||||||||||||||||||
Ticker: UTHR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US91307C1027 | Meeting Date: 6/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RAYMOND DWEK | Mgmt | For | For | |||||||||||||||||||||
2 ROGER JEFFS | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER PATUSKY | Mgmt | For | For | |||||||||||||||||||||
4 TOMMY THOMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 129000000 | 129000000 | 0 | 6/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITRIN, INC. | ||||||||||||||||||||||||
Security: 913275103 | Agenda Number: 933406173 | |||||||||||||||||||||||
Ticker: UTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9132751036 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES E. ANNABLE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DOUGLAS G. GEOGA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: REUBEN L. HEDLUND | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JULIE M. HOWARD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WAYNE KAUTH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: FAYEZ S. SAROFIM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DONALD G. SOUTHWELL | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DAVID P. STORCH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: RICHARD C. VIE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE UNITRIN, INC. 2011 OMNIBUS EQUITY PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1594100000 | 1594100000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNIVERSAL HEALTH SERVICES, INC. | ||||||||||||||||||||||||
Security: 913903100 | Agenda Number: 933408937 | |||||||||||||||||||||||
Ticker: UHS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9139031002 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LAWRENCE S. GIBBS | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY (NONBINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NONBINDING) VOTE ON THE FREQUENCY OF AN ADVISORY STOCKHOLDER VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | THE APPROVAL OF AN AMENDMENT TO THE UNIVERSAL HEALTH SERVICES, INC. AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN BY THE HOLDERS OF CLASS A, B, C AND D COMMON STOCK. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1945500000 | 1945500000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
URS CORPORATION | ||||||||||||||||||||||||
Security: 903236107 | Agenda Number: 933431847 | |||||||||||||||||||||||
Ticker: URS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9032361076 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICKEY P. FORET | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SEN. WILLIAM H. FRIST | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LYDIA H. KENNARD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MARTIN M. KOFFEL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GEN. JOSEPH W. RALSTON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN D. ROACH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: SABRINA L. SIMMONS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION BY OUR AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 3037800000 | 3037800000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UTI WORLDWIDE INC. | ||||||||||||||||||||||||
Security: G87210103 | Agenda Number: 933459617 | |||||||||||||||||||||||
Ticker: UTIW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: VGG872101032 | Meeting Date: 6/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ERIC W. KIRCHNER | Mgmt | For | For | |||||||||||||||||||||
2 LEON J. LEVEL | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1371500000 | 1371500000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VALLEY NATIONAL BANCORP | ||||||||||||||||||||||||
Security: 919794107 | Agenda Number: 933381802 | |||||||||||||||||||||||
Ticker: VLY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9197941076 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANDREW B. ABRAMSON | Mgmt | For | For | |||||||||||||||||||||
2 PAMELA R. BRONANDER | Mgmt | For | For | |||||||||||||||||||||
3 ERIC P. EDELSTEIN | Mgmt | For | For | |||||||||||||||||||||
4 M.J. STEELE GUILFOILE | Mgmt | For | For | |||||||||||||||||||||
5 GRAHAM O. JONES | Mgmt | For | For | |||||||||||||||||||||
6 WALTER H. JONES, III | Mgmt | For | For | |||||||||||||||||||||
7 GERALD KORDE | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL L. LARUSSO | Mgmt | For | For | |||||||||||||||||||||
9 MARC J. LENNER | Mgmt | For | For | |||||||||||||||||||||
10 GERALD H. LIPKIN | Mgmt | For | For | |||||||||||||||||||||
11 ROBINSON MARKEL | Mgmt | For | For | |||||||||||||||||||||
12 RICHARD S. MILLER | Mgmt | For | For | |||||||||||||||||||||
13 BARNETT RUKIN | Mgmt | For | For | |||||||||||||||||||||
14 SURESH L. SANI | Mgmt | For | For | |||||||||||||||||||||
15 ROBERT C. SOLDOVERI | Mgmt | For | For | |||||||||||||||||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 826000000 | 826000000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 920253101 | Agenda Number: 933383832 | |||||||||||||||||||||||
Ticker: VMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9202531011 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MOGENS C. BAY | Mgmt | For | For | |||||||||||||||||||||
2 WALTER SCOTT, JR. | Mgmt | For | For | |||||||||||||||||||||
3 CLARK T. RANDT, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 313800000 | 313800000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VALUECLICK, INC. | ||||||||||||||||||||||||
Security: 92046N102 | Agenda Number: 933390611 | |||||||||||||||||||||||
Ticker: VCLK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92046N1028 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES R. ZARLEY | Mgmt | For | For | |||||||||||||||||||||
2 DAVID S. BUZBY | Mgmt | For | For | |||||||||||||||||||||
3 MARTIN T. HART | Mgmt | For | For | |||||||||||||||||||||
4 JEFFREY F. RAYPORT | Mgmt | For | For | |||||||||||||||||||||
5 JAMES R. PETERS | Mgmt | For | For | |||||||||||||||||||||
6 JAMES A. CROUTHAMEL | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 375900000 | 375900000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VCA ANTECH, INC. | ||||||||||||||||||||||||
Security: 918194101 | Agenda Number: 933431671 | |||||||||||||||||||||||
Ticker: WOOF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9181941017 | Meeting Date: 6/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN B. CHICKERING, JR. | Mgmt | For | For | |||||||||||||||||||||
2 JOHN HEIL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2006 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2007 CASH INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 867500000 | 867500000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VECTREN CORPORATION | ||||||||||||||||||||||||
Security: 92240G101 | Agenda Number: 933385545 | |||||||||||||||||||||||
Ticker: VVC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92240G1013 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CARL L. CHAPMAN | Mgmt | For | For | |||||||||||||||||||||
2 J.H. DEGRAFFENREIDT, JR | Mgmt | For | For | |||||||||||||||||||||
3 NIEL C. ELLERBROOK | Mgmt | For | For | |||||||||||||||||||||
4 JOHN D. ENGELBRECHT | Mgmt | For | For | |||||||||||||||||||||
5 ANTON H. GEORGE | Mgmt | For | For | |||||||||||||||||||||
6 MARTIN C. JISCHKE | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT G. JONES | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM G. MAYS | Mgmt | For | For | |||||||||||||||||||||
9 J. TIMOTHY MCGINLEY | Mgmt | For | For | |||||||||||||||||||||
10 R. DANIEL SADLIER | Mgmt | For | For | |||||||||||||||||||||
11 MICHAEL L. SMITH | Mgmt | For | For | |||||||||||||||||||||
12 JEAN L. WOJTOWICZ | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE VECTREN CORPORATION AT RISK COMPENSATION PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO PROVIDE, BY NON-BINDING VOTE, THE FREQUENCY OF THE NON-BINDING SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR VECTREN FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1288900000 | 1288900000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||||||||||||||||||||||
Security: 92532F100 | Agenda Number: 933423840 | |||||||||||||||||||||||
Ticker: VRTX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92532F1003 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MATTHEW W. EMMENS | Mgmt | For | For | |||||||||||||||||||||
2 MARGARET G. MCGLYNN | Mgmt | For | For | |||||||||||||||||||||
3 WAYNE J. RILEY | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 49800000 | 49800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VISHAY INTERTECHNOLOGY, INC. | ||||||||||||||||||||||||
Security: 928298108 | Agenda Number: 933421240 | |||||||||||||||||||||||
Ticker: VSH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9282981086 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ELIYAHU HURVITZ | Mgmt | Withheld | Against | |||||||||||||||||||||
2 DR. ABRAHAM LUDOMIRSKI | Mgmt | For | For | |||||||||||||||||||||
3 WAYNE M. ROGERS | Mgmt | For | For | |||||||||||||||||||||
4 RONALD RUZIC | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2614900000 | 2614900000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
W. R. BERKLEY CORPORATION | ||||||||||||||||||||||||
Security: 084423102 | Agenda Number: 933405385 | |||||||||||||||||||||||
Ticker: WRB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0844231029 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RODNEY A. HAWES, JR. | Mgmt | For | For | |||||||||||||||||||||
2 JACK H. NUSBAUM | Mgmt | For | For | |||||||||||||||||||||
3 MARK L. SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
02 | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY- ON-PAY" VOTE. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY WITH WHICH SAY-ON-PAY VOTES SHOULD BE HELD IN THE FUTURE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2539600000 | 2539600000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WABTEC CORPORATION | ||||||||||||||||||||||||
Security: 929740108 | Agenda Number: 933401109 | |||||||||||||||||||||||
Ticker: WAB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9297401088 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 EMILIO A. FERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
2 LEE B. FOSTER II | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2010 NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE COMPANY SHOULD CONDUCT A STOCKHOLDER ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | APPROVAL OF THE 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
5 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 420700000 | 420700000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 930059100 | Agenda Number: 933378247 | |||||||||||||||||||||||
Ticker: WDR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9300591008 | Meeting Date: 4/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SHARILYN S. GASAWAY | Mgmt | For | For | |||||||||||||||||||||
2 ALAN W. KOSLOFF | Mgmt | For | For | |||||||||||||||||||||
3 JERRY W. WALTON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSAITION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 439800000 | 439800000 | 0 | 3/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WASTE CONNECTIONS, INC. | ||||||||||||||||||||||||
Security: 941053100 | Agenda Number: 933410499 | |||||||||||||||||||||||
Ticker: WCN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9410531001 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: ROBERT H. DAVIS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE PROPOSAL TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 150,000,000 TO 250,000,000 SHARES | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS WCI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL ON A NON-BINDING, ADVISORY BASIS OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT ("SAY ON PAY") | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL ON A NON-BINDING, ADVISORY BASIS OF HOLDING FUTURE SAY ON PAY VOTES EVERY ONE, TWO OR THREE YEARS | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 701400000 | 701400000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WATSCO, INC. | ||||||||||||||||||||||||
Security: 942622200 | Agenda Number: 933443234 | |||||||||||||||||||||||
Ticker: WSO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9426222009 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN R. FEDRIZZI | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ADOPT AND RATIFY THE FOURTH AMENDED AND RESTATED 1996 QUALIFIED EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 636200000 | 636200000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WEBSTER FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 947890109 | Agenda Number: 933386206 | |||||||||||||||||||||||
Ticker: WBS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9478901096 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN J. CRAWFORD | Mgmt | For | For | |||||||||||||||||||||
2 C. MICHAEL JACOBI | Mgmt | For | For | |||||||||||||||||||||
3 KAREN R. OSAR | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING THE ANNUAL ELECTION OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 766700000 | 766700000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WEINGARTEN REALTY INVESTORS | ||||||||||||||||||||||||
Security: 948741103 | Agenda Number: 933390356 | |||||||||||||||||||||||
Ticker: WRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9487411038 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STANFORD ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
2 ANDREW M. ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
3 JAMES W. CROWNOVER | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT J. CRUIKSHANK | Mgmt | For | For | |||||||||||||||||||||
5 MELVIN A. DOW | Mgmt | For | For | |||||||||||||||||||||
6 STEPHEN A. LASHER | Mgmt | For | For | |||||||||||||||||||||
7 DOUGLAS W. SCHNITZER | Mgmt | For | For | |||||||||||||||||||||
8 C. PARK SHAPER | Mgmt | For | For | |||||||||||||||||||||
9 MARC J. SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 364200000 | 364200000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WELLCARE HEALTH PLANS, INC. | ||||||||||||||||||||||||
Security: 94946T106 | Agenda Number: 933414536 | |||||||||||||||||||||||
Ticker: WCG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US94946T1060 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES G. BERG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CAROL J. BURT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALEC CUNNINGHAM | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID J. GALLITANO | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: D. ROBERT GRAHAM | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KEVIN F. HICKEY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHRISTIAN P. MICHALIK | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GLENN D. STEELE, JR., M.D. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM L. TRUBECK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: PAUL E. WEAVER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ("SAY ON PAY") | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY ADVISORY VOTE | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 2985900000 | 2985900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WENDY'S/ARBY'S GROUP, INC. | ||||||||||||||||||||||||
Security: 950587105 | Agenda Number: 933418243 | |||||||||||||||||||||||
Ticker: WEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9505871056 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NELSON PELTZ | Mgmt | For | For | |||||||||||||||||||||
2 PETER W. MAY | Mgmt | For | For | |||||||||||||||||||||
3 CLIVE CHAJET | Mgmt | For | For | |||||||||||||||||||||
4 EDWARD P. GARDEN | Mgmt | For | For | |||||||||||||||||||||
5 JANET HILL | Mgmt | For | For | |||||||||||||||||||||
6 JOSEPH A. LEVATO | Mgmt | For | For | |||||||||||||||||||||
7 J. RANDOLPH LEWIS | Mgmt | For | For | |||||||||||||||||||||
8 PETER H. ROTHSCHILD | Mgmt | For | For | |||||||||||||||||||||
9 DAVID E. SCHWAB II | Mgmt | For | For | |||||||||||||||||||||
10 ROLAND C. SMITH | Mgmt | For | For | |||||||||||||||||||||
11 RAYMOND S. TROUBH | Mgmt | For | For | |||||||||||||||||||||
12 JACK G. WASSERMAN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO ALLOW MAJORITY VOTING IN DIRECTOR ELECTIONS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 10770700000 | 10770700000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WERNER ENTERPRISES, INC. | ||||||||||||||||||||||||
Security: 950755108 | Agenda Number: 933419790 | |||||||||||||||||||||||
Ticker: WERN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9507551086 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GARY L. WERNER | Mgmt | For | For | |||||||||||||||||||||
2 GREGORY L. WERNER | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL L. STEINBACH | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WERNER ENTERPRISES, INC. FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1158700000 | 1158700000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WESTAMERICA BANCORPORATION | ||||||||||||||||||||||||
Security: 957090103 | Agenda Number: 933381131 | |||||||||||||||||||||||
Ticker: WABC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9570901036 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 E. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 L. BARTOLINI | Mgmt | For | For | |||||||||||||||||||||
3 E.J. BOWLER | Mgmt | For | For | |||||||||||||||||||||
4 A. LATNO, JR. | Mgmt | For | For | |||||||||||||||||||||
5 P. LYNCH | Mgmt | For | For | |||||||||||||||||||||
6 C. MACMILLAN | Mgmt | For | For | |||||||||||||||||||||
7 R. NELSON | Mgmt | For | For | |||||||||||||||||||||
8 D. PAYNE | Mgmt | For | For | |||||||||||||||||||||
9 E. SYLVESTER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 78500000 | 78500000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WESTAR ENERGY, INC. | ||||||||||||||||||||||||
Security: 95709T100 | Agenda Number: 933412784 | |||||||||||||||||||||||
Ticker: WR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US95709T1007 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MOLLIE H. CARTER | Mgmt | For | For | |||||||||||||||||||||
2 JERRY B. FARLEY | Mgmt | For | For | |||||||||||||||||||||
3 ARTHUR B. KRAUSE | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM B. MOORE | Mgmt | For | For | |||||||||||||||||||||
02 | TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE AND SHARE AWARD PLAN AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO OUR RESTATED ARTICLES OF INCORPORATION TO INCREASE OUR AUTHORIZED SHARES OF COMMON STOCK | Mgmt | For | For | ||||||||||||||||||||
06 | TO RATIFY AND CONFIRM OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1199500000 | 1199500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WGL HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 92924F106 | Agenda Number: 933366103 | |||||||||||||||||||||||
Ticker: WGL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92924F1066 | Meeting Date: 3/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL D. BARNES | Mgmt | No vote | ||||||||||||||||||||||
2 GEORGE P. CLANCY, JR. | Mgmt | No vote | ||||||||||||||||||||||
3 JAMES W. DYKE, JR. | Mgmt | No vote | ||||||||||||||||||||||
4 MELVYN J. ESTRIN | Mgmt | No vote | ||||||||||||||||||||||
5 JAMES F. LAFOND | Mgmt | No vote | ||||||||||||||||||||||
6 DEBRA L. LEE | Mgmt | No vote | ||||||||||||||||||||||
7 TERRY D. MCCALLISTER | Mgmt | No vote | ||||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | PROPOSAL TO PROVIDE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS. | Shr | No vote | |||||||||||||||||||||
04 | PROPOSAL TO APPROVE, BY NON- BINDING VOTE, COMPENSATION PAID TO CERTAIN EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1055000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WILLIAMS-SONOMA, INC. | ||||||||||||||||||||||||
Security: 969904101 | Agenda Number: 933414675 | |||||||||||||||||||||||
Ticker: WSM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9699041011 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 LAURA J. ALBER | Mgmt | For | For | |||||||||||||||||||||
2 ADRIAN D.P. BELLAMY | Mgmt | For | For | |||||||||||||||||||||
3 PATRICK J. CONNOLLY | Mgmt | For | For | |||||||||||||||||||||
4 ADRIAN T. DILLON | Mgmt | For | For | |||||||||||||||||||||
5 ANTHONY A. GREENER | Mgmt | For | For | |||||||||||||||||||||
6 TED W. HALL | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL R. LYNCH | Mgmt | For | For | |||||||||||||||||||||
8 SHARON L. MCCOLLAM | Mgmt | For | For | |||||||||||||||||||||
2 | OUR REINCORPORATION FROM CALIFORNIA TO DELAWARE | Mgmt | For | For | ||||||||||||||||||||
3 | THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS-SONOMA, INC. 2001 LONG- TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
4 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
5 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
6 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2012 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 1268900000 | 1268900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ZEBRA TECHNOLOGIES CORPORATION | ||||||||||||||||||||||||
Security: 989207105 | Agenda Number: 933419524 | |||||||||||||||||||||||
Ticker: ZBRA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9892071054 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANDERS GUSTAFSSON | Mgmt | For | For | |||||||||||||||||||||
2 ANDREW K. LUDWICK | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE OUR 2011 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE OUR 2011 SHORT-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | ||||||||||||||||||||
07 | TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262881 | BNY | 354800000 | 354800000 | 0 | 4/29/2011 | |||||||||||||||||||
RevenueShares Small Cap Fund | ||||||||||||||||||||||||
Meeting Date Range: 01-Jul-2010 - 30-Jun-2011 Report Date: 7/27/2011 | ||||||||||||||||||||||||
Page 1 of 904 | ||||||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
A.M. CASTLE & CO. | ||||||||||||||||||||||||
Security: 148411101 | Agenda Number: 933407935 | |||||||||||||||||||||||
Ticker: CAS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1484111018 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN P. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS A. DONAHOE | Mgmt | For | For | |||||||||||||||||||||
3 ANN M. DRAKE | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL H. GOLDBERG | Mgmt | For | For | |||||||||||||||||||||
5 PATRICK J. HERBERT, III | Mgmt | For | For | |||||||||||||||||||||
6 TERRENCE J. KEATING | Mgmt | For | For | |||||||||||||||||||||
7 JAMES D. KELLY | Mgmt | For | For | |||||||||||||||||||||
8 PAMELA FORBES LIEBERMAN | Mgmt | For | For | |||||||||||||||||||||
9 JOHN MCCARTNEY | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL SIMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | VOTE TO APPROVE AN AMENDMENT AND RESTATEMENT TO THE A. M. CASTLE & CO. RESTRICTED STOCK, STOCK OPTION AND EQUITY COMPENSATION PLAN TO MODIFY CERTAIN TERMS. | Mgmt | For | For | ||||||||||||||||||||
05 | VOTE TO APPROVE AN AMENDMENT TO THE A. M. CASTLE & CO. RESTRICTED STOCK, STOCK OPTION AND EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER FROM 2,000,000 TO 2,750,000. | Mgmt | For | For | ||||||||||||||||||||
06 | VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1240000000 | 1240000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
A.O. SMITH CORPORATION | ||||||||||||||||||||||||
Security: 831865209 | Agenda Number: 933375342 | |||||||||||||||||||||||
Ticker: AOS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8318652091 | Meeting Date: 4/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GLOSTER B. CURRENT, JR. | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. O'TOOLE | Mgmt | For | For | |||||||||||||||||||||
3 IDELLE K. WOLF | Mgmt | For | For | |||||||||||||||||||||
4 GENE C. WULF | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE BY NON- BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND BY NON- BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1207300000 | 1207300000 | 0 | 3/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AAON, INC. | ||||||||||||||||||||||||
Security: 000360206 | Agenda Number: 933406731 | |||||||||||||||||||||||
Ticker: AAON | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0003602069 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JACK E. SHORT | Mgmt | For | For | |||||||||||||||||||||
2 JERRY R. LEVINE | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN ADVISORY RESOLUTION REGARDING COMPENSATION OF AAON'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY AT WHICH AAON SHOULD SEEK AN ADVISORY VOTE REGARDING THE COMPENSATION OF AAON'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 187200000 | 187200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ABM INDUSTRIES INCORPORATED | ||||||||||||||||||||||||
Security: 000957100 | Agenda Number: 933370859 | |||||||||||||||||||||||
Ticker: ABM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0009571003 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAN T. BANE | Mgmt | For | For | |||||||||||||||||||||
2 ANTHONY G. FERNANDES | Mgmt | For | For | |||||||||||||||||||||
3 MARYELLEN C. HERRINGER | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS ABM INDUSTRIES INCORPORATED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3245500000 | 3245500000 | 0 | 2/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ACADIA REALTY TRUST | ||||||||||||||||||||||||
Security: 004239109 | Agenda Number: 933416504 | |||||||||||||||||||||||
Ticker: AKR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0042391096 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KENNETH F. BERNSTEIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DOUGLAS CROCKER II | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LORRENCE T. KELLAR | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WENDY LUSCOMBE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM T. SPITZ | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LEE S. WIELANSKY | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S 2011 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION EVERY. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 189700000 | 189700000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADVANCED ENERGY INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 007973100 | Agenda Number: 933391106 | |||||||||||||||||||||||
Ticker: AEIS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0079731008 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DOUGLAS S. SCHATZ | Mgmt | For | For | |||||||||||||||||||||
2 FREDERICK A. BALL | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD P. BECK | Mgmt | For | For | |||||||||||||||||||||
4 HANS GEORG BETZ | Mgmt | For | For | |||||||||||||||||||||
5 TRUNG T. DOAN | Mgmt | For | For | |||||||||||||||||||||
6 EDWARD C. GRADY | Mgmt | For | For | |||||||||||||||||||||
7 TERRY HUDGENS | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS M. ROHRS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS ADVANCED ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 721900000 | 721900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AFFYMETRIX, INC. | ||||||||||||||||||||||||
Security: 00826T108 | Agenda Number: 933391043 | |||||||||||||||||||||||
Ticker: AFFX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00826T1088 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEPHEN P.A. FODOR | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KEVIN M. KING | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NELSON C. CHAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN D. DIEKMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GARY S. GUTHART | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMI DOVER NACHTSHEIM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT H. TRICE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT P. WAYMAN | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF AFFYMETRIX' NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY AN ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1666500000 | 1666500000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AIR METHODS CORPORATION | ||||||||||||||||||||||||
Security: 009128307 | Agenda Number: 933453146 | |||||||||||||||||||||||
Ticker: AIRM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0091283079 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SAMUEL H. GRAY | Mgmt | For | For | |||||||||||||||||||||
2 MORAD TAHBAZ | Mgmt | For | For | |||||||||||||||||||||
3 AARON D. TODD | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE PROPOSED ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 256200000 | 256200000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALBANY INTERNATIONAL CORP. | ||||||||||||||||||||||||
Security: 012348108 | Agenda Number: 933416794 | |||||||||||||||||||||||
Ticker: AIN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0123481089 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN F. CASSIDY, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PAULA H.J. CHOLMONDELEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: EDGAR G. HOTARD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ERLAND E. KAILBOURNE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOSEPH G. MORONE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JUHANI PAKKALA | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHRISTINE L. STANDISH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN C. STANDISH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE THE COMPANY'S 2011 INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 833600000 | 833600000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALIGN TECHNOLOGY, INC. | ||||||||||||||||||||||||
Security: 016255101 | Agenda Number: 933439653 | |||||||||||||||||||||||
Ticker: ALGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0162551016 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID E. COLLINS | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH LACOB | Mgmt | For | For | |||||||||||||||||||||
3 C. RAYMOND LARKIN, JR. | Mgmt | For | For | |||||||||||||||||||||
4 GEORGE J. MORROW | Mgmt | For | For | |||||||||||||||||||||
5 DR. DAVID C. NAGEL | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS M. PRESCOTT | Mgmt | For | For | |||||||||||||||||||||
7 GREG J. SANTORA | Mgmt | For | For | |||||||||||||||||||||
8 WARREN S. THALER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC.'S | Mgmt | For | For | ||||||||||||||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | ||||||||||||||||||||||||
03 | APPROVE AMENDMENT TO 2005 INCENTIVE PLAN: PROPOSAL TO APPROVE AMENDMENT TO 2005 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 462700000 | 462700000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLEGIANT TRAVEL COMPANY | ||||||||||||||||||||||||
Security: 01748X102 | Agenda Number: 933456077 | |||||||||||||||||||||||
Ticker: ALGT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US01748X1028 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MONTIE BREWER | Mgmt | For | For | |||||||||||||||||||||
2 GARY ELLMER | Mgmt | For | For | |||||||||||||||||||||
3 TIMOTHY P. FLYNN | Mgmt | For | For | |||||||||||||||||||||
4 MAURICE J GALLAGHER, JR | Mgmt | For | For | |||||||||||||||||||||
5 CHARLES W. POLLARD | Mgmt | For | For | |||||||||||||||||||||
6 JOHN REDMOND | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 305600000 | 305600000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLETE, INC. | ||||||||||||||||||||||||
Security: 018522300 | Agenda Number: 933390368 | |||||||||||||||||||||||
Ticker: ALE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0185223007 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KATHLEEN A. BREKKEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KATHRYN W. DINDO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HEIDI J. EDDINS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SIDNEY W. EMERY, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES S. HAINES, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALAN R. HODNIK | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES J. HOOLIHAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MADELEINE W. LUDLOW | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DOUGLAS C. NEVE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LEONARD C. RODMAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DONALD J. SHIPPAR | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: BRUCE W. STENDER | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALLETE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 579700000 | 579700000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALMOST FAMILY, INC. | ||||||||||||||||||||||||
Security: 020409108 | Agenda Number: 933415083 | |||||||||||||||||||||||
Ticker: AFAM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0204091088 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM B. YARMUTH | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN B. BING | Mgmt | For | For | |||||||||||||||||||||
3 DONALD G. MCCLINTON | Mgmt | For | For | |||||||||||||||||||||
4 TYREE G. WILBURN | Mgmt | For | For | |||||||||||||||||||||
5 JONATHAN D. GOLDBERG | Mgmt | For | For | |||||||||||||||||||||
6 W. EARL REED III | Mgmt | For | For | |||||||||||||||||||||
7 HENRY M. ALTMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 220600000 | 220600000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMCOL INTERNATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 02341W103 | Agenda Number: 933392285 | |||||||||||||||||||||||
Ticker: ACO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US02341W1036 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN HUGHES | Mgmt | For | For | |||||||||||||||||||||
2 CLARENCE O. REDMAN | Mgmt | For | For | |||||||||||||||||||||
3 AUDREY L. WEAVER | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 637400000 | 637400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMEDISYS, INC. | ||||||||||||||||||||||||
Security: 023436108 | Agenda Number: 933453778 | |||||||||||||||||||||||
Ticker: AMED | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0234361089 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM F. BORNE | Mgmt | For | For | |||||||||||||||||||||
2 RONALD A. LABORDE | Mgmt | For | For | |||||||||||||||||||||
3 JAKE L. NETTERVILLE | Mgmt | For | For | |||||||||||||||||||||
4 DAVID R. PITTS | Mgmt | For | For | |||||||||||||||||||||
5 PETER F. RICCHIUTI | Mgmt | For | For | |||||||||||||||||||||
6 DONALD A. WASHBURN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S 2011 PROXY STATEMENT (SAY ON PAY VOTE). | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY (EVERY 1 YEAR, 2 YEARS OR 3 YEARS) OF FUTURE STOCKHOLDER SAY ON PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1451000000 | 1451000000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 02744M108 | Agenda Number: 933397475 | |||||||||||||||||||||||
Ticker: AMMD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US02744M1080 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD B. EMMITT | Mgmt | For | For | |||||||||||||||||||||
2 C.H. PORTER, PH.D. | Mgmt | For | For | |||||||||||||||||||||
3 D. VERNE SHARMA | Mgmt | For | For | |||||||||||||||||||||
02 | A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | A NON-BINDING, ADVISORY PROPOSAL TO DETERMINE THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 683600000 | 683600000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 02744M108 | Agenda Number: 933456635 | |||||||||||||||||||||||
Ticker: AMMD | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US02744M1080 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 10, 2011, BY AND AMONG ENDO PHARMACEUTICALS HOLDINGS INC., NIKA MERGER SUB, INC., A WHOLLY OWNED INDIRECT SUBSIDIARY OF ENDO PHARMACEUTICALS HOLDINGS INC., AND AMERICAN MEDICAL SYSTEMS HOLDINGS, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 710000000 | 710000000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN PUBLIC EDUCATION, INC. | ||||||||||||||||||||||||
Security: 02913V103 | Agenda Number: 933392778 | |||||||||||||||||||||||
Ticker: APEI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US02913V1035 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WALLACE E. BOSTON, JR. | Mgmt | For | For | |||||||||||||||||||||
2 J. CHRISTOPHER EVERETT | Mgmt | For | For | |||||||||||||||||||||
3 BARBARA G. FAST | Mgmt | For | For | |||||||||||||||||||||
4 F. DAVID FOWLER | Mgmt | For | For | |||||||||||||||||||||
5 JEAN C. HALLE | Mgmt | For | For | |||||||||||||||||||||
6 TIMOTHY J. LANDON | Mgmt | For | For | |||||||||||||||||||||
7 TIMOTHY T. WEGLICKI | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE ADOPTION OF THE AMERICAN PUBLIC EDUCATION, INC. 2011 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION IN THE FUTURE (SELECT ONE). | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 130000000 | 130000000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN STATES WATER COMPANY | ||||||||||||||||||||||||
Security: 029899101 | Agenda Number: 933398655 | |||||||||||||||||||||||
Ticker: AWR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0298991011 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES F. MCNULTY | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. SPROWLS | Mgmt | For | For | |||||||||||||||||||||
3 JANICE F. WILKINS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT TO THE BYLAWS TO INCREASE THE MAXIMUM AND MINIMUM SIZE OF THE BOARD FROM A RANGE OF FIVE TO NINE DIRECTORS TO A RANGE OF SIX TO ELEVEN DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING RESOLUTION TO DETERMINE HOW FREQUENTLY (EVERY ONE, TWO OR THREE YEARS), WE SHOULD CONDUCT AN ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 252500000 | 252500000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN VANGUARD CORPORATION | ||||||||||||||||||||||||
Security: 030371108 | Agenda Number: 933445555 | |||||||||||||||||||||||
Ticker: AVD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0303711081 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LAWRENCE S. CLARK | Mgmt | For | For | |||||||||||||||||||||
2 DEBRA F. EDWARDS | Mgmt | For | For | |||||||||||||||||||||
3 ALFRED F. INGULLI | Mgmt | For | For | |||||||||||||||||||||
4 JOHN L. KILLMER | Mgmt | For | For | |||||||||||||||||||||
5 JOHN B. MILES | Mgmt | For | For | |||||||||||||||||||||
6 CARL R. SODERLIND | Mgmt | For | For | |||||||||||||||||||||
7 IRVING J. THAU | Mgmt | For | For | |||||||||||||||||||||
8 ERIC G. WINTEMUTE | Mgmt | For | For | |||||||||||||||||||||
9 M. ESMAIL ZIRAKPARVAR | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE OVERALL EXECUTIVE COMPENSATION POLICIES AND PROCEDURES OF THE COMPANY AS DESCRIBED IN THIS PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | HOLD SAY-ON-PAY VOTE AT THE FOLLOWING INTERVAL. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFY THE EXTENSION OF THE TERM OF THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN BY THREE YEARS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 730300000 | 730300000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERIGROUP CORPORATION | ||||||||||||||||||||||||
Security: 03073T102 | Agenda Number: 933398718 | |||||||||||||||||||||||
Ticker: AGP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03073T1025 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTORS | |||||||||||||||||||||||
1 JAMES G. CARLSON | Mgmt | For | For | |||||||||||||||||||||
2 JEFFREY B. CHILD | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD D. SHIRK | Mgmt | For | For | |||||||||||||||||||||
4 JOHN W. SNOW | Mgmt | For | For | |||||||||||||||||||||
5 ADM. JOSEPH W. PRUEHER | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE, IN AN ADVISORY AND NON- BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
4 | TO RECOMMEND, IN AN ADVISORY VOTE, THE FREQUENCY WITH WHICH A NON- BINDING STOCKHOLDER VOTE APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | TO APPROVE THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2987600000 | 2987600000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERISAFE, INC. | ||||||||||||||||||||||||
Security: 03071H100 | Agenda Number: 933451471 | |||||||||||||||||||||||
Ticker: AMSF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03071H1005 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTORS | |||||||||||||||||||||||
1 C. ALLEN BRADLEY, JR. | Mgmt | For | For | |||||||||||||||||||||
2 AUSTIN P. YOUNG, III | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE EXECUTIVE COMPENSATION BY NON-BINDING VOTE. | Mgmt | For | For | ||||||||||||||||||||
4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 328200000 | 328200000 | 0 | 5/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMN HEALTHCARE SERVICES, INC. | ||||||||||||||||||||||||
Security: 001744101 | Agenda Number: 933385343 | |||||||||||||||||||||||
Ticker: AHS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0017441017 | Meeting Date: 4/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: R. JEFFREY HARRIS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARTHA H. MARSH | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN R. SALKA | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ANDREW M. STERN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PAUL E. WEAVER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DOUGLAS D. WHEAT | Mgmt | For | For | ||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2447800000 | 2447800000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMSURG CORP. | ||||||||||||||||||||||||
Security: 03232P405 | Agenda Number: 933435807 | |||||||||||||||||||||||
Ticker: AMSG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03232P4054 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HENRY D. HERR* | Mgmt | For | For | |||||||||||||||||||||
2 CHRISTOPHER A. HOLDEN* | Mgmt | For | For | |||||||||||||||||||||
3 KEVIN P. LAVENDER* | Mgmt | For | For | |||||||||||||||||||||
4 KEN P. MCDONALD** | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY IN WHICH THE COMPANY WILL HAVE FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | A SHAREHOLDER PROPOSAL FOR THE COMPANY TO AMEND ITS GOVERNANCE DOCUMENTS TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS. | Shr | For | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 774100000 | 774100000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ANIXTER INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 035290105 | Agenda Number: 933412823 | |||||||||||||||||||||||
Ticker: AXE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0352901054 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LORD JAMES BLYTH | Mgmt | For | For | |||||||||||||||||||||
2 FREDERIC F. BRACE | Mgmt | For | For | |||||||||||||||||||||
3 LINDA WALKER BYNOE | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT J. ECK | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT W. GRUBBS | Mgmt | For | For | |||||||||||||||||||||
6 F. PHILIP HANDY | Mgmt | For | For | |||||||||||||||||||||
7 MELVYN N. KLEIN | Mgmt | For | For | |||||||||||||||||||||
8 GEORGE MUNOZ | Mgmt | For | For | |||||||||||||||||||||
9 STUART M. SLOAN | Mgmt | For | For | |||||||||||||||||||||
10 MATTHEW ZELL | Mgmt | For | For | |||||||||||||||||||||
11 SAMUEL ZELL | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2101300000 | 2101300000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APOGEE ENTERPRISES, INC. | ||||||||||||||||||||||||
Security: 037598109 | Agenda Number: 933453881 | |||||||||||||||||||||||
Ticker: APOG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0375981091 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. MARZEC | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN C. MITCHELL | Mgmt | For | For | |||||||||||||||||||||
3 DAVID E. WEISS | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE ON APOGEE'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON APOGEE'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO AMEND THE APOGEE ENTERPRISES, INC. 2009 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO AMEND THE APOGEE ENTERPRISES, INC. 2009 NON- EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1460500000 | 1460500000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARBITRON INC. | ||||||||||||||||||||||||
Security: 03875Q108 | Agenda Number: 933417683 | |||||||||||||||||||||||
Ticker: ARB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03875Q1085 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SHELLYE L. ARCHAMBEAU | Mgmt | For | For | |||||||||||||||||||||
2 DAVID W. DEVONSHIRE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN A. DIMLING | Mgmt | For | For | |||||||||||||||||||||
4 ERICA FARBER | Mgmt | For | For | |||||||||||||||||||||
5 PHILIP GUARASCIO | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM T. KERR | Mgmt | For | For | |||||||||||||||||||||
7 LARRY E. KITTELBERGER | Mgmt | For | For | |||||||||||||||||||||
8 LUIS G. NOGALES | Mgmt | For | For | |||||||||||||||||||||
9 RICHARD A. POST | Mgmt | For | For | |||||||||||||||||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 227100000 | 227100000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARCH CHEMICALS, INC. | ||||||||||||||||||||||||
Security: 03937R102 | Agenda Number: 933379441 | |||||||||||||||||||||||
Ticker: ARJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03937R1023 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL E. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
2 DAVID LILLEY | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF THE AMENDED AND RESTATED 1999 STOCK PLAN FOR NON- EMPLOYEE DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 938200000 | 938200000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARKANSAS BEST CORPORATION | ||||||||||||||||||||||||
Security: 040790107 | Agenda Number: 933383010 | |||||||||||||||||||||||
Ticker: ABFS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0407901075 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
I | DIRECTOR | |||||||||||||||||||||||
1 JOHN W. ALDEN | Mgmt | For | For | |||||||||||||||||||||
2 FRANK EDELSTEIN | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM M. LEGG | Mgmt | For | For | |||||||||||||||||||||
4 JUDY R. MCREYNOLDS | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT A. YOUNG III | Mgmt | For | For | |||||||||||||||||||||
II | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
III | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
IV | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1347600000 | 1347600000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARQULE, INC. | ||||||||||||||||||||||||
Security: 04269E107 | Agenda Number: 933447232 | |||||||||||||||||||||||
Ticker: ARQL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US04269E1073 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD M. LINDSAY | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM G. MESSENGER | Mgmt | For | For | |||||||||||||||||||||
3 PATRICK J. ZENNER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED 1994 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR AWARDS GRANTED UNDER THE PLAN BY 3,000,000 FROM 12,500,000 TO 15,500,000 SHARES OF COMMON STOCK AND TO INCORPORATE OTHER CHANGES DESCRIBED IN OUR PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR PURCHASE BY PARTICIPANTS IN SUCH PLAN BY 400,000 FROM 2,000,000 TO 2,400,000 SHARES OF COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 1996 DIRECTOR STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR AWARDS UNDER SUCH PLAN BY 200,000 FROM 750,500 TO 950,500 SHARES OF COMMON STOCK. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT OUR FINANCIAL STATEMENTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF VOTES APPROVING EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 123600000 | 123600000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARRIS GROUP, INC. | ||||||||||||||||||||||||
Security: 04269Q100 | Agenda Number: 933422052 | |||||||||||||||||||||||
Ticker: ARRS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US04269Q1004 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALEX B. BEST | Mgmt | For | For | |||||||||||||||||||||
2 HARRY L. BOSCO | Mgmt | For | For | |||||||||||||||||||||
3 JAMES A. CHIDDIX | Mgmt | For | For | |||||||||||||||||||||
4 JOHN ANDERSON CRAIG | Mgmt | For | For | |||||||||||||||||||||
5 MATTHEW B. KEARNEY | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM H. LAMBERT | Mgmt | For | For | |||||||||||||||||||||
7 JOHN R. PETTY | Mgmt | For | For | |||||||||||||||||||||
8 ROBERT J. STANZIONE | Mgmt | For | For | |||||||||||||||||||||
9 DEBORA J. WILSON | Mgmt | For | For | |||||||||||||||||||||
10 DAVID A. WOODLE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2346100000 | 2346100000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASTEC INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 046224101 | Agenda Number: 933380280 | |||||||||||||||||||||||
Ticker: ASTE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0462241011 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM D. GEHL | Mgmt | For | For | |||||||||||||||||||||
2 PHILLIP E. CASEY | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM G. DOREY | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND THE FREQUENCY WITH WHICH SHAREHOLDER APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IS SOLICITED. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 553600000 | 553600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ATLANTIC TELE-NETWORK, INC. | ||||||||||||||||||||||||
Security: 049079205 | Agenda Number: 933449868 | |||||||||||||||||||||||
Ticker: ATNI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0490792050 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE-NETWORK, INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | DIRECTOR | |||||||||||||||||||||||
1 MARTIN L. BUDD | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS V. CUNNINGHAM | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL T. FLYNN | Mgmt | For | For | |||||||||||||||||||||
4 CORNELIUS B. PRIOR, JR. | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL T. PRIOR | Mgmt | For | For | |||||||||||||||||||||
6 CHARLES J. ROESSLEIN | Mgmt | For | For | |||||||||||||||||||||
7 BRIAN A. SCHUCHMAN | Mgmt | For | For | |||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 357800000 | 357800000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ATMI, INC. | ||||||||||||||||||||||||
Security: 00207R101 | Agenda Number: 933420301 | |||||||||||||||||||||||
Ticker: ATMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00207R1014 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 MARK A. ADLEY | Mgmt | For | For | |||||||||||||||||||||
2 EUGENE G. BANUCCI | Mgmt | For | For | |||||||||||||||||||||
2 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 391500000 | 391500000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVID TECHNOLOGY, INC. | ||||||||||||||||||||||||
Security: 05367P100 | Agenda Number: 933433788 | |||||||||||||||||||||||
Ticker: AVID | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05367P1003 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ELIZABETH M. DALEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: YOUNGME E. MOON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID B. MULLEN | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 852200000 | 852200000 | 0 | 5/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVISTA CORP. | ||||||||||||||||||||||||
Security: 05379B107 | Agenda Number: 933393629 | |||||||||||||||||||||||
Ticker: AVA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05379B1070 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: MARC F. RACICOT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION AND BYLAWS TO PROVIDE FOR THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | IF PRESENTED, CONSIDERATION OF A SHAREHOLDER PROPOSAL TO REQUEST THE BOARD TO TAKE THE STEPS NECESSARY SO THAT EACH SHAREHOLDER VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION AND BYLAWS THAT CALLS FOR A GREATER THAN A SIMPLE MAJORITY VOTE BE CHANGED TO A MAJORITY OF VOTES CAST FOR OR AGAINST THE PROPOSAL IN COMPLIANCE WITH APPLICABLE LAWS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1697000000 | 1697000000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
B&G FOODS, INC. | ||||||||||||||||||||||||
Security: 05508R106 | Agenda Number: 933406870 | |||||||||||||||||||||||
Ticker: BGS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05508R1068 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT C. CANTWELL | Mgmt | For | For | |||||||||||||||||||||
2 CYNTHIA T. JAMISON | Mgmt | For | For | |||||||||||||||||||||
3 CHARLES F. MARCY | Mgmt | For | For | |||||||||||||||||||||
4 DENNIS M. MULLEN | Mgmt | For | For | |||||||||||||||||||||
5 CHERYL M. PALMER | Mgmt | For | For | |||||||||||||||||||||
6 ALFRED POE | Mgmt | For | For | |||||||||||||||||||||
7 STEPHEN C. SHERRILL | Mgmt | For | For | |||||||||||||||||||||
8 DAVID L. WENNER | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | RECOMMENDATION, BY NON-BINDING ADVISORY VOTE, FOR THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 227300000 | 227300000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BADGER METER, INC. | ||||||||||||||||||||||||
Security: 056525108 | Agenda Number: 933390469 | |||||||||||||||||||||||
Ticker: BMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0565251081 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD H. DIX | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS J. FISCHER | Mgmt | For | For | |||||||||||||||||||||
3 GALE E. KLAPPA | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD A. MEEUSEN | Mgmt | For | For | |||||||||||||||||||||
5 ANDREW J. POLICANO | Mgmt | For | For | |||||||||||||||||||||
6 STEVEN J. SMITH | Mgmt | For | For | |||||||||||||||||||||
7 JOHN J. STOLLENWERK | Mgmt | For | For | |||||||||||||||||||||
8 TODD J. TESKE | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE BADGER METER, INC. 2011 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 144000000 | 144000000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BALCHEM CORPORATION | ||||||||||||||||||||||||
Security: 057665200 | Agenda Number: 933437774 | |||||||||||||||||||||||
Ticker: BCPC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0576652004 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID B. FISCHER | Mgmt | For | For | |||||||||||||||||||||
2 PERRY W. PREMDAS | Mgmt | For | For | |||||||||||||||||||||
3 DR. JOHN Y. TELEVANTOS | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000 TO 120,000,000. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON NAMED EXECUTIVE OFFICERS COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | NON-BINDING ADVISORY VOTE REGARDING FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 177000000 | 177000000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANK MUTUAL CORPORATION | ||||||||||||||||||||||||
Security: 063750103 | Agenda Number: 933382234 | |||||||||||||||||||||||
Ticker: BKMU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0637501034 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID A. BAUMGARTEN | Mgmt | For | For | |||||||||||||||||||||
2 DAVID C. BOERKE | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS J. LOPINA, SR., | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT B. OLSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 747400000 | 747400000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANK OF THE OZARKS, INC. | ||||||||||||||||||||||||
Security: 063904106 | Agenda Number: 933377788 | |||||||||||||||||||||||
Ticker: OZRK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0639041062 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE GLEASON | Mgmt | For | For | |||||||||||||||||||||
2 MARK ROSS | Mgmt | For | For | |||||||||||||||||||||
3 JEAN AREHART | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD CISNE | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT EAST | Mgmt | For | For | |||||||||||||||||||||
6 LINDA GLEASON | Mgmt | For | For | |||||||||||||||||||||
7 WALTER KIMBROUGH | Mgmt | For | For | |||||||||||||||||||||
8 HENRY MARIANI | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT PROOST | Mgmt | For | For | |||||||||||||||||||||
10 R.L. QUALLS | Mgmt | For | For | |||||||||||||||||||||
11 KENNITH SMITH | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION AND APPOINTMENT OF THE ACCOUNTING FIRM OF CROWE HORWATH LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE ON AN ADVISORY NON- BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 112700000 | 112700000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BARNES GROUP INC. | ||||||||||||||||||||||||
Security: 067806109 | Agenda Number: 933416477 | |||||||||||||||||||||||
Ticker: B | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0678061096 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM S. BRISTOW, JR. | Mgmt | For | For | |||||||||||||||||||||
2 HASSELL H. MCCLELLAN | Mgmt | For | For | |||||||||||||||||||||
3 GREGORY F. MILZCIK | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE BARNES GROUP INC. PERFORMANCE BASED BONUS PLAN FOR SELECTED EXECUTIVE OFFICERS, AS AMENDED. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) RESOLUTION REGARDING THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | AMENDMENT OF THE COMPANY'S AMENDED AND RESTATED BY-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING ELIMINATION OF SUPERMAJORITY VOTING REQUIREMENTS IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, AND ITS AMENDED AND RESTATED BY-LAWS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1289500000 | 1289500000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BASIC ENERGY SERVICES, INC. | ||||||||||||||||||||||||
Security: 06985P100 | Agenda Number: 933436265 | |||||||||||||||||||||||
Ticker: BAS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US06985P1003 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES S. D'AGOSTINO, JR | Mgmt | For | For | |||||||||||||||||||||
2 KENNETH V. HUSEMAN | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS P. MOORE, JR | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT TO THE FOURTH AMENDED AND RESTATED BASIC ENERGY SERVICES, INC. 2003 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE THE HOLDING OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 956000000 | 956000000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BELDEN INC. | ||||||||||||||||||||||||
Security: 077454106 | Agenda Number: 933398629 | |||||||||||||||||||||||
Ticker: BDC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0774541066 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID ALDRICH | Mgmt | For | For | |||||||||||||||||||||
2 LANCE C. BALK | Mgmt | For | For | |||||||||||||||||||||
3 JUDY L. BROWN | Mgmt | For | For | |||||||||||||||||||||
4 BRYAN C. CRESSEY | Mgmt | For | For | |||||||||||||||||||||
5 GLENN KALNASY | Mgmt | For | For | |||||||||||||||||||||
6 MARY S. MCLEOD | Mgmt | For | For | |||||||||||||||||||||
7 GEORGE MINNICH | Mgmt | For | For | |||||||||||||||||||||
8 JOHN M. MONTER | Mgmt | For | For | |||||||||||||||||||||
9 BERNARD G. RETHORE | Mgmt | For | For | |||||||||||||||||||||
10 JOHN S. STROUP | Mgmt | For | For | |||||||||||||||||||||
11 DEAN YOOST | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE BELDEN INC. 2011 LONG TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 994800000 | 994800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BENCHMARK ELECTRONICS, INC. | ||||||||||||||||||||||||
Security: 08160H101 | Agenda Number: 933402341 | |||||||||||||||||||||||
Ticker: BHE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US08160H1014 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 CARY T. FU | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL R. DAWSON | Mgmt | For | For | |||||||||||||||||||||
3 PETER G. DORFLINGER | Mgmt | For | For | |||||||||||||||||||||
4 DOUGLAS G. DUNCAN | Mgmt | For | For | |||||||||||||||||||||
5 BERNEE D.L. STROM | Mgmt | For | For | |||||||||||||||||||||
6 CLAY C. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
2 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3100100000 | 3100100000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BIG 5 SPORTING GOODS CORPORATION | ||||||||||||||||||||||||
Security: 08915P101 | Agenda Number: 933450164 | |||||||||||||||||||||||
Ticker: BGFV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US08915P1012 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JENNIFER H. DUNBAR | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN G. MILLER | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | THE RECOMMENDATION TO CONDUCT THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2007 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1513100000 | 1513100000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BIGLARI HOLDINGS INC. | ||||||||||||||||||||||||
Security: 08986R101 | Agenda Number: 933383452 | |||||||||||||||||||||||
Ticker: BH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US08986R1014 | Meeting Date: 4/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SARDAR BIGLARI | Mgmt | For | For | |||||||||||||||||||||
2 PHILIP L. COOLEY | Mgmt | For | For | |||||||||||||||||||||
3 KENNETH R. COOPER | Mgmt | For | For | |||||||||||||||||||||
4 RUTH J. PERSON | Mgmt | For | For | |||||||||||||||||||||
5 JOHN W. RYAN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION, AS DESCRIBED IN THESE PROXY MATERIALS. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE SHAREHOLDER ADVISORY VOTES ON THE CORPORATION'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 39300000 | 39300000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BIOMED REALTY TRUST, INC. | ||||||||||||||||||||||||
Security: 09063H107 | Agenda Number: 933416996 | |||||||||||||||||||||||
Ticker: BMR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US09063H1077 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALAN D. GOLD | Mgmt | For | For | |||||||||||||||||||||
2 BARBARA R. CAMBON | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD A. DENNIS, PH.D. | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD I. GILCHRIST | Mgmt | For | For | |||||||||||||||||||||
5 GARY A. KREITZER | Mgmt | For | For | |||||||||||||||||||||
6 THEODORE D. ROTH | Mgmt | For | For | |||||||||||||||||||||
7 M. FAYE WILSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE A NONBINDING ADVISORY RESOLUTION ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE FREQUENCY OF STOCKHOLDER NONBINDING ADVISORY VOTES RELATING TO THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 496500000 | 496500000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BJ'S RESTAURANTS, INC. | ||||||||||||||||||||||||
Security: 09180C106 | Agenda Number: 933454148 | |||||||||||||||||||||||
Ticker: BJRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US09180C1062 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GERALD W. DEITCHLE | Mgmt | For | For | |||||||||||||||||||||
2 JAMES A. DAL POZZO | Mgmt | For | For | |||||||||||||||||||||
3 J. ROGER KING | Mgmt | For | For | |||||||||||||||||||||
4 LARRY D. BOUTS | Mgmt | For | For | |||||||||||||||||||||
5 JOHN F. GRUNDHOFER | Mgmt | For | For | |||||||||||||||||||||
6 PETER A. BASSI | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM L. HYDE, JR. | Mgmt | For | For | |||||||||||||||||||||
8 LEA ANNE S. OTTINGER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION AND APPROVAL OF OUR 2011 PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 315000000 | 315000000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BLACKBAUD, INC. | ||||||||||||||||||||||||
Security: 09227Q100 | Agenda Number: 933447244 | |||||||||||||||||||||||
Ticker: BLKB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US09227Q1004 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TIMOTHY CHOU | Mgmt | For | For | |||||||||||||||||||||
2 CAROLYN MILES | Mgmt | For | For | |||||||||||||||||||||
02 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 277400000 | 277400000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BLUE NILE, INC. | ||||||||||||||||||||||||
Security: 09578R103 | Agenda Number: 933419396 | |||||||||||||||||||||||
Ticker: NILE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US09578R1032 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ERIC CARLBORG | Mgmt | For | For | |||||||||||||||||||||
2 MARK VADON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | VOTE TO RATIFY DELOITTE & TOUCHE LLP AS BLUE NILE'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 1, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 128400000 | 128400000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BLYTH, INC. | ||||||||||||||||||||||||
Security: 09643P207 | Agenda Number: 933439576 | |||||||||||||||||||||||
Ticker: BTH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US09643P2074 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANNE M. BUSQUET | Mgmt | For | For | |||||||||||||||||||||
2 PAMELA M. GOERGEN | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT B. GOERGEN | Mgmt | For | For | |||||||||||||||||||||
4 NEAL I. GOLDMAN | Mgmt | For | For | |||||||||||||||||||||
5 CAROL J. HOCHMAN | Mgmt | For | For | |||||||||||||||||||||
6 WILMA H. JORDAN | Mgmt | For | For | |||||||||||||||||||||
7 JAMES M. MCTAGGART | Mgmt | For | For | |||||||||||||||||||||
8 HOWARD E. ROSE | Mgmt | For | For | |||||||||||||||||||||
02 | TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 589400000 | 589400000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 101119105 | Agenda Number: 933392463 | |||||||||||||||||||||||
Ticker: BPFH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1011191053 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DEBORAH F. KUENSTNER | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM J. SHEA | Mgmt | For | For | |||||||||||||||||||||
02 | TO CONSIDER A NON-BINDING, ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO SELECT THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE BOSTON PRIVATE FINANCIAL HOLDINGS, INC. ANNUAL EXECUTIVE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONSIDER A STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1523700000 | 1523700000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BRIGHTPOINT, INC. | ||||||||||||||||||||||||
Security: 109473405 | Agenda Number: 933397932 | |||||||||||||||||||||||
Ticker: CELL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1094734050 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD W. ROEDEL | Mgmt | For | For | |||||||||||||||||||||
2 JOHN F. LEVY | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE RESOLUTION APPROVING NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS BRIGHTPOINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 8750400000 | 8750400000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BROOKLINE BANCORP, INC. | ||||||||||||||||||||||||
Security: 11373M107 | Agenda Number: 933383921 | |||||||||||||||||||||||
Ticker: BRKL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US11373M1071 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER O. WILDE | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | A NON-BINDING PROPOSAL TO GIVE ADVICE WITH RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | THE APPROVAL OF THE BROOKLINE BANCORP, INC. 2011 RESTRICTED STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 301100000 | 301100000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BROWN SHOE COMPANY, INC. | ||||||||||||||||||||||||
Security: 115736100 | Agenda Number: 933408874 | |||||||||||||||||||||||
Ticker: BWS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1157361007 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD A. FROMM | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN W. KORN | Mgmt | For | For | |||||||||||||||||||||
3 PATRICIA G. MCGINNIS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE INCENTIVE AND STOCK COMPENSATION PLAN OF 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF BROWN SHOE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3485600000 | 3485600000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BRUNSWICK CORPORATION | ||||||||||||||||||||||||
Security: 117043109 | Agenda Number: 933390798 | |||||||||||||||||||||||
Ticker: BC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1170431092 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAMBRIA W. DUNAWAY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DUSTAN E. MCCOY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RALPH C. STAYER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 4431800000 | 4431800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BUFFALO WILD WINGS, INC. | ||||||||||||||||||||||||
Security: 119848109 | Agenda Number: 933403773 | |||||||||||||||||||||||
Ticker: BWLD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1198481095 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SALLY J. SMITH | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT W. MACDONALD | Mgmt | For | For | |||||||||||||||||||||
3 J. OLIVER MAGGARD | Mgmt | For | For | |||||||||||||||||||||
4 JAMES M. DAMIAN | Mgmt | For | For | |||||||||||||||||||||
5 DALE M. APPLEQUIST | Mgmt | For | For | |||||||||||||||||||||
6 WARREN E. MACK | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL P. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
8 JERRY R. ROSE | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE RELATING TO EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON DESIRED FREQUENCY OF SEEKING APPROVAL OF EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY APPOINTMENT OF KPMG LLP. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 308800000 | 308800000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CABELA'S INCORPORATED | ||||||||||||||||||||||||
Security: 126804301 | Agenda Number: 933434449 | |||||||||||||||||||||||
Ticker: CAB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1268043015 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD N. CABELA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES W. CABELA | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN GOTTSCHALK | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DENNIS HIGHBY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: REUBEN MARK | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO, OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE NONVOTING COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2708200000 | 2708200000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CABOT MICROELECTRONICS CORPORATION | ||||||||||||||||||||||||
Security: 12709P103 | Agenda Number: 933368070 | |||||||||||||||||||||||
Ticker: CCMP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12709P1030 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. BIRGENEAU | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN V. WILKINSON | Mgmt | For | For | |||||||||||||||||||||
3 BAILING XIA | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF NON-BINDING ADVISORY EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 228400000 | 228400000 | 0 | 2/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CALAVO GROWERS, INC. | ||||||||||||||||||||||||
Security: 128246105 | Agenda Number: 933385329 | |||||||||||||||||||||||
Ticker: CVGW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1282461052 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LECIL E. COLE | Mgmt | For | For | |||||||||||||||||||||
2 GEORGE H. BARNES | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL D. HAUSE | Mgmt | For | For | |||||||||||||||||||||
4 DONALD M. SANDERS | Mgmt | For | For | |||||||||||||||||||||
5 MARC L. BROWN | Mgmt | For | For | |||||||||||||||||||||
6 ALVA V. SNIDER | Mgmt | For | For | |||||||||||||||||||||
7 SCOTT VAN DER KAR | Mgmt | For | For | |||||||||||||||||||||
8 J. LINK LEAVENS | Mgmt | For | For | |||||||||||||||||||||
9 DORCAS H. MCFARLANE | Mgmt | For | For | |||||||||||||||||||||
10 JOHN M. HUNT | Mgmt | For | For | |||||||||||||||||||||
11 EGIDIO CARBONE, JR. | Mgmt | For | For | |||||||||||||||||||||
12 HAROLD EDWARDS | Mgmt | For | For | |||||||||||||||||||||
13 STEVEN HOLLISTER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE CALAVO GROWERS, INC. 2011 MANAGEMENT INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 378300000 | 378300000 | 0 | 3/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CALGON CARBON CORPORATION | ||||||||||||||||||||||||
Security: 129603106 | Agenda Number: 933383969 | |||||||||||||||||||||||
Ticker: CCC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1296031065 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RANDALL S. DEARTH | Mgmt | For | For | |||||||||||||||||||||
2 TIMOTHY G. RUPERT | Mgmt | For | For | |||||||||||||||||||||
3 SETH E. SCHOFIELD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CALGON CARBON CORPORATION AS DESCRIBED UNDER THE HEADING ENTITLED "EXECUTIVE AND DIRECTOR COMPENSATION" IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Mgmt | For | For | ||||||||||||||||||||
04 | WHETHER THE STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS REQUIRED BY SECTION 14A(A)(2) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, SHOULD OCCUR EVERY | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 706600000 | 706600000 | 0 | 4/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CALLAWAY GOLF COMPANY | ||||||||||||||||||||||||
Security: 131193104 | Agenda Number: 933410704 | |||||||||||||||||||||||
Ticker: ELY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1311931042 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE FELLOWS | Mgmt | For | For | |||||||||||||||||||||
2 SAMUEL H. ARMACOST | Mgmt | For | For | |||||||||||||||||||||
3 RONALD S. BEARD | Mgmt | For | For | |||||||||||||||||||||
4 JOHN C. CUSHMAN, III | Mgmt | For | For | |||||||||||||||||||||
5 YOTARO KOBAYASHI | Mgmt | For | For | |||||||||||||||||||||
6 JOHN F. LUNDGREN | Mgmt | For | For | |||||||||||||||||||||
7 ADEBAYO O. OGUNLESI | Mgmt | For | For | |||||||||||||||||||||
8 RICHARD L. ROSENFIELD | Mgmt | For | For | |||||||||||||||||||||
9 ANTHONY S. THORNLEY | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
3 | TO HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
4 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2793800000 | 2793800000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAMBREX CORPORATION | ||||||||||||||||||||||||
Security: 132011107 | Agenda Number: 933400741 | |||||||||||||||||||||||
Ticker: CBM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1320111073 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID R. BETHUNE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROSINA B. DIXON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KATHRYN RUDIE HARRIGAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LEON J. HENDRIX, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ILAN KAUFTHAL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN M. KLOSK | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM B. KORB | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN R. MILLER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: PETER G. TOMBROS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE, ON AN ADVISORY BASIS, 2010 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE 2009 LONG-TERM INCENTIVE PLAN AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 982900000 | 982900000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAPELLA EDUCATION CO. | ||||||||||||||||||||||||
Security: 139594105 | Agenda Number: 933392033 | |||||||||||||||||||||||
Ticker: CPLA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1395941057 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. KEVIN GILLIGAN | Mgmt | For | For | |||||||||||||||||||||
2 MARK N. GREENE | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL A. LINTON | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL L. LOMAX | Mgmt | For | For | |||||||||||||||||||||
5 JODY G. MILLER | Mgmt | For | For | |||||||||||||||||||||
6 STEPHEN G. SHANK | Mgmt | For | For | |||||||||||||||||||||
7 ANDREW M. SLAVITT | Mgmt | For | For | |||||||||||||||||||||
8 DAVID W. SMITH | Mgmt | For | For | |||||||||||||||||||||
9 JEFFREY W. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
10 SANDRA E. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
11 DARRELL R. TUKUA | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO SUBMIT AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Mgmt | For | For | ||||||||||||||||||||
04 | TO SUBMIT AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH OUR SHAREHOLDERS WILL CONSIDER APPROVING THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS (SAY WHEN ON PAY). | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE AN INCENTIVE BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 154800000 | 154800000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CARBO CERAMICS INC. | ||||||||||||||||||||||||
Security: 140781105 | Agenda Number: 933408052 | |||||||||||||||||||||||
Ticker: CRR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1407811058 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SIGMUND L. CORNELIUS | Mgmt | For | For | |||||||||||||||||||||
2 JAMES B. JENNINGS | Mgmt | For | For | |||||||||||||||||||||
3 GARY A. KOLSTAD | Mgmt | For | For | |||||||||||||||||||||
4 H.E. LENTZ, JR. | Mgmt | For | For | |||||||||||||||||||||
5 RANDY L. LIMBACHER | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM C. MORRIS | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT S. RUBIN | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 99400000 | 99400000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CARDTRONICS, INC. | ||||||||||||||||||||||||
Security: 14161H108 | Agenda Number: 933451419 | |||||||||||||||||||||||
Ticker: CATM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US14161H1086 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT P. BARONE | Mgmt | For | For | |||||||||||||||||||||
2 JORGE M. DIAZ | Mgmt | For | For | |||||||||||||||||||||
3 G. PATRICK PHILLIPS | Mgmt | For | For | |||||||||||||||||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS CARDTRONICS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1333000000 | 1333000000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CARTER'S INC. | ||||||||||||||||||||||||
Security: 146229109 | Agenda Number: 933420236 | |||||||||||||||||||||||
Ticker: CRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1462291097 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 AMY WOODS BRINKLEY | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL D. CASEY | Mgmt | For | For | |||||||||||||||||||||
3 A. BRUCE CLEVERLY | Mgmt | For | For | |||||||||||||||||||||
4 JEVIN S. EAGLE | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1204000000 | 1204000000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CASCADE CORPORATION | ||||||||||||||||||||||||
Security: 147195101 | Agenda Number: 933419473 | |||||||||||||||||||||||
Ticker: CASC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1471951012 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER D NICKERSON | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT C WARREN, JR. | Mgmt | For | For | |||||||||||||||||||||
3 HENRY W WESSINGER II | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY WILL HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE COMPANY'S SHORT TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S STOCK APPRECIATION RIGHTS AND RESTRICTED STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 162000000 | 162000000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CASH AMERICA INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 14754D100 | Agenda Number: 933405501 | |||||||||||||||||||||||
Ticker: CSH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US14754D1000 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DANIEL E. BERCE | Mgmt | For | For | |||||||||||||||||||||
2 JACK R. DAUGHERTY | Mgmt | For | For | |||||||||||||||||||||
3 DANIEL R. FEEHAN | Mgmt | For | For | |||||||||||||||||||||
4 ALBERT GOLDSTEIN | Mgmt | For | For | |||||||||||||||||||||
5 JAMES H. GRAVES | Mgmt | For | For | |||||||||||||||||||||
6 B.D. HUNTER | Mgmt | For | For | |||||||||||||||||||||
7 TIMOTHY J. MCKIBBEN | Mgmt | For | For | |||||||||||||||||||||
8 ALFRED M. MICALLEF | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 746300000 | 746300000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CATALYST HEALTH SOLUTIONS, INC. | ||||||||||||||||||||||||
Security: 14888B103 | Agenda Number: 933436746 | |||||||||||||||||||||||
Ticker: CHSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US14888B1035 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID T. BLAIR | Mgmt | For | For | |||||||||||||||||||||
2 DANIEL J. HOUSTON | Mgmt | For | For | |||||||||||||||||||||
3 KENNETH A. SAMET | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF CATALYST HEALTH SOLUTIONS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S NAMED EXECUTIVE OFFICERS COMPENSATION AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K OR ANY SUCCESSOR THERETO (THE "SAY ON PAY" VOTE). | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S RECOMMENDATION REGARDING THE FREQUENCY OF THE "SAY ON PAY" VOTE ON A TRIENNIAL BASIS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1668900000 | 1668900000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CBEYOND, INC. | ||||||||||||||||||||||||
Security: 149847105 | Agenda Number: 933454453 | |||||||||||||||||||||||
Ticker: CBEY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1498471051 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES F. GEIGER | Mgmt | For | For | |||||||||||||||||||||
2 LARRY D. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
3 KEVIN COSTELLO | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF CERTAIN OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 762100000 | 762100000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CDI CORP. | ||||||||||||||||||||||||
Security: 125071100 | Agenda Number: 933431176 | |||||||||||||||||||||||
Ticker: CDI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1250711009 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAULETT EBERHART | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. EMMI | Mgmt | For | For | |||||||||||||||||||||
3 WALTER R. GARRISON | Mgmt | For | For | |||||||||||||||||||||
4 LAWRENCE C. KARLSON | Mgmt | For | For | |||||||||||||||||||||
5 RONALD J. KOZICH | Mgmt | For | For | |||||||||||||||||||||
6 ANNA M. SEAL | Mgmt | For | For | |||||||||||||||||||||
7 ALBERT E. SMITH | Mgmt | For | For | |||||||||||||||||||||
8 BARTON J. WINOKUR | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE 2011 CEO CASH BONUS PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE AN AMENDMENT TO THE STOCK PURCHASE PLAN FOR MANAGEMENT EMPLOYEES AND NON- EMPLOYEE DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS CDI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1108500000 | 1108500000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CEC ENTERTAINMENT, INC. | ||||||||||||||||||||||||
Security: 125137109 | Agenda Number: 933388844 | |||||||||||||||||||||||
Ticker: CEC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1251371092 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEN. (RET) TOMMY FRANKS | Mgmt | For | For | |||||||||||||||||||||
2 CYNTHIA PHARR LEE | Mgmt | For | For | |||||||||||||||||||||
3 RAYMOND E. WOOLDRIDGE | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE OPTION OF EVERY "1 YEAR", "2 YEARS" OR "3 YEARS" FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 498500000 | 498500000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CEDAR SHOPPING CENTERS, INC. | ||||||||||||||||||||||||
Security: 150602209 | Agenda Number: 933441812 | |||||||||||||||||||||||
Ticker: CDR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1506022094 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES J. BURNS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RAGHUNATH DAVLOOR | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD HOMBURG | Mgmt | Against | Against | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PAMELA N. HOOTKIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PAUL G. KIRK, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: EVERETT B. MILLER, III | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LEO S. ULLMAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROGER M. WIDMANN | Mgmt | For | For | ||||||||||||||||||||
02 | TO AMEND THE 2004 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL (NON-BINDING) OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | THE APPROVAL (NON-BINDING) OF EXECUTIVE COMPENSATION EVERY (1) YEAR, TWO (2) YEARS, OR THREE (3) YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 661100000 | 661100000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CENTENE CORPORATION | ||||||||||||||||||||||||
Security: 15135B101 | Agenda Number: 933383301 | |||||||||||||||||||||||
Ticker: CNC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US15135B1017 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL F. NEIDORFF | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD A. GEPHARDT | Mgmt | For | For | |||||||||||||||||||||
3 JOHN R. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | OTHER-SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 4332700000 | 4332700000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CENTRAL VERMONT PUBLIC SERVICE CORP. | ||||||||||||||||||||||||
Security: 155771108 | Agenda Number: 933395267 | |||||||||||||||||||||||
Ticker: CV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1557711082 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT B. JOHNSTON | Mgmt | For | For | |||||||||||||||||||||
2 LAWRENCE J. REILLY | Mgmt | For | For | |||||||||||||||||||||
3 ELISABETH B. ROBERT | Mgmt | For | For | |||||||||||||||||||||
4 DOUGLAS J. WACEK | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING, ADVISORY VOTE TO APPROVE COMPENSATION OF CENTRAL VERMONT PUBLIC SERVICE CORPORATION'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, SET FORTH IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN COMPENSATION TABLES AND ACCOMPANYING NARRATIVE | Mgmt | For | For | ||||||||||||||||||||
DISCLOSURE UNDER "EXECUTIVE COMPENSATION", ALL AS MORE FULLY DESCRIBED IN PROXY STATEMENT. | ||||||||||||||||||||||||
04 | NON-BINDING, ADVISORY VOTE TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CENTRAL VERMONT PUBLIC SERVICE CORPORATION'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 376900000 | 376900000 | 0 | 3/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CENTURY ALUMINUM COMPANY | ||||||||||||||||||||||||
Security: 156431108 | Agenda Number: 933437875 | |||||||||||||||||||||||
Ticker: CENX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1564311082 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN BLUMGART | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN KALMIN | Mgmt | For | For | |||||||||||||||||||||
3 TERENCE WILKINSON | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, A RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
4 | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1589800000 | 1589800000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CERADYNE, INC. | ||||||||||||||||||||||||
Security: 156710105 | Agenda Number: 933452245 | |||||||||||||||||||||||
Ticker: CRDN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1567101050 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOEL P. MOSKOWITZ | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD A. ALLIEGRO | Mgmt | For | For | |||||||||||||||||||||
3 FRANK EDELSTEIN | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD A. KERTSON | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM C. LACOURSE | Mgmt | For | For | |||||||||||||||||||||
6 MILTON L. LOHR | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 294700000 | 294700000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CEVA, INC. | ||||||||||||||||||||||||
Security: 157210105 | Agenda Number: 933423648 | |||||||||||||||||||||||
Ticker: CEVA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1572101053 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ELIYAHU AYALON | Mgmt | For | For | |||||||||||||||||||||
2 ZVI LIMON | Mgmt | For | For | |||||||||||||||||||||
3 BRUCE A. MANN | Mgmt | For | For | |||||||||||||||||||||
4 PETER MCMANAMON | Mgmt | For | For | |||||||||||||||||||||
5 SVEN-CHRISTER NILSSON | Mgmt | For | For | |||||||||||||||||||||
6 LOUIS SILVER | Mgmt | For | For | |||||||||||||||||||||
7 DAN TOCATLY | Mgmt | For | For | |||||||||||||||||||||
8 GIDEON WERTHEIZER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2003 DIRECTOR STOCK OPTION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE COMPANY'S 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF KOST FORER GABBAY & KASIERER (A MEMBER OF ERNST & YOUNG GLOBAL) AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 43200000 | 43200000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CH ENERGY GROUP, INC. | ||||||||||||||||||||||||
Security: 12541M102 | Agenda Number: 933386472 | |||||||||||||||||||||||
Ticker: CHG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12541M1027 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARGARITA K. DILLEY | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN M. FETTER | Mgmt | For | For | |||||||||||||||||||||
3 STANLEY J. GRUBEL | Mgmt | For | For | |||||||||||||||||||||
4 STEVEN V. LANT | Mgmt | For | For | |||||||||||||||||||||
5 EDWARD T. TOKAR | Mgmt | For | For | |||||||||||||||||||||
6 JEFFREY D. TRANEN | Mgmt | For | For | |||||||||||||||||||||
02 | ADOPTION OF THE CORPORATION'S LONG-TERM EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 421100000 | 421100000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHECKPOINT SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 162825103 | Agenda Number: 933442131 | |||||||||||||||||||||||
Ticker: CKP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1628251035 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HARALD EINSMANN* | Mgmt | For | For | |||||||||||||||||||||
2 JACK W. PARTRIDGE* | Mgmt | For | For | |||||||||||||||||||||
3 R.P. VAN DER MERWE* | Mgmt | For | For | |||||||||||||||||||||
4 JULIE S. ENGLAND# | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ("PWC") AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 25, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 985200000 | 985200000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHEMED CORPORATION | ||||||||||||||||||||||||
Security: 16359R103 | Agenda Number: 933415540 | |||||||||||||||||||||||
Ticker: CHE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US16359R1032 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEVIN J. MCNAMARA | Mgmt | For | For | |||||||||||||||||||||
2 JOEL F. GEMUNDER | Mgmt | For | For | |||||||||||||||||||||
3 PATRICK P. GRACE | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS C. HUTTON | Mgmt | For | For | |||||||||||||||||||||
5 WALTER L. KREBS | Mgmt | For | For | |||||||||||||||||||||
6 ANDREA R. LINDELL | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS P. RICE | Mgmt | For | For | |||||||||||||||||||||
8 DONALD E. SAUNDERS | Mgmt | For | For | |||||||||||||||||||||
9 GEORGE J. WALSH III | Mgmt | For | For | |||||||||||||||||||||
10 FRANK E. WOOD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 448200000 | 448200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CIBER, INC. | ||||||||||||||||||||||||
Security: 17163B102 | Agenda Number: 933423559 | |||||||||||||||||||||||
Ticker: CBR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US17163B1026 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN S. KURTZ | Mgmt | For | For | |||||||||||||||||||||
2 KURT J. LAUK | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CIBER, INC. 2004 INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 4,750,000 SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 6487700000 | 6487700000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CINCINNATI BELL INC. | ||||||||||||||||||||||||
Security: 171871106 | Agenda Number: 933389264 | |||||||||||||||||||||||
Ticker: CBB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1718711062 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PHILLIP R. COX | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: BRUCE L. BYRNES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN F. CASSIDY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CRAIG F. MAIER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALEX SHUMATE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LYNN A. WENTWORTH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN M. ZRNO | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2010900000 | 2010900000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CIRCOR INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 17273K109 | Agenda Number: 933386903 | |||||||||||||||||||||||
Ticker: CIR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US17273K1097 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 A. WILLIAM HIGGINS | Mgmt | For | For | |||||||||||||||||||||
2 C. WILLIAM ZADEL | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
4 | TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE FREQUENCY AT WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS PROXY STATEMENT FOR STOCKHOLDER CONSIDERATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 360900000 | 360900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CITY HOLDING COMPANY | ||||||||||||||||||||||||
Security: 177835105 | Agenda Number: 933396687 | |||||||||||||||||||||||
Ticker: CHCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1778351056 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HUGH R. CLONCH | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT D. FISHER | Mgmt | For | For | |||||||||||||||||||||
3 JAY C. GOLDMAN | Mgmt | For | For | |||||||||||||||||||||
4 CHARLES R. HAGEBOECK | Mgmt | For | For | |||||||||||||||||||||
5 PHILIP L. MCLAUGHLIN | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS' APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY HOLDING COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 114600000 | 114600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CLARCOR INC. | ||||||||||||||||||||||||
Security: 179895107 | Agenda Number: 933372409 | |||||||||||||||||||||||
Ticker: CLC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1798951075 | Meeting Date: 3/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARK A. EMKES | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT H. JENKINS | Mgmt | For | For | |||||||||||||||||||||
3 PHILIP R. LOCHNER, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | SAY ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY WHEN ON PAY - AN ADVISORY NON- BINDING VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 26, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 536300000 | 536300000 | 0 | 2/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CLEARWATER PAPER CORPORATION | ||||||||||||||||||||||||
Security: 18538R103 | Agenda Number: 933390279 | |||||||||||||||||||||||
Ticker: CLW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US18538R1032 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FREDRIC W. CORRIGAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY-ON-PAY ADVISORY VOTE. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF SAY-ON-PAY ADVISORY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 406400000 | 406400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COGNEX CORPORATION | ||||||||||||||||||||||||
Security: 192422103 | Agenda Number: 933386268 | |||||||||||||||||||||||
Ticker: CGNX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1924221039 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. SHILLMAN | Mgmt | For | For | |||||||||||||||||||||
2 JERALD G. FISHMAN | Mgmt | For | For | |||||||||||||||||||||
3 THEODOR KRANTZ | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT J. WILLETT | Mgmt | For | For | |||||||||||||||||||||
2 | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE COMPENSATION OF COGNEX'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION ("SAY-ON-PAY"). | Mgmt | For | For | ||||||||||||||||||||
3 | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE FREQUENCY OF "SAY- ON-PAY" PROPOSALS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS COGNEX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 200300000 | 200300000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COHU, INC. | ||||||||||||||||||||||||
Security: 192576106 | Agenda Number: 933414699 | |||||||||||||||||||||||
Ticker: COHU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1925761066 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT L. CIARDELLA | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RECOMMEND THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO REAPPROVE THE PERFORMANCE-BASED COMPENSATION MEASURES TO BE USED UNDER THE COHU, INC. 2005 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COHU, INC. 1997 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COHU'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 417200000 | 417200000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COINSTAR, INC. | ||||||||||||||||||||||||
Security: 19259P300 | Agenda Number: 933439538 | |||||||||||||||||||||||
Ticker: CSTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US19259P3001 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DEBORAH L. BEVIER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID M. ESKENAZY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT D. SZNEWAJS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE COINSTAR, INC. 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE ADVISORY RESOLUTION ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 492400000 | 492400000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COLDWATER CREEK INC. | ||||||||||||||||||||||||
Security: 193068103 | Agenda Number: 933436140 | |||||||||||||||||||||||
Ticker: CWTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1930681036 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CURT HECKER | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. POTTER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE AMENDED AND RESTATED STOCK OPTION/ISSUANCE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) APPROVAL OF THE SAY-ON-PAY | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF SAY-ON-PAY APPROVAL | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 9845100000 | 9845100000 | 0 | 5/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COLONIAL PROPERTIES TRUST | ||||||||||||||||||||||||
Security: 195872106 | Agenda Number: 933380189 | |||||||||||||||||||||||
Ticker: CLP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1958721060 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CARL F. BAILEY | Mgmt | For | For | |||||||||||||||||||||
2 EDWIN M. CRAWFORD | Mgmt | For | For | |||||||||||||||||||||
3 M. MILLER GORRIE | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM M. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
5 JAMES K. LOWDER | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS H. LOWDER | Mgmt | For | For | |||||||||||||||||||||
7 HERBERT A. MEISLER | Mgmt | For | For | |||||||||||||||||||||
8 CLAUDE B. NIELSEN | Mgmt | For | For | |||||||||||||||||||||
9 HAROLD W. RIPPS | Mgmt | For | For | |||||||||||||||||||||
10 JOHN W. SPIEGEL | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AMENDMENTS TO THE COLONIAL PROPERTIES TRUST 2008 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 484400000 | 484400000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COLUMBIA BANKING SYSTEM, INC. | ||||||||||||||||||||||||
Security: 197236102 | Agenda Number: 933390976 | |||||||||||||||||||||||
Ticker: COLB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1972361026 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MELANIE J. DRESSEL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN P. FOLSOM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS M. HULBERT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS L. MATSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DANIEL C. REGIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DONALD H. RODMAN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES M. WILL | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN ADVISORY (NON- BINDING) RESOLUTION ON COLUMBIA'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE, IN AN ADVISORY (NON- BINDING) CAPACITY, ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF COLUMBIA'S EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 261800000 | 261800000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMFORT SYSTEMS USA, INC. | ||||||||||||||||||||||||
Security: 199908104 | Agenda Number: 933407264 | |||||||||||||||||||||||
Ticker: FIX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1999081045 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM F. MURDY | Mgmt | For | For | |||||||||||||||||||||
2 DARCY G. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
3 HERMAN E. BULLS | Mgmt | For | For | |||||||||||||||||||||
4 A.J. GIARDINELLI, JR. | Mgmt | For | For | |||||||||||||||||||||
5 ALAN P. KRUSI | Mgmt | For | For | |||||||||||||||||||||
6 BRIAN E. LANE | Mgmt | For | For | |||||||||||||||||||||
7 FRANKLIN MYERS | Mgmt | For | For | |||||||||||||||||||||
8 JAMES H. SCHULTZ | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT D. WAGNER, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1933700000 | 1933700000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMMUNITY BANK SYSTEM, INC. | ||||||||||||||||||||||||
Security: 203607106 | Agenda Number: 933443664 | |||||||||||||||||||||||
Ticker: CBU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2036071064 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN R. ACE | Mgmt | For | For | |||||||||||||||||||||
2 PAUL M. CANTWELL, JR. | Mgmt | For | For | |||||||||||||||||||||
3 JAMES W. GIBSON, JR. | Mgmt | For | For | |||||||||||||||||||||
4 JOHN PARENTE | Mgmt | For | For | |||||||||||||||||||||
5 JOHN F. WHIPPLE, JR. | Mgmt | For | For | |||||||||||||||||||||
6 ALFRED S. WHITTET | Mgmt | For | For | |||||||||||||||||||||
7 BRIAN R. WRIGHT | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2004 LONG TERM INCENTIVE COMPENSATION PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF COMPANY COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 900,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 291300000 | 291300000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMPELLENT TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 20452A108 | Agenda Number: 933366254 | |||||||||||||||||||||||
Ticker: CML | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US20452A1088 | Meeting Date: 2/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 12, 2010, AMONG DELL INTERNATIONAL L.L.C., DELL TRINITY HOLDINGS CORP. AND COMPELLENT TECHNOLOGIES, INC. (THE "MERGER AGREEMENT"), UNDER WHICH COMPELLENT TECHNOLOGIES, INC. WILL BECOME A WHOLLY-OWNED SUBSIDIARY OF DELL INTERNATIONAL L.L.C. | Mgmt | No vote | |||||||||||||||||||||
02 | TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO VOTE IN FAVOR OF THE ADOPTION OF THE MERGER AGREEMENT. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 126800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMPUTER PROGRAMS AND SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 205306103 | Agenda Number: 933406349 | |||||||||||||||||||||||
Ticker: CPSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2053061030 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ERNEST F. LADD, III | Mgmt | For | For | |||||||||||||||||||||
2 DAVID A. DYE | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADOPT A RESOLUTION APPROVING, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 68900000 | 68900000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CONMED CORPORATION | ||||||||||||||||||||||||
Security: 207410101 | Agenda Number: 933419435 | |||||||||||||||||||||||
Ticker: CNMD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2074101013 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EUGENE R. CORASANTI | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH J. CORASANTI | Mgmt | For | For | |||||||||||||||||||||
3 BRUCE F. DANIELS | Mgmt | For | For | |||||||||||||||||||||
4 JO ANN GOLDEN | Mgmt | For | For | |||||||||||||||||||||
5 STEPHEN M. MANDIA | Mgmt | For | For | |||||||||||||||||||||
6 STUART J. SCHWARTZ | Mgmt | For | For | |||||||||||||||||||||
7 MARK E. TRYNISKI | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 651500000 | 651500000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CROCS, INC | ||||||||||||||||||||||||
Security: 227046109 | Agenda Number: 933448551 | |||||||||||||||||||||||
Ticker: CROX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2270461096 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS J. SMACH | Mgmt | For | For | |||||||||||||||||||||
2 JOHN P. MCCARVEL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2007 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 998000000 | 998000000 | 0 | 6/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CROSS COUNTRY HEALTHCARE, INC. | ||||||||||||||||||||||||
Security: 227483104 | Agenda Number: 933386422 | |||||||||||||||||||||||
Ticker: CCRN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2274831047 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH A. BOSHART | Mgmt | For | For | |||||||||||||||||||||
2 EMIL HENSEL | Mgmt | For | For | |||||||||||||||||||||
3 W. LARRY CASH | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS C. DIRCKS | Mgmt | For | For | |||||||||||||||||||||
5 GALE FITZGERALD | Mgmt | For | For | |||||||||||||||||||||
6 JOSEPH TRUNFIO | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AND RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE NON-BINDING ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE NON-BINDING ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS EVERY TWO YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1425900000 | 1425900000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CRYOLIFE, INC. | ||||||||||||||||||||||||
Security: 228903100 | Agenda Number: 933414839 | |||||||||||||||||||||||
Ticker: CRY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2289031005 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN G. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS F. ACKERMAN | Mgmt | For | For | |||||||||||||||||||||
3 JAMES S. BENSON | Mgmt | For | For | |||||||||||||||||||||
4 DANIEL J. BEVEVINO | Mgmt | For | For | |||||||||||||||||||||
5 RONALD C. ELKINS, M.D. | Mgmt | For | For | |||||||||||||||||||||
6 RONALD D. MCCALL, ESQ. | Mgmt | For | For | |||||||||||||||||||||
7 HARVEY MORGAN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO CRYOLIFE'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. | ||||||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY WITH WHICH CRYOLIFE WILL CONDUCT SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 491500000 | 491500000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CSG SYSTEMS INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 126349109 | Agenda Number: 933417392 | |||||||||||||||||||||||
Ticker: CSGS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1263491094 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD H. COOPER | Mgmt | For | For | |||||||||||||||||||||
2 JOHN L.M. HUGHES | Mgmt | For | For | |||||||||||||||||||||
3 BERNARD W. REZNICEK | Mgmt | For | For | |||||||||||||||||||||
4 DONALD V. SMITH | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF PERFORMANCE GOALS UNDER THE PERFORMANCE BONUS PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | APPROVAL OF THE SECOND AMENDED AND RESTATED 1996 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
07 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 612600000 | 612600000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CTS CORPORATION | ||||||||||||||||||||||||
Security: 126501105 | Agenda Number: 933429107 | |||||||||||||||||||||||
Ticker: CTS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1265011056 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 W.S. CATLOW | Mgmt | For | For | |||||||||||||||||||||
2 L.J. CIANCIA | Mgmt | For | For | |||||||||||||||||||||
3 T.G. CODY | Mgmt | For | For | |||||||||||||||||||||
4 P.K. COLLAWN | Mgmt | For | For | |||||||||||||||||||||
5 R.R. HEMMINGHAUS | Mgmt | For | For | |||||||||||||||||||||
6 M.A. HENNING | Mgmt | For | For | |||||||||||||||||||||
7 V.M. KHILNANI | Mgmt | For | For | |||||||||||||||||||||
8 D.M. MURPHY | Mgmt | For | For | |||||||||||||||||||||
9 G. HUNTER | Mgmt | For | For | |||||||||||||||||||||
10 R.A. PROFUSEK | Mgmt | For | For | |||||||||||||||||||||
02 | AN ADVISORY VOTE UPON THE COMPENSATION OF CTS CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | AN ADVISORY VOTE TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING THE COMPENSATION OF CTS CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS CTS' INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1129600000 | 1129600000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CUBIC CORPORATION | ||||||||||||||||||||||||
Security: 229669106 | Agenda Number: 933362876 | |||||||||||||||||||||||
Ticker: CUB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2296691064 | Meeting Date: 2/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WALTER J. ZABLE | Mgmt | No vote | ||||||||||||||||||||||
2 WALTER C. ZABLE | Mgmt | No vote | ||||||||||||||||||||||
3 BRUCE G. BLAKLEY | Mgmt | No vote | ||||||||||||||||||||||
4 WILLIAM W. BOYLE | Mgmt | No vote | ||||||||||||||||||||||
5 EDWIN A. GUILES | Mgmt | No vote | ||||||||||||||||||||||
6 DR. ROBERT S. SULLIVAN | Mgmt | No vote | ||||||||||||||||||||||
7 DR. JOHN H. WARNER, JR. | Mgmt | No vote | ||||||||||||||||||||||
02 | CONFIRM ERNST & YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE CORPORATION FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 547700000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CUBIST PHARMACEUTICALS, INC. | ||||||||||||||||||||||||
Security: 229678107 | Agenda Number: 933431099 | |||||||||||||||||||||||
Ticker: CBST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2296781071 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 MARTIN ROSENBERG | Mgmt | For | For | |||||||||||||||||||||
2 MATTHEW SINGLETON | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL WOOD | Mgmt | For | For | |||||||||||||||||||||
2 | TO CONSIDER AND VOTE WHETHER TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
3 | TO CONSIDER AND VOTE, ON AN ADVISORY BASIS, ON HOW FREQUENTLY WE SHOULD SEEK APPROVAL FROM OUR STOCKHOLDERS, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 676300000 | 676300000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CURTISS-WRIGHT CORPORATION | ||||||||||||||||||||||||
Security: 231561101 | Agenda Number: 933404167 | |||||||||||||||||||||||
Ticker: CW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2315611010 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARTIN R. BENANTE | Mgmt | For | For | |||||||||||||||||||||
2 S. MARCE FULLER | Mgmt | For | For | |||||||||||||||||||||
3 ALLEN A. KOZINSKI | Mgmt | For | For | |||||||||||||||||||||
4 JOHN R. MYERS | Mgmt | For | For | |||||||||||||||||||||
5 JOHN B. NATHMAN | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT J. RIVET | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM W. SIHLER | Mgmt | For | For | |||||||||||||||||||||
8 ALBERT E. SMITH | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY'S INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE AMENDMENTS TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
06 | PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1359700000 | 1359700000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CYMER, INC. | ||||||||||||||||||||||||
Security: 232572107 | Agenda Number: 933393857 | |||||||||||||||||||||||
Ticker: CYMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2325721072 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES J. ABBE | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT P. AKINS | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD H. BRAUN | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL R. GAULKE | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM G. OLDHAM | Mgmt | For | For | |||||||||||||||||||||
6 ERIC M. RUTTENBERG | Mgmt | For | For | |||||||||||||||||||||
7 PETER J. SIMONE | Mgmt | For | For | |||||||||||||||||||||
8 YOUNG K. SOHN | Mgmt | For | For | |||||||||||||||||||||
9 JON D. TOMPKINS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF CYMER'S EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY VOTE TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SOLICITATION OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 247400000 | 247400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DARLING INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 237266101 | Agenda Number: 933417493 | |||||||||||||||||||||||
Ticker: DAR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2372661015 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RANDALL C. STUEWE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: O. THOMAS ALBRECHT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: D. EUGENE EWING | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN D. MARCH | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHARLES MACALUSO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MICHAEL RESCOE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL URBUT | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1107000000 | 1107000000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DEALERTRACK HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 242309102 | Agenda Number: 933415463 | |||||||||||||||||||||||
Ticker: TRAK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2423091022 | Meeting Date: 5/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARK F. O' NEIL | Mgmt | For | For | |||||||||||||||||||||
2 MARY CIRILLO-GOLDBERG | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS DEALERTRACK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE COMPENSATION OF EACH EXECUTIVE OFFICER, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 260800000 | 260800000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DELPHI FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 247131105 | Agenda Number: 933434235 | |||||||||||||||||||||||
Ticker: DFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2471311058 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PHILIP R. O'CONNOR* | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT ROSENKRANZ | Mgmt | For | For | |||||||||||||||||||||
3 DONALD A. SHERMAN | Mgmt | For | For | |||||||||||||||||||||
4 KEVIN R. BRINE | Mgmt | For | For | |||||||||||||||||||||
5 EDWARD A. FOX | Mgmt | For | For | |||||||||||||||||||||
6 STEVEN A. HIRSH | Mgmt | For | For | |||||||||||||||||||||
7 HAROLD F. ILG | Mgmt | For | For | |||||||||||||||||||||
8 JAMES M. LITVACK | Mgmt | For | For | |||||||||||||||||||||
9 JAMES N. MEEHAN | Mgmt | For | For | |||||||||||||||||||||
10 ROBERT F. WRIGHT | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO EXPRESS A PREFERENCE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1295800000 | 1295800000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DELTIC TIMBER CORPORATION | ||||||||||||||||||||||||
Security: 247850100 | Agenda Number: 933391334 | |||||||||||||||||||||||
Ticker: DEL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2478501008 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHRISTOPH KELLER, III | Mgmt | For | For | |||||||||||||||||||||
2 DAVID L. LEMMON | Mgmt | For | For | |||||||||||||||||||||
3 R. MADISON MURPHY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 59000000 | 59000000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DIAMONDROCK HOSPITALITY CO | ||||||||||||||||||||||||
Security: 252784301 | Agenda Number: 933389113 | |||||||||||||||||||||||
Ticker: DRH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2527843013 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM W. MCCARTEN | Mgmt | For | For | |||||||||||||||||||||
2 DANIEL J. ALTOBELLO | Mgmt | For | For | |||||||||||||||||||||
3 W. ROBERT GRAFTON | Mgmt | For | For | |||||||||||||||||||||
4 MAUREEN L. MCAVEY | Mgmt | For | For | |||||||||||||||||||||
5 GILBERT T. RAY | Mgmt | For | For | |||||||||||||||||||||
6 JOHN L. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
7 MARK W. BRUGGER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR DIAMONDROCK HOSPITALITY COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1255100000 | 1255100000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DIME COMMUNITY BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 253922108 | Agenda Number: 933417140 | |||||||||||||||||||||||
Ticker: DCOM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2539221083 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE L. CLARK, JR. | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN D. COHN | Mgmt | For | For | |||||||||||||||||||||
3 JOHN J. FLYNN | Mgmt | For | For | |||||||||||||||||||||
4 KENNETH J. MAHON | Mgmt | For | For | |||||||||||||||||||||
5 KATHLEEN M. NELSON | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT C. GOLDEN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 337100000 | 337100000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DINEEQUITY INC | ||||||||||||||||||||||||
Security: 254423106 | Agenda Number: 933420589 | |||||||||||||||||||||||
Ticker: DIN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2544231069 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL S. GORDON | Mgmt | For | For | |||||||||||||||||||||
2 LARRY A. KAY | Mgmt | For | For | |||||||||||||||||||||
3 JULIA A. STEWART | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE OF THE ADOPTION OF THE DINEEQUITY, INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 588500000 | 588500000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DIODES INCORPORATED | ||||||||||||||||||||||||
Security: 254543101 | Agenda Number: 933414360 | |||||||||||||||||||||||
Ticker: DIOD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2545431015 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 C.H. CHEN | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL R. GIORDANO | Mgmt | For | For | |||||||||||||||||||||
3 L.P. HSU | Mgmt | For | For | |||||||||||||||||||||
4 KEH-SHEW LU | Mgmt | For | For | |||||||||||||||||||||
5 RAYMOND SOONG | Mgmt | For | For | |||||||||||||||||||||
6 JOHN M. STICH | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL K.C. TSAI | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 479100000 | 479100000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DREW INDUSTRIES INCORPORATED | ||||||||||||||||||||||||
Security: 26168L205 | Agenda Number: 933410033 | |||||||||||||||||||||||
Ticker: DW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26168L2051 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD W. ROSE, III | Mgmt | For | For | |||||||||||||||||||||
2 LEIGH J. ABRAMS | Mgmt | For | For | |||||||||||||||||||||
3 FREDRIC M. ZINN | Mgmt | For | For | |||||||||||||||||||||
4 JAMES F. GERO | Mgmt | For | For | |||||||||||||||||||||
5 FREDERICK B. HEGI, JR. | Mgmt | For | For | |||||||||||||||||||||
6 DAVID A. REED | Mgmt | For | For | |||||||||||||||||||||
7 JOHN B. LOWE, JR. | Mgmt | For | For | |||||||||||||||||||||
8 JASON D. LIPPERT | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE DREW INDUSTRIES INCORPORATED EQUITY AWARD AND INCENTIVE PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, IN AN ADVISORY AND NON- BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, IN AN ADVISORY AND NON-BINDING VOTE, WHETHER A NON- BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 564800000 | 564800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DSP GROUP, INC. | ||||||||||||||||||||||||
Security: 23332B106 | Agenda Number: 933423472 | |||||||||||||||||||||||
Ticker: DSPG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US23332B1061 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 YAIR SEROUSSI | Mgmt | For | For | |||||||||||||||||||||
2 YAIR SHAMIR | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO INCREASE THE NUMBER OF SHARES AUTHORIZED UNDER THE 1993 EMPLOYEE PURCHASE PLAN BY 500,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO INCREASE THE NUMBER OF SHARES AUTHORIZED UNDER THE 1993 DIRECTOR PLAN BY 300,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE SELECTION OF KOST FORER GABBAY & KASIERER AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE, IN A NON- BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
06 | PROPOSAL TO RECOMMEND, IN A NON- BINDING VOTE, WHETHER A NON- BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 661000000 | 661000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DTS, INC. | ||||||||||||||||||||||||
Security: 23335C101 | Agenda Number: 933415324 | |||||||||||||||||||||||
Ticker: DTSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US23335C1018 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOERG D. AGIN | Mgmt | For | For | |||||||||||||||||||||
2 JON E. KIRCHNER | Mgmt | For | For | |||||||||||||||||||||
02 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY AND APPROVE GRANT THORNTON, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 37800000 | 37800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EASTGROUP PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 277276101 | Agenda Number: 933420553 | |||||||||||||||||||||||
Ticker: EGP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2772761019 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 D. PIKE ALOIAN | Mgmt | For | For | |||||||||||||||||||||
2 H.C. BAILEY, JR. | Mgmt | For | For | |||||||||||||||||||||
3 HAYDEN C. EAVES, III | Mgmt | For | For | |||||||||||||||||||||
4 FREDRIC H. GOULD | Mgmt | For | For | |||||||||||||||||||||
5 DAVID H. HOSTER II | Mgmt | For | For | |||||||||||||||||||||
6 MARY E. MCCORMICK | Mgmt | For | For | |||||||||||||||||||||
7 DAVID M. OSNOS | Mgmt | For | For | |||||||||||||||||||||
8 LELAND R. SPEED | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 92400000 | 92400000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EHEALTH, INC | ||||||||||||||||||||||||
Security: 28238P109 | Agenda Number: 933443703 | |||||||||||||||||||||||
Ticker: EHTH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US28238P1093 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LAWRENCE M. HIGBY | Mgmt | For | For | |||||||||||||||||||||
2 RANDALL S. LIVINGSTON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF EHEALTH, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | A NON-BINDING, ADVISORY VOTE WITH RESPECT TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF EHEALTH, INC. | Mgmt | For | For | ||||||||||||||||||||
04 | A NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY OF THE VOTING WITH RESPECT TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF EHEALTH, INC. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 225100000 | 225100000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EL PASO ELECTRIC COMPANY | ||||||||||||||||||||||||
Security: 283677854 | Agenda Number: 933416566 | |||||||||||||||||||||||
Ticker: EE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2836778546 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CATHERINE A. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 KENNETH R. HEITZ | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL K. PARKS | Mgmt | For | For | |||||||||||||||||||||
4 ERIC B. SIEGEL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 723700000 | 723700000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EMCOR GROUP, INC. | ||||||||||||||||||||||||
Security: 29084Q100 | Agenda Number: 933428092 | |||||||||||||||||||||||
Ticker: EME | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29084Q1004 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN W. BERSHAD | Mgmt | For | For | |||||||||||||||||||||
2 DAVID A.B. BROWN | Mgmt | For | For | |||||||||||||||||||||
3 LARRY J. BUMP | Mgmt | For | For | |||||||||||||||||||||
4 ALBERT FRIED, JR. | Mgmt | For | For | |||||||||||||||||||||
5 ANTHONY J. GUZZI | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD F. HAMM, JR. | Mgmt | For | For | |||||||||||||||||||||
7 DAVID H. LAIDLEY | Mgmt | For | For | |||||||||||||||||||||
8 FRANK T. MACINNIS | Mgmt | For | For | |||||||||||||||||||||
9 JERRY E. RYAN | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL T. YONKER | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL BY NON-BINDING ADVISORY VOTE OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3993000000 | 3993000000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EMERGENT BIOSOLUTIONS INC. | ||||||||||||||||||||||||
Security: 29089Q105 | Agenda Number: 933411504 | |||||||||||||||||||||||
Ticker: EBS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29089Q1058 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ZSOLT HARSANYI, PH.D. | Mgmt | For | For | |||||||||||||||||||||
2 LOUIS SULLIVAN, M.D. | Mgmt | For | For | |||||||||||||||||||||
3 MARVIN WHITE | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 265400000 | 265400000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EMPLOYERS HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 292218104 | Agenda Number: 933411148 | |||||||||||||||||||||||
Ticker: EIG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2922181043 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. KOLESAR | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS D. DIRKS | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD W. BLAKEY | Mgmt | For | For | |||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT ACCOUNTING FIRM, ERNST & YOUNG LLP, FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 549600000 | 549600000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENCORE WIRE CORPORATION | ||||||||||||||||||||||||
Security: 292562105 | Agenda Number: 933399188 | |||||||||||||||||||||||
Ticker: WIRE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2925621052 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DONALD E. COURTNEY | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS L. CUNNINGHAM | Mgmt | For | For | |||||||||||||||||||||
3 DANIEL L. JONES | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM R. THOMAS, III | Mgmt | For | For | |||||||||||||||||||||
5 SCOTT D. WEAVER | Mgmt | For | For | |||||||||||||||||||||
6 JOHN H. WILSON | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE, IN A NON- BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | DETERMINATION, IN A NON-BINDING ADVISORY VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO, OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 781400000 | 781400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 29355X107 | Agenda Number: 933414485 | |||||||||||||||||||||||
Ticker: NPO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29355X1072 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN E. MACADAM | Mgmt | For | For | |||||||||||||||||||||
2 J.P. BOLDUC | Mgmt | For | For | |||||||||||||||||||||
3 PETER C. BROWNING | Mgmt | For | For | |||||||||||||||||||||
4 DIANE C. CREEL | Mgmt | For | For | |||||||||||||||||||||
5 DON DEFOSSET | Mgmt | For | For | |||||||||||||||||||||
6 GORDON D. HARNETT | Mgmt | For | For | |||||||||||||||||||||
7 DAVID L. HAUSER | Mgmt | For | For | |||||||||||||||||||||
8 WILBUR J. PREZZANO, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | ON AN ADVISORY BASIS, TO APPROVE THE COMPENSATION TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ON AN ADVISORY BASIS, WHETHER FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 534700000 | 534700000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENTERTAINMENT PROPERTIES TRUST | ||||||||||||||||||||||||
Security: 29380T105 | Agenda Number: 933388022 | |||||||||||||||||||||||
Ticker: EPR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29380T1051 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID BRAIN | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT DRUTEN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 152000000 | 152000000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EPIQ SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 26882D109 | Agenda Number: 933436796 | |||||||||||||||||||||||
Ticker: EPIQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US26882D1090 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TOM W. OLOFSON | Mgmt | For | For | |||||||||||||||||||||
2 CHRISTOPHER E. OLOFSON | Mgmt | For | For | |||||||||||||||||||||
3 W. BRYAN SATTERLEE | Mgmt | For | For | |||||||||||||||||||||
4 EDWARD M. CONNOLLY, JR. | Mgmt | For | For | |||||||||||||||||||||
5 JAMES A. BYRNES | Mgmt | For | For | |||||||||||||||||||||
6 JOEL PELOFSKY | Mgmt | For | For | |||||||||||||||||||||
7 TERRY C. MATLACK | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE COMPANY'S 2004 EQUITY INCENTIVE PLAN TO HELP ENSURE THAT ANNUAL INCENTIVE AWARD PAYMENTS DO NOT FAIL TO BE DEDUCTIBLE UNDER IRS CODE SECTION 162(M). | Mgmt | Against | Against | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY (NON- BINDING) VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) VOTE DETERMINING THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 394100000 | 394100000 | 0 | 5/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ERESEARCH TECHNOLOGY, INC. | ||||||||||||||||||||||||
Security: 29481V108 | Agenda Number: 933392538 | |||||||||||||||||||||||
Ticker: ERT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29481V1089 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOEL MORGANROTH, MD | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN S. PHILLIPS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT TO OUR AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 419200000 | 419200000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ESTERLINE TECHNOLOGIES CORPORATION | ||||||||||||||||||||||||
Security: 297425100 | Agenda Number: 933366949 | |||||||||||||||||||||||
Ticker: ESL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2974251009 | Meeting Date: 3/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF ROBERT W. CREMIN AS A DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2014 | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF ANTHONY P. FRANCESCHINI AS A DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2014 | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF JAMES J. MORRIS AS A DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2014 | Mgmt | No vote | |||||||||||||||||||||
1D | ELECTION OF DELORES M. ETTER AS A DIRECTOR TO SERVE A TERM THAT EXPIRES IN 2012 | Mgmt | No vote | |||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 539800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EXPONENT, INC. | ||||||||||||||||||||||||
Security: 30214U102 | Agenda Number: 933420705 | |||||||||||||||||||||||
Ticker: EXPO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US30214U1025 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 SAMUEL H. ARMACOST | Mgmt | For | For | |||||||||||||||||||||
2 MARY B. CRANSTON | Mgmt | For | For | |||||||||||||||||||||
3 LESLIE G. DENEND, PH.D. | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL R. GAULKE | Mgmt | For | For | |||||||||||||||||||||
5 PAUL R. JOHNSTON, PH.D. | Mgmt | For | For | |||||||||||||||||||||
6 STEPHEN C. RIGGINS | Mgmt | For | For | |||||||||||||||||||||
7 JOHN B. SHOVEN, PH.D. | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS FOR FISCAL 2010. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 137300000 | 137300000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EXTRA SPACE STORAGE INC. | ||||||||||||||||||||||||
Security: 30225T102 | Agenda Number: 933405474 | |||||||||||||||||||||||
Ticker: EXR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US30225T1025 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SPENCER F. KIRK | Mgmt | For | For | |||||||||||||||||||||
2 ANTHONY FANTICOLA | Mgmt | For | For | |||||||||||||||||||||
3 HUGH W. HORNE | Mgmt | For | For | |||||||||||||||||||||
4 JOSEPH D. MARGOLIS | Mgmt | For | For | |||||||||||||||||||||
5 ROGER B. PORTER | Mgmt | For | For | |||||||||||||||||||||
6 K. FRED SKOUSEN | Mgmt | For | For | |||||||||||||||||||||
7 KENNETH M. WOOLLEY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTES CONCERNING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 369000000 | 369000000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FARO TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 311642102 | Agenda Number: 933429878 | |||||||||||||||||||||||
Ticker: FARO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3116421021 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN R. COLE | Mgmt | For | For | |||||||||||||||||||||
2 MARVIN R. SAMBUR, PH.D. | Mgmt | For | For | |||||||||||||||||||||
3 JAY W. FREELAND | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING VOTE ON THE FREQUENCY WITH WHICH SHAREHOLDERS WILL VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 132300000 | 132300000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FEDERAL SIGNAL CORPORATION | ||||||||||||||||||||||||
Security: 313855108 | Agenda Number: 933399695 | |||||||||||||||||||||||
Ticker: FSS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3138551086 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM F. OWENS | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES R. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
3 PAUL W. JONES | Mgmt | For | For | |||||||||||||||||||||
4 DENNIS J. MARTIN | Mgmt | For | For | |||||||||||||||||||||
5 BRENDA L. REICHELDERFER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY RESOLUTION RELATING TO OUR EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2706600000 | 2706600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FEI COMPANY | ||||||||||||||||||||||||
Security: 30241L109 | Agenda Number: 933397867 | |||||||||||||||||||||||
Ticker: FEIC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US30241L1098 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LAWRENCE A. BOCK | Mgmt | For | For | |||||||||||||||||||||
2 ARIE HUIJSER | Mgmt | For | For | |||||||||||||||||||||
3 DON R. KANIA | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS F. KELLY | Mgmt | For | For | |||||||||||||||||||||
5 JAN C. LOBBEZOO | Mgmt | For | For | |||||||||||||||||||||
6 GERHARD H. PARKER | Mgmt | For | For | |||||||||||||||||||||
7 JAMES T. RICHARDSON | Mgmt | For | For | |||||||||||||||||||||
8 RICHARD H. WILLS | Mgmt | For | For | |||||||||||||||||||||
02 | TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND FEI'S 1995 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 250,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND FEI'S EMPLOYEE SHARE PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 250,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP AS FEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 567200000 | 567200000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST CASH FINANCIAL SERVICES, INC. | ||||||||||||||||||||||||
Security: 31942D107 | Agenda Number: 933446672 | |||||||||||||||||||||||
Ticker: FCFS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US31942D1072 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MR. MIKEL D. FAULKNER | Mgmt | For | For | |||||||||||||||||||||
2 MR. RANDEL G. OWEN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE FIRST CASH FINANCIAL SERVICES, INC. 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES TO BE EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 328800000 | 328800000 | 0 | 6/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST COMMONWEALTH FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 319829107 | Agenda Number: 933387640 | |||||||||||||||||||||||
Ticker: FCF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3198291078 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JULIE A. CAPONI | Mgmt | For | For | |||||||||||||||||||||
2 RAY T. CHARLEY | Mgmt | For | For | |||||||||||||||||||||
3 GARY R. CLAUS | Mgmt | For | For | |||||||||||||||||||||
4 DAVID S. DAHLMANN | Mgmt | For | For | |||||||||||||||||||||
5 JOHN J. DOLAN | Mgmt | For | For | |||||||||||||||||||||
6 JOHNSTON A. GLASS | Mgmt | For | For | |||||||||||||||||||||
7 DAVID W. GREENFIELD | Mgmt | For | For | |||||||||||||||||||||
8 LUKE A. LATIMER | Mgmt | For | For | |||||||||||||||||||||
9 JAMES W. NEWILL | Mgmt | For | For | |||||||||||||||||||||
10 LAURIE STERN SINGER | Mgmt | For | For | |||||||||||||||||||||
11 ROBERT J. VENTURA | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1150600000 | 1150600000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST FINANCIAL BANCORP. | ||||||||||||||||||||||||
Security: 320209109 | Agenda Number: 933425628 | |||||||||||||||||||||||
Ticker: FFBC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3202091092 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID S. BARKER | Mgmt | For | For | |||||||||||||||||||||
2 CLAUDE E. DAVIS | Mgmt | For | For | |||||||||||||||||||||
3 SUSAN L. KNUST | Mgmt | For | For | |||||||||||||||||||||
4 MARIBETH S. RAHE | Mgmt | For | For | |||||||||||||||||||||
5 CYNTHIA O. BOOTH | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE AMENDMENT TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENTS TO THE REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE THE FIRST FINANCIAL BANCORP KEY EXECUTIVE SHORT TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY FREQUENCY"). | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 549400000 | 549400000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST FINANCIAL BANKSHARES, INC. | ||||||||||||||||||||||||
Security: 32020R109 | Agenda Number: 933378792 | |||||||||||||||||||||||
Ticker: FFIN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US32020R1095 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN L. BEAL | Mgmt | For | For | |||||||||||||||||||||
2 TUCKER S. BRIDWELL | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH E. CANON | Mgmt | For | For | |||||||||||||||||||||
4 DAVID COPELAND | Mgmt | For | For | |||||||||||||||||||||
5 F. SCOTT DUESER | Mgmt | For | For | |||||||||||||||||||||
6 MURRAY EDWARDS | Mgmt | For | For | |||||||||||||||||||||
7 RON GIDDIENS | Mgmt | For | For | |||||||||||||||||||||
8 KADE L. MATTHEWS | Mgmt | For | For | |||||||||||||||||||||
9 DIAN GRAVES STAI | Mgmt | For | For | |||||||||||||||||||||
10 JOHNNY E. TROTTER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 92200000 | 92200000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST MIDWEST BANCORP, INC. | ||||||||||||||||||||||||
Security: 320867104 | Agenda Number: 933410603 | |||||||||||||||||||||||
Ticker: FMBI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3208671046 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN F. CHLEBOWSKI, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN E. ROONEY | Mgmt | Against | Against | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ELLEN A. RUDNICK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: PHUPINDER S. GILL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL J. SMALL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PETER J. HENSELER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY (NON-BINDING) VOTE RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 911400000 | 911400000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FORESTAR GROUP, INC | ||||||||||||||||||||||||
Security: 346233109 | Agenda Number: 933400462 | |||||||||||||||||||||||
Ticker: FOR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3462331097 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KATHLEEN BROWN | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL E. DOUGHERTY | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM C. POWERS, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 143500000 | 143500000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FORRESTER RESEARCH, INC. | ||||||||||||||||||||||||
Security: 346563109 | Agenda Number: 933395647 | |||||||||||||||||||||||
Ticker: FORR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3465631097 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE F. COLONY | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL H. WELLES | Mgmt | For | For | |||||||||||||||||||||
3 CHARLES B. RUTSTEIN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, FORRESTER RESEARCH, INC. EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION NON-BINDING VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 172000000 | 172000000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FORWARD AIR CORPORATION | ||||||||||||||||||||||||
Security: 349853101 | Agenda Number: 933397425 | |||||||||||||||||||||||
Ticker: FWRD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3498531017 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD W. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE A. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
3 C. ROBERT CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD W. HANSELMAN | Mgmt | For | For | |||||||||||||||||||||
5 C. JOHN LANGLEY, JR. | Mgmt | For | For | |||||||||||||||||||||
6 TRACY A. LEINBACH | Mgmt | For | For | |||||||||||||||||||||
7 LARRY D. LEINWEBER | Mgmt | For | For | |||||||||||||||||||||
8 G. MICHAEL LYNCH | Mgmt | For | For | |||||||||||||||||||||
9 RAY A. MUNDY | Mgmt | For | For | |||||||||||||||||||||
10 GARY L. PAXTON | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE REVISED PERFORMANCE CRITERIA WHICH MAY APPLY TO PERFORMANCE-BASED STOCK AWARDS GRANTED UNDER THE AMENDED AND RESTATED STOCK OPTION AND INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE). | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING A SAY ON PAY VOTE IN THE FUTURE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 378800000 | 378800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRANKLIN STREET PROPERTIES | ||||||||||||||||||||||||
Security: 35471R106 | Agenda Number: 933402086 | |||||||||||||||||||||||
Ticker: FSP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US35471R1068 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE J. CARTER | Mgmt | For | For | |||||||||||||||||||||
2 GEORGIA MURRAY | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL CONCERNING THE ANNUAL ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 236000000 | 236000000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRED'S, INC. | ||||||||||||||||||||||||
Security: 356108100 | Agenda Number: 933458514 | |||||||||||||||||||||||
Ticker: FRED | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3561081007 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL J. HAYES | Mgmt | For | For | |||||||||||||||||||||
2 JOHN R. EISENMAN | Mgmt | For | For | |||||||||||||||||||||
3 ROGER T. KNOX | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS H. TASHJIAN | Mgmt | For | For | |||||||||||||||||||||
5 B. MARY MCNABB | Mgmt | For | For | |||||||||||||||||||||
6 MICHAEL T. MCMILLAN | Mgmt | For | For | |||||||||||||||||||||
7 BRUCE A. EFIRD | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY, AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3188600000 | 3188600000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENCORP INC. | ||||||||||||||||||||||||
Security: 368682100 | Agenda Number: 933373350 | |||||||||||||||||||||||
Ticker: GY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3686821006 | Meeting Date: 3/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS A. CORCORAN | Mgmt | For | For | |||||||||||||||||||||
2 JAMES R. HENDERSON | Mgmt | For | For | |||||||||||||||||||||
3 WARREN G. LICHTENSTEIN | Mgmt | For | For | |||||||||||||||||||||
4 DAVID A. LORBER | Mgmt | For | For | |||||||||||||||||||||
5 JAMES H. PERRY | Mgmt | For | For | |||||||||||||||||||||
6 SCOTT J. SEYMOUR | Mgmt | For | For | |||||||||||||||||||||
7 MARTIN TURCHIN | Mgmt | For | For | |||||||||||||||||||||
8 ROBERT C. WOODS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE GENCORP AMENDED AND RESTATED 2009 EQUITY AND PERFORMANCE INCENTIVE PLAN TO ELIMINATE THE LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO BE ISSUED AS FULL VALUE AWARDS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF GENCORP'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY AT WHICH GENCORP SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF GENCORP'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3873500000 | 3873500000 | 0 | 3/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENERAL COMMUNICATION, INC. | ||||||||||||||||||||||||
Security: 369385109 | Agenda Number: 933452372 | |||||||||||||||||||||||
Ticker: GNCMA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3693851095 | Meeting Date: 6/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JERRY A. EDGERTON | Mgmt | For | For | |||||||||||||||||||||
2 MARK W. KROLOFF | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, AS AN ADVISORY VOTE ONLY, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S MANAGEMENT PROXY STATEMENT FOR THE ANNUAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
04 | TO VOTE, AS AN ADVISORY VOTE ONLY, FOR A FREQUENCY OF SHAREHOLDER ADVISORY VOTES AT COMPANY SHAREHOLDER MEETINGS ON COMPENSATION OF COMPANY NAMED EXECUTIVE OFFICERS AS IDENTIFIED IN | Mgmt | 1 Year | Against | ||||||||||||||||||||
CORRESPONDING COMPANY MANAGEMENT PROXY STATEMENTS TO OCCUR EVERY (SELECT ONE). | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1261500000 | 1261500000 | 0 | 6/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENESCO INC. | ||||||||||||||||||||||||
Security: 371532102 | Agenda Number: 933452497 | |||||||||||||||||||||||
Ticker: GCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3715321028 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JAMES S. BEARD | Mgmt | For | For | |||||||||||||||||||||
2 LEONARD L. BERRY | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM F. BLAUFUSS, JR | Mgmt | For | For | |||||||||||||||||||||
4 JAMES W. BRADFORD | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT V. DALE | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT J. DENNIS | Mgmt | For | For | |||||||||||||||||||||
7 MATTHEW C. DIAMOND | Mgmt | For | For | |||||||||||||||||||||
8 MARTY G. DICKENS | Mgmt | For | For | |||||||||||||||||||||
9 BEN T. HARRIS | Mgmt | For | For | |||||||||||||||||||||
10 KATHLEEN MASON | Mgmt | For | For | |||||||||||||||||||||
2 | AMENDMENT AND RESTATEMENT OF 2009 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1031900000 | 1031900000 | 0 | 6/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENTIVA HEALTH SERVICES, INC. | ||||||||||||||||||||||||
Security: 37247A102 | Agenda Number: 933406159 | |||||||||||||||||||||||
Ticker: GTIV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US37247A1025 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT S. FORMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
2 VICTOR F. GANZI | Mgmt | For | For | |||||||||||||||||||||
3 PHILIP R. LOCHNER, JR. | Mgmt | For | For | |||||||||||||||||||||
4 RONALD A. MALONE | Mgmt | For | For | |||||||||||||||||||||
5 STUART OLSTEN | Mgmt | For | For | |||||||||||||||||||||
6 SHELDON M. RETCHIN | Mgmt | For | For | |||||||||||||||||||||
7 TONY STRANGE | Mgmt | For | For | |||||||||||||||||||||
8 RAYMOND S. TROUBH | Mgmt | For | For | |||||||||||||||||||||
9 RODNEY D. WINDLEY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF COMPENSATION OF COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF FREQUENCY OF VOTE ON COMPENSATION OF COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF COMPANY'S AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1377400000 | 1377400000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GEORESOURCES, INC. | ||||||||||||||||||||||||
Security: 372476101 | Agenda Number: 933446470 | |||||||||||||||||||||||
Ticker: GEOI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3724761016 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FRANK A. LODZINSKI | Mgmt | For | For | |||||||||||||||||||||
2 COLLIS P. CHANDLER, III | Mgmt | For | For | |||||||||||||||||||||
3 JAY F. JOLIAT | Mgmt | For | For | |||||||||||||||||||||
4 BRYANT W. SEAMAN, III | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL A. VLASIC | Mgmt | For | For | |||||||||||||||||||||
6 NICK L. VOLLER | Mgmt | For | For | |||||||||||||||||||||
7 DONALD J. WHELLEY | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT TO THE GEORESOURCES 2004 AMENDED AND RESTATED EMPLOYEES' STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 44300000 | 44300000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GETTY REALTY CORP. | ||||||||||||||||||||||||
Security: 374297109 | Agenda Number: 933413495 | |||||||||||||||||||||||
Ticker: GTY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3742971092 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LEO LIEBOWITZ | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MILTON COOPER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PHILIP E. COVIELLO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID B. DRISCOLL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD E. MONTAG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: HOWARD B. SAFENOWITZ | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION (SAY-ON- PAY) | Mgmt | For | For | ||||||||||||||||||||
03 | AVISORY (N0N-BINDING) VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-ON- FREQUENCY) | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 186800000 | 186800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GIBRALTAR INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 374689107 | Agenda Number: 933404333 | |||||||||||||||||||||||
Ticker: ROCK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3746891072 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BRIAN J. LIPKE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ARTHUR A. RUSS, JR. | Mgmt | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-ON-PAY) | Mgmt | For | For | ||||||||||||||||||||
3 | TIMING OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-WHEN- ON-PAY) | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | APPROVAL OF THE MATERIAL TERMS OF THE MANAGEMENT INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
5 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE STOCK UNIT GRANT | Mgmt | For | For | ||||||||||||||||||||
6 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1416400000 | 1416400000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GLACIER BANCORP, INC. | ||||||||||||||||||||||||
Security: 37637Q105 | Agenda Number: 933403646 | |||||||||||||||||||||||
Ticker: GBCI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US37637Q1058 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL J. BLODNICK | Mgmt | For | For | |||||||||||||||||||||
2 SHERRY L. CLADOUHOS | Mgmt | For | For | |||||||||||||||||||||
3 JAMES M. ENGLISH | Mgmt | For | For | |||||||||||||||||||||
4 ALLEN J. FETSCHER | Mgmt | For | For | |||||||||||||||||||||
5 DALLAS I. HERRON | Mgmt | For | For | |||||||||||||||||||||
6 CRAIG A. LANGEL | Mgmt | For | For | |||||||||||||||||||||
7 L. PETER LARSON | Mgmt | For | For | |||||||||||||||||||||
8 DOUGLAS J. MCBRIDE | Mgmt | For | For | |||||||||||||||||||||
9 JOHN W. MURDOCH | Mgmt | For | For | |||||||||||||||||||||
10 EVERIT A. SLITER | Mgmt | For | For | |||||||||||||||||||||
02 | TO CONSIDER AN ADVISORY (NON- BINDING) RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE IN AN ADVISORY (NON-BINDING) CAPACITY ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. TO APPROVE THE APPOINTMENT OF BKD, LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 639000000 | 639000000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GREATBATCH INC. | ||||||||||||||||||||||||
Security: 39153L106 | Agenda Number: 933429739 | |||||||||||||||||||||||
Ticker: GB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US39153L1061 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAMELA G. BAILEY | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL DINKINS | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS J. HOOK | Mgmt | For | For | |||||||||||||||||||||
4 KEVIN C. MELIA | Mgmt | For | For | |||||||||||||||||||||
5 DR. J.A. MILLER, JR. | Mgmt | Withheld | Against | |||||||||||||||||||||
6 BILL R. SANFORD | Mgmt | For | For | |||||||||||||||||||||
7 PETER H. SODERBERG | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM B. SUMMERS, JR. | Mgmt | For | For | |||||||||||||||||||||
9 DR. HELENA S WISNIEWSKI | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE ADOPTION OF THE GREATBATCH, INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GREATBATCH, INC. FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF GREATBATCH, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVE BY NON-BINDING ADVISORY VOTE THE FREQUENCY OF THE NON- BINDING VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 500400000 | 500400000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GROUP 1 AUTOMOTIVE, INC. | ||||||||||||||||||||||||
Security: 398905109 | Agenda Number: 933395089 | |||||||||||||||||||||||
Ticker: GPI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3989051095 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LOUIS E. LATAIF | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN D. QUINN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3022300000 | 3022300000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GULF ISLAND FABRICATION, INC. | ||||||||||||||||||||||||
Security: 402307102 | Agenda Number: 933386511 | |||||||||||||||||||||||
Ticker: GIFI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4023071024 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GREGORY J. COTTER | Mgmt | For | For | |||||||||||||||||||||
2 JOHN P. (JACK) LABORDE | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER M. HARDING | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE COMPANY'S 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 224000000 | 224000000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GULFPORT ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 402635304 | Agenda Number: 933459807 | |||||||||||||||||||||||
Ticker: GPOR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4026353049 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MIKE LIDDELL | Mgmt | For | For | |||||||||||||||||||||
2 DONALD L. DILLINGHAM | Mgmt | For | For | |||||||||||||||||||||
3 DAVID L. HOUSTON | Mgmt | For | For | |||||||||||||||||||||
4 JAMES D. PALM | Mgmt | For | For | |||||||||||||||||||||
5 SCOTT E. STRELLER | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF ADVISORY SHAREHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 125400000 | 125400000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
H.B. FULLER COMPANY | ||||||||||||||||||||||||
Security: 359694106 | Agenda Number: 933375291 | |||||||||||||||||||||||
Ticker: FUL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3596941068 | Meeting Date: 4/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. MICHAEL LOSH | Mgmt | For | For | |||||||||||||||||||||
2 LEE R. MITAU | Mgmt | For | For | |||||||||||||||||||||
3 R. WILLIAM VAN SANT | Mgmt | For | For | |||||||||||||||||||||
02 | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
03 | A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 3, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1487200000 | 1487200000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HANCOCK HOLDING COMPANY | ||||||||||||||||||||||||
Security: 410120109 | Agenda Number: 933377536 | |||||||||||||||||||||||
Ticker: HBHC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4101201097 | Meeting Date: 3/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FRANK E. BERTUCCI | Mgmt | For | For | |||||||||||||||||||||
2 CARL J. CHANEY | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS H. OLINDE | Mgmt | For | For | |||||||||||||||||||||
4 JOHN H. PACE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) PROPOSAL TO APPROVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS SET FORTH UNDER THE HEADING "COMPENSATION OF DIRECTORS AND EXECUTIVE OFFICERS". | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) RESOLUTION THAT WITH REGARD TO FREQUENCY, EACH NON-BINDING SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY WILL OCCUR EVERY 1, 2, OR 3 YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 344500000 | 344500000 | 0 | 3/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HANCOCK HOLDING COMPANY | ||||||||||||||||||||||||
Security: 410120109 | Agenda Number: 933411821 | |||||||||||||||||||||||
Ticker: HBHC | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US4101201097 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVE THE MERGER AGREEMENT, DATED AS OF DECEMBER 21, 2010, BY AND BETWEEN HANCOCK HOLDING COMPANY AND WHITNEY HOLDING CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE FOREGOING PROPOSAL. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 326900000 | 326900000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HANGER ORTHOPEDIC GROUP, INC. | ||||||||||||||||||||||||
Security: 41043F208 | Agenda Number: 933415069 | |||||||||||||||||||||||
Ticker: HGR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US41043F2083 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS P. COOPER, M.D. | Mgmt | For | For | |||||||||||||||||||||
2 CYNTHIA L. FELDMANN | Mgmt | For | For | |||||||||||||||||||||
3 ERIC A. GREEN | Mgmt | For | For | |||||||||||||||||||||
4 STEPHEN E. HARE | Mgmt | For | For | |||||||||||||||||||||
5 ISAAC KAUFMAN | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS F. KIRK | Mgmt | For | For | |||||||||||||||||||||
7 PETER J. NEFF | Mgmt | For | For | |||||||||||||||||||||
8 BENNETT ROSENTHAL | Mgmt | For | For | |||||||||||||||||||||
9 IVAN R. SABEL, CPO | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE BY NON-BINDING ADVISORY VOTE THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION PROVIDING FOR THE REMOVAL OF THE CLASS OF NON-VOTING COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO PERMIT AMENDMENTS TO OUR BY-LAWS BY OUR BOARD OF DIRECTORS. | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO APPROVE THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO REMOVE DUPLICATIVE PROVISIONS AND MAKE CERTAIN OTHER NON- SUBSTANTIVE CHANGES. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 870800000 | 870800000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HARMONIC INC. | ||||||||||||||||||||||||
Security: 413160102 | Agenda Number: 933446759 | |||||||||||||||||||||||
Ticker: HLIT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4131601027 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PATRICK J. HARSHMAN | Mgmt | For | For | |||||||||||||||||||||
2 LEWIS SOLOMON | Mgmt | For | For | |||||||||||||||||||||
3 HAROLD COVERT | Mgmt | For | For | |||||||||||||||||||||
4 PATRICK GALLAGHER | Mgmt | For | For | |||||||||||||||||||||
5 E. FLOYD KVAMME | Mgmt | For | For | |||||||||||||||||||||
6 ANTHONY J. LEY | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM F. REDDERSEN | Mgmt | For | For | |||||||||||||||||||||
8 DAVID R. VAN VALKENBURG | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF AN ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1197300000 | 1197300000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HAVERTY FURNITURE COMPANIES, INC. | ||||||||||||||||||||||||
Security: 419596101 | Agenda Number: 933394013 | |||||||||||||||||||||||
Ticker: HVT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4195961010 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN T. GLOVER* | Mgmt | For | For | |||||||||||||||||||||
2 RAWSON HAVERTY, JR.* | Mgmt | For | For | |||||||||||||||||||||
3 L. PHILLIP HUMANN* | Mgmt | For | For | |||||||||||||||||||||
4 MYLLE H. MANGUM* | Mgmt | For | For | |||||||||||||||||||||
5 FRANK S. MCGAUGHEY III* | Mgmt | For | For | |||||||||||||||||||||
6 CLARENCE H. SMITH* | Mgmt | For | For | |||||||||||||||||||||
7 AL TRUJILLO* | Mgmt | For | For | |||||||||||||||||||||
8 TERENCE F. MCGUIRK** | Mgmt | Withheld | Against | |||||||||||||||||||||
9 VICKI R. PALMER** | Mgmt | For | For | |||||||||||||||||||||
10 FRED L. SCHUERMANN** | Mgmt | For | For | |||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY (NON- BINDING) RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE 2004 LONG-TERM INCENTIVE PLAN INCREASING THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1148800000 | 1148800000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEADWATERS INCORPORATED | ||||||||||||||||||||||||
Security: 42210P102 | Agenda Number: 933364161 | |||||||||||||||||||||||
Ticker: HW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42210P1021 | Meeting Date: 2/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KIRK A. BENSON | Mgmt | No vote | ||||||||||||||||||||||
2 E.J. "JAKE" GARN | Mgmt | No vote | ||||||||||||||||||||||
3 RAYMOND J. WELLER | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFY THE SELECTION BY THE BOARD OF BDO USA, LLP AS INDEPENDENT AUDITORS OF HEADWATERS FOR FISCAL 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | APPROVE AMENDMENT TO CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES TO 200,000,000. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3399700000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTHCARE REALTY TRUST INCORPORATED | ||||||||||||||||||||||||
Security: 421946104 | Agenda Number: 933400943 | |||||||||||||||||||||||
Ticker: HR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4219461047 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID R. EMERY | Mgmt | For | For | |||||||||||||||||||||
2 BATEY M. GRESHAM, JR. | Mgmt | For | For | |||||||||||||||||||||
3 DAN S. WILFORD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF BDO USA,LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE FOLLOWING RESOLUTION: RESOLVED, THAT THE SHAREHOLDERS OF HEALTHCARE REALTY TRUST INCORPORATED APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES ON AN ANNUAL (1YEAR), BIENNIAL (2 YEARS) OR TRIENNIAL (3 YEARS) BASIS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 289700000 | 289700000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | ||||||||||||||||||||||||
Security: 421906108 | Agenda Number: 933431708 | |||||||||||||||||||||||
Ticker: HCSG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4219061086 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DANIEL P. MCCARTNEY | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH F. MCCARTNEY | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT L. FROME | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT J. MOSS | Mgmt | For | For | |||||||||||||||||||||
5 JOHN M. BRIGGS | Mgmt | For | For | |||||||||||||||||||||
6 DINO D. OTTAVIANO | Mgmt | For | For | |||||||||||||||||||||
7 THEODORE WAHL | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL E. MCBRYAN | Mgmt | For | For | |||||||||||||||||||||
9 DIANE S. CASEY | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AND RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVICE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1046000000 | 1046000000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTHSPRING, INC. | ||||||||||||||||||||||||
Security: 42224N101 | Agenda Number: 933416871 | |||||||||||||||||||||||
Ticker: HS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42224N1019 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN T. FOX | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT Z. HENSLEY | Mgmt | For | For | |||||||||||||||||||||
3 RUSSELL K. MAYERFELD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2455700000 | 2455700000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTHWAYS, INC. | ||||||||||||||||||||||||
Security: 422245100 | Agenda Number: 933412328 | |||||||||||||||||||||||
Ticker: HWAY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4222451001 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS G. CIGARRAN | Mgmt | For | For | |||||||||||||||||||||
2 C. WARREN NEEL, PH. D. | Mgmt | For | For | |||||||||||||||||||||
3 JOHN W. BALLANTINE | Mgmt | For | For | |||||||||||||||||||||
02 | TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1505800000 | 1505800000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEARTLAND EXPRESS, INC. | ||||||||||||||||||||||||
Security: 422347104 | Agenda Number: 933402428 | |||||||||||||||||||||||
Ticker: HTLD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4223471040 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R. GERDIN | Mgmt | Withheld | Against | |||||||||||||||||||||
2 M. GERDIN | Mgmt | For | For | |||||||||||||||||||||
3 R. JACOBSON | Mgmt | For | For | |||||||||||||||||||||
4 B. ALLEN | Mgmt | For | For | |||||||||||||||||||||
5 L. CROUSE | Mgmt | For | For | |||||||||||||||||||||
6 J. PRATT | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 3 Years | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 704400000 | 704400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEARTLAND PAYMENT SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 42235N108 | Agenda Number: 933438079 | |||||||||||||||||||||||
Ticker: HPY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42235N1081 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT O. CARR | Mgmt | For | For | |||||||||||||||||||||
2 MITCHELL L. HOLLIN | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT H. NIEHAUS | Mgmt | For | For | |||||||||||||||||||||
4 MARC J. OSTRO, PH.D. | Mgmt | For | For | |||||||||||||||||||||
5 JONATHAN J. PALMER | Mgmt | For | For | |||||||||||||||||||||
6 GEORGE F. RAYMOND | Mgmt | For | For | |||||||||||||||||||||
7 RICHARD W. VAGUE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2531900000 | 2531900000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEIDRICK & STRUGGLES INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 422819102 | Agenda Number: 933438651 | |||||||||||||||||||||||
Ticker: HSII | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4228191023 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: L. KEVIN KELLY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT E. KNOWLING, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: V. PAUL UNRUH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE A ONE-YEAR EXTENSION TO THE 2007 HEIDRICK & STRUGGLES GLOBALSHARE PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 434600000 | 434600000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HIBBETT SPORTS, INC. | ||||||||||||||||||||||||
Security: 428567101 | Agenda Number: 933441228 | |||||||||||||||||||||||
Ticker: HIBB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4285671016 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALBERT C. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
2 RALPH T. PARKS | Mgmt | For | For | |||||||||||||||||||||
02 | SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RE-APPROVAL OF PERFORMANCE- BASED COMPENSATION UNDER THE AMENDED AND RESTATED 2006 EXECUTIVE OFFICER CASH BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 355000000 | 355000000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HILLENBRAND, INC. | ||||||||||||||||||||||||
Security: 431571108 | Agenda Number: 933363309 | |||||||||||||||||||||||
Ticker: HI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4315711089 | Meeting Date: 2/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENNETH A. CAMP* | Mgmt | No vote | ||||||||||||||||||||||
2 EDWARD B. CLOUES, II** | Mgmt | No vote | ||||||||||||||||||||||
3 W AUGUST HILLENBRAND* | Mgmt | No vote | ||||||||||||||||||||||
4 THOMAS H. JOHNSON* | Mgmt | No vote | ||||||||||||||||||||||
5 NEIL S. NOVICH* | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
03 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING BY THE SHAREHOLDERS ON COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | No vote | |||||||||||||||||||||
05 | AUTHORITY, TO THE PROXIES IN THEIR DISCRETION, TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY POSTPONEMENT OR ADJOURNMENT OF THE MEETING. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 638100000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HITTITE MICROWAVE CORP | ||||||||||||||||||||||||
Security: 43365Y104 | Agenda Number: 933415855 | |||||||||||||||||||||||
Ticker: HITT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US43365Y1047 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN G. DALY | Mgmt | For | For | |||||||||||||||||||||
2 ERNEST L. GODSHALK | Mgmt | For | For | |||||||||||||||||||||
3 RICK D. HESS | Mgmt | For | For | |||||||||||||||||||||
4 ADRIENNE M. MARKHAM | Mgmt | For | For | |||||||||||||||||||||
5 BRIAN P. MCALOON | Mgmt | For | For | |||||||||||||||||||||
6 COSMO S. TRAPANI | Mgmt | For | For | |||||||||||||||||||||
7 FRANKLIN WEIGOLD | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 80200000 | 80200000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOLLY CORPORATION | ||||||||||||||||||||||||
Security: 435758305 | Agenda Number: 933398871 | |||||||||||||||||||||||
Ticker: HOC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4357583057 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 BUFORD P. BERRY | Mgmt | For | For | |||||||||||||||||||||
2 MATTHEW P. CLIFTON | Mgmt | For | For | |||||||||||||||||||||
3 LELDON E. ECHOLS | Mgmt | For | For | |||||||||||||||||||||
4 R. KEVIN HARDAGE | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT G. MCKENZIE | Mgmt | For | For | |||||||||||||||||||||
6 JACK P. REID | Mgmt | For | For | |||||||||||||||||||||
7 TOMMY A. VALENTA | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFICATION OF THE RECOMMENDATION OF THE COMPANY'S AUDIT COMMITTEE, ENDORSED BY THE BOARD, OF THE SELECTION OF ERNST & YOUNG, LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S AUDITOR FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
5 | AMENDMENT TO THE HOLLY CORPORATION LONG-TERM INCENTIVE COMPENSATION PLAN (THE "LTIP") TO EXTEND THE TERM OF THE LTIP, AND OUR ABILITY TO GRANT EQUITY COMPENSATION AWARDS THEREUNDER, UNTIL DECEMBER 31, 2020. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 4733600000 | 4733600000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOLLY CORPORATION | ||||||||||||||||||||||||
Security: 435758305 | Agenda Number: 933468680 | |||||||||||||||||||||||
Ticker: HOC | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US4357583057 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE ISSUANCE OF SHARES OF HOLLY CORPORATION (HOLLY) COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO FRONTIER OIL CORPORATION (FRONTIER) SHAREHOLDERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED FEBRUARY 21, 2011, BY AND AMONG HOLLY, FRONTIER AND NORTH ACQUISITION, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AND ADOPT HOLLY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO, AMONG OTHER THINGS, (I) INCREASE THE NUMBER OF AUTHORIZED SHARES OF HOLLY CAPITAL STOCK FROM 161 MILLION TO 325 MILLION SHARES AND (II) CHANGE THE NAME OF HOLLY TO HOLLYFRONTIER CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADJOURNMENT OF THE HOLLY SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE FIRST PROPOSAL LISTED ABOVE. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 5044600000 | 5044600000 | 0 | 6/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOME BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 436893200 | Agenda Number: 933386523 | |||||||||||||||||||||||
Ticker: HOMB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4368932004 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN W. ALLISON | Mgmt | For | For | |||||||||||||||||||||
2 C. RANDALL SIMS | Mgmt | For | For | |||||||||||||||||||||
3 RANDY E. MAYOR | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT H. ADCOCK, JR. | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD H. ASHLEY | Mgmt | For | For | |||||||||||||||||||||
6 DALE A. BRUNS | Mgmt | For | For | |||||||||||||||||||||
7 RICHARD A. BUCKHEIM | Mgmt | For | For | |||||||||||||||||||||
8 JACK E. ENGELKES | Mgmt | For | For | |||||||||||||||||||||
9 JAMES G. HINKLE | Mgmt | For | For | |||||||||||||||||||||
10 ALEX R. LIEBLONG | Mgmt | For | For | |||||||||||||||||||||
11 WILLIAM G. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF BKD, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE NEXT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 195400000 | 195400000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOME PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 437306103 | Agenda Number: 933400931 | |||||||||||||||||||||||
Ticker: HME | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4373061039 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN R. BLANK | Mgmt | For | For | |||||||||||||||||||||
2 ALAN L. GOSULE | Mgmt | For | For | |||||||||||||||||||||
3 LEONARD F. HELBIG, III | Mgmt | For | For | |||||||||||||||||||||
4 CHARLES J. KOCH | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS P. LYDON, JR. | Mgmt | For | For | |||||||||||||||||||||
6 EDWARD J. PETTINELLA | Mgmt | For | For | |||||||||||||||||||||
7 CLIFFORD W. SMITH, JR. | Mgmt | For | For | |||||||||||||||||||||
8 AMY L. TAIT | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE HOME PROPERTIES, INC. 2011 STOCK BENEFIT PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 220400000 | 220400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HORACE MANN EDUCATORS CORPORATION | ||||||||||||||||||||||||
Security: 440327104 | Agenda Number: 933408139 | |||||||||||||||||||||||
Ticker: HMN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4403271046 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARY H. FUTRELL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PETER H. HECKMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RONALD J. HELOW | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROGER J. STEINBECKER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT STRICKER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES R. WRIGHT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICERS' COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICERS' COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1236400000 | 1236400000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HORNBECK OFFSHORE SERVICES, INC. | ||||||||||||||||||||||||
Security: 440543106 | Agenda Number: 933441177 | |||||||||||||||||||||||
Ticker: HOS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4405431069 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TODD M. HORNBECK | Mgmt | For | For | |||||||||||||||||||||
2 PATRICIA B. MELCHER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF AUDITORS - TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF NON-BINDING ADVISORY EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 478600000 | 478600000 | 0 | 5/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOT TOPIC, INC. | ||||||||||||||||||||||||
Security: 441339108 | Agenda Number: 933437306 | |||||||||||||||||||||||
Ticker: HOTT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4413391081 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN BECKER | Mgmt | For | For | |||||||||||||||||||||
2 EVELYN D'AN | Mgmt | For | For | |||||||||||||||||||||
3 MATTHEW DRAPKIN | Mgmt | For | For | |||||||||||||||||||||
4 LISA HARPER | Mgmt | For | For | |||||||||||||||||||||
5 W. SCOTT HEDRICK | Mgmt | For | For | |||||||||||||||||||||
6 BRUCE QUINNELL | Mgmt | For | For | |||||||||||||||||||||
7 ANDREW SCHUON | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS VELLIOS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO REAPPROVE THE INTERNAL REVENUE CODE SECTION 162(M) PERFORMANCE CRITERIA OF THE COMPANY'S 2006 EQUITY INCENTIVE PLAN SO THAT PERFORMANCE-BASED COMPENSATION PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, THE FREQUENCY OF ADVISORY VOTES BY SHAREHOLDERS ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2992200000 | 2992200000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HSN, INC | ||||||||||||||||||||||||
Security: 404303109 | Agenda Number: 933398631 | |||||||||||||||||||||||
Ticker: HSNI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4043031099 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GREGORY R. BLATT | Mgmt | For | For | |||||||||||||||||||||
2 P. BOUSQUET-CHAVANNE | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL C. BOYD | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM COSTELLO | Mgmt | For | For | |||||||||||||||||||||
5 JAMES M. FOLLO | Mgmt | For | For | |||||||||||||||||||||
6 MINDY GROSSMAN | Mgmt | For | For | |||||||||||||||||||||
7 STEPHANIE KUGELMAN | Mgmt | For | For | |||||||||||||||||||||
8 ARTHUR C. MARTINEZ | Mgmt | For | For | |||||||||||||||||||||
9 THOMAS J. MCINERNEY | Mgmt | For | For | |||||||||||||||||||||
10 JOHN B. (JAY) MORSE | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2278700000 | 2278700000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUB GROUP, INC. | ||||||||||||||||||||||||
Security: 443320106 | Agenda Number: 933391601 | |||||||||||||||||||||||
Ticker: HUBG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4433201062 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID P. YEAGER | Mgmt | For | For | |||||||||||||||||||||
2 MARK A. YEAGER | Mgmt | For | For | |||||||||||||||||||||
3 GARY D. EPPEN | Mgmt | For | For | |||||||||||||||||||||
4 CHARLES R. REAVES | Mgmt | For | For | |||||||||||||||||||||
5 MARTIN P. SLARK | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | THE FREQUENCY OF A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1181000000 | 1181000000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUTCHINSON TECHNOLOGY INCORPORATED | ||||||||||||||||||||||||
Security: 448407106 | Agenda Number: 933464858 | |||||||||||||||||||||||
Ticker: HTCH | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US4484071067 | Meeting Date: 6/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVE ISSUANCE OF 8.50% CONVERTIBLE SENIOR NOTES DUE 2026 ("NEW NOTES") (AND ISSUANCE OF OUR COMMON STOCK UPON CONVERSION THEREOF) IN A DEBT EXCHANGE ("DEBT EXCHANGE") FOR ANY AND ALL, BUT NOT LESS THAN $40 MILLION IN AGGREGATE PRINCIPAL AMOUNT, OF $122.206 MILLION IN AGGREGATE PRINCIPAL AMOUNT OF OUTSTANDING 3.25% CONVERTIBLE SUBORDINATED NOTES DUE 2026 ("OLD NOTES"). | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE REMOVAL OF CERTAIN RESTRICTIONS ON THE MAXIMUM CONVERSION RATE OF OUR OUTSTANDING 8.50% CONVERTIBLE SENIOR NOTES DUE 2026 THAT WERE ISSUED IN FEBRUARY 2011 ("FEBRUARY NOTES") IN EXCHANGE FOR THE OLD NOTES AND THE ISSUANCE OF ADDITIONAL SHARES OF COMMON STOCK UPON CONVERSION OF FEBRUARY NOTES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE ISSUANCE OF ADDITIONAL 8.50% CONVERTIBLE SENIOR NOTES DUE 2026 FOR CASH IN ONE OR MORE FUTURE PRIVATE PLACEMENTS OR REGISTERED OFFERINGS (COLLECTIVELY, "SUPPLEMENTAL FINANCING") WITH AN AGGREGATE PRINCIPAL AMOUNT OF NOT MORE THAN $40 MILLION AND THAT, WHEN COMBINED WITH NEW NOTES ISSUED IN DEBT | Mgmt | For | For | ||||||||||||||||||||
EXCHANGE, WILL NOT EXCEED $122.206 MILLION IN AGGREGATE PRINCIPAL AMOUNT. | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2820100000 | 2820100000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ICU MEDICAL, INC. | ||||||||||||||||||||||||
Security: 44930G107 | Agenda Number: 933414497 | |||||||||||||||||||||||
Ticker: ICUI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US44930G1076 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN J. CONNORS | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL T. KOVALCHIK | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH R. SAUCEDO | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS AUDITORS FOR THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 177500000 | 177500000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IGATE CORPORATION | ||||||||||||||||||||||||
Security: 45169U105 | Agenda Number: 933423600 | |||||||||||||||||||||||
Ticker: IGTE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45169U1051 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SUNIL WADHWANI | Mgmt | For | For | |||||||||||||||||||||
2 GORAN LINDAHL | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE REMOVAL OF THE CONVERSION CAP LIMITATION TO WHICH OUR 8% SERIES B PREFERRED STOCK IS CURRENTLY SUBJECT. | Mgmt | For | For | ||||||||||||||||||||
3A | TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
3B | TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS THAT MAY SERVE ON THE BOARD FROM NINE TO FOURTEEN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE IGATE CORPORATION 2011 ANNUAL INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE PERFORMANCE MEASURES FOR PERFORMANCE-BASED AWARDS UNDER THE IGATE CORPORATION 2006 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 283400000 | 283400000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INDEPENDENT BANK CORP. | ||||||||||||||||||||||||
Security: 453836108 | Agenda Number: 933405549 | |||||||||||||||||||||||
Ticker: INDB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4538361084 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM P. BISSONNETTE | Mgmt | For | For | |||||||||||||||||||||
2 DANIEL F. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER ODDLEIFSON | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT D. SULLIVAN | Mgmt | For | For | |||||||||||||||||||||
5 BRIAN S. TEDESCHI | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADD 850,000 SHARES OF OUR COMMON STOCK TO THE SHARES WHICH MAY BE ISSUED PURSUANT TO OUR 2005 EMPLOYEE STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | APPROVE, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
5 | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 204700000 | 204700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INFINITY PROPERTY AND CASUALTY CORP. | ||||||||||||||||||||||||
Security: 45665Q103 | Agenda Number: 933431215 | |||||||||||||||||||||||
Ticker: IPCC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45665Q1031 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TERESA A. CANIDA | Mgmt | For | For | |||||||||||||||||||||
2 JORGE G. CASTRO | Mgmt | For | For | |||||||||||||||||||||
3 JAMES R. GOBER | Mgmt | For | For | |||||||||||||||||||||
4 HAROLD E. LAYMAN | Mgmt | For | For | |||||||||||||||||||||
5 DRAYTON NABERS, JR. | Mgmt | For | For | |||||||||||||||||||||
6 SAMUEL J. SIMON | Mgmt | For | For | |||||||||||||||||||||
7 ROGER SMITH | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM STANCIL STARNES | Mgmt | For | For | |||||||||||||||||||||
9 GREGORY C. THOMAS | Mgmt | For | For | |||||||||||||||||||||
10 SAMUEL J. WEINHOFF | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INFINITY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOLSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | PREFERRED FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 339200000 | 339200000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INFOSPACE, INC. | ||||||||||||||||||||||||
Security: 45678T300 | Agenda Number: 933441533 | |||||||||||||||||||||||
Ticker: INSP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45678T3005 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JULES HAIMOVITZ | Mgmt | For | For | |||||||||||||||||||||
2 ELIZABETH J. HUEBNER | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 729900000 | 729900000 | 0 | 5/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INLAND REAL ESTATE CORPORATION | ||||||||||||||||||||||||
Security: 457461200 | Agenda Number: 933449591 | |||||||||||||||||||||||
Ticker: IRC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4574612002 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS P. D'ARCY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DANIEL L. GOODWIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOEL G. HERTER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: HEIDI N. LAWTON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS H. MCAULEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS R. MCWILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOEL D. SIMMONS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADOPT A NON-BINDING ADVISORY RESOLUTION APPROVING OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISE ON THE FREQUENCY OF THE ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 457200000 | 457200000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INSIGHT ENTERPRISES, INC. | ||||||||||||||||||||||||
Security: 45765U103 | Agenda Number: 933419966 | |||||||||||||||||||||||
Ticker: NSIT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45765U1034 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LARRY A. GUNNING | Mgmt | For | For | |||||||||||||||||||||
2 ROBERTSON C. JONES | Mgmt | For | For | |||||||||||||||||||||
3 KENNETH T. LAMNECK | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE (NON-BINDING) ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE (NON-BINDING) ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE AMENDED INSIGHT ENTERPRISES, INC. 2007 OMNIBUS PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 7778400000 | 7778400000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INSITUFORM TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 457667103 | Agenda Number: 933386434 | |||||||||||||||||||||||
Ticker: INSU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4576671030 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. JOSEPH BURGESS | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN P. CORTINOVIS | Mgmt | For | For | |||||||||||||||||||||
3 STEPHANIE A. CUSKLEY | Mgmt | For | For | |||||||||||||||||||||
4 JOHN P. DUBINSKY | Mgmt | For | For | |||||||||||||||||||||
5 CHARLES R. GORDON | Mgmt | For | For | |||||||||||||||||||||
6 JUANITA H. HINSHAW | Mgmt | For | For | |||||||||||||||||||||
7 M. RICHARD SMITH | Mgmt | For | For | |||||||||||||||||||||
8 ALFRED L. WOODS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE 2011 NON-EMPLOYEE DIRECTOR EQUITY PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE 2011 EXECUTIVE PERFORMANCE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 791700000 | 791700000 | 0 | 3/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INSPERITY INC | ||||||||||||||||||||||||
Security: 45778Q107 | Agenda Number: 933415881 | |||||||||||||||||||||||
Ticker: NSP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45778Q1076 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL W. BROWN | Mgmt | For | For | |||||||||||||||||||||
2 ELI JONES | Mgmt | For | For | |||||||||||||||||||||
3 GREGORY E. PETSCH | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY") | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER "SAY-ON- PAY" VOTES | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1342800000 | 1342800000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTEGRA LIFESCIENCES HOLDINGS CORP. | ||||||||||||||||||||||||
Security: 457985208 | Agenda Number: 933427735 | |||||||||||||||||||||||
Ticker: IART | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4579852082 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KEITH BRADLEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD E. CARUSO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: STUART M. ESSIG | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: NEAL MOSZKOWSKI | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RAYMOND G. MURPHY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHRISTIAN S. SCHADE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAMES M. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ANNE M. VANLENT | Mgmt | For | For | ||||||||||||||||||||
02 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
04 | A NON-BINDING PROPOSAL ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 339700000 | 339700000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTEGRAL SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 45810H107 | Agenda Number: 933366002 | |||||||||||||||||||||||
Ticker: ISYS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45810H1077 | Meeting Date: 2/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN R. KAHN | Mgmt | No vote | ||||||||||||||||||||||
2 MELVIN L. KEATING | Mgmt | No vote | ||||||||||||||||||||||
3 THOMAS S. MOORMAN, JR. | Mgmt | No vote | ||||||||||||||||||||||
02 | NON-BINDING VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
03 | NON-BINDING VOTE ON THE FREQUENCY OF FUTURE NON-BINDING STOCKHOLDER VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | NON-BINDING VOTE TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IN APPOINTING KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 352400000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERACTIVE BROKERS GROUP, INC. | ||||||||||||||||||||||||
Security: 45841N107 | Agenda Number: 933383806 | |||||||||||||||||||||||
Ticker: IBKR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45841N1072 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS PETERFFY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: EARL H. NEMSER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL J. BRODY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MILAN GALIK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LAWRENCE E. HARRIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: HANS R. STOLL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: IVERS W. RILEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT W. TRUDEAU | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL TO AMEND THE 2007 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1385100000 | 1385100000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERACTIVE INTELLIGENCE, INC. | ||||||||||||||||||||||||
Security: 45839M103 | Agenda Number: 933450506 | |||||||||||||||||||||||
Ticker: ININ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45839M1036 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF APRIL 11, 2011, BY AND AMONG INTERACTIVE INTELLIGENCE, INC., INTERACTIVE INTELLIGENCE GROUP, INC. AND ININ CORP. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 DONALD E. BROWN, M.D. | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD A. RECK | Mgmt | For | For | |||||||||||||||||||||
03 | APPROVE, IN AN ADVISORY (NON- BINDING) VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | CONSIDER, IN AN ADVISORY (NON- BINDING) VOTE, THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | CONSENT TO THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 131900000 | 131900000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERFACE, INC. | ||||||||||||||||||||||||
Security: 458665106 | Agenda Number: 933411263 | |||||||||||||||||||||||
Ticker: IFSIA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4586651063 | Meeting Date: 5/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DIANNE DILLON-RIDGLEY | Mgmt | For | For | |||||||||||||||||||||
2 JUNE M. HENTON | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER G. KENNEDY | Mgmt | For | For | |||||||||||||||||||||
4 K. DAVID KOHLER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1302500000 | 1302500000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERMEC, INC. | ||||||||||||||||||||||||
Security: 458786100 | Agenda Number: 933414269 | |||||||||||||||||||||||
Ticker: IN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4587861000 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PATRICK J. BYRNE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ERIC J. DRAUT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GREGORY K. HINCKLEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LYDIA H. KENNARD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALLEN J. LAUER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: STEVEN B. SAMPLE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: OREN G. SHAFFER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: LARRY D. YOST | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INTERMEC, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADOPT ADVISORY RESOLUTION APPROVING COMPENSATION OF INTERMEC, INC.'S NAMED EXECUTIVE OFFICERS FOR 2010. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF INTERMEC, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVE AMENDMENT TO THE INTERMEC, INC. 2008 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1210900000 | 1210900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERVAL LEISURE GROUP INC | ||||||||||||||||||||||||
Security: 46113M108 | Agenda Number: 933417859 | |||||||||||||||||||||||
Ticker: IILG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46113M1080 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CRAIG M. NASH | Mgmt | For | For | |||||||||||||||||||||
2 GREGORY R. BLATT | Mgmt | For | For | |||||||||||||||||||||
3 DAVID FLOWERS | Mgmt | For | For | |||||||||||||||||||||
4 GARY S. HOWARD | Mgmt | For | For | |||||||||||||||||||||
5 LEWIS J. KORMAN | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS J. KUHN | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS J. MCINERNEY | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS P. MURPHY, JR. | Mgmt | For | For | |||||||||||||||||||||
9 AVY H. STEIN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTERVAL LEISURE GROUP FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 544700000 | 544700000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTEVAC, INC. | ||||||||||||||||||||||||
Security: 461148108 | Agenda Number: 933412811 | |||||||||||||||||||||||
Ticker: IVAC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4611481080 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NORMAN H. POND | Mgmt | For | For | |||||||||||||||||||||
2 KEVIN FAIRBAIRN | Mgmt | For | For | |||||||||||||||||||||
3 DAVID S. DURY | Mgmt | For | For | |||||||||||||||||||||
4 STANLEY J. HILL | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS M. ROHRS | Mgmt | For | For | |||||||||||||||||||||
6 JOHN F. SCHAEFER | Mgmt | For | For | |||||||||||||||||||||
7 PING YANG | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY'S 2003 EMPLOYEE STOCK PURCHASE PLAN BY 300,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY'S 2004 EQUITY INCENTIVE PLAN BY 500,000 SHARES AND APPROVE THE MATERIAL TERMS OF THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF INTEVAC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 314900000 | 314900000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INVACARE CORPORATION | ||||||||||||||||||||||||
Security: 461203101 | Agenda Number: 933415211 | |||||||||||||||||||||||
Ticker: IVC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4612031017 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL F. DELANEY | Mgmt | For | For | |||||||||||||||||||||
2 C. MARTIN HARRIS, M.D. | Mgmt | For | For | |||||||||||||||||||||
3 A. MALACHI MIXON, III | Mgmt | Withheld | Against | |||||||||||||||||||||
02 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE COMPENSATION OF INVACARE'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF INVACARE'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1335700000 | 1335700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INVESTMENT TECHNOLOGY GROUP, INC. | ||||||||||||||||||||||||
Security: 46145F105 | Agenda Number: 933444755 | |||||||||||||||||||||||
Ticker: ITG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46145F1057 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. WILLIAM BURDETT | Mgmt | For | For | |||||||||||||||||||||
2 MINDER CHENG | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTOPHER V. DODDS | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT C. GASSER | Mgmt | For | For | |||||||||||||||||||||
5 TIMOTHY L. JONES | Mgmt | For | For | |||||||||||||||||||||
6 KEVIN J.P. O'HARA | Mgmt | For | For | |||||||||||||||||||||
7 MAUREEN O'HARA | Mgmt | For | For | |||||||||||||||||||||
8 STEVEN S. WOOD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 903200000 | 903200000 | 0 | 5/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ION GEOPHYSICAL CORPORATION | ||||||||||||||||||||||||
Security: 462044108 | Agenda Number: 933431568 | |||||||||||||||||||||||
Ticker: IO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4620441083 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL C. JENNINGS | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT P. PEEBLER | Mgmt | For | For | |||||||||||||||||||||
3 JOHN N. SEITZ | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF CERTAIN AMENDMENTS TO ION'S 2004 LONG-TERM INCENTIVE PLAN TO PROVIDE FOR ENFORCEABILITY OF OUR COMPENSATION RECOUPMENT ("CLAWBACK") POLICY AND TO INCREASE THE TOTAL NUMBER OF SHARES OF ION'S COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN FROM 10,200,000 SHARES TO 15,200,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1100200000 | 1100200000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IPC THE HOSPITALIST COMPANY, INC | ||||||||||||||||||||||||
Security: 44984A105 | Agenda Number: 933415704 | |||||||||||||||||||||||
Ticker: IPCM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US44984A1051 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ADAM D. SINGER, M.D. | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS P. COOPER, M.D. | Mgmt | For | For | |||||||||||||||||||||
3 CHUCK TIMPE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY - A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE AMENDMENT TO THE AMENDED AND RESTATED IPC THE HOSPITALIST COMPANY, INC. NONQUALIFIED EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 221100000 | 221100000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
J & J SNACK FOODS CORP. | ||||||||||||||||||||||||
Security: 466032109 | Agenda Number: 933360581 | |||||||||||||||||||||||
Ticker: JJSF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4660321096 | Meeting Date: 2/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER G. STANLEY | Mgmt | No vote | ||||||||||||||||||||||
02 | ADVISORY VOTE ON APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS | Mgmt | No vote | |||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER'S ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 335600000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
J2 GLOBAL COMMUNICATIONS, INC. | ||||||||||||||||||||||||
Security: 46626E205 | Agenda Number: 933412885 | |||||||||||||||||||||||
Ticker: JCOM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46626E2054 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DOUGLAS Y. BECH | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. CRESCI | Mgmt | For | For | |||||||||||||||||||||
3 W. BRIAN KRETZMER | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD S. RESSLER | Mgmt | For | For | |||||||||||||||||||||
5 JOHN F. RIELEY | Mgmt | Withheld | Against | |||||||||||||||||||||
6 STEPHEN ROSS | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL P. SCHULHOF | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF SINGERLEWAK LLP TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 184900000 | 184900000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JACK IN THE BOX INC. | ||||||||||||||||||||||||
Security: 466367109 | Agenda Number: 933365973 | |||||||||||||||||||||||
Ticker: JACK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4663671091 | Meeting Date: 2/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID L. GOEBEL | Mgmt | No vote | ||||||||||||||||||||||
2 MURRAY H. HUTCHISON | Mgmt | No vote | ||||||||||||||||||||||
3 LINDA A. LANG | Mgmt | No vote | ||||||||||||||||||||||
4 MICHAEL W. MURPHY | Mgmt | No vote | ||||||||||||||||||||||
5 JAMES M. MYERS | Mgmt | No vote | ||||||||||||||||||||||
6 DAVID M. TEHLE | Mgmt | No vote | ||||||||||||||||||||||
7 WINIFRED M. WEBB | Mgmt | No vote | ||||||||||||||||||||||
8 JOHN T. WYATT | Mgmt | No vote | ||||||||||||||||||||||
02 | APPROVAL OF AMENDED AND RESTATED ANNUAL PERFORMANCE INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2712600000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JDA SOFTWARE GROUP, INC. | ||||||||||||||||||||||||
Security: 46612K108 | Agenda Number: 933421389 | |||||||||||||||||||||||
Ticker: JDAS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46612K1088 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES D. ARMSTRONG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: HAMISH N. BREWER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON- PAY) | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE RATIFICATION OF OUR APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 451000000 | 451000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JO-ANN STORES, INC. | ||||||||||||||||||||||||
Security: 47758P307 | Agenda Number: 933374807 | |||||||||||||||||||||||
Ticker: JAS | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US47758P3073 | Meeting Date: 3/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 23, 2010 (THE "MERGER AGREEMENT"), AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG JO-ANN STORES, INC., AN OHIO CORPORATION, NEEDLE HOLDINGS INC., A DELAWARE CORPORATION, AND NEEDLE MERGER SUB CORP., AN OHIO CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
02 | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1028400000 | 1028400000 | 0 | 3/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||||||||||||||||||
Security: 477839104 | Agenda Number: 933387741 | |||||||||||||||||||||||
Ticker: JBT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4778391049 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES H. CANNON, JR. | Mgmt | For | For | |||||||||||||||||||||
2 POLLY B. KAWALEK | Mgmt | For | For | |||||||||||||||||||||
3 JAMES R. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1004400000 | 1004400000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JOS. A. BANK CLOTHIERS, INC. | ||||||||||||||||||||||||
Security: 480838101 | Agenda Number: 933453970 | |||||||||||||||||||||||
Ticker: JOSB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4808381010 | Meeting Date: 6/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R. NEAL BLACK | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT N. WILDRICK | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 440700000 | 440700000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
K-SWISS INC. | ||||||||||||||||||||||||
Security: 482686102 | Agenda Number: 933424385 | |||||||||||||||||||||||
Ticker: KSWS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4826861027 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN FINE | Mgmt | For | For | |||||||||||||||||||||
2 MARK LOUIE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | VOTE ON NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | VOTE ON NON-BINDING ADVISORY RESOLUTION REGARDING THE FREQUENCY OF NON-BINDING STOCKHOLDER VOTES REGARDING THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 401600000 | 401600000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KAISER ALUMINUM CORPORATION | ||||||||||||||||||||||||
Security: 483007704 | Agenda Number: 933449870 | |||||||||||||||||||||||
Ticker: KALU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4830077040 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CAROLYN BARTHOLOMEW | Mgmt | For | For | |||||||||||||||||||||
2 JACK A. HOCKEMA | Mgmt | For | For | |||||||||||||||||||||
3 LAURALEE E. MARTIN | Mgmt | For | For | |||||||||||||||||||||
4 BRETT E. WILCOX | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 501500000 | 501500000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KAMAN CORPORATION | ||||||||||||||||||||||||
Security: 483548103 | Agenda Number: 933375734 | |||||||||||||||||||||||
Ticker: KAMN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4835481031 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN E. BARENTS | Mgmt | For | For | |||||||||||||||||||||
2 GEORGE E. MINNICH | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS W. RABAUT | Mgmt | For | For | |||||||||||||||||||||
2 | TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 992600000 | 992600000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KAPSTONE PAPER & PACKAGING CORPORATION | ||||||||||||||||||||||||
Security: 48562P103 | Agenda Number: 933423903 | |||||||||||||||||||||||
Ticker: KS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US48562P1030 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN M. CHAPMAN | Mgmt | For | For | |||||||||||||||||||||
2 MATTHEW KAPLAN | Mgmt | For | For | |||||||||||||||||||||
3 RONALD J. GIDWITZ | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE COMPENSATION OF COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF THE NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1144400000 | 1144400000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KAYDON CORPORATION | ||||||||||||||||||||||||
Security: 486587108 | Agenda Number: 933412126 | |||||||||||||||||||||||
Ticker: KDN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4865871085 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARK A. ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
2 DAVID A. BRANDON | Mgmt | Withheld | Against | |||||||||||||||||||||
3 PATRICK P. COYNE | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM K. GERBER | Mgmt | For | For | |||||||||||||||||||||
5 TIMOTHY J. O'DONOVAN | Mgmt | For | For | |||||||||||||||||||||
6 JAMES O'LEARY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 284700000 | 284700000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KENDLE INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 48880L107 | Agenda Number: 933420351 | |||||||||||||||||||||||
Ticker: KNDL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US48880L1070 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CANDACE KENDLE | Mgmt | For | For | |||||||||||||||||||||
2 CHRISTOPHER C. BERGEN | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT R. BUCK | Mgmt | For | For | |||||||||||||||||||||
4 G. STEVEN GEIS | Mgmt | For | For | |||||||||||||||||||||
5 DONALD C. HARRISON | Mgmt | For | For | |||||||||||||||||||||
6 TIMOTHY E. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
7 TIMOTHY M. MOONEY | Mgmt | For | For | |||||||||||||||||||||
8 FREDERICK A. RUSS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1171200000 | 1171200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KILROY REALTY CORPORATION | ||||||||||||||||||||||||
Security: 49427F108 | Agenda Number: 933414776 | |||||||||||||||||||||||
Ticker: KRC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US49427F1084 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN B. KILROY, SR. | Mgmt | For | For | |||||||||||||||||||||
2 JOHN B. KILROY, JR. | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD F. BRENNAN,PH.D. | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM P. DICKEY | Mgmt | For | For | |||||||||||||||||||||
5 SCOTT S. INGRAHAM | Mgmt | For | For | |||||||||||||||||||||
6 DALE F. KINSELLA | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 194500000 | 194500000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KIRKLAND'S, INC. | ||||||||||||||||||||||||
Security: 497498105 | Agenda Number: 933446494 | |||||||||||||||||||||||
Ticker: KIRK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4974981056 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT E. ALDERSON | Mgmt | For | For | |||||||||||||||||||||
2 CARL T. KIRKLAND | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 671900000 | 671900000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KITE REALTY GROUP TRUST | ||||||||||||||||||||||||
Security: 49803T102 | Agenda Number: 933415223 | |||||||||||||||||||||||
Ticker: KRG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US49803T1025 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN A. KITE | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM E. BINDLEY | Mgmt | For | For | |||||||||||||||||||||
3 DR. RICHARD A. COSIER | Mgmt | For | For | |||||||||||||||||||||
4 EUGENE GOLUB | Mgmt | For | For | |||||||||||||||||||||
5 GERALD L. MOSS | Mgmt | For | For | |||||||||||||||||||||
6 MICHAEL L. SMITH | Mgmt | For | For | |||||||||||||||||||||
7 DARELL E. ZINK, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR KITE REALTY GROUP TRUST FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 455600000 | 455600000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KNIGHT TRANSPORTATION, INC. | ||||||||||||||||||||||||
Security: 499064103 | Agenda Number: 933413053 | |||||||||||||||||||||||
Ticker: KNX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4990641031 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DONALD A. BLISS | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD J. LEHMANN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 805300000 | 805300000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KOPIN CORPORATION | ||||||||||||||||||||||||
Security: 500600101 | Agenda Number: 933401539 | |||||||||||||||||||||||
Ticker: KOPN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5006001011 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN C.C. FAN | Mgmt | For | For | |||||||||||||||||||||
2 JAMES K. BREWINGTON | Mgmt | For | For | |||||||||||||||||||||
3 DAVID E. BROOK | Mgmt | For | For | |||||||||||||||||||||
4 ANDREW H. CHAPMAN | Mgmt | For | For | |||||||||||||||||||||
5 MORTON COLLINS | Mgmt | For | For | |||||||||||||||||||||
6 CHI CHIA HSIEH | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL J. LANDINE | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO AMEND THE COMPANY'S 2010 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 652800000 | 652800000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KULICKE & SOFFA INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 501242101 | Agenda Number: 933361773 | |||||||||||||||||||||||
Ticker: KLIC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5012421013 | Meeting Date: 2/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MR. BRUNO GUILMART | Mgmt | No vote | ||||||||||||||||||||||
2 MR. BARRY WAITE | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 1, 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 657900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LABRANCHE & CO INC. | ||||||||||||||||||||||||
Security: 505447102 | Agenda Number: 933453730 | |||||||||||||||||||||||
Ticker: LAB | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US5054471025 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 16, 2011, BY AND AMONG COWEN GROUP, INC., LABRANCHE & CO INC. AND LOUISIANA MERGER SUB, INC., AND APPROVE THE MERGER CONTEMPLATED THEREBY. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO ADJOURN THE LABRANCHE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE FOREGOING PROPOSAL. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 492400000 | 492400000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LANDAUER, INC. | ||||||||||||||||||||||||
Security: 51476K103 | Agenda Number: 933360909 | |||||||||||||||||||||||
Ticker: LDR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US51476K1034 | Meeting Date: 2/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. CRONIN | Mgmt | No vote | ||||||||||||||||||||||
2 WILLIAM G. DEMPSEY | Mgmt | No vote | ||||||||||||||||||||||
3 WILLIAM E. SAXELBY | Mgmt | No vote | ||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY WITH WHICH VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 30300000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LASALLE HOTEL PROPERTIES | ||||||||||||||||||||||||
Security: 517942108 | Agenda Number: 933377548 | |||||||||||||||||||||||
Ticker: LHO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5179421087 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL D. BARNELLO | Mgmt | For | For | |||||||||||||||||||||
2 DONALD A. WASHBURN | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 563000000 | 563000000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LAWSON PRODUCTS, INC. | ||||||||||||||||||||||||
Security: 520776105 | Agenda Number: 933412518 | |||||||||||||||||||||||
Ticker: LAWS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5207761058 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD B. PORT, M.D. | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT G. RETTIG | Mgmt | For | For | |||||||||||||||||||||
3 WILMA J. SMELCER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF LAWSON PRODUCTS, INC. NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF LAWSON PRODUCTS, INC. NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF THE AMENDMENT OF THE LAWSON PRODUCTS, INC. 2009 EQUITY COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 353100000 | 353100000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LCA-VISION INC. | ||||||||||||||||||||||||
Security: 501803308 | Agenda Number: 933399532 | |||||||||||||||||||||||
Ticker: LCAV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5018033085 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM F. BAHL | Mgmt | For | For | |||||||||||||||||||||
2 JOHN H. GUTFREUND | Mgmt | For | For | |||||||||||||||||||||
3 JOHN C. HASSAN | Mgmt | For | For | |||||||||||||||||||||
4 EDGAR F. HEIZER III | Mgmt | For | For | |||||||||||||||||||||
5 E. ANTHONY WOODS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE LCA-VISION 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 409300000 | 409300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LEXINGTON REALTY TRUST | ||||||||||||||||||||||||
Security: 529043101 | Agenda Number: 933406250 | |||||||||||||||||||||||
Ticker: LXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5290431015 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 E. ROBERT ROSKIND | Mgmt | For | For | |||||||||||||||||||||
2 T. WILSON EGLIN | Mgmt | For | For | |||||||||||||||||||||
3 CLIFFORD BROSER | Mgmt | For | For | |||||||||||||||||||||
4 HAROLD FIRST | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD S. FRARY | Mgmt | For | For | |||||||||||||||||||||
6 JAMES GROSFELD | Mgmt | For | For | |||||||||||||||||||||
7 KEVIN W. LYNCH | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE LEXINGTON REALTY TRUST 2011 EQUITY-BASED AWARD PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | A RESOLUTION TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION OF CERTAIN OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 982800000 | 982800000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LHC GROUP, INC. | ||||||||||||||||||||||||
Security: 50187A107 | Agenda Number: 933452586 | |||||||||||||||||||||||
Ticker: LHCG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US50187A1079 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEITH G. MYERS | Mgmt | For | For | |||||||||||||||||||||
2 TED W. HOYT | Mgmt | For | For | |||||||||||||||||||||
3 GEORGE A. LEWIS | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 590300000 | 590300000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIQUIDITY SERVICES, INC. | ||||||||||||||||||||||||
Security: 53635B107 | Agenda Number: 933368094 | |||||||||||||||||||||||
Ticker: LQDT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US53635B1070 | Meeting Date: 2/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PHILLIP A. CLOUGH | Mgmt | No vote | ||||||||||||||||||||||
2 GEORGE H. ELLIS | Mgmt | No vote | ||||||||||||||||||||||
3 JAIME MATEUS-TIQUE | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 445800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LITHIA MOTORS, INC. | ||||||||||||||||||||||||
Security: 536797103 | Agenda Number: 933385127 | |||||||||||||||||||||||
Ticker: LAD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5367971034 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SIDNEY B. DEBOER | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS BECKER | Mgmt | For | For | |||||||||||||||||||||
3 SUSAN O. CAIN | Mgmt | For | For | |||||||||||||||||||||
4 BRYAN B. DEBOER | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM J. YOUNG | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE DISCRETIONARY SUPPORT SERVICES VARIABLE PERFORMANCE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE PERFORMANCE- VESTING EQUITY AWARD PROGRAM AND AMENDMENTS TO TWO RESTRICTED STOCK UNIT AWARDS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CONSIDER AN ADVISORY VOTE ON THE 2010 COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3615300000 | 3615300000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LITTELFUSE, INC. | ||||||||||||||||||||||||
Security: 537008104 | Agenda Number: 933382664 | |||||||||||||||||||||||
Ticker: LFUS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5370081045 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 T.J. CHUNG | Mgmt | For | For | |||||||||||||||||||||
2 JOHN P. DRISCOLL | Mgmt | For | For | |||||||||||||||||||||
3 ANTHONY GRILLO | Mgmt | For | For | |||||||||||||||||||||
4 GORDON HUNTER | Mgmt | For | For | |||||||||||||||||||||
5 JOHN E. MAJOR | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM P. NOGLOWS | Mgmt | For | For | |||||||||||||||||||||
7 RONALD L. SCHUBEL | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 288800000 | 288800000 | 0 | 4/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||||||||||||
Security: 538034109 | Agenda Number: 933447888 | |||||||||||||||||||||||
Ticker: LYV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5380341090 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JONATHAN DOLGEN | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT TED ENLOE, III | Mgmt | For | For | |||||||||||||||||||||
3 JEFFREY T. HINSON | Mgmt | For | For | |||||||||||||||||||||
4 JAMES S. KAHAN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE ISSUANCE AND SALE OF SHARES OF LIVE NATION ENTERTAINMENT COMMON STOCK TO LIBERTY MEDIA CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE LIVE NATION ENTERTAINMENT, INC. 2006 ANNUAL INCENTIVE PLAN, AS AMENDED AND RESTATED. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE LIVE NATION ENTERTAINMENT, INC. 2005 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE COMPENSATION OF LIVE NATION ENTERTAINMENT NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF LIVE NATION ENTERTAINMENT NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
07 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS LIVE NATION ENTERTAINMENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 9644500000 | 9644500000 | 0 | 5/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIVEPERSON, INC. | ||||||||||||||||||||||||
Security: 538146101 | Agenda Number: 933448626 | |||||||||||||||||||||||
Ticker: LPSN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5381461012 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER BLOCK | Mgmt | For | For | |||||||||||||||||||||
2 DAVID VASKEVITCH | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 4729200000 | 4729200000 | 0 | 6/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIZ CLAIBORNE, INC. | ||||||||||||||||||||||||
Security: 539320101 | Agenda Number: 933412746 | |||||||||||||||||||||||
Ticker: LIZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5393201018 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BERNARD W. ARONSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LAWRENCE S. BENJAMIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAUL J. FERNANDEZ | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENNETH B. GILMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: NANCY J. KARCH | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: KENNETH P. KOPELMAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM L. MCCOMB | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DOREEN A. TOBEN | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE LIZ CLAIBORNE, INC. 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE THE ISSUANCE OF 20% OR MORE OF OUR COMMON STOCK UPON CONVERSION OF THE 6% CONVERTIBLE NOTES ISSUED IN JUNE 2009. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 7960500000 | 7960500000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOGMEIN, INC | ||||||||||||||||||||||||
Security: 54142L109 | Agenda Number: 933422595 | |||||||||||||||||||||||
Ticker: LOGM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US54142L1098 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN J. BENSON | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. CHRISTENSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE FOR THE APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 43700000 | 43700000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOJACK CORPORATION | ||||||||||||||||||||||||
Security: 539451104 | Agenda Number: 933403886 | |||||||||||||||||||||||
Ticker: LOJN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5394511043 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RORY J. COWAN | Mgmt | For | For | |||||||||||||||||||||
2 JOHN H. MACKINNON | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT J. MURRAY | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT L. REWEY | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD T. RILEY | Mgmt | For | For | |||||||||||||||||||||
6 HARVEY ROSENTHAL | Mgmt | For | For | |||||||||||||||||||||
7 MARCIA J. HOOPER | Mgmt | For | For | |||||||||||||||||||||
8 GARY E. DILTS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE REGISTERED PUBLIC ACOUNTING FIRM OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NON-BINDING VOTES OF SHAREHOLDERS ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 504800000 | 504800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LSB INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 502160104 | Agenda Number: 933451596 | |||||||||||||||||||||||
Ticker: LXU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5021601043 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN J. GOLSEN | Mgmt | For | For | |||||||||||||||||||||
2 BERNARD G. ILLE | Mgmt | For | For | |||||||||||||||||||||
3 DONALD W. MUNSON | Mgmt | For | For | |||||||||||||||||||||
4 RONALD V. PERRY | Mgmt | For | For | |||||||||||||||||||||
5 TONY M. SHELBY | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 567200000 | 567200000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LTC PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 502175102 | Agenda Number: 933449008 | |||||||||||||||||||||||
Ticker: LTC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5021751020 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANDRE C. DIMITRIADIS | Mgmt | For | For | |||||||||||||||||||||
2 BOYD W. HENDRICKSON | Mgmt | For | For | |||||||||||||||||||||
3 EDMUND C. KING | Mgmt | For | For | |||||||||||||||||||||
4 DEVRA G. SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
5 WENDY L. SIMPSON | Mgmt | For | For | |||||||||||||||||||||
6 TIMOTHY J. TRICHE, M.D. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE COMPANY'S INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 65600000 | 65600000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LUFKIN INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 549764108 | Agenda Number: 933410552 | |||||||||||||||||||||||
Ticker: LUFK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5497641085 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 H.J. TROUT, JR. | Mgmt | For | For | |||||||||||||||||||||
2 J.T. JONGEBLOED | Mgmt | For | For | |||||||||||||||||||||
3 S.V. BAER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD OF DIRECTORS OF THE COMPANY TO APPROVE AND ADOPT THE AMENDMENT OF THE COMPANY'S FOURTH RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000 TO 150,000,000. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 236400000 | 236400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LUMBER LIQUIDATORS HOLDINGS INC | ||||||||||||||||||||||||
Security: 55003T107 | Agenda Number: 933414904 | |||||||||||||||||||||||
Ticker: LL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55003T1079 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY W. GRIFFITHS | Mgmt | For | For | |||||||||||||||||||||
2 PETER B. ROBINSON | Mgmt | For | For | |||||||||||||||||||||
3 MARTIN F. ROPER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 EQUITY COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 590400000 | 590400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LYDALL, INC. | ||||||||||||||||||||||||
Security: 550819106 | Agenda Number: 933384860 | |||||||||||||||||||||||
Ticker: LDL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5508191062 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DALE G. BARNHART | Mgmt | For | For | |||||||||||||||||||||
2 KATHLEEN BURDETT | Mgmt | For | For | |||||||||||||||||||||
3 W. LESLIE DUFFY, ESQ. | Mgmt | For | For | |||||||||||||||||||||
4 MATTHEW T. FARRELL | Mgmt | For | For | |||||||||||||||||||||
5 MARC T. GILES | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM D. GURLEY | Mgmt | For | For | |||||||||||||||||||||
7 SUZANNE HAMMETT | Mgmt | For | For | |||||||||||||||||||||
8 S. CARL SODERSTROM, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFYING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 915700000 | 915700000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
M/I HOMES, INC. | ||||||||||||||||||||||||
Security: 55305B101 | Agenda Number: 933402240 | |||||||||||||||||||||||
Ticker: MHO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55305B1017 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH A. ALUTTO, PH.D. | Mgmt | For | For | |||||||||||||||||||||
2 PHILLIP G. CREEK | Mgmt | For | For | |||||||||||||||||||||
3 NORMAN L. TRAEGER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1174600000 | 1174600000 | 0 | 4/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MAGELLAN HEALTH SERVICES, INC. | ||||||||||||||||||||||||
Security: 559079207 | Agenda Number: 933414942 | |||||||||||||||||||||||
Ticker: MGLN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5590792074 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM J. MCBRIDE* | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT M. LE BLANC* | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM D. FORREST* | Mgmt | For | For | |||||||||||||||||||||
4 BARRY M. SMITH# | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE MAGELLAN HEALTH SERVICES, INC. 2011 MANAGEMENT INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO APPROVE THE MAGELLAN HEALTH SERVICES, INC. 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1452400000 | 1452400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MAIDENFORM BRANDS, INC. | ||||||||||||||||||||||||
Security: 560305104 | Agenda Number: 933433992 | |||||||||||||||||||||||
Ticker: MFB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5603051047 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NORMAN AXELROD | Mgmt | For | For | |||||||||||||||||||||
2 BERND BEETZ | Mgmt | For | For | |||||||||||||||||||||
3 HAROLD F. COMPTON | Mgmt | For | For | |||||||||||||||||||||
4 BARBARA EISENBERG | Mgmt | For | For | |||||||||||||||||||||
5 MAURICE S. REZNIK | Mgmt | For | For | |||||||||||||||||||||
6 KAREN ROSE | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT TO THE COMPANY'S 2009 OMNIBUS INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 478900000 | 478900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MANHATTAN ASSOCIATES, INC. | ||||||||||||||||||||||||
Security: 562750109 | Agenda Number: 933423814 | |||||||||||||||||||||||
Ticker: MANH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5627501092 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN J. CASSIDY | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE MANHATTAN ASSOCIATES, INC. 2007 STOCK INCENTIVE PLAN, AS AMENDED, TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 204500000 | 204500000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MATERION CORPORATION | ||||||||||||||||||||||||
Security: 576690101 | Agenda Number: 933397499 | |||||||||||||||||||||||
Ticker: MTRN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5766901012 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH P. KEITHLEY | Mgmt | For | For | |||||||||||||||||||||
2 N. MOHAN REDDY | Mgmt | For | For | |||||||||||||||||||||
3 CRAIG S. SHULAR | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE AMENDED AND RESTATED MATERION CORPORATION 2006 STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE AMENDED AND RESTATED MATERION CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 700800000 | 700800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MAXIMUS, INC. | ||||||||||||||||||||||||
Security: 577933104 | Agenda Number: 933368119 | |||||||||||||||||||||||
Ticker: MMS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5779331041 | Meeting Date: 3/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RUSSELL A. BELIVEAU | Mgmt | For | For | |||||||||||||||||||||
2 JOHN J. HALEY | Mgmt | Withheld | Against | |||||||||||||||||||||
3 MARILYN R. SEYMANN | Mgmt | For | For | |||||||||||||||||||||
02 | TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST AN ADVISORY VOTE ON WHETHER SHAREHOLDERS WILL VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 298100000 | 298100000 | 0 | 2/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEDICAL PROPERTIES TRUST, INC. | ||||||||||||||||||||||||
Security: 58463J304 | Agenda Number: 933444868 | |||||||||||||||||||||||
Ticker: MPW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US58463J3041 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD K. ALDAG, JR. | Mgmt | For | For | |||||||||||||||||||||
2 G. STEVEN DAWSON | Mgmt | For | For | |||||||||||||||||||||
3 R. STEVEN HAMNER | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT E. HOLMES, PH.D. | Mgmt | For | For | |||||||||||||||||||||
5 SHERRY A. KELLETT | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM G. MCKENZIE | Mgmt | For | For | |||||||||||||||||||||
7 L. GLENN ORR, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL FOR AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL FOR AN ADVISORY RESOLUTION REGARDING WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 288700000 | 288700000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MERIT MEDICAL SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 589889104 | Agenda Number: 933421529 | |||||||||||||||||||||||
Ticker: MMSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5898891040 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES J. ELLIS | Mgmt | For | For | |||||||||||||||||||||
2 KENT W. STANGER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 426800000 | 426800000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MERITAGE HOMES CORPORATION | ||||||||||||||||||||||||
Security: 59001A102 | Agenda Number: 933408975 | |||||||||||||||||||||||
Ticker: MTH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US59001A1025 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT G. SARVER | Mgmt | Withheld | Against | |||||||||||||||||||||
2 PETER L. AX | Mgmt | For | For | |||||||||||||||||||||
3 GERALD W. HADDOCK | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON SAY ON PAY. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1051300000 | 1051300000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MICREL, INCORPORATED | ||||||||||||||||||||||||
Security: 594793101 | Agenda Number: 933429056 | |||||||||||||||||||||||
Ticker: MCRL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5947931011 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RAYMOND D. ZINN | Mgmt | For | For | |||||||||||||||||||||
2 JOHN E. BOURGOIN | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL J. CALLAHAN | Mgmt | For | For | |||||||||||||||||||||
4 DANIEL HENEGHAN | Mgmt | For | For | |||||||||||||||||||||
5 NEIL J. MIOTTO | Mgmt | For | For | |||||||||||||||||||||
6 FRANK W. SCHNEIDER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMENDATION, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 469200000 | 469200000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MICROSTRATEGY INCORPORATED | ||||||||||||||||||||||||
Security: 594972408 | Agenda Number: 933425337 | |||||||||||||||||||||||
Ticker: MSTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5949724083 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL J. SAYLOR | Mgmt | For | For | |||||||||||||||||||||
2 SANJU K. BANSAL | Mgmt | For | For | |||||||||||||||||||||
3 MATTHEW W. CALKINS | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT H. EPSTEIN | Mgmt | For | For | |||||||||||||||||||||
5 DAVID W. LARUE | Mgmt | For | For | |||||||||||||||||||||
6 JARROD M. PATTEN | Mgmt | For | For | |||||||||||||||||||||
7 CARL J. RICKERTSEN | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS P. SPAHR | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, HOLDING FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES EVERY THREE YEARS, EVERY TWO YEARS, OR EVERY YEAR. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 113800000 | 113800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MID-AMERICA APARTMENT COMMUNITIES, INC. | ||||||||||||||||||||||||
Security: 59522J103 | Agenda Number: 933429119 | |||||||||||||||||||||||
Ticker: MAA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US59522J1034 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 H. ERIC BOLTON, JR. | Mgmt | For | For | |||||||||||||||||||||
2 ALAN B. GRAF, JR. | Mgmt | For | For | |||||||||||||||||||||
3 JOHN S. GRINALDS | Mgmt | For | For | |||||||||||||||||||||
4 RALPH HORN | Mgmt | For | For | |||||||||||||||||||||
5 PHILIP W. NORWOOD | Mgmt | For | For | |||||||||||||||||||||
6 W. REID SANDERS | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM B. SANSOM | Mgmt | For | For | |||||||||||||||||||||
8 SIMON R.C. WADSWORTH | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT TO THE CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 150,000,000. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 145000000 | 145000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MIDAS, INC. | ||||||||||||||||||||||||
Security: 595626102 | Agenda Number: 933417025 | |||||||||||||||||||||||
Ticker: MDS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5956261029 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS L. BINDLEY | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT R. SCHOEBERL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF INCLUSION IN THE PROXY STATEMENT OF A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 482700000 | 482700000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MKS INSTRUMENTS, INC. | ||||||||||||||||||||||||
Security: 55306N104 | Agenda Number: 933385406 | |||||||||||||||||||||||
Ticker: MKSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55306N1046 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN R. BERTUCCI | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT R. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
3 GREGORY R. BEECHER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 847100000 | 847100000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOBILE MINI, INC. | ||||||||||||||||||||||||
Security: 60740F105 | Agenda Number: 933449995 | |||||||||||||||||||||||
Ticker: MINI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US60740F1057 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN G. BUNGER | Mgmt | For | For | |||||||||||||||||||||
2 SANJAY SWANI | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL L. WATTS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 422100000 | 422100000 | 0 | 6/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOLINA HEALTHCARE, INC. | ||||||||||||||||||||||||
Security: 60855R100 | Agenda Number: 933394188 | |||||||||||||||||||||||
Ticker: MOH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US60855R1005 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. MARIO MOLINA, M.D. | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN J. ORLANDO | Mgmt | For | For | |||||||||||||||||||||
3 RONNA E. ROMNEY | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE MOLINA HEALTHCARE, INC. 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE MOLINA HEALTHCARE, INC. 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3769300000 | 3769300000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MONARCH CASINO & RESORT, INC. | ||||||||||||||||||||||||
Security: 609027107 | Agenda Number: 933388832 | |||||||||||||||||||||||
Ticker: MCRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6090271072 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BOB FARAHI | Mgmt | For | For | |||||||||||||||||||||
2 YVETTE E. LANDAU | Mgmt | For | For | |||||||||||||||||||||
3 RONALD R. ZIDECK | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE INCREASE OF SHARES ISSUABLE UNDER THE COMPANY'S 1993 EMPLOYEE STOCK OPTION PLAN FROM 1,500,000 SHARES TO 1,900,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE INCREASE OF SHARES ISSUABLE UNDER THE COMPANY'S 1993 EXECUTIVE LONG-TERM INCENTIVE PLAN FROM 1,500,000 SHARES TO 1,800,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 264100000 | 264100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MONOLITHIC POWER SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 609839105 | Agenda Number: 933444957 | |||||||||||||||||||||||
Ticker: MPWR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6098391054 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 VICTOR K. LEE | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS MCBURNIE | Mgmt | Withheld | Against | |||||||||||||||||||||
2 | VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MONOLITHIC POWER SYSTEMS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 312300000 | 312300000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOVADO GROUP, INC. | ||||||||||||||||||||||||
Security: 624580106 | Agenda Number: 933446711 | |||||||||||||||||||||||
Ticker: MOV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6245801062 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARGARET HAYES ADAME | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD COTE | Mgmt | For | For | |||||||||||||||||||||
3 EFRAIM GRINBERG | Mgmt | For | For | |||||||||||||||||||||
4 ALAN H. HOWARD | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD ISSERMAN | Mgmt | For | For | |||||||||||||||||||||
6 NATHAN LEVENTHAL | Mgmt | For | For | |||||||||||||||||||||
7 DONALD ORESMAN | Mgmt | For | For | |||||||||||||||||||||
8 LEONARD L. SILVERSTEIN | Mgmt | For | For | |||||||||||||||||||||
9 ALEX GRINBERG | Mgmt | For | For | |||||||||||||||||||||
10 MAURICE REZNIK | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S EXECUTIVE PERFORMANCE PLAN, ORIGINALLY ESTABLISHED EFFECTIVE FEBRUARY 1, 2001 AND SUBSEQUENTLY AMENDED AND RESTATED EFFECTIVE FEBRUARY 1, 2007. | Mgmt | For | For | ||||||||||||||||||||
04 | TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION". | Mgmt | For | For | ||||||||||||||||||||
05 | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 546100000 | 546100000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MTS SYSTEMS CORPORATION | ||||||||||||||||||||||||
Security: 553777103 | Agenda Number: 933361660 | |||||||||||||||||||||||
Ticker: MTSC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5537771033 | Meeting Date: 2/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID J. ANDERSON | Mgmt | No vote | ||||||||||||||||||||||
2 JEAN-LOU CHAMEAU | Mgmt | No vote | ||||||||||||||||||||||
3 LAURA B. HAMILTON | Mgmt | No vote | ||||||||||||||||||||||
4 BRENDAN C. HEGARTY | Mgmt | No vote | ||||||||||||||||||||||
5 EMILY M. LIGGETT | Mgmt | No vote | ||||||||||||||||||||||
6 WILLIAM V. MURRAY | Mgmt | No vote | ||||||||||||||||||||||
7 BARB J. SAMARDZICH | Mgmt | No vote | ||||||||||||||||||||||
8 GAIL P. STEINEL | Mgmt | No vote | ||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE THE MTS SYSTEMS CORPORATION 2011 STOCK INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE THE MTS SYSTEMS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | No vote | |||||||||||||||||||||
05 | TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
06 | TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY OF THE VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 307300000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 624756102 | Agenda Number: 933391079 | |||||||||||||||||||||||
Ticker: MLI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6247561029 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALEXANDER P. FEDERBUSH | Mgmt | For | For | |||||||||||||||||||||
2 PAUL J. FLAHERTY | Mgmt | For | For | |||||||||||||||||||||
3 GENNARO J. FULVIO | Mgmt | For | For | |||||||||||||||||||||
4 GARY S. GLADSTEIN | Mgmt | For | For | |||||||||||||||||||||
5 SCOTT J. GOLDMAN | Mgmt | For | For | |||||||||||||||||||||
6 TERRY HERMANSON | Mgmt | For | For | |||||||||||||||||||||
7 HARVEY L. KARP | Mgmt | For | For | |||||||||||||||||||||
8 GREGORY L. CHRISTOPHER | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE THE ADOPTION OF THE COMPANY'S 2011 ANNUAL BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1441600000 | 1441600000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MULTIMEDIA GAMES, INC. | ||||||||||||||||||||||||
Security: 625453105 | Agenda Number: 933372055 | |||||||||||||||||||||||
Ticker: MGAM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6254531055 | Meeting Date: 3/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL J. MAPLES, SR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NEIL E. JENKINS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JUSTIN A. ORLANDO | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PATRICK J. RAMSEY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT D. REPASS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: TIMOTHY S. STANLEY | Mgmt | For | For | ||||||||||||||||||||
02 | AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW THE COMPANY TO REDEEM SHARES OF CAPITAL STOCK THAT ARE OWNED BY SHAREHOLDERS THAT ARE FOUND TO BE UNSUITABLE FOR GAMING REGULATORY PURPOSES. | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT TO THE ARTICLES OF INCORPORATION, WHICH WILL CHANGE THE NAME OF THE COMPANY FROM "MULTIMEDIA GAMES, INC." TO "MULTIMEDIA GAMES HOLDING COMPANY, INC." | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | NON-BINDING ADVISORY VOTE UPON THE FREQUENCY OF SHAREHOLDER APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 565900000 | 565900000 | 0 | 2/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MWI VETERINARY SUPPLY, INC. | ||||||||||||||||||||||||
Security: 55402X105 | Agenda Number: 933362078 | |||||||||||||||||||||||
Ticker: MWIV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55402X1054 | Meeting Date: 2/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEITH E. ALESSI | Mgmt | No vote | ||||||||||||||||||||||
2 BRUCE C. BRUCKMANN | Mgmt | No vote | ||||||||||||||||||||||
3 JAMES F. CLEARY, JR. | Mgmt | No vote | ||||||||||||||||||||||
4 JOHN F. MCNAMARA | Mgmt | No vote | ||||||||||||||||||||||
5 A. CRAIG OLSON | Mgmt | No vote | ||||||||||||||||||||||
6 ROBERT N. REBHOLTZ, JR. | Mgmt | No vote | ||||||||||||||||||||||
7 WILLIAM J. ROBISON | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | No vote | |||||||||||||||||||||
03 | A NON-BINDING ADVISORY VOTE ON SAY- ON-PAY FREQUENCY | Mgmt | No vote | |||||||||||||||||||||
04 | A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 507500000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MYERS INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 628464109 | Agenda Number: 933395750 | |||||||||||||||||||||||
Ticker: MYE | Meeting Type: Contested Annual | |||||||||||||||||||||||
ISIN: US6284641098 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 VINCENT C. BYRD | Mgmt | For | For | |||||||||||||||||||||
2 SARAH R. COFFIN | Mgmt | For | For | |||||||||||||||||||||
3 JOHN B. CROWE | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM A. FOLEY | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT B. HEISLER, JR. | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD P. JOHNSTON | Mgmt | For | For | |||||||||||||||||||||
7 EDWARD W. KISSEL | Mgmt | For | For | |||||||||||||||||||||
8 JOHN C. ORR | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT A. STEFANKO | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Mgmt | For | For | ||||||||||||||||||||
04 | TO VOTE ON THE FREQUENCY FOR HOLDING THE NON-BINDING ADVISORY VOTE ON SAY-ON-PAY (EVERY ONE, TWO, OR THREE YEARS). | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1628400000 | 1628400000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NASH-FINCH COMPANY | ||||||||||||||||||||||||
Security: 631158102 | Agenda Number: 933431291 | |||||||||||||||||||||||
Ticker: NAFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6311581028 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALEC C. COVINGTON | Mgmt | For | For | |||||||||||||||||||||
2 SAM K. DUNCAN | Mgmt | For | For | |||||||||||||||||||||
3 MICKEY P. FORET | Mgmt | For | For | |||||||||||||||||||||
4 DOUGLAS A. HACKER | Mgmt | For | For | |||||||||||||||||||||
5 HAWTHORNE L. PROCTOR | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM R. VOSS | Mgmt | For | For | |||||||||||||||||||||
7 CHRISTOPHER W. BODINE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO AMEND ARTICLE III, NATURE AND PURPOSE OF THE COMPANY, ARTICLE IV AND ARTICLE IX, ELECTION OF | Mgmt | For | For | ||||||||||||||||||||
DIRECTORS, AND TO REPEAL ARTICLE XIV, BOARD CONSIDERATION OF CERTAIN FACTORS. | ||||||||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO REPEAL ARTICLE XII, STOCKHOLDER APPROVAL BY A SUPER MAJORITY OF CERTAIN FUNDAMENTAL CHANGES. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO REPEAL ARTICLE XIII, STOCKHOLDER APPROVAL BY A SUPER MAJORITY OF CERTAIN BUSINESS COMBINATIONS WITH A CONTROLLING PERSON. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Mgmt | For | For | ||||||||||||||||||||
06 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES ("FREQUENCY" VOTE). | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3046800000 | 3046800000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL FINANCIAL PARTNERS CORP. | ||||||||||||||||||||||||
Security: 63607P208 | Agenda Number: 933429068 | |||||||||||||||||||||||
Ticker: NFP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US63607P2083 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
I1 | ELECTION OF DIRECTOR: STEPHANIE ABRAMSON | Mgmt | For | For | ||||||||||||||||||||
I2 | ELECTION OF DIRECTOR: ARTHUR AINSBERG | Mgmt | For | For | ||||||||||||||||||||
I3 | ELECTION OF DIRECTOR: JESSICA BIBLIOWICZ | Mgmt | For | For | ||||||||||||||||||||
I4 | ELECTION OF DIRECTOR: R. BRUCE CALLAHAN | Mgmt | For | For | ||||||||||||||||||||
I5 | ELECTION OF DIRECTOR: JOHN ELLIOTT | Mgmt | For | For | ||||||||||||||||||||
I6 | ELECTION OF DIRECTOR: J. BARRY GRISWELL | Mgmt | For | For | ||||||||||||||||||||
I7 | ELECTION OF DIRECTOR: KENNETH MLEKUSH | Mgmt | For | For | ||||||||||||||||||||
II | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
III | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
IV | TO APPROVE THE REMOVAL OF COMMON STOCK ISSUANCE RESTRICTIONS UPON CONVERSION OF THE COMPANY'S 4.0% CONVERTIBLE SENIOR NOTES DUE 2017 AND THE EXERCISE OF RELATED WARRANTS. | Mgmt | For | For | ||||||||||||||||||||
V | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1747200000 | 1747200000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL PENN BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 637138108 | Agenda Number: 933414687 | |||||||||||||||||||||||
Ticker: NPBC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6371381087 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS A. BEAVER | Mgmt | For | For | |||||||||||||||||||||
2 JEFFREY P. FEATHER | Mgmt | For | For | |||||||||||||||||||||
3 PATRICA L. LANGIOTTI | Mgmt | For | For | |||||||||||||||||||||
4 NATALYE PAQUIN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF NATIONAL PENN'S INDEPENDENT AUDITORS FOR 2011. | Mgmt | Against | Against | ||||||||||||||||||||
03 | AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE COMPENSATION OF NATIONAL PENN'S EXECUTIVES. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY (NON-BINDING) PROPOSAL RELATING TO THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1529800000 | 1529800000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 637215104 | Agenda Number: 933409270 | |||||||||||||||||||||||
Ticker: NPK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6372151042 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RANDY F. LIEBLE | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH G. STIENESSEN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF NATIONAL PRESTO'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 90300000 | 90300000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL RETAIL PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 637417106 | Agenda Number: 933406844 | |||||||||||||||||||||||
Ticker: NNN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6374171063 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DON DEFOSSET | Mgmt | For | For | |||||||||||||||||||||
2 DAVID M. FICK | Mgmt | For | For | |||||||||||||||||||||
3 KEVIN B. HABICHT | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD B. JENNINGS | Mgmt | For | For | |||||||||||||||||||||
5 TED B. LANIER | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT C. LEGLER | Mgmt | For | For | |||||||||||||||||||||
7 CRAIG MACNAB | Mgmt | For | For | |||||||||||||||||||||
8 ROBERT MARTINEZ | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 201500000 | 201500000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATUS MEDICAL INCORPORATED | ||||||||||||||||||||||||
Security: 639050103 | Agenda Number: 933432837 | |||||||||||||||||||||||
Ticker: BABY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6390501038 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENNETH E. LUDLUM | Mgmt | For | For | |||||||||||||||||||||
2 MARK D. MICHAEL | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON THE ISSUE OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE 2011 STOCK AWARDS PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO RATIFY THE 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 323600000 | 323600000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NBT BANCORP INC. | ||||||||||||||||||||||||
Security: 628778102 | Agenda Number: 933404840 | |||||||||||||||||||||||
Ticker: NBTB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6287781024 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO FIX THE NUMBER OF DIRECTORS AT ELEVEN (PROPOSAL 1). | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD CHOJNOWSKI | Mgmt | For | For | |||||||||||||||||||||
2 TIMOTHY E. DELANEY | Mgmt | For | For | |||||||||||||||||||||
3 JAMES H. DOUGLAS | Mgmt | For | For | |||||||||||||||||||||
4 JOSEPH A. SANTANGELO | Mgmt | For | For | |||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION POLICIES ("SAY ON PAY") (PROPOSAL 3). | Mgmt | For | For | ||||||||||||||||||||
04 | TO VOTE, ON A NON-BINDING, ADVISORY BASIS, REGARDING THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON FREQUENCY") (PROPOSAL 4). | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS NBT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 (PROPOSAL 5). | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 343900000 | 343900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NCI BUILDING SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 628852204 | Agenda Number: 933367080 | |||||||||||||||||||||||
Ticker: NCS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6288522047 | Meeting Date: 2/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NORMAN C. CHAMBERS | Mgmt | No vote | ||||||||||||||||||||||
2 KATHLEEN J. AFFELDT | Mgmt | No vote | ||||||||||||||||||||||
3 NATHAN K. SLEEPER | Mgmt | No vote | ||||||||||||||||||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | RATIFICATION OF AUDITORS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1897800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NCI, INC. | ||||||||||||||||||||||||
Security: 62886K104 | Agenda Number: 933440074 | |||||||||||||||||||||||
Ticker: NCIT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US62886K1043 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES K. NARANG | Mgmt | For | For | |||||||||||||||||||||
2 TERRY W. GLASGOW | Mgmt | For | For | |||||||||||||||||||||
3 JAMES P. ALLEN | Mgmt | For | For | |||||||||||||||||||||
4 JOHN E. LAWLER | Mgmt | For | For | |||||||||||||||||||||
5 PAUL V. LOMBARDI | Mgmt | For | For | |||||||||||||||||||||
6 J. PATRICK MCMAHON | Mgmt | For | For | |||||||||||||||||||||
7 PHILLIP O. NOLAN | Mgmt | For | For | |||||||||||||||||||||
8 STEPHEN L. WAECHTER | Mgmt | For | For | |||||||||||||||||||||
9 DANIEL R. YOUNG | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR THE YEAR ENDING DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 547200000 | 547200000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEENAH PAPER, INC. | ||||||||||||||||||||||||
Security: 640079109 | Agenda Number: 933425490 | |||||||||||||||||||||||
Ticker: NP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6400791090 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TIMOTHY S. LUCAS | Mgmt | For | For | |||||||||||||||||||||
2 PHILIP C. MOORE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN P. O'DONNELL | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE CERTAIN PERFORMANCE MEASURES UNDER THE NEENAH PAPER, INC. 2004 OMNIBUS STOCK AND INCENTIVE COMPENSATION PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
05 | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEENAH PAPER, INC. FOR THE FISCAL YEAR ENDING 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 751600000 | 751600000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NETGEAR, INC. | ||||||||||||||||||||||||
Security: 64111Q104 | Agenda Number: 933409167 | |||||||||||||||||||||||
Ticker: NTGR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US64111Q1040 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PATRICK C.S. LO | Mgmt | For | For | |||||||||||||||||||||
2 J.E. CARTER-MILLER | Mgmt | For | For | |||||||||||||||||||||
3 RALPH E. FAISON | Mgmt | For | For | |||||||||||||||||||||
4 A. TIMOTHY GODWIN | Mgmt | For | For | |||||||||||||||||||||
5 JEF GRAHAM | Mgmt | For | For | |||||||||||||||||||||
6 LINWOOD A. LACY, JR. | Mgmt | For | For | |||||||||||||||||||||
7 GREGORY J. ROSSMANN | Mgmt | For | For | |||||||||||||||||||||
8 JULIE A. SHIMER | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADOPT, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 570900000 | 570900000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEUTRAL TANDEM, INC. | ||||||||||||||||||||||||
Security: 64128B108 | Agenda Number: 933437762 | |||||||||||||||||||||||
Ticker: TNDM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US64128B1089 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RIAN J. WREN | Mgmt | For | For | |||||||||||||||||||||
2 JAMES P. HYNES | Mgmt | For | For | |||||||||||||||||||||
3 PETER J. BARRIS | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT C. HAWK | Mgmt | For | For | |||||||||||||||||||||
5 LAWRENCE M. INGENERI | Mgmt | For | For | |||||||||||||||||||||
6 G. EDWARD EVANS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEUTRAL TANDEM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 262900000 | 262900000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEWPORT CORPORATION | ||||||||||||||||||||||||
Security: 651824104 | Agenda Number: 933406022 | |||||||||||||||||||||||
Ticker: NEWP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6518241046 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 OLEG KHAYKIN | Mgmt | For | For | |||||||||||||||||||||
2 PETER J. SIMONE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF NEWPORT'S 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF NEWPORT'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE APPROVAL OF THE COMPENSATION OF NEWPORT'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 595200000 | 595200000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHWEST NATURAL GAS COMPANY | ||||||||||||||||||||||||
Security: 667655104 | Agenda Number: 933428371 | |||||||||||||||||||||||
Ticker: NWN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6676551046 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M.L. "STORMY" BYORUM | Mgmt | For | For | |||||||||||||||||||||
2 JOHN D. CARTER | Mgmt | For | For | |||||||||||||||||||||
3 C. SCOTT GIBSON | Mgmt | For | For | |||||||||||||||||||||
4 GREGG S. KANTOR | Mgmt | For | For | |||||||||||||||||||||
02 | REAPPROVAL AND AMENDMENT OF THE LONG TERM INCENTIVE PLAN TO RESERVE AN ADDITIONAL 100,000 SHARES OF COMMON STOCK FOR THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS AN ADVISORY VOTE. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION, AS AN ADVISORY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NW NATURAL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 417600000 | 417600000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHWESTERN CORPORATION | ||||||||||||||||||||||||
Security: 668074305 | Agenda Number: 933378730 | |||||||||||||||||||||||
Ticker: NWE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6680743050 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEPHEN P. ADIK | Mgmt | For | For | |||||||||||||||||||||
2 DOROTHY M. BRADLEY | Mgmt | For | For | |||||||||||||||||||||
3 E. LINN DRAPER, JR. | Mgmt | For | For | |||||||||||||||||||||
4 DANA J. DYKHOUSE | Mgmt | For | For | |||||||||||||||||||||
5 JULIA L. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
6 PHILIP L. MASLOWE | Mgmt | For | For | |||||||||||||||||||||
7 DENTON LOUIS PEOPLES | Mgmt | For | For | |||||||||||||||||||||
8 ROBERT C. ROWE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVE THE COMPANY'S AMENDED 2005 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 932100000 | 932100000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOVATEL WIRELESS, INC. | ||||||||||||||||||||||||
Security: 66987M604 | Agenda Number: 933457473 | |||||||||||||||||||||||
Ticker: NVTL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US66987M6049 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RUSSELL GERNS | Mgmt | For | For | |||||||||||||||||||||
2 DAVID A. WERNER | Mgmt | For | For | |||||||||||||||||||||
02 | TO AMEND THE COMPANY'S 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND THE COMPANY'S 2009 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 818000000 | 818000000 | 0 | 5/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NTELOS HOLDINGS CORP. | ||||||||||||||||||||||||
Security: 67020Q107 | Agenda Number: 933392970 | |||||||||||||||||||||||
Ticker: NTLS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US67020Q1076 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 TIMOTHY G. BILTZ | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN G. FELSHER | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT E. GUTH | Mgmt | For | For | |||||||||||||||||||||
4 DANIEL J. HENEGHAN | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL HUBER | Mgmt | For | For | |||||||||||||||||||||
6 JAMES A. HYDE | Mgmt | For | For | |||||||||||||||||||||
7 JULIA B. NORTH | Mgmt | For | For | |||||||||||||||||||||
8 JERRY E. VAUGHN | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF NTELOS' NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
3 | NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY OF THE NONBINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF NTELOS' NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | APPROVAL OF AN AMENDMENT TO NTELOS' RESTATED CERTIFICATE OF INCORPORTION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 55,000,000 TO 110,000,000. | Mgmt | For | For | ||||||||||||||||||||
5 | APPROVAL OF AN AMENDMENT TO NTELOS' RESTATED CERTIFICATE OF INCORPORTION TO (A) EFFECT A REVERSE STOCK SPLIT OF NTELOS' COMMON STOCK AT A RATIO THAT WILL BE DETERMINED BY THE BOARD OF DIRECTORS AND THAT WILL BE WITHIN A RANGE OF 1-FOR-2 AND 1-FOR-2.5 AND (B) REDUCE PROPORTIONATELY THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
6 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP BY THE AUDIT COMMITTE OF THE BOARD OF DIRECTORS TO SERVE AS NTELOS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 674900000 | 674900000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NUTRISYSTEM, INC. | ||||||||||||||||||||||||
Security: 67069D108 | Agenda Number: 933420248 | |||||||||||||||||||||||
Ticker: NTRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US67069D1081 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT F. BERNSTOCK | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL F. DEVINE, III | Mgmt | For | For | |||||||||||||||||||||
3 LAURA W. LANG | Mgmt | For | For | |||||||||||||||||||||
4 T.J. (TED) LEONSIS | Mgmt | For | For | |||||||||||||||||||||
5 WARREN V. (PETE) MUSSER | Mgmt | For | For | |||||||||||||||||||||
6 JOSEPH M. REDLING | Mgmt | For | For | |||||||||||||||||||||
7 BRIAN P. TIERNEY | Mgmt | For | For | |||||||||||||||||||||
8 STEPHEN T. ZARRILLI | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE FOR APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 616400000 | 616400000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
O'CHARLEY'S INC. | ||||||||||||||||||||||||
Security: 670823103 | Agenda Number: 933411934 | |||||||||||||||||||||||
Ticker: CHUX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6708231039 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ARNAUD AJDLER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM F. ANDREWS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DOUGLAS BENHAM | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID W. HEAD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PHILIP J. HICKEY, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: GREGORY MONAHAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DALE W. POLLEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD REISS, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: H. STEVE TIDWELL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT J. WALKER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SHIRLEY A. ZEITLIN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO DETERMINE, ON AN ADVISORY BASIS, WHETHER THE COMPANY WILL HAVE FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2756100000 | 2756100000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OFFICEMAX INCORPORATED | ||||||||||||||||||||||||
Security: 67622P101 | Agenda Number: 933377081 | |||||||||||||||||||||||
Ticker: OMX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US67622P1012 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WARREN F. BRYANT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSEPH M. DEPINTO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAKESH GANGWAL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM J. MONTGORIS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: FRANCESCA RUIZ DE LUZURIAGA | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RAVICHANDRA K. SALIGRAM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID M. SZYMANSKI | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DESCRIBED UNDER THE HEADING "EXECUTIVE COMPENSATION" IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 9645300000 | 9645300000 | 0 | 3/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OIL STATES INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 678026105 | Agenda Number: 933418534 | |||||||||||||||||||||||
Ticker: OIS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6780261052 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHRISTOPHER T. SEAVER | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS E. SWANSON | Mgmt | For | For | |||||||||||||||||||||
3 CINDY B. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR THE CURRENT YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY VOTE RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | EXECUTIVE COMPENSATION PROPOSAL TO APPROVE THE ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 795600000 | 795600000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OLD DOMINION FREIGHT LINE, INC. | ||||||||||||||||||||||||
Security: 679580100 | Agenda Number: 933429335 | |||||||||||||||||||||||
Ticker: ODFL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6795801009 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EARL E. CONGDON | Mgmt | For | For | |||||||||||||||||||||
2 DAVID S. CONGDON | Mgmt | For | For | |||||||||||||||||||||
3 JOHN R. CONGDON | Mgmt | For | For | |||||||||||||||||||||
4 J. PAUL BREITBACH | Mgmt | For | For | |||||||||||||||||||||
5 JOHN R. CONGDON, JR. | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT G. CULP, III | Mgmt | For | For | |||||||||||||||||||||
7 JOHN D. KASARDA | Mgmt | For | For | |||||||||||||||||||||
8 LEO H. SUGGS | Mgmt | For | For | |||||||||||||||||||||
9 D. MICHAEL WRAY | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD. | Shr | For | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1063600000 | 1063600000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OLD NATIONAL BANCORP | ||||||||||||||||||||||||
Security: 680033107 | Agenda Number: 933396928 | |||||||||||||||||||||||
Ticker: ONB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6800331075 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH D. BARNETTE, JR. | Mgmt | For | For | |||||||||||||||||||||
2 ALAN W. BRAUN | Mgmt | For | For | |||||||||||||||||||||
3 LARRY E. DUNIGAN | Mgmt | For | For | |||||||||||||||||||||
4 NIEL C. ELLERBROOK | Mgmt | For | For | |||||||||||||||||||||
5 ANDREW E. GOEBEL | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT G. JONES | Mgmt | For | For | |||||||||||||||||||||
7 PHELPS L. LAMBERT | Mgmt | For | For | |||||||||||||||||||||
8 ARTHUR H. MCELWEE, JR. | Mgmt | For | For | |||||||||||||||||||||
9 JAMES T. MORRIS | Mgmt | For | For | |||||||||||||||||||||
10 MARJORIE Z. SOYUGENC | Mgmt | For | For | |||||||||||||||||||||
11 KELLY N. STANLEY | Mgmt | For | For | |||||||||||||||||||||
12 LINDA E. WHITE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF A NON-BINDING ADVISORY PROPOSAL DETERMINING THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1022200000 | 1022200000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OLYMPIC STEEL, INC. | ||||||||||||||||||||||||
Security: 68162K106 | Agenda Number: 933421721 | |||||||||||||||||||||||
Ticker: ZEUS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US68162K1060 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL D. SIEGAL | Mgmt | For | For | |||||||||||||||||||||
2 ARTHUR F. ANTON | Mgmt | For | For | |||||||||||||||||||||
3 JAMES B. MEATHE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL (NON-BINDING) OF AN ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMENDATION (NON-BINDING) OF THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 660400000 | 660400000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OM GROUP, INC. | ||||||||||||||||||||||||
Security: 670872100 | Agenda Number: 933406781 | |||||||||||||||||||||||
Ticker: OMG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6708721005 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM J. REIDY | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH SCAMINACE | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL TO DEVELOP INDICATORS FOR A HUMAN RIGHTS POLICY. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 680400000 | 680400000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OMNICELL, INC. | ||||||||||||||||||||||||
Security: 68213N109 | Agenda Number: 933425577 | |||||||||||||||||||||||
Ticker: OMCL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US68213N1090 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RANDY D. LINDHOLM | Mgmt | For | For | |||||||||||||||||||||
2 SARA J. WHITE | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM H. YOUNGER, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF SOLICITATION OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 355200000 | 355200000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ON ASSIGNMENT, INC. | ||||||||||||||||||||||||
Security: 682159108 | Agenda Number: 933441608 | |||||||||||||||||||||||
Ticker: ASGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6821591087 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MR. JONATHAN S. HOLMAN | Mgmt | For | For | |||||||||||||||||||||
2 MR. PETER T. DAMERIS | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1123300000 | 1123300000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ORBITAL SCIENCES CORPORATION | ||||||||||||||||||||||||
Security: 685564106 | Agenda Number: 933383666 | |||||||||||||||||||||||
Ticker: ORB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6855641063 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. HERMANN | Mgmt | For | For | |||||||||||||||||||||
2 JANICE I. OBUCHOWSKI | Mgmt | For | For | |||||||||||||||||||||
3 FRANK L. SALIZZONI | Mgmt | For | For | |||||||||||||||||||||
4 DAVID W. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1665600000 | 1665600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ORION MARINE GROUP, INC. | ||||||||||||||||||||||||
Security: 68628V308 | Agenda Number: 933408141 | |||||||||||||||||||||||
Ticker: ORN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US68628V3087 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS AMONETT | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE ORION MARINE GROUP 2011 LONG TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 485100000 | 485100000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OXFORD INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 691497309 | Agenda Number: 933458538 | |||||||||||||||||||||||
Ticker: OXM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6914973093 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: J. REESE LANIER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DENNIS M. LOVE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CLYDE C. TUGGLE | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DURING FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RECOMMEND ON AN ADVISORY (NON-BINDING) BASIS THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 827900000 | 827900000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PALOMAR MEDICAL TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 697529303 | Agenda Number: 933399633 | |||||||||||||||||||||||
Ticker: PMTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6975293035 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH P. CARUSO | Mgmt | For | For | |||||||||||||||||||||
2 JEANNE COHANE | Mgmt | For | For | |||||||||||||||||||||
3 NICHOLAS P. ECONOMOU | Mgmt | For | For | |||||||||||||||||||||
4 JAMES G. MARTIN | Mgmt | For | For | |||||||||||||||||||||
5 A. NEIL PAPPALARDO | Mgmt | For | For | |||||||||||||||||||||
6 LOUIS P. VALENTE | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 112400000 | 112400000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PAPA JOHN'S INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 698813102 | Agenda Number: 933388654 | |||||||||||||||||||||||
Ticker: PZZA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6988131024 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WADE S. ONEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN H. SCHNATTER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARK S. SHAPIRO | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1025400000 | 1025400000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PAR PHARMACEUTICAL COMPANIES, INC. | ||||||||||||||||||||||||
Security: 69888P106 | Agenda Number: 933405777 | |||||||||||||||||||||||
Ticker: PRX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69888P1066 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PATRICK G. LEPORE | Mgmt | For | For | |||||||||||||||||||||
2 RONALD M. NORDMANN | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH E. SMITH | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF THE FIRM OF DELOITTE & TOUCHE LLP AS THE COMPANY'S AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY (NON- BINDING) PROPOSAL ON THE COMPANY'S 2010 EXECUTIVE COMPENSATION PROGRAMS AND POLICIES FOR THE NAMED EXECUTIVES. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY (NON- BINDING) PROPOSAL ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS AND POLICIES FOR THE NAMED EXECUTIVES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2004 PERFORMANCE EQUITY PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 642000000 | 642000000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PARKWAY PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 70159Q104 | Agenda Number: 933401123 | |||||||||||||||||||||||
Ticker: PKY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US70159Q1040 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES T. CANNADA | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD M. CASAL | Mgmt | For | For | |||||||||||||||||||||
3 LAURIE L. DOTTER | Mgmt | For | For | |||||||||||||||||||||
4 DANIEL P. FRIEDMAN | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL J. LIPSEY | Mgmt | For | For | |||||||||||||||||||||
6 BRENDA J. MIXSON | Mgmt | For | For | |||||||||||||||||||||
7 STEVEN G. ROGERS | Mgmt | For | For | |||||||||||||||||||||
8 LELAND R. SPEED | Mgmt | For | For | |||||||||||||||||||||
9 TROY A. STOVALL | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 351100000 | 351100000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PCTEL, INC. | ||||||||||||||||||||||||
Security: 69325Q105 | Agenda Number: 933431013 | |||||||||||||||||||||||
Ticker: PCTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69325Q1058 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN D. LEVY | Mgmt | For | For | |||||||||||||||||||||
2 GIACOMO MARINI | Mgmt | For | For | |||||||||||||||||||||
3 MARTIN H. SINGER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PCTEL, INC., FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 259400000 | 259400000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PEET'S COFFEE & TEA, INC. | ||||||||||||||||||||||||
Security: 705560100 | Agenda Number: 933425515 | |||||||||||||||||||||||
Ticker: PEET | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7055601006 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GERALD BALDWIN | Mgmt | For | For | |||||||||||||||||||||
2 HILARY BILLINGS | Mgmt | For | For | |||||||||||||||||||||
3 ELIZABETH SARTAIN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PEET'S COFFEE & TEA, INC. 2010 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF SOLICITATION OF ADVISORY SHAREHOLDER APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING JANUARY 1, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 188600000 | 188600000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PENN VIRGINIA CORPORATION | ||||||||||||||||||||||||
Security: 707882106 | Agenda Number: 933405789 | |||||||||||||||||||||||
Ticker: PVA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7078821060 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN U. CLARKE | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD B. CLOUES, II | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT GARRETT | Mgmt | For | For | |||||||||||||||||||||
4 STEVEN W. KRABLIN | Mgmt | For | For | |||||||||||||||||||||
5 MARSHA R. PERELMAN | Mgmt | For | For | |||||||||||||||||||||
6 P. VAN MARCKE DE LUMMEN | Mgmt | For | For | |||||||||||||||||||||
7 H. BAIRD WHITEHEAD | Mgmt | For | For | |||||||||||||||||||||
8 GARY K. WRIGHT | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT TO SEVENTH AMENDED AND RESTATED 1999 EMPLOYEE STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | APPROVAL OF THE ADVISORY RESOLUTION REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 807400000 | 807400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PENNSYLVANIA REAL ESTATE INVESTMENT TR | ||||||||||||||||||||||||
Security: 709102107 | Agenda Number: 933446937 | |||||||||||||||||||||||
Ticker: PEI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7091021078 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DORRIT J. BERN | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN B. COHEN | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH F. CORADINO | Mgmt | For | For | |||||||||||||||||||||
4 M. WALTER D'ALESSIO | Mgmt | For | For | |||||||||||||||||||||
5 EDWARD A. GLICKMAN | Mgmt | For | For | |||||||||||||||||||||
6 LEONARD I. KORMAN | Mgmt | For | For | |||||||||||||||||||||
7 IRA M. LUBERT | Mgmt | For | For | |||||||||||||||||||||
8 DONALD F. MAZZIOTTI | Mgmt | For | For | |||||||||||||||||||||
9 MARK E. PASQUERILLA | Mgmt | For | For | |||||||||||||||||||||
10 JOHN J. ROBERTS | Mgmt | For | For | |||||||||||||||||||||
11 GEORGE F. RUBIN | Mgmt | For | For | |||||||||||||||||||||
12 RONALD RUBIN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITOR FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 742500000 | 742500000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PERFICIENT, INC. | ||||||||||||||||||||||||
Security: 71375U101 | Agenda Number: 933431835 | |||||||||||||||||||||||
Ticker: PRFT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US71375U1016 | Meeting Date: 6/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY S. DAVIS | Mgmt | For | For | |||||||||||||||||||||
2 RALPH C. DERRICKSON | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD L. GLOTZBACH | Mgmt | For | For | |||||||||||||||||||||
4 JOHN S. HAMLIN | Mgmt | For | For | |||||||||||||||||||||
5 JAMES R. KACKLEY | Mgmt | For | For | |||||||||||||||||||||
6 DAVID S. LUNDEEN | Mgmt | For | For | |||||||||||||||||||||
7 DAVID D. MAY | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE, ON AN ADVISORY BASIS (NON- BINDING), ON THE FREQUENCY OF INCLUDING AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS PERFICIENT, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 396400000 | 396400000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PERRY ELLIS INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 288853104 | Agenda Number: 933451469 | |||||||||||||||||||||||
Ticker: PERY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2888531041 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH NATOLI | Mgmt | For | For | |||||||||||||||||||||
2 EDUARDO M. SARDINA | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING SAY-ON-PAY VOTE. TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | NON-BINDING SAY-ON-FREQUENCY VOTE. TO HAVE AN ADVISORY VOTE ON THE COMPANY'S COMPENSATION OF EXECUTIVE OFFICERS ONCE EVERY 1, 2 OR 3 YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO ADOPT THE 2011 MANAGEMENT INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO ADOPT THE SECOND AMENDED AND RESTATED 2005 LONG-TERM INCENTIVE COMPENSATION PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 697000000 | 697000000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PETROLEUM DEVELOPMENT CORPORATION | ||||||||||||||||||||||||
Security: 716578109 | Agenda Number: 933438865 | |||||||||||||||||||||||
Ticker: PETD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7165781094 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOSEPH E. CASABONA | Mgmt | For | For | |||||||||||||||||||||
2 DAVID C. PARKE | Mgmt | For | For | |||||||||||||||||||||
3 JEFFREY C. SWOVELAND | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 210000000 | 210000000 | 0 | 5/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PETROQUEST ENERGY, INC. | ||||||||||||||||||||||||
Security: 716748108 | Agenda Number: 933400791 | |||||||||||||||||||||||
Ticker: PQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7167481081 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES T. GOODSON | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM W. RUCKS, IV | Mgmt | For | For | |||||||||||||||||||||
3 E. WAYNE NORDBERG | Mgmt | Withheld | Against | |||||||||||||||||||||
4 MICHAEL L. FINCH | Mgmt | For | For | |||||||||||||||||||||
5 W.J. GORDON, III | Mgmt | For | For | |||||||||||||||||||||
6 CHARLES F. MITCHELL, II | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 568900000 | 568900000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PF CHANG'S CHINA BISTRO, INC. | ||||||||||||||||||||||||
Security: 69333Y108 | Agenda Number: 933380165 | |||||||||||||||||||||||
Ticker: PFCB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69333Y1082 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: F. LANE CARDWELL, JR. | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD L. FEDERICO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LESLEY H. HOWE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAWN E. HUDSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: M. ANN RHOADES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: R. MICHAEL WELBORN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KENNETH J. WESSELS | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF REVISED PERFORMANCE CRITERIA UNDER THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | APPROVAL OF ADJOURNMENT OF ANNUAL MEETING TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 587900000 | 587900000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PHARMERICA CORPORATION | ||||||||||||||||||||||||
Security: 71714F104 | Agenda Number: 933438120 | |||||||||||||||||||||||
Ticker: PMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US71714F1049 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GREGORY S. WEISHAR | Mgmt | For | For | |||||||||||||||||||||
2 W. ROBERT DAHL, JR. | Mgmt | For | For | |||||||||||||||||||||
3 FRANK E. COLLINS, ESQ. | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS P. MAC MAHON | Mgmt | For | For | |||||||||||||||||||||
5 MARJORIE W. DORR | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS P. GERRITY, PH.D | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT A. OAKLEY, PH.D. | Mgmt | For | For | |||||||||||||||||||||
8 GEOFFREY G. MEYERS | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3923600000 | 3923600000 | 0 | 5/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PIEDMONT NATURAL GAS COMPANY, INC. | ||||||||||||||||||||||||
Security: 720186105 | Agenda Number: 933365430 | |||||||||||||||||||||||
Ticker: PNY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7201861058 | Meeting Date: 3/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 MALCOLM E. EVERETT III | Mgmt | No vote | ||||||||||||||||||||||
2 FRANK B. HOLDING, JR. | Mgmt | No vote | ||||||||||||||||||||||
3 MINOR M. SHAW | Mgmt | No vote | ||||||||||||||||||||||
4 MURIEL W. SHEUBROOKS | Mgmt | No vote | ||||||||||||||||||||||
2 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | Mgmt | No vote | |||||||||||||||||||||
3 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN | Mgmt | No vote | |||||||||||||||||||||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | No vote | |||||||||||||||||||||
5 | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1289100000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PINNACLE ENTERTAINMENT, INC. | ||||||||||||||||||||||||
Security: 723456109 | Agenda Number: 933402226 | |||||||||||||||||||||||
Ticker: PNK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7234561097 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEPHEN C. COMER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN V. GIOVENCO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BRUCE A. LESLIE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES L. MARTINEAU | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LYNN P. REITNOUER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT TO THE COMPANY'S 2005 EQUITY AND PERFORMANCE INCENTIVE PLAN TO PERMIT A ONE-TIME VALUE- FOR-VALUE STOCK OPTION EXCHANGE PROGRAM. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY RESOLUTION REGARDING COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1744000000 | 1744000000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PINNACLE FINANCIAL PARTNERS, INC. | ||||||||||||||||||||||||
Security: 72346Q104 | Agenda Number: 933381965 | |||||||||||||||||||||||
Ticker: PNFP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US72346Q1040 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES C. COPE | Mgmt | For | For | |||||||||||||||||||||
2 W.H. HUDDLESTON, IV | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT A. MCCABE, JR. | Mgmt | For | For | |||||||||||||||||||||
4 WAYNE J. RILEY | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING OF SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
04 | VOTE ON THE FREQUENCY (EITHER ANNUAL, BIENNIAL OR TRIENNIAL) THAT SHAREHOLDERS OF THE COMPANY WILL HAVE A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 524100000 | 524100000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PIONEER DRILLING COMPANY | ||||||||||||||||||||||||
Security: 723655106 | Agenda Number: 933421771 | |||||||||||||||||||||||
Ticker: PDC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7236551062 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DEAN A. BURKHARDT | Mgmt | For | For | |||||||||||||||||||||
2 SCOTT D. URBAN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT TO THE PIONEER DRILLING COMPANY 2007 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1249300000 | 1249300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PIPER JAFFRAY COMPANIES | ||||||||||||||||||||||||
Security: 724078100 | Agenda Number: 933385026 | |||||||||||||||||||||||
Ticker: PJC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7240781002 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANDREW S. DUFF | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL R. FRANCIS | Mgmt | For | For | |||||||||||||||||||||
3 B. KRISTINE JOHNSON | Mgmt | For | For | |||||||||||||||||||||
4 ADDISON L. PIPER | Mgmt | For | For | |||||||||||||||||||||
5 LISA K. POLSKY | Mgmt | For | For | |||||||||||||||||||||
6 FRANK L. SIMS | Mgmt | For | For | |||||||||||||||||||||
7 JEAN M. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
8 MICHELE VOLPI | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE OFFICERS DISCLOSED IN THE PROXY STATEMENT, OR A "SAY-ON-PAY" VOTE. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE RECOMMENDING THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 371000000 | 371000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PLEXUS CORP. | ||||||||||||||||||||||||
Security: 729132100 | Agenda Number: 933359312 | |||||||||||||||||||||||
Ticker: PLXS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7291321005 | Meeting Date: 2/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RALF R. BOER | Mgmt | No vote | ||||||||||||||||||||||
2 STEPHEN P. CORTINOVIS | Mgmt | No vote | ||||||||||||||||||||||
3 DAVID J. DRURY | Mgmt | No vote | ||||||||||||||||||||||
4 DEAN A. FOATE | Mgmt | No vote | ||||||||||||||||||||||
5 PETER KELLY | Mgmt | No vote | ||||||||||||||||||||||
6 PHIL R. MARTENS | Mgmt | No vote | ||||||||||||||||||||||
7 JOHN L. NUSSBAUM | Mgmt | No vote | ||||||||||||||||||||||
8 MICHAEL V. SCHROCK | Mgmt | No vote | ||||||||||||||||||||||
9 MARY A. WINSTON | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Mgmt | No vote | |||||||||||||||||||||
03 | AMENDMENT TO, AND RESTATEMENT OF, THE PLEXUS CORP. 2008 LONG-TERM INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON THE COMPENSATION OF PLEXUS CORP.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" IN THE PROXY STATEMENT. | Mgmt | No vote | |||||||||||||||||||||
05 | ADVISORY VOTE ON THE FUTURE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1121500000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POLYONE CORPORATION | ||||||||||||||||||||||||
Security: 73179P106 | Agenda Number: 933398681 | |||||||||||||||||||||||
Ticker: POL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US73179P1066 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. DOUGLAS CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
2 DR. CAROL A. CARTWRIGHT | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD H. FEARON | Mgmt | For | For | |||||||||||||||||||||
4 GORDON D. HARNETT | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD A. LORRAINE | Mgmt | For | For | |||||||||||||||||||||
6 EDWARD J. MOONEY | Mgmt | For | For | |||||||||||||||||||||
7 STEPHEN D. NEWLIN | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM H. POWELL | Mgmt | For | For | |||||||||||||||||||||
9 FARAH M. WALTERS | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS POLYONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 4692100000 | 4692100000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POOL CORPORATION | ||||||||||||||||||||||||
Security: 73278L105 | Agenda Number: 933396992 | |||||||||||||||||||||||
Ticker: POOL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US73278L1052 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILSON B. SEXTON | Mgmt | For | For | |||||||||||||||||||||
2 ANDREW W. CODE | Mgmt | For | For | |||||||||||||||||||||
3 JAMES J. GAFFNEY | Mgmt | For | For | |||||||||||||||||||||
4 GEORGE T. HAYMAKER, JR. | Mgmt | For | For | |||||||||||||||||||||
5 M.J. PEREZ DE LA MESA | Mgmt | For | For | |||||||||||||||||||||
6 HARLAN F. SEYMOUR | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT C. SLEDD | Mgmt | For | For | |||||||||||||||||||||
8 JOHN E. STOKELY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE RETENTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
03 | SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY VOTE: ADVISORY VOTE ON HOW OFTEN THE COMPANY SHOULD HOLD THE ADVISORY SAY-ON-PAY VOTE | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1680000000 | 1680000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PORTFOLIO RECOVERY ASSOCIATES, INC. | ||||||||||||||||||||||||
Security: 73640Q105 | Agenda Number: 933425832 | |||||||||||||||||||||||
Ticker: PRAA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US73640Q1058 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JAMES M. VOSS | Mgmt | For | For | |||||||||||||||||||||
2 SCOTT M. TABAKIN | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK | Mgmt | Against | Against | ||||||||||||||||||||
3 | APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S 2011 EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
4 | APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE SHAREHOLDERS' VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 109500000 | 109500000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POST PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 737464107 | Agenda Number: 933406894 | |||||||||||||||||||||||
Ticker: PPS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7374641071 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT C. GODDARD, III | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS CROCKER II | Mgmt | For | For | |||||||||||||||||||||
3 DAVID P. STOCKERT | Mgmt | For | For | |||||||||||||||||||||
4 HERSCHEL M. BLOOM | Mgmt | For | For | |||||||||||||||||||||
5 WALTER M. DERISO, JR. | Mgmt | For | For | |||||||||||||||||||||
6 RUSSELL R. FRENCH | Mgmt | For | For | |||||||||||||||||||||
7 DALE ANNE REISS | Mgmt | For | For | |||||||||||||||||||||
8 STELLA F. THAYER | Mgmt | For | For | |||||||||||||||||||||
9 RONALD DE WAAL | Mgmt | For | For | |||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 188400000 | 188400000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POWELL INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 739128106 | Agenda Number: 933365529 | |||||||||||||||||||||||
Ticker: POWL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7391281067 | Meeting Date: 2/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EUGENE L. BUTLER | Mgmt | No vote | ||||||||||||||||||||||
2 CHRISTOPHER E. CRAGG | Mgmt | No vote | ||||||||||||||||||||||
3 BONNIE V. HANCOCK | Mgmt | No vote | ||||||||||||||||||||||
02 | TO HOLD A STOCKHOLDER ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND ANY RELATED MATERIAL DISCLOSED IN THIS PROXY STATEMENT ("SAY-ON- PAY"). | Mgmt | No vote | |||||||||||||||||||||
03 | TO HOLD A VOTE ON WHETHER THE COMPANY WILL CONDUCT FUTURE SAY- ON-PAY VOTES EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 434800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POWER INTEGRATIONS, INC. | ||||||||||||||||||||||||
Security: 739276103 | Agenda Number: 933449907 | |||||||||||||||||||||||
Ticker: POWI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7392761034 | Meeting Date: 6/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BALU BALAKRISHNAN | Mgmt | For | For | |||||||||||||||||||||
2 ALAN D. BICKELL | Mgmt | For | For | |||||||||||||||||||||
3 NICHOLAS E. BRATHWAITE | Mgmt | For | For | |||||||||||||||||||||
4 JAMES FIEBIGER | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM GEORGE | Mgmt | For | For | |||||||||||||||||||||
6 BALAKRISHNAN S. IYER | Mgmt | For | For | |||||||||||||||||||||
7 E. FLOYD KVAMME | Mgmt | For | For | |||||||||||||||||||||
8 STEVEN J. SHARP | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF POWER INTEGRATIONS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 175400000 | 175400000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRE-PAID LEGAL SERVICES, INC. | ||||||||||||||||||||||||
Security: 740065107 | Agenda Number: 933462020 | |||||||||||||||||||||||
Ticker: PPD | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US7400651078 | Meeting Date: 6/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 30, 2011, BY AND AMONG THE COMPANY, MIDOCEAN PPL HOLDINGS CORP. AND PPL ACQUISITION CORP., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Mgmt | For | For | ||||||||||||||||||||
02 | TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 182100000 | 182100000 | 0 | 6/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRIVATEBANCORP, INC. | ||||||||||||||||||||||||
Security: 742962103 | Agenda Number: 933429587 | |||||||||||||||||||||||
Ticker: PVTB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7429621037 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RALPH B. MANDELL | Mgmt | For | For | |||||||||||||||||||||
2 C. MAYBERRY MCKISSACK | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD W. RABIN | Mgmt | For | For | |||||||||||||||||||||
4 LARRY D. RICHMAN | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL FOR AN ADVISORY (NON- BINDING) VOTE TO APPROVE 2010 EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE PRIVATEBANCORP, INC. 2011 INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 935200000 | 935200000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROASSURANCE CORPORATION | ||||||||||||||||||||||||
Security: 74267C106 | Agenda Number: 933407911 | |||||||||||||||||||||||
Ticker: PRA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74267C1062 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LUCIAN F. BLOODWORTH | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT E. FLOWERS | Mgmt | For | For | |||||||||||||||||||||
3 ANN F. PUTALLAZ | Mgmt | For | For | |||||||||||||||||||||
4 DRAYTON NABERS, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE TO DETERMINE THE FREQUENCY (WHETHER EVERY ONE, TWO OR THREE YEARS) WITH WHICH STOCKHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 252500000 | 252500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROGRESS SOFTWARE CORPORATION | ||||||||||||||||||||||||
Security: 743312100 | Agenda Number: 933396081 | |||||||||||||||||||||||
Ticker: PRGS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7433121008 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BARRY N. BYCOFF | Mgmt | For | For | |||||||||||||||||||||
2 RAM GUPTA | Mgmt | For | For | |||||||||||||||||||||
3 CHARLES F. KANE | Mgmt | For | For | |||||||||||||||||||||
4 DAVID A. KRALL | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL L. MARK | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD D. REIDY | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE PROGRESS SOFTWARE CORPORATION RESTATED ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,00 | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF PROGRESS SOFTWARE CORPORATION'S NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF PROGRESS SOFTWARE CORPORATION'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 450300000 | 450300000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROVIDENT FINANCIAL SERVICES, INC. | ||||||||||||||||||||||||
Security: 74386T105 | Agenda Number: 933389442 | |||||||||||||||||||||||
Ticker: PFS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74386T1051 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LAURA L. BROOKS | Mgmt | For | For | |||||||||||||||||||||
2 TERENCE GALLAGHER | Mgmt | For | For | |||||||||||||||||||||
3 CARLOS HERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
4 KATHARINE LAUD | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL (NON-BINDING) OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF STOCKHOLDER VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 520800000 | 520800000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PS BUSINESS PARKS, INC. | ||||||||||||||||||||||||
Security: 69360J107 | Agenda Number: 933408470 | |||||||||||||||||||||||
Ticker: PSB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69360J1079 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD L. HAVNER, JR. | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH D. RUSSELL, JR. | Mgmt | For | For | |||||||||||||||||||||
3 R. WESLEY BURNS | Mgmt | For | For | |||||||||||||||||||||
4 JENNIFER HOLDEN DUNBAR | Mgmt | For | For | |||||||||||||||||||||
5 ARTHUR M. FRIEDMAN | Mgmt | For | For | |||||||||||||||||||||
6 JAMES H. KROPP | Mgmt | For | For | |||||||||||||||||||||
7 SARA GROOTWASSINK LEWIS | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL V. MCGEE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF PS BUSINESS PARKS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 120100000 | 120100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PULSE ELECTRONICS CORP | ||||||||||||||||||||||||
Security: 74586W106 | Agenda Number: 933416833 | |||||||||||||||||||||||
Ticker: PULS | Meeting Type: Contested Annual | |||||||||||||||||||||||
ISIN: US74586W1062 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVE AMENDMENTS TO OUR ARTICLES OF INCORPORATION AND BY- LAWS TO PROVIDE FOR PLURALITY VOTING IN CONTESTED DIRECTOR ELECTIONS. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 C. MARK MELLIAR-SMITH | Mgmt | For | For | |||||||||||||||||||||
2 HOWARD C. DECK | Mgmt | For | For | |||||||||||||||||||||
3 RALPH E. FAISON | Mgmt | For | For | |||||||||||||||||||||
4 JUSTIN C. CHOI | Mgmt | For | For | |||||||||||||||||||||
5 STEVEN G. CRANE | Mgmt | For | For | |||||||||||||||||||||
6 LAWRENCE P. REINHOLD | Mgmt | For | For | |||||||||||||||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2471500000 | 2471500000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUAKER CHEMICAL CORPORATION | ||||||||||||||||||||||||
Security: 747316107 | Agenda Number: 933414601 | |||||||||||||||||||||||
Ticker: KWR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7473161070 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL F. BARRY | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT E. CHAPPELL | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT H. ROCK | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE GLOBAL ANNUAL INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 LONG-TERM PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 310900000 | 310900000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUANEX BUILDING PRODUCTS CORP | ||||||||||||||||||||||||
Security: 747619104 | Agenda Number: 933367686 | |||||||||||||||||||||||
Ticker: NX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7476191041 | Meeting Date: 2/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SUSAN F. DAVIS | Mgmt | No vote | ||||||||||||||||||||||
2 JOSEPH D. RUPP | Mgmt | No vote | ||||||||||||||||||||||
3 CURTIS M. STEVENS | Mgmt | No vote | ||||||||||||||||||||||
02 | TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | No vote | |||||||||||||||||||||
03 | TO PROVIDE A NON-BINDING ADVISORY VOTE ON THE PROPOSED TIMELINE FOR SEEKING EXECUTIVE COMPENSATION ADVISORY VOTES IN THE FUTURE. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2008 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN. | Mgmt | No vote | |||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S EXTERNAL AUDITORS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1010800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUESTCOR PHARMACEUTICALS, INC. | ||||||||||||||||||||||||
Security: 74835Y101 | Agenda Number: 933413560 | |||||||||||||||||||||||
Ticker: QCOR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74835Y1010 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 DON M. BAILEY | Mgmt | For | For | |||||||||||||||||||||
2 MITCHELL J. BLUTT | Mgmt | For | For | |||||||||||||||||||||
3 NEAL C. BRADSHER | Mgmt | For | For | |||||||||||||||||||||
4 STEPHEN C. FARRELL | Mgmt | For | For | |||||||||||||||||||||
5 LOUIS SILVERMAN | Mgmt | For | For | |||||||||||||||||||||
6 VIRGIL D. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE AN ADVISORY (NONBINDING) RESOLUTION REGARDING FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | PROPOSAL TO RATIFY AN AMENDMENT TO ADD 3,500,000 SHARES TO THE 2006 EQUITY INCENTIVE AWARD PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
5 | PROPOSAL TO RATIFY AN AMENDMENT TO ADD 600,000 SHARES TO THE AMENDED AND RESTATED 2003 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
6 | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 220100000 | 220100000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUIKSILVER, INC. | ||||||||||||||||||||||||
Security: 74838C106 | Agenda Number: 933373108 | |||||||||||||||||||||||
Ticker: ZQK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74838C1062 | Meeting Date: 3/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DOUGLAS K. AMMERMAN | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM M. BARNUM, JR. | Mgmt | For | For | |||||||||||||||||||||
3 JAMES G. ELLIS | Mgmt | For | For | |||||||||||||||||||||
4 CHARLES S. EXON | Mgmt | For | For | |||||||||||||||||||||
5 M. STEVEN LANGMAN | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT B. MCKNIGHT, JR. | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT L. METTLER | Mgmt | For | For | |||||||||||||||||||||
8 PAUL C. SPEAKER | Mgmt | For | For | |||||||||||||||||||||
9 ANDREW W. SWEET | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AMENDMENT OF THE QUIKSILVER, INC. 2000 STOCK INCENTIVE PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN AND THE MAXIMUM NUMBER OF RESERVED SHARES ISSUABLE PURSUANT TO RESTRICTED STOCK AND RESTRICTED STOCK UNITS UNDER THE PLAN AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF QUIKSILVER, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF QUIKSILVER, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 8463200000 | 8463200000 | 0 | 2/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RADIANT SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 75025N102 | Agenda Number: 933441848 | |||||||||||||||||||||||
Ticker: RADS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US75025N1028 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J.A. DOUGLAS, JR* | Mgmt | For | For | |||||||||||||||||||||
2 PHILIP J. HICKEY, JR* | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL Z. KAY* | Mgmt | Withheld | Against | |||||||||||||||||||||
4 NICK SHREIBER# | Mgmt | For | For | |||||||||||||||||||||
03 | TO APPROVE THE 2011 AMENDMENT TO THE AMENDED AND RESTATED 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS FOR SECTION 162(M) AWARDS UNDER THE AMENDED AND RESTATED 2005 LONG- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY" VOTE). | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON HOW FREQUENTLY STOCKHOLDERS WILL BE PROVIDED A "SAY-ON-PAY" VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 404800000 | 404800000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RADISYS CORPORATION | ||||||||||||||||||||||||
Security: 750459109 | Agenda Number: 933438889 | |||||||||||||||||||||||
Ticker: RSYS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7504591097 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 C. SCOTT GIBSON | Mgmt | For | For | |||||||||||||||||||||
2 SCOTT C. GROUT | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD J. FAUBERT | Mgmt | For | For | |||||||||||||||||||||
4 DR. WILLIAM W. LATTIN | Mgmt | For | For | |||||||||||||||||||||
5 KEVIN C. MELIA | Mgmt | For | For | |||||||||||||||||||||
6 CARL W. NEUN | Mgmt | For | For | |||||||||||||||||||||
7 DAVID NIERENBERG | Mgmt | For | For | |||||||||||||||||||||
8 M. NIEL RANSOM | Mgmt | For | For | |||||||||||||||||||||
9 LORENE K. STEFFES | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN AMENDMENT TO THE RADISYS CORPORATION 2007 STOCK PLAN | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 781400000 | 781400000 | 0 | 5/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RED ROBIN GOURMET BURGERS, INC. | ||||||||||||||||||||||||
Security: 75689M101 | Agenda Number: 933436948 | |||||||||||||||||||||||
Ticker: RRGB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US75689M1018 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PATTYE L. MOORE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN E. CARLEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARCUS L. ZANNER | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE PROPOSED ADVISORY VOTE ON THE EXECUTIVE COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVE THE SECOND AMENDED AND RESTATED 2007 PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVE THE INCLUSION OF A PROPOSAL IN THE COMPANY'S 2012 PROXY STATEMENT TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO DECLASSIFY THE BOARD OF DIRECTORS. | Mgmt | For | |||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 25, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 953900000 | 953900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REGENERON PHARMACEUTICALS, INC. | ||||||||||||||||||||||||
Security: 75886F107 | Agenda Number: 933436619 | |||||||||||||||||||||||
Ticker: REGN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US75886F1075 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ALFRED G GILMAN MD PH.D | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH L. GOLDSTEIN M.D | Mgmt | For | For | |||||||||||||||||||||
3 CHRISTINE A. POON | Mgmt | For | For | |||||||||||||||||||||
4 P. ROY VAGELOS, M.D. | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE COMPANY'S SECOND AMENDED AND RESTATED 2000 LONG-TERM INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE, BY NON- BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | PROPOSAL TO RECOMMEND, BY NON- BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 314100000 | 314100000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REHABCARE GROUP, INC. | ||||||||||||||||||||||||
Security: 759148109 | Agenda Number: 933445961 | |||||||||||||||||||||||
Ticker: RHB | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US7591481095 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 7, 2011, AMONG KINDRED HEALTHCARE, INC., KINDRED HEALTHCARE DEVELOPMENT, INC. AND REHABCARE GROUP, INC. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE REHABCARE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE REHABCARE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1461700000 | 1461700000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RIGHTNOW TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 76657R106 | Agenda Number: 933436556 | |||||||||||||||||||||||
Ticker: RNOW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US76657R1068 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM J. LANSING | Mgmt | For | For | |||||||||||||||||||||
2 ALLEN E. SNYDER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF CONDUCTING FUTURE STOCKHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 175300000 | 175300000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RLI CORP. | ||||||||||||||||||||||||
Security: 749607107 | Agenda Number: 933384959 | |||||||||||||||||||||||
Ticker: RLI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7496071074 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KAJ AHLMANN | Mgmt | For | For | |||||||||||||||||||||
2 BARBARA R. ALLEN | Mgmt | For | For | |||||||||||||||||||||
3 JOHN T. BAILY | Mgmt | For | For | |||||||||||||||||||||
4 JORDAN W. GRAHAM | Mgmt | For | For | |||||||||||||||||||||
5 GERALD I. LENROW | Mgmt | For | For | |||||||||||||||||||||
6 CHARLES M. LINKE | Mgmt | For | For | |||||||||||||||||||||
7 F. LYNN MCPHEETERS | Mgmt | For | For | |||||||||||||||||||||
8 JONATHAN E. MICHAEL | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT O. VIETS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE COMPANY'S ANNUAL INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | FREQUENCY ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 224400000 | 224400000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROBBINS & MYERS, INC. | ||||||||||||||||||||||||
Security: 770196103 | Agenda Number: 933375051 | |||||||||||||||||||||||
Ticker: RBN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7701961036 | Meeting Date: 3/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANDREW G. LAMPEREUR | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS P. LOFTIS | Mgmt | For | For | |||||||||||||||||||||
3 DALE L. MEDFORD | Mgmt | For | For | |||||||||||||||||||||
4 ALBERT J. NEUPAVER | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL IN AN ADVISORY (NON- BINDING) VOTE OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL IN AN ADVISORY (NON- BINDING) VOTE OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 379100000 | 379100000 | 0 | 3/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROFIN-SINAR TECHNOLOGIES INC. | ||||||||||||||||||||||||
Security: 775043102 | Agenda Number: 933369894 | |||||||||||||||||||||||
Ticker: RSTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7750431022 | Meeting Date: 3/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DR. PETER WIRTH | Mgmt | For | For | |||||||||||||||||||||
2 DR. STEPHEN D. FANTONE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE ROFIN-SINAR TECHNOLOGIES INC. 2007 INCENTIVE STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER VOTE (NON- BINDING). | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 281900000 | 281900000 | 0 | 2/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROGERS CORPORATION | ||||||||||||||||||||||||
Security: 775133101 | Agenda Number: 933395293 | |||||||||||||||||||||||
Ticker: ROG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7751331015 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL F. BARRY | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES M. BRENNAN, III | Mgmt | For | For | |||||||||||||||||||||
3 GREGORY B. HOWEY | Mgmt | For | For | |||||||||||||||||||||
4 J. CARL HSU | Mgmt | For | For | |||||||||||||||||||||
5 CAROL R. JENSEN | Mgmt | For | For | |||||||||||||||||||||
6 EILEEN S. KRAUS | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM E. MITCHELL | Mgmt | For | For | |||||||||||||||||||||
8 ROBERT G. PAUL | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT D. WACHOB | Mgmt | For | For | |||||||||||||||||||||
10 PETER C. WALLACE | Mgmt | For | For | |||||||||||||||||||||
02 | TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE COMPENSATION IN THE ACCOMPANYING PROXY STATEMENT FOR THE MEETING. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO DETERMINE WHETHER A SHAREHOLDER VOTE ON A NON- BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION WILL OCCUR ONCE EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE ROGERS CORPORATION 2009 LONG- TERM EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF STOCK FOR ISSUANCE THEREUNDER FROM 860,000 TO 1,275,000. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ROGERS CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 243600000 | 243600000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RTI INTERNATIONAL METALS, INC. | ||||||||||||||||||||||||
Security: 74973W107 | Agenda Number: 933408672 | |||||||||||||||||||||||
Ticker: RTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74973W1071 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DANIEL I. BOOKER | Mgmt | For | For | |||||||||||||||||||||
2 RONALD L. GALLATIN | Mgmt | For | For | |||||||||||||||||||||
3 CHARLES C. GEDEON | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT M. HERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
5 DAWNE S. HICKTON | Mgmt | For | For | |||||||||||||||||||||
6 EDITH E. HOLIDAY | Mgmt | For | For | |||||||||||||||||||||
7 BRYAN T. MOSS | Mgmt | For | For | |||||||||||||||||||||
8 JAMES A. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL BY NON-BINDING VOTE OF COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMENDATION BY NON-BINDING VOTE OF FREQUENCY OF NON-BINDING VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 358200000 | 358200000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RUDOLPH TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 781270103 | Agenda Number: 933436950 | |||||||||||||||||||||||
Ticker: RTEC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7812701032 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: AUBREY C. TOBEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN R. WHITTEN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, ON AN ADVISORY (NON-BINDING) BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 457400000 | 457400000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RUTH'S HOSPITALITY GROUP, INC. | ||||||||||||||||||||||||
Security: 783332109 | Agenda Number: 933394253 | |||||||||||||||||||||||
Ticker: RUTH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7833321091 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL P. O'DONNELL | Mgmt | For | For | |||||||||||||||||||||
2 ROBIN P. SELATI | Mgmt | For | For | |||||||||||||||||||||
3 CARLA R. COOPER | Mgmt | For | For | |||||||||||||||||||||
4 BANNUS B. HUDSON | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT S. MERRITT | Mgmt | For | For | |||||||||||||||||||||
6 ALAN VITULI | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1654400000 | 1654400000 | 0 | 4/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
S&T BANCORP, INC. | ||||||||||||||||||||||||
Security: 783859101 | Agenda Number: 933399645 | |||||||||||||||||||||||
Ticker: STBA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7838591011 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN N. BRENZIA | Mgmt | For | For | |||||||||||||||||||||
2 TODD D. BRICE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN J. DELANEY | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL J. DONNELLY | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM J. GATTI | Mgmt | For | For | |||||||||||||||||||||
6 JEFFREY D. GRUBE | Mgmt | For | For | |||||||||||||||||||||
7 FRANK W. JONES | Mgmt | For | For | |||||||||||||||||||||
8 JOSEPH A. KIRK | Mgmt | For | For | |||||||||||||||||||||
9 DAVID L. KRIEGER | Mgmt | For | For | |||||||||||||||||||||
10 JAMES V. MILANO | Mgmt | For | For | |||||||||||||||||||||
11 JAMES C. MILLER | Mgmt | For | For | |||||||||||||||||||||
12 ALAN PAPERNICK | Mgmt | For | For | |||||||||||||||||||||
13 ROBERT REBICH, JR. | Mgmt | For | For | |||||||||||||||||||||
14 CHARLES A. SPADAFORA | Mgmt | Withheld | Against | |||||||||||||||||||||
15 CHRISTINE J. TORETTI | Mgmt | Withheld | Against | |||||||||||||||||||||
16 CHARLES G. URTIN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE NON-BINDING ADVISORY PROPOSAL ON THE COMPENSATION OF S&T BANCORP, INC.'S EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 242100000 | 242100000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAFETY INSURANCE GROUP, INC. | ||||||||||||||||||||||||
Security: 78648T100 | Agenda Number: 933434398 | |||||||||||||||||||||||
Ticker: SAFT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78648T1007 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID F. BRUSSARD | Mgmt | For | For | |||||||||||||||||||||
2 A. RICHARD CAPUTO, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE MATERIAL TERMS OF THE 2002 MANAGEMENT OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE MATERIAL TERMS OF THE ANNUAL PERFORMANCE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 290200000 | 290200000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SALIX PHARMACEUTICALS, LTD. | ||||||||||||||||||||||||
Security: 795435106 | Agenda Number: 933442268 | |||||||||||||||||||||||
Ticker: SLXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7954351067 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JOHN F. CHAPPELL | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS W. D'ALONZO | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD A. FRANCO, SR. | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM P. KEANE | Mgmt | For | For | |||||||||||||||||||||
5 CAROLYN J. LOGAN | Mgmt | For | For | |||||||||||||||||||||
6 MARK A. SIRGO | Mgmt | For | For | |||||||||||||||||||||
2 | THE BOARD OF DIRECTORS RECOMMENDS A VOTE FOR FOR THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | THE BOARD OF DIRECTORS RECOMMENDS A VOTE FOR THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | THE BOARD OF DIRECTORS RECOMMENDS A VOTE OF 1 YEAR AS THE FREQUENCY WITH WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 162100000 | 162100000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SANDERSON FARMS, INC. | ||||||||||||||||||||||||
Security: 800013104 | Agenda Number: 933366014 | |||||||||||||||||||||||
Ticker: SAFM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8000131040 | Meeting Date: 2/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LAMPKIN BUTTS | Mgmt | No vote | ||||||||||||||||||||||
2 BEVERLY HOGAN | Mgmt | No vote | ||||||||||||||||||||||
3 PHIL K. LIVINGSTON | Mgmt | No vote | ||||||||||||||||||||||
4 CHARLES W. RITTER, JR. | Mgmt | No vote | ||||||||||||||||||||||
5 JOE F. SANDERSON, JR. | Mgmt | No vote | ||||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE SANDERSON FARMS, INC. AND AFFILIATES AMENDED AND RESTATED STOCK INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
03 | PROPOSAL TO APPROVE, IN A NON- BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | PROPOSAL TO DETERMINE, IN A NON- BINDING ADVISORY VOTE, THE FREQUENCY WITH WHICH THE COMPANY SHOULD HOLD FUTURE NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1144900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAUL CENTERS, INC. | ||||||||||||||||||||||||
Security: 804395101 | Agenda Number: 933399708 | |||||||||||||||||||||||
Ticker: BFS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8043951016 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN E. CHAPOTON | Mgmt | For | For | |||||||||||||||||||||
2 B. FRANCIS SAUL II | Mgmt | For | For | |||||||||||||||||||||
3 JAMES W. SYMINGTON | Mgmt | For | For | |||||||||||||||||||||
4 JOHN R. WHITMORE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR ADJOURNMENTS THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 86200000 | 86200000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAVIENT PHARMACEUTICALS, INC. | ||||||||||||||||||||||||
Security: 80517Q100 | Agenda Number: 933430388 | |||||||||||||||||||||||
Ticker: SVNT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US80517Q1004 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GINGER CONSTANTINE, M.D | Mgmt | For | For | |||||||||||||||||||||
2 ALAN L. HELLER | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN O. JAEGER | Mgmt | For | For | |||||||||||||||||||||
4 JOHN H. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
5 LEE S. SIMON, M.D. | Mgmt | For | For | |||||||||||||||||||||
6 VIRGIL THOMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE APPROVAL OF THE 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 5700000 | 5700000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 808541106 | Agenda Number: 933382739 | |||||||||||||||||||||||
Ticker: SWM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8085411069 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CLAIRE L. ARNOLD | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT F. MCCULLOUGH | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION ADVISORY VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 298800000 | 298800000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SEACOR HOLDINGS INC. | ||||||||||||||||||||||||
Security: 811904101 | Agenda Number: 933443094 | |||||||||||||||||||||||
Ticker: CKH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8119041015 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES FABRIKANT | Mgmt | For | For | |||||||||||||||||||||
2 PIERRE DE DEMANDOLX | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD FAIRBANKS | Mgmt | For | For | |||||||||||||||||||||
4 BLAINE V. FOGG | Mgmt | For | For | |||||||||||||||||||||
5 JOHN C. HADJIPATERAS | Mgmt | For | For | |||||||||||||||||||||
6 OIVIND LORENTZEN | Mgmt | For | For | |||||||||||||||||||||
7 ANDREW R. MORSE | Mgmt | For | For | |||||||||||||||||||||
8 R. CHRISTOPHER REGAN | Mgmt | For | For | |||||||||||||||||||||
9 STEVEN WEBSTER | Mgmt | For | For | |||||||||||||||||||||
10 STEVEN J. WISCH | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF THE COMPENSATION PAID BY THE COMPANY TO THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
03 | THE APPROVAL OF THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SEACOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 568600000 | 568600000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SELECTIVE INSURANCE GROUP, INC. | ||||||||||||||||||||||||
Security: 816300107 | Agenda Number: 933399037 | |||||||||||||||||||||||
Ticker: SIGI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8163001071 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAUL D. BAUER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN C. BURVILLE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOAN M. LAMM- TENNANT | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL J. MORRISSEY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GREGORY E. MURPHY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CYNTHIA S. NICHOLSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RONALD L. O'KELLEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM M. RUE | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE A NON-BINDING ADVISORY RESOLUTION ON COMPENSATION OF SELECTIVE'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY OF AN ADVISORY RESOLUTION ON THE COMPENSATION OF SELECTIVE'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF KPMG LLP AS SELECTIVE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2033200000 | 2033200000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SFN GROUP INC | ||||||||||||||||||||||||
Security: 784153108 | Agenda Number: 933407315 | |||||||||||||||||||||||
Ticker: SFN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7841531087 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAMES J. FORESE | Mgmt | For | For | |||||||||||||||||||||
2 L.E. GILLESPIE, SR. | Mgmt | For | For | |||||||||||||||||||||
3 J. IAN MORRISON | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF THE COMPANY'S AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY FOR FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 4755100000 | 4755100000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SHUFFLE MASTER, INC. | ||||||||||||||||||||||||
Security: 825549108 | Agenda Number: 933369921 | |||||||||||||||||||||||
Ticker: SHFL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8255491081 | Meeting Date: 3/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GARRY W. SAUNDERS | Mgmt | For | For | |||||||||||||||||||||
2 LOUIS CASTLE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN R. BAILEY | Mgmt | For | For | |||||||||||||||||||||
4 DANIEL M. WADE | Mgmt | For | For | |||||||||||||||||||||
5 EILEEN F. RANEY | Mgmt | For | For | |||||||||||||||||||||
6 A. RANDALL THOMAN | Mgmt | For | For | |||||||||||||||||||||
7 DAVID B. LOPEZ | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 417200000 | 417200000 | 0 | 2/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SIGNATURE BANK | ||||||||||||||||||||||||
Security: 82669G104 | Agenda Number: 933378716 | |||||||||||||||||||||||
Ticker: SBNY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US82669G1040 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SCOTT A. SHAY | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH J. DEPAOLO | Mgmt | For | For | |||||||||||||||||||||
3 ALFRED B. DELBELLO | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 254100000 | 254100000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SIMMONS FIRST NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 828730200 | Agenda Number: 933390584 | |||||||||||||||||||||||
Ticker: SFNC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8287302009 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO FIX THE NUMBER OF DIRECTORS AT ELEVEN(11). | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM E. CLARK, II | Mgmt | Withheld | Against | |||||||||||||||||||||
2 STEVEN A. COSSE | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD DRILLING | Mgmt | For | For | |||||||||||||||||||||
4 SHARON GABER | Mgmt | For | For | |||||||||||||||||||||
5 EUGENE HUNT | Mgmt | For | For | |||||||||||||||||||||
6 GEORGE A. MAKRIS, JR. | Mgmt | For | For | |||||||||||||||||||||
7 J. THOMAS MAY | Mgmt | For | For | |||||||||||||||||||||
8 W. SCOTT MCGEORGE | Mgmt | For | For | |||||||||||||||||||||
9 STANLEY E. REED | Mgmt | For | For | |||||||||||||||||||||
10 HARRY L. RYBURN | Mgmt | For | For | |||||||||||||||||||||
11 ROBERT L. SHOPTAW | Mgmt | For | For | |||||||||||||||||||||
03 | TO CONSIDER ADOPTION OF THE FOLLOWING NON-BINDING RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
04 | TO SET THE FREQUENCY AT WHICH THE COMPANY WILL SEEK NON-BINDING SHAREHOLDER APPROVAL OF THE COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AT ITS ANNUAL MEETING. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO CONSIDER ADOPTION OF THE SIMMONS FIRST NATIONAL CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RATIFY THE AUDIT & SECURITY COMMITTEE'S SELECTION OF THE ACCOUNTING FIRM OF BKD, LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 151400000 | 151400000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SIMPSON MANUFACTURING CO., INC. | ||||||||||||||||||||||||
Security: 829073105 | Agenda Number: 933382830 | |||||||||||||||||||||||
Ticker: SSD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8290731053 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EARL F. CHEIT | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS J FITZMYERS | Mgmt | For | For | |||||||||||||||||||||
3 BARRY LAWSON WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE SIMPSON MANUFACTURING CO., INC. 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 476900000 | 476900000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SKECHERS U.S.A., INC. | ||||||||||||||||||||||||
Security: 830566105 | Agenda Number: 933437192 | |||||||||||||||||||||||
Ticker: SKX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8305661055 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEYER KOSINSKI | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD RAPPAPORT | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD SISKIND | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RE-APPROVAL OF THE 2006 ANNUAL INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1972900000 | 1972900000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SKYWEST, INC. | ||||||||||||||||||||||||
Security: 830879102 | Agenda Number: 933382171 | |||||||||||||||||||||||
Ticker: SKYW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8308791024 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JERRY C. ATKIN | Mgmt | For | For | |||||||||||||||||||||
2 J. RALPH ATKIN | Mgmt | For | For | |||||||||||||||||||||
3 MARGARET S. BILLSON | Mgmt | For | For | |||||||||||||||||||||
4 IAN M. CUMMING | Mgmt | For | For | |||||||||||||||||||||
5 HENRY J. EYRING | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT G. SARVER | Mgmt | For | For | |||||||||||||||||||||
7 STEVEN F. UDVAR-HAZY | Mgmt | For | For | |||||||||||||||||||||
8 JAMES L. WELCH | Mgmt | For | For | |||||||||||||||||||||
9 MICHAEL K. YOUNG | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
05 | TO ADOPT A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3753100000 | 3753100000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SMITH MICRO SOFTWARE, INC. | ||||||||||||||||||||||||
Security: 832154108 | Agenda Number: 933453083 | |||||||||||||||||||||||
Ticker: SMSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8321541083 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM W. SMITH, JR. | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM C. KEIPER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF SINGERLEWAK LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | IN ACCORDANCE WITH THE DISCRETION OF THE PROXY HOLDERS, THE PROXY HOLDERS ARE AUTHORIZED TO ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS AS MAY PROPERLY | Mgmt | Against | Against | ||||||||||||||||||||
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 193300000 | 193300000 | 0 | 6/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SNYDERS-LANCE INC | ||||||||||||||||||||||||
Security: 833551104 | Agenda Number: 933406820 | |||||||||||||||||||||||
Ticker: LNCE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8335511049 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 C. PETER CARLUCCI, JR. | Mgmt | For | For | |||||||||||||||||||||
2 JAMES W. JOHNSTON | Mgmt | For | For | |||||||||||||||||||||
3 W.J. PREZZANO | Mgmt | For | For | |||||||||||||||||||||
4 PATRICIA A. WAREHIME | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SNYDER'S- LANCE, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF SNYDER'S-LANCE, INC.'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 936400000 | 936400000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SONIC AUTOMOTIVE, INC. | ||||||||||||||||||||||||
Security: 83545G102 | Agenda Number: 933378855 | |||||||||||||||||||||||
Ticker: SAH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US83545G1022 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 O. BRUTON SMITH | Mgmt | For | For | |||||||||||||||||||||
2 B. SCOTT SMITH | Mgmt | For | For | |||||||||||||||||||||
3 DAVID B. SMITH | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM R. BROOKS | Mgmt | For | For | |||||||||||||||||||||
5 WILLIAM I. BELK | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT HELLER | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT L. REWEY | Mgmt | For | For | |||||||||||||||||||||
8 VICTOR H. DOOLAN | Mgmt | For | For | |||||||||||||||||||||
9 DAVID C. VORHOFF | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE A NON-BINDING ADVISORY VOTE ON SONIC AUTOMOTIVE, INC.'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SONIC AUTOMOTIVE, INC'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 12301000000 | 12301000000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOURCEFIRE, INC. | ||||||||||||||||||||||||
Security: 83616T108 | Agenda Number: 933414459 | |||||||||||||||||||||||
Ticker: FIRE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US83616T1088 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN C. BURRIS | Mgmt | For | For | |||||||||||||||||||||
2 TIM A. GULERI | Mgmt | For | For | |||||||||||||||||||||
3 MARTIN F. ROESCH | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 112100000 | 112100000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOUTH JERSEY INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 838518108 | Agenda Number: 933397487 | |||||||||||||||||||||||
Ticker: SJI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8385181081 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 VICTOR A. FORTKIEWICZ* | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD J. GRAHAM* | Mgmt | For | For | |||||||||||||||||||||
3 SHAHID MALIK* | Mgmt | For | For | |||||||||||||||||||||
4 KEITH S. CAMPBELL** | Mgmt | For | For | |||||||||||||||||||||
5 WALTER M. HIGGINS III** | Mgmt | For | For | |||||||||||||||||||||
6 JOSEPH H. PETROWSKI** | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE NONBINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO DETERMINE THE FREQUENCY OF THE NONBINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 389400000 | 389400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOUTHWEST GAS CORPORATION | ||||||||||||||||||||||||
Security: 844895102 | Agenda Number: 933392677 | |||||||||||||||||||||||
Ticker: SWX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8448951025 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT L. BOUGHNER | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS E. CHESTNUT | Mgmt | For | For | |||||||||||||||||||||
3 STEPHEN C. COMER | Mgmt | For | For | |||||||||||||||||||||
4 LEROY C. HANNEMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL O. MAFFIE | Mgmt | For | For | |||||||||||||||||||||
6 ANNE L. MARIUCCI | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL J. MELARKEY | Mgmt | For | For | |||||||||||||||||||||
8 JEFFREY W. SHAW | Mgmt | For | For | |||||||||||||||||||||
9 A. RANDALL THOMAN | Mgmt | For | For | |||||||||||||||||||||
10 THOMAS A. THOMAS | Mgmt | For | For | |||||||||||||||||||||
11 TERRENCE L. WRIGHT | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1236400000 | 1236400000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOVRAN SELF STORAGE, INC. | ||||||||||||||||||||||||
Security: 84610H108 | Agenda Number: 933417671 | |||||||||||||||||||||||
Ticker: SSS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US84610H1086 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. ATTEA | Mgmt | For | For | |||||||||||||||||||||
2 KENNETH F. MYSZKA | Mgmt | For | For | |||||||||||||||||||||
3 JOHN E. BURNS | Mgmt | For | For | |||||||||||||||||||||
4 ANTHONY P. GAMMIE | Mgmt | For | For | |||||||||||||||||||||
5 CHARLES E. LANNON | Mgmt | For | For | |||||||||||||||||||||
6 JAMES R. BOLDT | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE VOTES ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 118200000 | 118200000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SPARTAN MOTORS, INC. | ||||||||||||||||||||||||
Security: 846819100 | Agenda Number: 933437990 | |||||||||||||||||||||||
Ticker: SPAR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8468191007 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD R. CURRENT | Mgmt | For | For | |||||||||||||||||||||
2 HUGH W. SLOAN, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF BDO USA LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE SPARTAN MOTORS, INC. 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO ADOPT ADVISORY (NON- BINDING) SHAREHOLDER RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO ADOPT ADVISORY (NON- BINDING) SHAREHOLDER RECOMMENDATION REGARDING FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1729800000 | 1729800000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STAGE STORES, INC. | ||||||||||||||||||||||||
Security: 85254C305 | Agenda Number: 933428357 | |||||||||||||||||||||||
Ticker: SSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US85254C3051 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAN BAROCAS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL GLAZER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GABRIELLE GREEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ANDREW HALL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: EARL HESTERBERG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM MONTGORIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID SCHWARTZ | Mgmt | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
5 | APPROVAL OF SECOND AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2055900000 | 2055900000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STAMPS.COM INC. | ||||||||||||||||||||||||
Security: 852857200 | Agenda Number: 933452702 | |||||||||||||||||||||||
Ticker: STMP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8528572006 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEN MCBRIDE | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 150500000 | 150500000 | 0 | 5/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STANDARD MOTOR PRODUCTS, INC. | ||||||||||||||||||||||||
Security: 853666105 | Agenda Number: 933435756 | |||||||||||||||||||||||
Ticker: SMP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8536661056 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT M. GERRITY | Mgmt | For | For | |||||||||||||||||||||
2 PAMELA FORBES LIEBERMAN | Mgmt | For | For | |||||||||||||||||||||
3 ARTHUR S. SILLS | Mgmt | For | For | |||||||||||||||||||||
4 LAWRENCE I. SILLS | Mgmt | For | For | |||||||||||||||||||||
5 PETER J. SILLS | Mgmt | For | For | |||||||||||||||||||||
6 FREDERICK D. STURDIVANT | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM H. TURNER | Mgmt | For | For | |||||||||||||||||||||
8 RICHARD S. WARD | Mgmt | For | For | |||||||||||||||||||||
9 ROGER M. WIDMANN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AMENDMENTS TO THE STANDARD MOTOR PRODUCTS, INC. 2006 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1325100000 | 1325100000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STANDARD PACIFIC CORP. | ||||||||||||||||||||||||
Security: 85375C101 | Agenda Number: 933405436 | |||||||||||||||||||||||
Ticker: SPF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US85375C1018 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENNETH L. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE A. CHOATE | Mgmt | For | For | |||||||||||||||||||||
3 JAMES L. DOTI | Mgmt | For | For | |||||||||||||||||||||
4 RONALD R. FOELL | Mgmt | For | For | |||||||||||||||||||||
5 DOUGLAS C. JACOBS | Mgmt | For | For | |||||||||||||||||||||
6 DAVID J. MATLIN | Mgmt | For | For | |||||||||||||||||||||
7 F. PATT SCHIEWITZ | Mgmt | For | For | |||||||||||||||||||||
8 PETER SCHOELS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NON-BINDING VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF QUANTITATIVE GOALS TO REDUCE GREENHOUSE GAS EMISSIONS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 6251100000 | 6251100000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STARTEK, INC. | ||||||||||||||||||||||||
Security: 85569C107 | Agenda Number: 933410475 | |||||||||||||||||||||||
Ticker: SRT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US85569C1071 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DR. ED ZSCHAU | Mgmt | For | For | |||||||||||||||||||||
2 P. KAY NORTON | Mgmt | For | For | |||||||||||||||||||||
3 DR. ALBERT C. YATES | Mgmt | For | For | |||||||||||||||||||||
4 HARVEY A. WAGNER | Mgmt | For | For | |||||||||||||||||||||
5 CHRISTOPHER M. SMITH | Mgmt | For | For | |||||||||||||||||||||
6 JOHN R. HARRIS | Mgmt | For | For | |||||||||||||||||||||
7 A. LAURENCE JONES | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1357300000 | 1357300000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STEIN MART, INC. | ||||||||||||||||||||||||
Security: 858375108 | Agenda Number: 933438334 | |||||||||||||||||||||||
Ticker: SMRT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8583751081 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RALPH ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
2 ALVIN R. CARPENTER | Mgmt | For | For | |||||||||||||||||||||
3 IRWIN COHEN | Mgmt | For | For | |||||||||||||||||||||
4 SUSAN FALK | Mgmt | For | For | |||||||||||||||||||||
5 LINDA M. FARTHING | Mgmt | For | For | |||||||||||||||||||||
6 MITCHELL W. LEGLER | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT L. METTLER | Mgmt | For | For | |||||||||||||||||||||
8 RICHARD L. SISISKY | Mgmt | For | For | |||||||||||||||||||||
9 JAY STEIN | Mgmt | For | For | |||||||||||||||||||||
10 MARTIN E. STEIN, JR. | Mgmt | For | For | |||||||||||||||||||||
11 DAVID H. STOVALL, JR. | Mgmt | For | For | |||||||||||||||||||||
12 JOHN H. WILLIAMS, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE STEIN MART INC. 2001 OMNIBUS PLAN AND TO AUTHORIZE THREE (3) MILLION ADDITIONAL SHARES AVAILABLE FOR ISSUANCE UNDER THAT PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3101400000 | 3101400000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STEPAN COMPANY | ||||||||||||||||||||||||
Security: 858586100 | Agenda Number: 933407985 | |||||||||||||||||||||||
Ticker: SCL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8585861003 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOAQUIN DELGADO | Mgmt | For | For | |||||||||||||||||||||
2 F. QUINN STEPAN, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE THE ADOPTION OF THE STEPAN COMPANY 2011 INCENTIVE COMPENSATION PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | CONSIDER, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 450100000 | 450100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STERLING BANCORP | ||||||||||||||||||||||||
Security: 859158107 | Agenda Number: 933415146 | |||||||||||||||||||||||
Ticker: STL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8591581074 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT ABRAMS | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH M. ADAMKO | Mgmt | For | For | |||||||||||||||||||||
3 LOUIS J. CAPPELLI | Mgmt | For | For | |||||||||||||||||||||
4 FERNANDO FERRER | Mgmt | For | For | |||||||||||||||||||||
5 ALLAN F. HERSHFIELD | Mgmt | For | For | |||||||||||||||||||||
6 HENRY J. HUMPHREYS | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT W. LAZAR | Mgmt | For | For | |||||||||||||||||||||
8 CAROLYN JOY LEE | Mgmt | For | For | |||||||||||||||||||||
9 JOHN C. MILLMAN | Mgmt | For | For | |||||||||||||||||||||
10 EUGENE ROSSIDES | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO REAPPROVE THE STERLING BANCORP KEY EXECUTIVE INCENTIVE BONUS PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S SHAREHOLDERS IN 2001 AND REAPPROVED IN 2006, THE MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF STERLING BANCORP TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES OF STERLING BANCORP FROM 50,000,000 TO 100,000,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 351500000 | 351500000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STERLING BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 858907108 | Agenda Number: 933414005 | |||||||||||||||||||||||
Ticker: SBIB | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US8589071088 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 16, 2011, BY AND BETWEEN COMERICA INCORPORATED AND STERLING BANCSHARES, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL NO. 1. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 844200000 | 844200000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STEVEN MADDEN, LTD. | ||||||||||||||||||||||||
Security: 556269108 | Agenda Number: 933418382 | |||||||||||||||||||||||
Ticker: SHOO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5562691080 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD R ROSENFELD | Mgmt | For | For | |||||||||||||||||||||
2 JOHN L MADDEN | Mgmt | For | For | |||||||||||||||||||||
3 PETER MIGLIORINI | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD P RANDALL | Mgmt | For | For | |||||||||||||||||||||
5 RAVI SACHDEV | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS H SCHWARTZ | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 306500000 | 306500000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STEWART INFORMATION SERVICES CORPORATION | ||||||||||||||||||||||||
Security: 860372101 | Agenda Number: 933393794 | |||||||||||||||||||||||
Ticker: STC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8603721015 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CATHERINE A. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT L. CLARKE | Mgmt | For | For | |||||||||||||||||||||
3 DR. E. DOUGLAS HODO | Mgmt | For | For | |||||||||||||||||||||
4 LAURIE C. MOORE | Mgmt | For | For | |||||||||||||||||||||
5 DR. W. ARTHUR PORTER | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE COMPENSATION OF STEWART INFORMATION SERVICES CORPORATION'S NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Mgmt | For | For | ||||||||||||||||||||
03 | VOTE ON THE FREQUENCY OF THE SAY- ON-PAY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS STEWART INFORMATION SERVICES CORPORATION'S INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3673300000 | 3673300000 | 0 | 3/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STIFEL FINANCIAL CORP. | ||||||||||||||||||||||||
Security: 860630102 | Agenda Number: 933423941 | |||||||||||||||||||||||
Ticker: SF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8606301021 | Meeting Date: 6/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRUCE A. BEDA* | Mgmt | For | For | |||||||||||||||||||||
2 FREDERICK O. HANSER* | Mgmt | For | For | |||||||||||||||||||||
3 RONALD J. KRUSZEWSKI* | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS P. MULROY* | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS W. WEISEL* | Mgmt | For | For | |||||||||||||||||||||
6 KELVIN R. WESTBROOK* | Mgmt | For | For | |||||||||||||||||||||
7 ALTON F. IRBY III** | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL W. BROWN *** | Mgmt | For | For | |||||||||||||||||||||
9 ROBERT E. GRADY*** | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT TO THE STIFEL FINANCIAL CORP. 2001 INCENTIVE STOCK PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 506900000 | 506900000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STONE ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 861642106 | Agenda Number: 933415122 | |||||||||||||||||||||||
Ticker: SGY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8616421066 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE R. CHRISTMAS | Mgmt | For | For | |||||||||||||||||||||
2 B.J. DUPLANTIS | Mgmt | For | For | |||||||||||||||||||||
3 PETER D. KINNEAR | Mgmt | For | For | |||||||||||||||||||||
4 JOHN P. LABORDE | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD A. PATTAROZZI | Mgmt | For | For | |||||||||||||||||||||
6 DONALD E. POWELL | Mgmt | For | For | |||||||||||||||||||||
7 KAY G. PRIESTLY | Mgmt | For | For | |||||||||||||||||||||
8 DAVID H. WELCH | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, ERNST & YOUNG LLP, FOR FISCAL 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN AMENDMENT TO THE STONE ENERGY CORPORATION 2009 AMENDED AND RESTATED STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NONBINDING VOTE, OF RESOLUTION APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NONBINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 683300000 | 683300000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STR HOLDINGS INC. | ||||||||||||||||||||||||
Security: 78478V100 | Agenda Number: 933436049 | |||||||||||||||||||||||
Ticker: STRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78478V1008 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DENNIS L. JILOT | Mgmt | For | For | |||||||||||||||||||||
2 SCOTT S. BROWN | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT M. CHISTE | Mgmt | For | For | |||||||||||||||||||||
4 JOHN A. JANITZ | Mgmt | For | For | |||||||||||||||||||||
5 DR. UWE KRUEGER | Mgmt | For | For | |||||||||||||||||||||
6 ANDREW M. LEITCH | Mgmt | For | For | |||||||||||||||||||||
7 JASON L. METAKIS | Mgmt | For | For | |||||||||||||||||||||
8 DOMINICK J. SCHIANO | Mgmt | For | For | |||||||||||||||||||||
9 SUSAN C. SCHNABEL | Mgmt | For | For | |||||||||||||||||||||
10 RYAN M. SPROTT | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF STR HOLDINGS, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 394600000 | 394600000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STRATASYS, INC. | ||||||||||||||||||||||||
Security: 862685104 | Agenda Number: 933405917 | |||||||||||||||||||||||
Ticker: SSYS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8626851047 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 S. SCOTT CRUMP | Mgmt | For | For | |||||||||||||||||||||
2 RALPH E. CRUMP | Mgmt | For | For | |||||||||||||||||||||
3 EDWARD J. FIERKO | Mgmt | For | For | |||||||||||||||||||||
4 JOHN J. MCELENEY | Mgmt | For | For | |||||||||||||||||||||
5 CLIFFORD H. SCHWIETER | Mgmt | For | For | |||||||||||||||||||||
6 GREGORY L. WILSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY A STOCKHOLDER NON- BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS, INCLUDING THE SPECIFIC RESOLUTION CONTAINED WITHIN PROPOSAL 3 OF THIS PROXY STATEMENT, COMMONLY REFERRED TO AS "SAY ON PAY." | Mgmt | For | For | ||||||||||||||||||||
04 | ESTABLISH, BY A STOCKHOLDER NON- BINDING ADVISORY VOTE, THE FREQUENCY OF SUBMISSION TO STOCKHOLDERS OF ADVISORY SAY ON PAY PROPOSALS, COMMONLY REFERRED TO AS "SAY ON FREQUENCY." | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 82600000 | 82600000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STURM, RUGER & COMPANY, INC. | ||||||||||||||||||||||||
Security: 864159108 | Agenda Number: 933382222 | |||||||||||||||||||||||
Ticker: RGR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8641591081 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 C. MICHAEL JACOBI | Mgmt | For | For | |||||||||||||||||||||
2 JOHN A. COSENTINO, JR. | Mgmt | For | For | |||||||||||||||||||||
3 JAMES E. SERVICE | Mgmt | For | For | |||||||||||||||||||||
4 AMIR P. ROSENTHAL | Mgmt | For | For | |||||||||||||||||||||
5 RONALD C. WHITAKER | Mgmt | For | For | |||||||||||||||||||||
6 PHILLIP C. WIDMAN | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL O. FIFER | Mgmt | For | For | |||||||||||||||||||||
2 | A PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
3 | AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | AN ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 381600000 | 381600000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUPER MICRO COMPUTER INC. | ||||||||||||||||||||||||
Security: 86800U104 | Agenda Number: 933366418 | |||||||||||||||||||||||
Ticker: SMCI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: | Meeting Date: | 2/8/2011 | ||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES LIANG | Mgmt | No vote | ||||||||||||||||||||||
2 SHERMAN TUAN | Mgmt | No vote | ||||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION | Mgmt | No vote | |||||||||||||||||||||
03 | EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER VOTE | Mgmt | No vote | |||||||||||||||||||||
04 | APPROVAL OF AMENDMENT TO THE 2006 EQUITY INCENTIVE PLAN | Mgmt | No vote | |||||||||||||||||||||
05 | APPROVAL OF CERTAIN PROVISIONS OF THE 2006 EQUITY INCENTIVE PLAN | Mgmt | No vote | |||||||||||||||||||||
06 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1320700000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUPERIOR INDUSTRIES INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 868168105 | Agenda Number: 933400361 | |||||||||||||||||||||||
Ticker: SUP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8681681057 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LOUIS L. BORICK | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN J. BORICK | Mgmt | For | For | |||||||||||||||||||||
3 FRANCISCO S. URANGA | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE CEO ANNUAL INCENTIVE PERFORMANCE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE VOTING STANDARD FOR DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 759200000 | 759200000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUSQUEHANNA BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 869099101 | Agenda Number: 933393833 | |||||||||||||||||||||||
Ticker: SUSQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8690991018 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANTHONY J. AGNONE, SR. | Mgmt | For | For | |||||||||||||||||||||
2 WAYNE E. ALTER, JR. | Mgmt | For | For | |||||||||||||||||||||
3 PETER DESOTO | Mgmt | For | For | |||||||||||||||||||||
4 EDDIE L. DUNKLEBARGER | Mgmt | For | For | |||||||||||||||||||||
5 HENRY R. GIBBEL | Mgmt | For | For | |||||||||||||||||||||
6 BRUCE A. HEPBURN | Mgmt | For | For | |||||||||||||||||||||
7 DONALD L. HOFFMAN | Mgmt | For | For | |||||||||||||||||||||
8 SARA G. KIRKLAND | Mgmt | For | For | |||||||||||||||||||||
9 GUY W. MILLER, JR. | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL A. MORELLO | Mgmt | For | For | |||||||||||||||||||||
11 SCOTT J. NEWKAM | Mgmt | For | For | |||||||||||||||||||||
12 E. SUSAN PIERSOL | Mgmt | For | For | |||||||||||||||||||||
13 WILLIAM J. REUTER | Mgmt | For | For | |||||||||||||||||||||
14 CHRISTINE SEARS | Mgmt | For | For | |||||||||||||||||||||
15 JAMES A. ULSH | Mgmt | For | For | |||||||||||||||||||||
16 ROGER V. WIEST, SR. | Mgmt | For | For | |||||||||||||||||||||
02 | ADOPTION OF AN AMENDMENT TO SUSQUEHANNA'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $2.00 PER SHARE, TO 400,000,000 SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
03 | APPROVAL AND ADOPTION OF THE 2011 SUSQUEHANNA BANCSHARES, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF SUSQUEHANNA'S SHORT- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL, IN AN ADVISORY VOTE, OF SUSQUEHANNA'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL, IN AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON SUSQUEHANNA'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SUSQUEHANNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
08 | APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER ENTERED INTO BY ABINGTON AND SUSQUEHANNA, DATED AS OF JANUARY 26, 2011. | Mgmt | For | For | ||||||||||||||||||||
09 | APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2159500000 | 2159500000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SWIFT ENERGY COMPANY | ||||||||||||||||||||||||
Security: 870738101 | Agenda Number: 933421745 | |||||||||||||||||||||||
Ticker: SFY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8707381013 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DEANNA L. CANNON | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS J. LANIER | Mgmt | For | For | |||||||||||||||||||||
02 | TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER THE FIRST AMENDED AND RESTATED SWIFT ENERGY COMPANY 2005 STOCK COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND SWIFT ENERGY'S CERTIFICATE OF FORMATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 85 MILLION TO 150 MILLION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS SWIFT ENERGY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF SWIFT ENERGY'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 252300000 | 252300000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SWS GROUP INC. | ||||||||||||||||||||||||
Security: 78503N107 | Agenda Number: 933421062 | |||||||||||||||||||||||
Ticker: SWS | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US78503N1072 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL, FOR PURPOSES OF NYSE LISTING STANDARDS, OF ISSUANCE OF WARRANTS & UP TO 17,391,304 SHARES OF COMMON STOCK OF COMPANY ISSUABLE UPON THE EXERCISE OF WARRANTS (SUBJECT TO ANTI-DILUTION ADJUSTMENTS) OR, IN CERTAIN CIRCUMSTANCES, NON-VOTING PERPETUAL PARTICIPATING PREFERRED STOCK ISSUABLE UPON EXERCISE OF WARRANTS & CONVERTIBLE, IN CERTAIN CIRCUMSTANCES, INTO COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
02 | THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE IS AN INSUFFICIENT NUMBER OF VOTES AT THE SPECIAL MEETING TO APPROVE PROPOSAL NO. 1 DESCRIBED ABOVE. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2353200000 | 2353200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SYKES ENTERPRISES, INCORPORATED | ||||||||||||||||||||||||
Security: 871237103 | Agenda Number: 933436594 | |||||||||||||||||||||||
Ticker: SYKE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8712371033 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 H. PARKS HELMS | Mgmt | For | For | |||||||||||||||||||||
2 L. MCCLINTOCK-GRECO, MD | Mgmt | For | For | |||||||||||||||||||||
3 JAMES K. MURRAY, JR. | Mgmt | For | For | |||||||||||||||||||||
4 JAMES S. MACLEOD | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY") | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE 2011 EQUITY INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO APPROVE THE PERFORMANCE CRITERIA UNDER THE 2011 EQUITY INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1167700000 | 1167700000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SYMMETRY MEDICAL INC. | ||||||||||||||||||||||||
Security: 871546206 | Agenda Number: 933384288 | |||||||||||||||||||||||
Ticker: SMA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8715462060 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS J. SULLIVAN | Mgmt | For | For | |||||||||||||||||||||
2 FRANCIS T. NUSSPICKEL | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ESTABLISH THE FREQUENCY WITH WHICH THE COMPANY WILL SEEK AN ADVISORY VOTE ON ITS EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 867900000 | 867900000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SYNCHRONOSS TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 87157B103 | Agenda Number: 933409143 | |||||||||||||||||||||||
Ticker: SNCR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87157B1035 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS J. HOPKINS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND THE COMPANY'S 2006 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO HOLD A NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 122200000 | 122200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SYNNEX CORPORATION | ||||||||||||||||||||||||
Security: 87162W100 | Agenda Number: 933376192 | |||||||||||||||||||||||
Ticker: SNX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87162W1009 | Meeting Date: 3/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DWIGHT STEFFENSEN | Mgmt | For | For | |||||||||||||||||||||
2 KEVIN MURAI | Mgmt | For | For | |||||||||||||||||||||
3 FRED BREIDENBACH | Mgmt | For | For | |||||||||||||||||||||
4 MATTHEW MIAU | Mgmt | For | For | |||||||||||||||||||||
5 GREGORY QUESNEL | Mgmt | For | For | |||||||||||||||||||||
6 JAMES VAN HORNE | Mgmt | For | For | |||||||||||||||||||||
7 DUANE ZITZNER | Mgmt | For | For | |||||||||||||||||||||
8 ANDREA ZULBERTI | Mgmt | For | For | |||||||||||||||||||||
02 | AN AMENDMENT TO OUR EXECUTIVE PROFIT SHARING PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 6439200000 | 6439200000 | 0 | 3/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TALEO CORPORATION | ||||||||||||||||||||||||
Security: 87424N104 | Agenda Number: 933434122 | |||||||||||||||||||||||
Ticker: TLEO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87424N1046 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PATRICK GROSS | Mgmt | For | For | |||||||||||||||||||||
2 JEFFREY SCHWARTZ | Mgmt | Withheld | Against | |||||||||||||||||||||
3 JEFFREY STIEFLER | Mgmt | For | For | |||||||||||||||||||||
02 | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TALEO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 160100000 | 160100000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TANGER FACTORY OUTLET CENTERS, INC. | ||||||||||||||||||||||||
Security: 875465106 | Agenda Number: 933401147 | |||||||||||||||||||||||
Ticker: SKT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8754651060 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JACK AFRICK | Mgmt | For | For | |||||||||||||||||||||
2 STEVEN B. TANGER | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM G. BENTON | Mgmt | For | For | |||||||||||||||||||||
4 BRIDGET RYAN BERMAN | Mgmt | For | For | |||||||||||||||||||||
5 DONALD G. DRAPKIN | Mgmt | For | For | |||||||||||||||||||||
6 THOMAS J. REDDIN | Mgmt | For | For | |||||||||||||||||||||
7 THOMAS E. ROBINSON | Mgmt | For | For | |||||||||||||||||||||
8 ALLAN L.SCHUMAN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE FROM 150 MILLION COMMON SHARES TO 300 MILLION COMMON SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 254000000 | 254000000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TEKELEC | ||||||||||||||||||||||||
Security: 879101103 | Agenda Number: 933423876 | |||||||||||||||||||||||
Ticker: TKLC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8791011039 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD W. BUCKLY | Mgmt | For | For | |||||||||||||||||||||
2 ANTHONY COLALUCA, JR. | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS J. COLEMAN | Mgmt | For | For | |||||||||||||||||||||
4 JEAN-YVES COURTOIS | Mgmt | For | For | |||||||||||||||||||||
5 HUBERT DE PESQUIDOUX | Mgmt | For | For | |||||||||||||||||||||
6 CAROL G. MILLS | Mgmt | For | For | |||||||||||||||||||||
7 KRISH A. PRABHU | Mgmt | For | For | |||||||||||||||||||||
8 MICHAEL P. RESSNER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 924100000 | 924100000 | 0 | 4/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TELEDYNE TECHNOLOGIES INCORPORATED | ||||||||||||||||||||||||
Security: 879360105 | Agenda Number: 933385242 | |||||||||||||||||||||||
Ticker: TDY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8793601050 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROXANNE S. AUSTIN | Mgmt | For | For | |||||||||||||||||||||
2 FRANK V. CAHOUET | Mgmt | For | For | |||||||||||||||||||||
3 KENNETH C. DAHLBERG | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NONBINDING VOTE, ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 971100000 | 971100000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TELETECH HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 879939106 | Agenda Number: 933417366 | |||||||||||||||||||||||
Ticker: TTEC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8799391060 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENNETH D. TUCHMAN | Mgmt | For | For | |||||||||||||||||||||
2 JAMES E. BARLETT | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM LINNENBRINGER | Mgmt | For | For | |||||||||||||||||||||
4 RUTH C. LIPPER | Mgmt | For | For | |||||||||||||||||||||
5 SHRIKANT MEHTA | Mgmt | For | For | |||||||||||||||||||||
6 ANJAN MUKHERJEE | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT M. TAROLA | Mgmt | For | For | |||||||||||||||||||||
8 SHIRLEY YOUNG | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | THE PROPOSAL REGARDING AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1169800000 | 1169800000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TESSERA TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 88164L100 | Agenda Number: 933417304 | |||||||||||||||||||||||
Ticker: TSRA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88164L1008 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J BOEHLKE | Mgmt | For | For | |||||||||||||||||||||
2 JOHN B GOODRICH | Mgmt | For | For | |||||||||||||||||||||
3 DAVID C NAGEL, PH.D. | Mgmt | For | For | |||||||||||||||||||||
4 HENRY R NOTHHAFT | Mgmt | For | For | |||||||||||||||||||||
5 KEVIN G RIVETTE | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT A YOUNG, PH.D. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | A STOCKHOLDER PROPOSAL TO RECOMMEND THE ADOPTION OF A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 303300000 | 303300000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TETRA TECH, INC. | ||||||||||||||||||||||||
Security: 88162G103 | Agenda Number: 933364527 | |||||||||||||||||||||||
Ticker: TTEK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88162G1031 | Meeting Date: 3/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAN L. BATRACK | Mgmt | No vote | ||||||||||||||||||||||
2 HUGH M. GRANT | Mgmt | No vote | ||||||||||||||||||||||
3 PATRICK C. HADEN | Mgmt | No vote | ||||||||||||||||||||||
4 J. CHRISTOPHER LEWIS | Mgmt | No vote | ||||||||||||||||||||||
5 ALBERT E. SMITH | Mgmt | No vote | ||||||||||||||||||||||
6 J. KENNETH THOMPSON | Mgmt | No vote | ||||||||||||||||||||||
7 RICHARD H. TRULY | Mgmt | No vote | ||||||||||||||||||||||
02 | TO VOTE ON A NONBINDING RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
03 | TO VOTE ON THE FREQUENCY OF NONBINDING STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | TO VOTE ON THE AMENDMENT OF OUR 2005 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN BY 2,500,000 SHARES. | Mgmt | No vote | |||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1336200000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TETRA TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 88162F105 | Agenda Number: 933385076 | |||||||||||||||||||||||
Ticker: TTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88162F1057 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STUART M. BRIGHTMAN | Mgmt | For | For | |||||||||||||||||||||
2 PAUL D. COOMBS | Mgmt | For | For | |||||||||||||||||||||
3 RALPH S. CUNNINGHAM | Mgmt | For | For | |||||||||||||||||||||
4 TOM H. DELIMITROS | Mgmt | For | For | |||||||||||||||||||||
5 GEOFFREY M. HERTEL | Mgmt | For | For | |||||||||||||||||||||
6 ALLEN T. MCINNES | Mgmt | For | For | |||||||||||||||||||||
7 KENNETH P. MITCHELL | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM D. SULLIVAN | Mgmt | For | For | |||||||||||||||||||||
9 KENNETH E. WHITE, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS TETRA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE 2011 LONG TERM INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF TETRA TECHNOLOGIES, INC. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1792800000 | 1792800000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TEXAS CAPITAL BANCSHARES, INC. | ||||||||||||||||||||||||
Security: 88224Q107 | Agenda Number: 933409030 | |||||||||||||||||||||||
Ticker: TCBI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88224Q1076 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE F. JONES, JR. | Mgmt | For | For | |||||||||||||||||||||
2 PETER B. BARTHOLOW | Mgmt | For | For | |||||||||||||||||||||
3 JAMES H. BROWNING | Mgmt | For | For | |||||||||||||||||||||
4 JOSEPH M. (JODY) GRANT | Mgmt | For | For | |||||||||||||||||||||
5 FREDERICK B. HEGI, JR. | Mgmt | For | For | |||||||||||||||||||||
6 LARRY L. HELM | Mgmt | For | For | |||||||||||||||||||||
7 JAMES R. HOLLAND, JR. | Mgmt | For | For | |||||||||||||||||||||
8 W.W. MCALLISTER III | Mgmt | For | For | |||||||||||||||||||||
9 ELYSIA HOLT RAGUSA | Mgmt | For | For | |||||||||||||||||||||
10 STEVEN P. ROSENBERG | Mgmt | For | For | |||||||||||||||||||||
11 ROBERT W. STALLINGS | Mgmt | For | For | |||||||||||||||||||||
12 IAN J. TURPIN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 321900000 | 321900000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TEXAS ROADHOUSE,INC. | ||||||||||||||||||||||||
Security: 882681109 | Agenda Number: 933406616 | |||||||||||||||||||||||
Ticker: TXRH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8826811098 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JAMES R. RAMSEY | Mgmt | For | For | |||||||||||||||||||||
2 JAMES R. ZARLEY | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1295500000 | 1295500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE ANDERSONS, INC. | ||||||||||||||||||||||||
Security: 034164103 | Agenda Number: 933389199 | |||||||||||||||||||||||
Ticker: ANDE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0341641035 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL J. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 GERARD M. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
3 CATHERINE M. KILBANE | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT J. KING, JR. | Mgmt | For | For | |||||||||||||||||||||
5 ROSS W. MANIRE | Mgmt | For | For | |||||||||||||||||||||
6 DONALD L. MENNEL | Mgmt | For | For | |||||||||||||||||||||
7 DAVID L. NICHOLS | Mgmt | For | For | |||||||||||||||||||||
8 JOHN T. STOUT, JR. | Mgmt | For | For | |||||||||||||||||||||
9 JACQUELINE F. WOODS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE APPROVING THE NAMED EXECUTIVE OFFICER COMPENSATION, AND RESOLUTION, PROVIDED IN THE PROXY. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 2107700000 | 2107700000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BOSTON BEER COMPANY, INC. | ||||||||||||||||||||||||
Security: 100557107 | Agenda Number: 933422165 | |||||||||||||||||||||||
Ticker: SAM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1005571070 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID A. BURWICK | Mgmt | For | For | |||||||||||||||||||||
2 PEARSON C. CUMMIN, III | Mgmt | For | For | |||||||||||||||||||||
3 JEAN-MICHEL VALETTE | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SHAREHOLDER ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 121500000 | 121500000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BUCKLE, INC. | ||||||||||||||||||||||||
Security: 118440106 | Agenda Number: 933429931 | |||||||||||||||||||||||
Ticker: BKE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1184401065 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 D. HIRSCHFELD | Mgmt | For | For | |||||||||||||||||||||
2 D. NELSON | Mgmt | For | For | |||||||||||||||||||||
3 K. RHOADS | Mgmt | For | For | |||||||||||||||||||||
4 J. SHADA | Mgmt | For | For | |||||||||||||||||||||
5 R. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
6 B. FAIRFIELD | Mgmt | For | For | |||||||||||||||||||||
7 B. HOBERMAN | Mgmt | For | For | |||||||||||||||||||||
8 J. PEETZ | Mgmt | For | For | |||||||||||||||||||||
9 M. HUSS | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE PERFORMANCE-BASED AWARDS GRANTED PURSUANT TO THE COMPANY'S 2005 RESTRICTED STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 502100000 | 502100000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CATO CORPORATION | ||||||||||||||||||||||||
Security: 149205106 | Agenda Number: 933434033 | |||||||||||||||||||||||
Ticker: CATO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1492051065 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRYAN F. KENNEDY, III | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS B. HENSON | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL FOR A NON-BINDING VOTE ON THE FREQUENCY IN YEARS OF A SAY ON PAY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
05 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 691900000 | 691900000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CHILDREN'S PLACE RETAIL STORES, INC. | ||||||||||||||||||||||||
Security: 168905107 | Agenda Number: 933418522 | |||||||||||||||||||||||
Ticker: PLCE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1689051076 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOSEPH ALUTTO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMIE IANNONE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOSEPH GROMEK | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CHILDREN'S PLACE RETAIL STORES, INC. FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE CHILDREN'S PLACE RETAIL STORES, INC. 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE "SAY-ON-PAY" COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 707500000 | 707500000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE COOPER COMPANIES, INC. | ||||||||||||||||||||||||
Security: 216648402 | Agenda Number: 933371469 | |||||||||||||||||||||||
Ticker: COO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2166484020 | Meeting Date: 3/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: A. THOMAS BENDER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JODY S. LINDELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DONALD PRESS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: STEVEN ROSENBERG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT S. WEISS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE PLAN TO ADD 1,530,000 SHARES TO THE TOTAL SHARES RESERVED FOR GRANT. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2006 DIRECTORS' PLAN TO ADD 300,000 SHARES TO TOTAL SHARES RESERVED FOR GRANT. | Mgmt | For | For | ||||||||||||||||||||
05 | AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THIS PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
06 | AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO A STOCKHOLDER ADVISORY VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 461800000 | 461800000 | 0 | 2/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE DOLAN COMPANY | ||||||||||||||||||||||||
Security: 25659P402 | Agenda Number: 933401907 | |||||||||||||||||||||||
Ticker: DM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25659P4028 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ARTHUR F. KINGSBURY | Mgmt | For | For | |||||||||||||||||||||
2 LAUREN RICH FINE | Mgmt | For | For | |||||||||||||||||||||
3 GARY H. STERN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 467200000 | 467200000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE E.W. SCRIPPS COMPANY | ||||||||||||||||||||||||
Security: 811054402 | Agenda Number: 933400979 | |||||||||||||||||||||||
Ticker: SSP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8110544025 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROGER L. OGDEN | Mgmt | For | For | |||||||||||||||||||||
2 J. MARVIN QUIN | Mgmt | For | For | |||||||||||||||||||||
3 KIM WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1881300000 | 1881300000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE ENSIGN GROUP, INC | ||||||||||||||||||||||||
Security: 29358P101 | Agenda Number: 933447484 | |||||||||||||||||||||||
Ticker: ENSG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29358P1012 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROY E. CHRISTENSEN | Mgmt | For | For | |||||||||||||||||||||
2 JOHN G. NACKEL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF THE DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 642600000 | 642600000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE GEO GROUP, INC. | ||||||||||||||||||||||||
Security: 36159R103 | Agenda Number: 933390988 | |||||||||||||||||||||||
Ticker: GEO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US36159R1032 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CLARENCE E. ANTHONY | Mgmt | For | For | |||||||||||||||||||||
2 NORMAN A. CARLSON | Mgmt | For | For | |||||||||||||||||||||
3 ANNE N. FOREMAN | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD H. GLANTON | Mgmt | For | For | |||||||||||||||||||||
5 CHRISTOPHER C. WHEELER | Mgmt | For | For | |||||||||||||||||||||
6 GEORGE C. ZOLEY | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTANTS OF THE GEO GROUP, INC. FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1163200000 | 1163200000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE KNOT, INC. | ||||||||||||||||||||||||
Security: 499184109 | Agenda Number: 933450380 | |||||||||||||||||||||||
Ticker: KNOT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4991841093 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID LIU | Mgmt | For | For | |||||||||||||||||||||
02 | ADOPTION OF THE COMPANY'S 2011 LONG-TERM INCENTIVE PLAN WITH RESPECT TO COVERED EMPLOYEES AND EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CHANGING THE COMPANY'S NAME TO XO GROUP INC. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 261100000 | 261100000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE MEN'S WEARHOUSE, INC. | ||||||||||||||||||||||||
Security: 587118100 | Agenda Number: 933446317 | |||||||||||||||||||||||
Ticker: MW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5871181005 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE ZIMMER | Mgmt | For | For | |||||||||||||||||||||
2 DAVID H. EDWAB | Mgmt | For | For | |||||||||||||||||||||
3 RINALDO S. BRUTOCO | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL L. RAY, PH.D. | Mgmt | For | For | |||||||||||||||||||||
5 SHELDON I. STEIN | Mgmt | For | For | |||||||||||||||||||||
6 DEEPAK CHOPRA, M.D. | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM B. SECHREST | Mgmt | For | For | |||||||||||||||||||||
8 LARRY R. KATZEN | Mgmt | For | For | |||||||||||||||||||||
9 GRACE NICHOLS | Mgmt | For | For | |||||||||||||||||||||
10 DOUGLAS S. EWERT | Mgmt | For | For | |||||||||||||||||||||
02 | TO AMEND THE COMPANY'S 2004 LONG- TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR PERFORMANCE AWARDS UNDER THE COMPANY'S 2004 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY FOR THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO RATIFY THE APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1937300000 | 1937300000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE NAVIGATORS GROUP, INC. | ||||||||||||||||||||||||
Security: 638904102 | Agenda Number: 933419093 | |||||||||||||||||||||||
Ticker: NAVG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6389041020 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 H.J. MERVYN BLAKENEY | Mgmt | For | For | |||||||||||||||||||||
2 TERENCE N. DEEKS | Mgmt | For | For | |||||||||||||||||||||
3 W. THOMAS FORRESTER | Mgmt | For | For | |||||||||||||||||||||
4 STANLEY A. GALANSKI | Mgmt | For | For | |||||||||||||||||||||
5 GEOFFREY E. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
6 JOHN F. KIRBY | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT V. MENDELSOHN | Mgmt | For | For | |||||||||||||||||||||
8 MARJORIE D. RAINES | Mgmt | For | For | |||||||||||||||||||||
9 JANICE C. TOMLINSON | Mgmt | For | For | |||||||||||||||||||||
10 MARC M. TRACT | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 334400000 | 334400000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE PEP BOYS - MANNY, MOE & JACK | ||||||||||||||||||||||||
Security: 713278109 | Agenda Number: 933436873 | |||||||||||||||||||||||
Ticker: PBY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7132781094 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JANE SCACCETTI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN T. SWEETWOOD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. SHAN ATKINS | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT H. HOTZ | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES A. MITAROTONDA | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: NICK WHITE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES A. WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: IRVIN D. REID | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MICHAEL R. ODELL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MAX L. LUKENS | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING LOWERING THE THRESHOLD REQUIRED TO CALL A SPECIAL MEETING, IF PRESENTED BY ITS PROPONENT. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3220300000 | 3220300000 | 0 | 5/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE STANDARD REGISTER COMPANY | ||||||||||||||||||||||||
Security: 853887107 | Agenda Number: 933381826 | |||||||||||||||||||||||
Ticker: SR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8538871075 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID P. BAILIS | Mgmt | For | For | |||||||||||||||||||||
2 ROY W. BEGLEY, JR. | Mgmt | For | For | |||||||||||||||||||||
3 F. DAVID CLARKE, III | Mgmt | For | For | |||||||||||||||||||||
4 JULIE D. KLAPSTEIN | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL E. KOHLSDORF | Mgmt | For | For | |||||||||||||||||||||
6 R. ERIC MCCARTHEY | Mgmt | For | For | |||||||||||||||||||||
7 JOSEPH P. MORGAN, JR. | Mgmt | For | For | |||||||||||||||||||||
8 JOHN J. SCHIFF, JR. | Mgmt | For | For | |||||||||||||||||||||
9 JOHN Q. SHERMAN, II | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE STANDARD REGISTER COMPANY 2011 EQUITY INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE STANDARD REGISTER COMPANY MANAGEMENT INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF BATTELLE & BATTELLE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE STANDARD REGISTER COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 5023500000 | 5023500000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE TORO COMPANY | ||||||||||||||||||||||||
Security: 891092108 | Agenda Number: 933368842 | |||||||||||||||||||||||
Ticker: TTC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8910921084 | Meeting Date: 3/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY M. ETTINGER | Mgmt | For | For | |||||||||||||||||||||
2 KATHERINE J. HARLESS | Mgmt | For | For | |||||||||||||||||||||
3 INGE G. THULIN | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL J. HOFFMAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION ADVISORY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 624500000 | 624500000 | 0 | 2/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOLLGRADE COMMUNICATIONS, INC. | ||||||||||||||||||||||||
Security: 889542106 | Agenda Number: 933415677 | |||||||||||||||||||||||
Ticker: TLGD | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US8895421068 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2011, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG TOLLGRADE COMMUNICATIONS, INC., TALON HOLDINGS, INC., AND TALON MERGER SUB, INC. | Mgmt | For | For | ||||||||||||||||||||
02 | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 121300000 | 121300000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOMPKINS FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 890110109 | Agenda Number: 933416770 | |||||||||||||||||||||||
Ticker: TMP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8901101092 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN E. ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
2 PAUL J. BATTAGLIA | Mgmt | For | For | |||||||||||||||||||||
3 JAMES J. BYRNES | Mgmt | For | For | |||||||||||||||||||||
4 DANIEL J. FESSENDEN | Mgmt | For | For | |||||||||||||||||||||
5 JAMES W. FULMER | Mgmt | For | For | |||||||||||||||||||||
6 REEDER D. GATES | Mgmt | For | For | |||||||||||||||||||||
7 JAMES R. HARDIE | Mgmt | For | For | |||||||||||||||||||||
8 CARL E. HAYNES | Mgmt | For | For | |||||||||||||||||||||
9 SUSAN A. HENRY | Mgmt | For | For | |||||||||||||||||||||
10 PATRICIA A. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
11 SANDRA A. PARKER | Mgmt | For | For | |||||||||||||||||||||
12 THOMAS R. ROCHON | Mgmt | For | For | |||||||||||||||||||||
13 STEPHEN S. ROMAINE | Mgmt | For | For | |||||||||||||||||||||
14 THOMAS R. SALM | Mgmt | For | For | |||||||||||||||||||||
15 MICHAEL H. SPAIN | Mgmt | For | For | |||||||||||||||||||||
16 WILLIAM D. SPAIN, JR. | Mgmt | For | For | |||||||||||||||||||||
17 CRAIG YUNKER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, KPMG LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO DETERMINE THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHALL BE HELD. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 113500000 | 113500000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOWER GROUP, INC. | ||||||||||||||||||||||||
Security: 891777104 | Agenda Number: 933388515 | |||||||||||||||||||||||
Ticker: TWGP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8917771045 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL H. LEE | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM W. FOX, JR | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM A. ROBBIE | Mgmt | For | For | |||||||||||||||||||||
4 STEVEN W. SCHUSTER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1190100000 | 1190100000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TREDEGAR CORPORATION | ||||||||||||||||||||||||
Security: 894650100 | Agenda Number: 933417417 | |||||||||||||||||||||||
Ticker: TG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8946501009 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GEORGE C. FREEMAN, III | Mgmt | For | For | |||||||||||||||||||||
2 GEORGE A. NEWBILL | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS G. SLATER, JR. | Mgmt | For | For | |||||||||||||||||||||
4 R. GREGORY WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
03 | FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 840100000 | 840100000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TREEHOUSE FOODS, INC. | ||||||||||||||||||||||||
Security: 89469A104 | Agenda Number: 933381256 | |||||||||||||||||||||||
Ticker: THS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89469A1043 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANN M. SARDINI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DENNIS F. O'BRIEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: SAM K. REED | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT OF THE TREEHOUSE FOODS, INC. RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS OF STOCKHOLDERS | Mgmt | For | For | ||||||||||||||||||||
04 | AMENDMENT OF THE TREEHOUSE FOODS, INC. RESTATED CERTIFICATE OF INCORPORATION TO REDUCE THE STOCKHOLDER VOTE REQUIRED TO REMOVE A DIRECTOR FOR CAUSE | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 777800000 | 777800000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRIQUINT SEMICONDUCTOR, INC. | ||||||||||||||||||||||||
Security: 89674K103 | Agenda Number: 933393819 | |||||||||||||||||||||||
Ticker: TQNT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89674K1034 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES SCOTT GIBSON | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID H.Y. HO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: NICOLAS KAUSER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: RALPH G. QUINSEY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DR. WALDEN C. RHINES | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN J. SHARP | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIS C. YOUNG | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS TRIQUINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE AMENDED TRIQUINT 2009 INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1602900000 | 1602900000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRUE RELIGION APPAREL, INC. | ||||||||||||||||||||||||
Security: 89784N104 | Agenda Number: 933398807 | |||||||||||||||||||||||
Ticker: TRLG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89784N1046 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JEFFREY LUBELL | Mgmt | For | For | |||||||||||||||||||||
2 MARCELLO BOTTOLI | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH COULOMBE | Mgmt | For | For | |||||||||||||||||||||
4 G. LOUIS GRAZIADIO, III | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT L. HARRIS, II | Mgmt | For | For | |||||||||||||||||||||
6 SETH R. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
7 MARK S. MARON | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 375200000 | 375200000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRUEBLUE, INC | ||||||||||||||||||||||||
Security: 89785X101 | Agenda Number: 933398605 | |||||||||||||||||||||||
Ticker: TBI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89785X1019 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEVEN C. COOPER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: THOMAS E. MCCHESNEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GATES MCKIBBIN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JEFFREY B. SAKAGUCHI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOSEPH P. SAMBATARO, JR | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BONNIE W. SOODIK | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM W. STEELE | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CRAIG E. TALL | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF VOTING TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | AS MAY BE RECOMMENDED BY BOARD, PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE MEETING. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1393800000 | 1393800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRUSTCO BANK CORP NY | ||||||||||||||||||||||||
Security: 898349105 | Agenda Number: 933399823 | |||||||||||||||||||||||
Ticker: TRST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8983491056 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 A.J. MARINELLO MD, PHD | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM D. POWERS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF TRUSTCO BANK CORP NY EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF TRUSTCO BANK CORP NY DIRECTORS EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF A NONBINDING ADVISORY RESOLUTION ON THE COMPENSATION OF TRUSTCO'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF A NONBINDING ADVISORY RESOLUTION ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS TRUSTCO'S INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 677500000 | 677500000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TTM TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 87305R109 | Agenda Number: 933436710 | |||||||||||||||||||||||
Ticker: TTMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87305R1095 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENTON K. ALDER | Mgmt | For | For | |||||||||||||||||||||
2 PHILIP G. FRANKLIN | Mgmt | For | For | |||||||||||||||||||||
3 JACQUES S. GANSLER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
05 | THE RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S 2006 INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE | Mgmt | For | For | ||||||||||||||||||||
06 | THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF ITS COMMON STOCK FROM 100,000,000 TO 200,000,000 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1468600000 | 1468600000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TYLER TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 902252105 | Agenda Number: 933415730 | |||||||||||||||||||||||
Ticker: TYL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9022521051 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DONALD R. BRATTAIN | Mgmt | For | For | |||||||||||||||||||||
2 J. LUTHER KING, JR. | Mgmt | For | For | |||||||||||||||||||||
3 JOHN S. MARR, JR. | Mgmt | For | For | |||||||||||||||||||||
4 G. STUART REEVES | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL D. RICHARDS | Mgmt | For | For | |||||||||||||||||||||
6 DUSTIN R. WOMBLE | Mgmt | For | For | |||||||||||||||||||||
7 JOHN M. YEAMAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION FOR THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 315200000 | 315200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UIL HOLDINGS CORPORATION | ||||||||||||||||||||||||
Security: 902748102 | Agenda Number: 933394974 | |||||||||||||||||||||||
Ticker: UIL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9027481020 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THELMA R. ALBRIGHT | Mgmt | For | For | |||||||||||||||||||||
2 ARNOLD L. CHASE | Mgmt | For | For | |||||||||||||||||||||
3 BETSY HENLEY-COHN | Mgmt | For | For | |||||||||||||||||||||
4 SUEDEEN G. KELLY | Mgmt | For | For | |||||||||||||||||||||
5 JOHN L. LAHEY | Mgmt | For | For | |||||||||||||||||||||
6 DANIEL J. MIGLIO | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM F. MURDY | Mgmt | For | For | |||||||||||||||||||||
8 DONALD R. SHASSIAN | Mgmt | For | For | |||||||||||||||||||||
9 JAMES P. TORGERSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS UIL HOLDINGS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMENDATION, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF UIL HOLDINGS CORPORATION TO INCREASE THE NUMBER OF SHARES AUTHORIZED. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 670000000 | 670000000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UMB FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 902788108 | Agenda Number: 933380468 | |||||||||||||||||||||||
Ticker: UMBF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9027881088 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 KEVIN C. GALLAGHER | Mgmt | For | For | |||||||||||||||||||||
2 GREG M. GRAVES | Mgmt | For | For | |||||||||||||||||||||
3 PAUL UHLMANN III | Mgmt | For | For | |||||||||||||||||||||
4 THOMAS J. WOOD III | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE AUDIT COMMITTEE'S RETENTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR AND TO EXAMINE AND AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
4 | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
5 | TO APPROVE AN AMENDMENT TO THE UMB FINANCIAL CORPORATION LONG- TERM INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
6 | TO CONSIDER A SHAREHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION OF TERMS OF THE COMPANY'S BOARD OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 401700000 | 401700000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UMPQUA HOLDINGS CORPORATION | ||||||||||||||||||||||||
Security: 904214103 | Agenda Number: 933377562 | |||||||||||||||||||||||
Ticker: UMPQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9042141039 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RAYMOND P. DAVIS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PEGGY Y. FOWLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALLYN C. FORD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: STEPHEN M. GAMBEE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOSE R. HERMOCILLO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM A. LANSING | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LUIS F. MACHUCA | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DIANE D. MILLER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HILLIARD C. TERRY, III | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BRYAN L. TIMM | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER & APPROVE THE PROPOSAL REGARDING COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND (NON-BINDING) THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1102300000 | 1102300000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNISOURCE ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 909205106 | Agenda Number: 933389529 | |||||||||||||||||||||||
Ticker: UNS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9092051062 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAUL J. BONAVIA | Mgmt | For | For | |||||||||||||||||||||
2 LAWRENCE J. ALDRICH | Mgmt | For | For | |||||||||||||||||||||
3 BARBARA M. BAUMANN | Mgmt | For | For | |||||||||||||||||||||
4 LARRY W. BICKLE | Mgmt | For | For | |||||||||||||||||||||
5 HAROLD W. BURLINGAME | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT A. ELLIOTT | Mgmt | For | For | |||||||||||||||||||||
7 DANIEL W.L. FESSLER | Mgmt | For | For | |||||||||||||||||||||
8 LOUISE L. FRANCESCONI | Mgmt | For | For | |||||||||||||||||||||
9 WARREN Y. JOBE | Mgmt | For | For | |||||||||||||||||||||
10 RAMIRO G. PERU | Mgmt | For | For | |||||||||||||||||||||
11 GREGORY A. PIVIROTTO | Mgmt | For | For | |||||||||||||||||||||
12 JOAQUIN RUIZ | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR, PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE UNISOURCE ENERGY CORPORATION 2011 OMNIBUS STOCK AND INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 919600000 | 919600000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED BANKSHARES, INC. | ||||||||||||||||||||||||
Security: 909907107 | Agenda Number: 933414411 | |||||||||||||||||||||||
Ticker: UBSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9099071071 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD M. ADAMS | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT G. ASTORG | Mgmt | For | For | |||||||||||||||||||||
3 W. GASTON CAPERTON, III | Mgmt | For | For | |||||||||||||||||||||
4 LAWRENCE K. DOLL | Mgmt | For | For | |||||||||||||||||||||
5 THEODORE J. GEORGELAS | Mgmt | For | For | |||||||||||||||||||||
6 F.T. GRAFF, JR. | Mgmt | For | For | |||||||||||||||||||||
7 JOHN M. MCMAHON | Mgmt | For | For | |||||||||||||||||||||
8 J. PAUL MCNAMARA | Mgmt | Withheld | Against | |||||||||||||||||||||
9 WILLIAM C. PITT, III | Mgmt | For | For | |||||||||||||||||||||
10 DONALD L. UNGER | Mgmt | For | For | |||||||||||||||||||||
11 MARY K. WEDDLE | Mgmt | For | For | |||||||||||||||||||||
12 GARY G. WHITE | Mgmt | For | For | |||||||||||||||||||||
13 P. CLINTON WINTER, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADOPT A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF UNITED'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF UNITED'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO APPROVE THE UNITED 2011 LONG- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 356700000 | 356700000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED COMMUNITY BANKS, INC. | ||||||||||||||||||||||||
Security: 90984P105 | Agenda Number: 933447662 | |||||||||||||||||||||||
Ticker: UCBI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US90984P1057 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JIMMY C. TALLENT | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT L. HEAD, JR. | Mgmt | For | For | |||||||||||||||||||||
3 W.C. NELSON, JR. | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT H. BLALOCK | Mgmt | For | For | |||||||||||||||||||||
5 L. CATHY COX | Mgmt | For | For | |||||||||||||||||||||
6 HOYT O. HOLLOWAY | Mgmt | For | For | |||||||||||||||||||||
7 PETER E. RASKIND | Mgmt | For | For | |||||||||||||||||||||
8 JOHN D. STEPHENS | Mgmt | For | For | |||||||||||||||||||||
9 TIM WALLIS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO RESTATED ARTICLES OF INCORPORATION, ("ARTICLES") TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $1.00 ("COMMON STOCK"). | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT TO ARTICLES TO AUTHORIZE 150,000,000 NON-VOTING COMMON STOCK SHARES, PAR VALUE $1.00 ("NON-VOTING COMMON STOCK"). | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK UPON THE CONVERSION OF SHARES OF UNITED'S MANDATORILY CONVERTIBLE CUMULATIVE NON-VOTING PERPETUAL PREFERRED STOCK, SERIES F INTO COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE ISSUANCE OF SHARES OF NON-VOTING COMMON STOCK UPON THE CONVERSION OF SHARES OF UNITED'S MANDATORILY CONVERTIBLE CUMULATIVE NON-VOTING PERPETUAL PREFERRED STOCK, SERIES G INTO NON-VOTING COMMON STOCK AND ANY SUBSEQUENT ISSUANCE OF SHARES OF COMMON STOCK UPON THE CONVERSION OF SHARES OF AUTHORIZED NON-VOTING COMMON STOCK INTO COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE AN AMENDMENT TO THE ARTICLES TO EFFECT A 1-FOR-5 REVERSE STOCK SPLIT OF UNITED'S COMMON STOCK AND NON-VOTING COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE AN ADVISORY "SAY ON PAY" RESOLUTION SUPPORTING THE COMPENSATION PLAN FOR EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
08 | TO RATIFY THE APPOINTMENT OF PORTER KEADLE MOORE, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 5091200000 | 5091200000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED FIRE & CASUALTY COMPANY | ||||||||||||||||||||||||
Security: 910331107 | Agenda Number: 933431467 | |||||||||||||||||||||||
Ticker: UFCS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9103311075 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DOUGLAS M. HULTQUIST | Mgmt | No vote | ||||||||||||||||||||||
2 CASEY D. MAHON | Mgmt | No vote | ||||||||||||||||||||||
3 RANDY A. RAMLO | Mgmt | No vote | ||||||||||||||||||||||
4 FRANK S. WILKINSON JR. | Mgmt | No vote | ||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED FIRE & CASUALTY COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE THE AMENDMENT OF THE UNITED FIRE & CASUALTY COMPANY 2005 NON-QUALIFIED NON-EMPLOYEE DIRECTOR STOCK OPTION AND RESTRICTED STOCK PLAN. | Mgmt | No vote | |||||||||||||||||||||
04 | TO ADOPT THE FOLLOWING RESOLUTION: "RESOLVED, THAT THE COMPENSATION PAID TO UNITED FIRE'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION," INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND OTHER NARRATIVE DISCLOSURE CONTAINED THEREIN, IS HEREBY APPROVED." | Mgmt | No vote | |||||||||||||||||||||
05 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 611200000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED ONLINE, INC. | ||||||||||||||||||||||||
Security: 911268100 | Agenda Number: 933427329 | |||||||||||||||||||||||
Ticker: UNTD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9112681005 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARK R. GOLDSTON | Mgmt | For | For | |||||||||||||||||||||
2 HOWARD G. PHANSTIEL | Mgmt | For | For | |||||||||||||||||||||
3 CAROL A. SCOTT | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE AN ADVISORY VOTE REGARDING THE FREQUENCY AT WHICH ADVISORY STOCKHOLDER VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD BE CONDUCTED. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3175600000 | 3175600000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED STATIONERS INC. | ||||||||||||||||||||||||
Security: 913004107 | Agenda Number: 933400599 | |||||||||||||||||||||||
Ticker: USTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9130041075 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT B. AIKEN, JR. | Mgmt | For | For | |||||||||||||||||||||
2 JEAN S. BLACKWELL | Mgmt | For | For | |||||||||||||||||||||
3 PAUL CODY PHIPPS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE AMENDED AND RESTATED 2004 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1776000000 | 1776000000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNIVERSAL ELECTRONICS INC. | ||||||||||||||||||||||||
Security: 913483103 | Agenda Number: 933444010 | |||||||||||||||||||||||
Ticker: UEIC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9134831034 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAUL D. ARLING | Mgmt | For | For | |||||||||||||||||||||
02 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP, A FIRM OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 260500000 | 260500000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNIVERSAL FOREST PRODUCTS, INC. | ||||||||||||||||||||||||
Security: 913543104 | Agenda Number: 933376243 | |||||||||||||||||||||||
Ticker: UFPI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9135431040 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN W. GARSIDE | Mgmt | For | For | |||||||||||||||||||||
2 GARY F. GOODE | Mgmt | For | For | |||||||||||||||||||||
3 MARK A. MURRAY | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE EXECUTIVE COMPENSATION. (THIS IS AN ADVISORY VOTE.) | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. (THIS IS AN ADVISORY VOTE.) | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1191100000 | 1191100000 | 0 | 3/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNIVERSAL HEALTH REALTY INCOME TRUST | ||||||||||||||||||||||||
Security: 91359E105 | Agenda Number: 933417784 | |||||||||||||||||||||||
Ticker: UHT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US91359E1055 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 ALAN B. MILLER | Mgmt | For | For | |||||||||||||||||||||
2 RANDALL C. STEIN | Mgmt | For | For | |||||||||||||||||||||
2 | TO CONDUCT AN ADVISORY (NON- BINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | TO CONDUCT AN ADVISORY (NON- BINDING) VOTE ON THE FREQUENCY OF AN ADVISORY SHAREHOLDER VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 3 Years | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 18600000 | 18600000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNIVERSAL TECHNICAL INSTITUTE, INC. | ||||||||||||||||||||||||
Security: 913915104 | Agenda Number: 933366709 | |||||||||||||||||||||||
Ticker: UTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9139151040 | Meeting Date: 2/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CONRAD A. CONRAD | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ALAN E. CABITO | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS | Mgmt | No vote | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | No vote | |||||||||||||||||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 489100000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
URSTADT BIDDLE PROPERTIES INC. | ||||||||||||||||||||||||
Security: 917286205 | Agenda Number: 933371166 | |||||||||||||||||||||||
Ticker: UBA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9172862057 | Meeting Date: 3/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEVIN J. BANNON | Mgmt | For | For | |||||||||||||||||||||
2 PETER HERRICK | Mgmt | For | For | |||||||||||||||||||||
3 CHARLES D. URSTADT | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PKF AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ONE YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND THE COMPANY'S RESTRICTED STOCK AWARD PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 102700000 | 102700000 | 0 | 2/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
USA MOBILITY, INC. | ||||||||||||||||||||||||
Security: 90341G103 | Agenda Number: 933395281 | |||||||||||||||||||||||
Ticker: USMO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US90341G1031 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 NICHOLAS A. GALLOPO | Mgmt | For | For | |||||||||||||||||||||
2 VINCENT D. KELLY | Mgmt | For | For | |||||||||||||||||||||
3 BRIAN O'REILLY | Mgmt | For | For | |||||||||||||||||||||
4 MATTHEW ORISTANO | Mgmt | For | For | |||||||||||||||||||||
5 SAMME L. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
6 ROYCE YUDKOFF | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFICATION TO APPOINT GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | SAY ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | SAY WHEN ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 301500000 | 301500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VEECO INSTRUMENTS INC. | ||||||||||||||||||||||||
Security: 922417100 | Agenda Number: 933425452 | |||||||||||||||||||||||
Ticker: VECO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9224171002 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS GUTIERREZ | Mgmt | For | For | |||||||||||||||||||||
2 GORDON HUNTER | Mgmt | For | For | |||||||||||||||||||||
3 PETER J. SIMONE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF THE VEECO MANAGEMENT BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 378400000 | 378400000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VIAD CORP | ||||||||||||||||||||||||
Security: 92552R406 | Agenda Number: 933399570 | |||||||||||||||||||||||
Ticker: VVI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92552R4065 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: WAYNE G. ALLCOTT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: PAUL B. DYKSTRA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT C. KRUEGER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 699700000 | 699700000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VICOR CORPORATION | ||||||||||||||||||||||||
Security: 925815102 | Agenda Number: 933452942 | |||||||||||||||||||||||
Ticker: VICR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9258151029 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SAMUEL J. ANDERSON | Mgmt | Withheld | Against | |||||||||||||||||||||
2 ESTIA J. EICHTEN | Mgmt | For | For | |||||||||||||||||||||
3 BARRY KELLEHER | Mgmt | Withheld | Against | |||||||||||||||||||||
4 DAVID T. RIDDIFORD | Mgmt | For | For | |||||||||||||||||||||
5 JAMES A. SIMMS | Mgmt | Withheld | Against | |||||||||||||||||||||
6 CLAUDIO TUOZZOLO | Mgmt | Withheld | Against | |||||||||||||||||||||
7 PATRIZIO VINCIARELLI | Mgmt | Withheld | Against | |||||||||||||||||||||
8 JASON L. CARLSON | Mgmt | For | For | |||||||||||||||||||||
9 LIAM K. GRIFFIN | Mgmt | For | For | |||||||||||||||||||||
02 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 316300000 | 316300000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VIROPHARMA INCORPORATED | ||||||||||||||||||||||||
Security: 928241108 | Agenda Number: 933419776 | |||||||||||||||||||||||
Ticker: VPHM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9282411084 | Meeting Date: 5/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN R. LEONE | Mgmt | For | For | |||||||||||||||||||||
2 VINCENT J. MILANO | Mgmt | For | For | |||||||||||||||||||||
3 HOWARD H. PIEN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF KPMG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 547200000 | 547200000 | 0 | 5/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VITAMIN SHOPPE INC | ||||||||||||||||||||||||
Security: 92849E101 | Agenda Number: 933426214 | |||||||||||||||||||||||
Ticker: VSI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92849E1010 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD L. MARKEE | Mgmt | For | For | |||||||||||||||||||||
2 B. MICHAEL BECKER | Mgmt | For | For | |||||||||||||||||||||
3 CATHERINE E. BUGGELN | Mgmt | For | For | |||||||||||||||||||||
4 JOHN H. EDMONDSON | Mgmt | For | For | |||||||||||||||||||||
5 DAVID H. EDWAB | Mgmt | For | For | |||||||||||||||||||||
6 DOUGLAS R. KORN | Mgmt | For | For | |||||||||||||||||||||
7 RICHARD L. PERKAL | Mgmt | For | For | |||||||||||||||||||||
8 BETH M. PRITCHARD | Mgmt | For | For | |||||||||||||||||||||
9 KATHERINE SAVITT-LENNON | Mgmt | For | For | |||||||||||||||||||||
10 ANTHONY N. TRUESDALE | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
3 | FREQUENCY OF EXECUTIVE COMPENSATION SHAREHOLDER VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1292700000 | 1292700000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VOLCOM, INC. | ||||||||||||||||||||||||
Security: 92864N101 | Agenda Number: 933383438 | |||||||||||||||||||||||
Ticker: VLCM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92864N1019 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD R. WOOLCOTT | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS S. INGRAM | Mgmt | For | For | |||||||||||||||||||||
3 ANTHONY M. PALMA | Mgmt | For | For | |||||||||||||||||||||
4 JOSEPH B. TYSON | Mgmt | For | For | |||||||||||||||||||||
5 CARL W. WOMACK | Mgmt | For | For | |||||||||||||||||||||
6 RENE R. WOOLCOTT | Mgmt | Withheld | Against | |||||||||||||||||||||
7 KEVIN G. WULFF | Mgmt | For | For | |||||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
3 | THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DESCRIBED UNDER THE HEADING "EXECUTIVE COMPENSATION" IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
4 | THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 383600000 | 383600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VOLTERRA SEMICONDUCTOR CORP. | ||||||||||||||||||||||||
Security: 928708106 | Agenda Number: 933390697 | |||||||||||||||||||||||
Ticker: VLTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9287081064 | Meeting Date: 4/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FU-TAI LIOU | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD ROSS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION PAYMENTS AND PRACTICES OF THE COMPANY AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY WITH WHICH THE COMPANY SHALL CONDUCT A VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 155200000 | 155200000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WATTS WATER TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security: 942749102 | Agenda Number: 933391221 | |||||||||||||||||||||||
Ticker: WTS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9427491025 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT L. AYERS | Mgmt | For | For | |||||||||||||||||||||
2 KENNETT F. BURNES | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD J. CATHCART | Mgmt | For | For | |||||||||||||||||||||
4 DAVID J. COGHLAN | Mgmt | For | For | |||||||||||||||||||||
5 RALPH E. JACKSON, JR. | Mgmt | For | For | |||||||||||||||||||||
6 JOHN K. MCGILLICUDDY | Mgmt | For | For | |||||||||||||||||||||
7 MERILEE RAINES | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 871000000 | 871000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WAUSAU PAPER CORP. | ||||||||||||||||||||||||
Security: 943315101 | Agenda Number: 933386294 | |||||||||||||||||||||||
Ticker: WPP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9433151019 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GARY W. FREELS | Mgmt | For | For | |||||||||||||||||||||
2 THOMAS J. HOWATT | Mgmt | For | For | |||||||||||||||||||||
3 LONDA J. DEWEY | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE REGARDING FREQUENCY OF SAY-ON-PAY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 3040500000 | 3040500000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WEBSENSE, INC. | ||||||||||||||||||||||||
Security: 947684106 | Agenda Number: 933438663 | |||||||||||||||||||||||
Ticker: WBSN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9476841062 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN B. CARRINGTON | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE T. COLEMAN | Mgmt | For | For | |||||||||||||||||||||
3 GENE HODGES | Mgmt | For | For | |||||||||||||||||||||
4 JOHN F. SCHAEFER | Mgmt | For | For | |||||||||||||||||||||
5 GARY E. SUTTON | Mgmt | For | For | |||||||||||||||||||||
6 MARK S. ST.CLARE | Mgmt | For | For | |||||||||||||||||||||
7 PETER C. WALLER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WEBSENSE FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | Against | Against | ||||||||||||||||||||
03 | A NON-BINDING ADVISORY VOTE ON THE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING A NON- BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 347600000 | 347600000 | 0 | 5/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WEST PHARMACEUTICAL SERVICES, INC. | ||||||||||||||||||||||||
Security: 955306105 | Agenda Number: 933397689 | |||||||||||||||||||||||
Ticker: WST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9553061055 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DONALD E. MOREL JR.* | Mgmt | For | For | |||||||||||||||||||||
2 JOHN H. WEILAND* | Mgmt | For | For | |||||||||||||||||||||
3 ROBERT C. YOUNG* | Mgmt | For | For | |||||||||||||||||||||
4 MARK A. BUTHMAN* | Mgmt | For | For | |||||||||||||||||||||
5 DOUGLAS A. MICHELS# | Mgmt | For | For | |||||||||||||||||||||
02 | TO AMEND OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS SO THAT ALL OF OUR DIRECTORS STAND FOR ELECTION EACH YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO APPROVE THE ADOPTION OF THE WEST PHARMACEUTICAL SERVICES, INC. 2011 OMNIBUS INCENTIVE COMPENSATION PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 644900000 | 644900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WHITNEY HOLDING CORPORATION | ||||||||||||||||||||||||
Security: 966612103 | Agenda Number: 933409787 | |||||||||||||||||||||||
Ticker: WTNY | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US9666121036 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ADOPT AND APPROVE THE MERGER AGREEMENT, DATED AS OF DECEMBER 21, 2010, BY AND BETWEEN HANCOCK HOLDING COMPANY AND WHITNEY HOLDING CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE FOREGOING PROPOSAL. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1260500000 | 1260500000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WILMINGTON TRUST CORPORATION | ||||||||||||||||||||||||
Security: 971807102 | Agenda Number: 933373259 | |||||||||||||||||||||||
Ticker: WL | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US9718071023 | Meeting Date: 3/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, OR MERGER AGREEMENT, DATED AS OF OCTOBER 31, 2010, BY AND AMONG M&T BANK CORPORATION, A NEW YORK CORPORATION, MTB ONE, INC., A DELAWARE CORPORATION AND WHOLLY OWNED DIRECT SUBSIDIARY OF M&T, AND WILMINGTON TRUST CORPORATION, PURSUANT TO WHICH MTB ONE, INC. WILL MERGE WITH AND INTO WILMINGTON TRUST CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
02 | TO ADJOURN, POSTPONE OR CONTINUE THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ADOPTION OF THE MERGER AGREEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 1621000000 | 1621000000 | 0 | 3/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WILSHIRE BANCORP, INC. | ||||||||||||||||||||||||
Security: 97186T108 | Agenda Number: 933415451 | |||||||||||||||||||||||
Ticker: WIBC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US97186T1088 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN KOH | Mgmt | For | For | |||||||||||||||||||||
2 DONALD BYUN | Mgmt | For | For | |||||||||||||||||||||
3 LAWRENCE JEON | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY (NON-BINDING) PROPOSAL TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE SHAREHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF A MAJORITY VOTE STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS. | Shr | For | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE WILSHIRE BANCORP, INC. ARTICLES OF INCORPORATION TO PROVIDE FOR A MAJORITY VOTE STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 553800000 | 553800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WINTRUST FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 97650W108 | Agenda Number: 933447080 | |||||||||||||||||||||||
Ticker: WTFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US97650W1080 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER D. CRIST | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE K. CROWTHER | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH F. DAMICO | Mgmt | For | For | |||||||||||||||||||||
4 BERT A. GETZ, JR. | Mgmt | For | For | |||||||||||||||||||||
5 H. PATRICK HACKETT, JR. | Mgmt | For | For | |||||||||||||||||||||
6 SCOTT K. HEITMANN | Mgmt | For | For | |||||||||||||||||||||
7 CHARLES H. JAMES III | Mgmt | For | For | |||||||||||||||||||||
8 ALBIN F. MOSCHNER | Mgmt | For | For | |||||||||||||||||||||
9 THOMAS J. NEIS | Mgmt | For | For | |||||||||||||||||||||
10 CHRISTOPHER J. PERRY | Mgmt | For | For | |||||||||||||||||||||
11 HOLLIS W. RADEMACHER | Mgmt | For | For | |||||||||||||||||||||
12 INGRID S. STAFFORD | Mgmt | For | For | |||||||||||||||||||||
13 EDWARD J. WEHMER | Mgmt | For | For | |||||||||||||||||||||
02 | AMENDMENT TO THE 2007 STOCK INCENTIVE PLAN AND REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE MEASURES FOR THE 2007 STOCK INCENTIVE PLAN, EACH AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE COMPANY'S 2010 EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO DETERMINE WHETHER THE SHAREHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 517500000 | 517500000 | 0 | 5/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WOLVERINE WORLD WIDE, INC. | ||||||||||||||||||||||||
Security: 978097103 | Agenda Number: 933383224 | |||||||||||||||||||||||
Ticker: WWW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9780971035 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM K. GERBER | Mgmt | For | For | |||||||||||||||||||||
2 BLAKE W. KRUEGER | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL A. VOLKEMA | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 887600000 | 887600000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WORLD FUEL SERVICES CORPORATION | ||||||||||||||||||||||||
Security: 981475106 | Agenda Number: 933432370 | |||||||||||||||||||||||
Ticker: INT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9814751064 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PAUL H. STEBBINS | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. KASBAR | Mgmt | For | For | |||||||||||||||||||||
3 KEN BAKSHI | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD A. KASSAR | Mgmt | For | For | |||||||||||||||||||||
5 MYLES KLEIN | Mgmt | For | For | |||||||||||||||||||||
6 JOHN L. MANLEY | Mgmt | For | For | |||||||||||||||||||||
7 J. THOMAS PRESBY | Mgmt | For | For | |||||||||||||||||||||
8 STEPHEN K. RODDENBERRY | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 11865100000 | 11865100000 | 0 | 5/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WRIGHT EXPRESS CORPORATION | ||||||||||||||||||||||||
Security: 98233Q105 | Agenda Number: 933433841 | |||||||||||||||||||||||
Ticker: WXS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US98233Q1058 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROWLAND T. MORIARTY | Mgmt | For | For | |||||||||||||||||||||
2 RONALD T. MAHEU | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL E. DUBYAK | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, IN AN ADVISORY (NON- BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO DETERMINE, IN AN ADVISORY (NON- BINDING) VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 180500000 | 180500000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ZOLL MEDICAL CORPORATION | ||||||||||||||||||||||||
Security: 989922109 | Agenda Number: 933360935 | |||||||||||||||||||||||
Ticker: ZOLL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9899221090 | Meeting Date: 2/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JUDITH C. PELHAM | Mgmt | No vote | ||||||||||||||||||||||
2 BENSON F. SMITH | Mgmt | No vote | ||||||||||||||||||||||
3 JOHN J. WALLACE | Mgmt | No vote | ||||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN, AS AMENDED. | Mgmt | No vote | |||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 2006 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN, AS AMENDED. | Mgmt | No vote | |||||||||||||||||||||
04 | PROPOSAL TO APPROVE A NON-BINDING, ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | PROPOSAL TO APPROVE A NON-BINDING, ADVISORY RESOLUTION REGARDING THE FREQUENCY OF FUTURE NON- BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
06 | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 2, 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 272800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ZUMIEZ INC. | ||||||||||||||||||||||||
Security: 989817101 | Agenda Number: 933399342 | |||||||||||||||||||||||
Ticker: ZUMZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9898171015 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS D. CAMPION | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SARAH G. MCCOY | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY SELECTION OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JANUARY 28, 2012 (FISCAL 2011). | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262882 | BNY | 311300000 | 311300000 | 0 | 5/7/2011 |
RevenueShares Financials Sector Fund | ||||||||||||||||||||||||
Meeting Date Range: 01-Jul-2010 - 30-Jun-2011 Report Date: 7/27/2011 | ||||||||||||||||||||||||
Page 1 of 199 | ||||||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ACE LIMITED | ||||||||||||||||||||||||
Security: H0023R105 | Agenda Number: 933420147 | |||||||||||||||||||||||
Ticker: ACE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CH0044328745 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF EVAN G. GREENBERG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF LEO F. MULLIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF OLIVIER STEIMER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF MICHAEL P. CONNORS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF EUGENE B. SHANKS, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF JOHN A. KROL | Mgmt | For | For | ||||||||||||||||||||
2A | APPROVAL OF THE ANNUAL REPORT | Mgmt | For | For | ||||||||||||||||||||
2B | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE LIMITED | Mgmt | For | For | ||||||||||||||||||||
2C | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
03 | ALLOCATION OF DISPOSABLE PROFIT | Mgmt | For | For | ||||||||||||||||||||
04 | DISCHARGE OF THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
5A | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Mgmt | For | For | ||||||||||||||||||||
5B | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
5C | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF DIVIDENDS FROM LEGAL RESERVES | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
08 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTE | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 391400000 | 391400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AFLAC INCORPORATED | ||||||||||||||||||||||||
Security: 001055102 | Agenda Number: 933383616 | |||||||||||||||||||||||
Ticker: AFL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0010551028 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Mgmt | Against | Against | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Mgmt | For | For | ||||||||||||||||||||
02 | TO CONSIDER THE FOLLOWING NON- BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 579900000 | 579900000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||||||||||||||
Security: 025816109 | Agenda Number: 933388995 | |||||||||||||||||||||||
Ticker: AXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0258161092 | Meeting Date: 5/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 D.F. AKERSON | Mgmt | For | For | |||||||||||||||||||||
2 C. BARSHEFSKY | Mgmt | For | For | |||||||||||||||||||||
3 U.M. BURNS | Mgmt | For | For | |||||||||||||||||||||
4 K.I. CHENAULT | Mgmt | For | For | |||||||||||||||||||||
5 P. CHERNIN | Mgmt | For | For | |||||||||||||||||||||
6 T.J. LEONSIS | Mgmt | For | For | |||||||||||||||||||||
7 J. LESCHLY | Mgmt | For | For | |||||||||||||||||||||
8 R.C. LEVIN | Mgmt | For | For | |||||||||||||||||||||
9 R.A. MCGINN | Mgmt | For | For | |||||||||||||||||||||
10 E.D. MILLER | Mgmt | For | For | |||||||||||||||||||||
11 S.S REINEMUND | Mgmt | For | For | |||||||||||||||||||||
12 R.D. WALTER | Mgmt | For | For | |||||||||||||||||||||
13 R.A. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 951600000 | 951600000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||||||||||||||
Security: 026874784 | Agenda Number: 933420058 | |||||||||||||||||||||||
Ticker: AIG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0268747849 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W. DON CORNWELL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAURETTE T. KOELLNER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DONALD H. LAYTON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HENRY S. MILLER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT S. MILLER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MORRIS W. OFFIT | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE A NON-BINDING SHAREHOLDER RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND AIG'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES | Mgmt | For | For | ||||||||||||||||||||
04 | TO RATIFY THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RELATING TO RESTRICTING HEDGING TRANSACTIONS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 2754800000 | 2754800000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERIPRISE FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 03076C106 | Agenda Number: 933382688 | |||||||||||||||||||||||
Ticker: AMP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03076C1062 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SIRI S. MARSHALL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W. WALKER LEWIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM H. TURNER | Mgmt | For | For | ||||||||||||||||||||
02 | A NONBINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | A NONBINDING ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 259200000 | 259200000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AON CORPORATION | ||||||||||||||||||||||||
Security: 037389103 | Agenda Number: 933412241 | |||||||||||||||||||||||
Ticker: AON | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0373891037 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LESTER B. KNIGHT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GREGORY C. CASE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: FULVIO CONTI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHERYL A. FRANCIS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JUDSON C. GREEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: EDGAR D. JANNOTTA | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAN KALFF | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J. MICHAEL LOSH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: R. EDEN MARTIN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANDREW J. MCKENNA | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: RICHARD B. MYERS | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: GLORIA SANTONA | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: CAROLYN Y. WOO | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE AON CORPORATION 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE AON CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 261700000 | 261700000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APARTMENT INVESTMENT AND MANAGEMENT CO. | ||||||||||||||||||||||||
Security: 03748R101 | Agenda Number: 933379679 | |||||||||||||||||||||||
Ticker: AIV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03748R1014 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES N. BAILEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TERRY CONSIDINE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD S. ELLWOOD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS L. KELTNER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT A. MILLER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KATHLEEN M. NELSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL A. STEIN | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AIMCO FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | APPROVAL OF AN AMENDMENT TO AIMCO'S CHARTER TO PERMIT THE BOARD OF DIRECTORS TO GRANT WAIVERS OF THE OWNERSHIP LIMIT UP TO 12%. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 70000000 | 70000000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASSURANT, INC. | ||||||||||||||||||||||||
Security: 04621X108 | Agenda Number: 933393655 | |||||||||||||||||||||||
Ticker: AIZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US04621X1081 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ELAINE D. ROSEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: HOWARD L. CARVER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JUAN N. CENTO | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAWRENCE V. JACKSON | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID B. KELSO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES J. KOCH | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: H. CARROLL MACKIN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT B. POLLOCK | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 335700000 | 335700000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVALONBAY COMMUNITIES, INC. | ||||||||||||||||||||||||
Security: 053484101 | Agenda Number: 933406010 | |||||||||||||||||||||||
Ticker: AVB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0534841012 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRYCE BLAIR | Mgmt | For | For | |||||||||||||||||||||
2 BRUCE A. CHOATE | Mgmt | For | For | |||||||||||||||||||||
3 JOHN J. HEALY, JR. | Mgmt | For | For | |||||||||||||||||||||
4 TIMOTHY J. NAUGHTON | Mgmt | For | For | |||||||||||||||||||||
5 LANCE R. PRIMIS | Mgmt | For | For | |||||||||||||||||||||
6 PETER S. RUMMELL | Mgmt | For | For | |||||||||||||||||||||
7 H. JAY SARLES | Mgmt | For | For | |||||||||||||||||||||
8 W. EDWARD WALTER | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CAST A NON-BINDING ADVISORY VOTE ON APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST A NON-BINDING ADVISORY VOTE AS TO FREQUENCY OF FUTURE ADVISORY STOCKHOLDER VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 12100000 | 12100000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||||||||
Security: 060505104 | Agenda Number: 933398491 | |||||||||||||||||||||||
Ticker: BAC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0605051046 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MUKESH D. AMBANI | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SUSAN S. BIES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS J. MAY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DONALD E. POWELL | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Mgmt | For | For | ||||||||||||||||||||
02 | AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT. | Shr | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. | Shr | For | Against | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. | Shr | For | Against | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. | Shr | Against | For | ||||||||||||||||||||
10 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN CONTESTED ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
11 | STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
12 | STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN RELOCATION BENEFITS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 16581600000 | 16581600000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BB&T CORPORATION | ||||||||||||||||||||||||
Security: 054937107 | Agenda Number: 933382652 | |||||||||||||||||||||||
Ticker: BBT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0549371070 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN A. ALLISON IV | Mgmt | For | For | |||||||||||||||||||||
2 JENNIFER S. BANNER | Mgmt | For | For | |||||||||||||||||||||
3 K. DAVID BOYER, JR. | Mgmt | For | For | |||||||||||||||||||||
4 ANNA R. CABLIK | Mgmt | For | For | |||||||||||||||||||||
5 RONALD E. DEAL | Mgmt | For | For | |||||||||||||||||||||
6 J.L. GLOVER, JR. | Mgmt | For | For | |||||||||||||||||||||
7 JANE P. HELM | Mgmt | For | For | |||||||||||||||||||||
8 JOHN P. HOWE III, M.D. | Mgmt | For | For | |||||||||||||||||||||
9 KELLY S. KING | Mgmt | For | For | |||||||||||||||||||||
10 VALERIA LYNCH LEE | Mgmt | For | For | |||||||||||||||||||||
11 J. HOLMES MORRISON | Mgmt | For | For | |||||||||||||||||||||
12 NIDO R. QUBEIN | Mgmt | For | For | |||||||||||||||||||||
13 THOMAS E. SKAINS | Mgmt | For | For | |||||||||||||||||||||
14 THOMAS N. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
15 STEPHEN T. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RE-APPROVE THE CORPORATION'S SHORT-TERM INCENTIVE PLAN FOR FEDERAL TAX PURPOSES. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO PROVIDE AN ADVISORY VOTE REGARDING BB&T'S OVERALL PAY-FOR- PERFORMANCE EXECUTIVE COMPENSATION PROGRAM COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE. | Mgmt | For | For | ||||||||||||||||||||
05 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF "SAY ON PAY" VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES. | Shr | For | Against | ||||||||||||||||||||
07 | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 670300000 | 670300000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||
Security: 084670702 | Agenda Number: 933383844 | |||||||||||||||||||||||
Ticker: BRKB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0846707026 | Meeting Date: 4/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WARREN E. BUFFETT | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES T. MUNGER | Mgmt | For | For | |||||||||||||||||||||
3 HOWARD G. BUFFETT | Mgmt | For | For | |||||||||||||||||||||
4 STEPHEN B. BURKE | Mgmt | For | For | |||||||||||||||||||||
5 SUSAN L. DECKER | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM H. GATES III | Mgmt | For | For | |||||||||||||||||||||
7 DAVID S. GOTTESMAN | Mgmt | For | For | |||||||||||||||||||||
8 CHARLOTTE GUYMAN | Mgmt | For | For | |||||||||||||||||||||
9 DONALD R. KEOUGH | Mgmt | For | For | |||||||||||||||||||||
10 THOMAS S. MURPHY | Mgmt | For | For | |||||||||||||||||||||
11 RONALD L. OLSON | Mgmt | For | For | |||||||||||||||||||||
12 WALTER SCOTT, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011 PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 3 Years | For | ||||||||||||||||||||
04 | TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE ESTABLISHMENT OF QUANTITATIVE GOALS FOR THE REDUCTION OF GREENHOUSE GAS AND OTHER AIR EMISSIONS AT BERKSHIRE'S ENERGY GENERATING HOLDINGS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 2435300000 | 2435300000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BOSTON PROPERTIES, INC. | ||||||||||||||||||||||||
Security: 101121101 | Agenda Number: 933402733 | |||||||||||||||||||||||
Ticker: BXP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1011211018 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LAWRENCE S. BACOW | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ZOE BAIRD | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALAN J. PATRICOF | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MARTIN TURCHIN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING RESOLUTION, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL CONCERNING THE PREPARATION OF A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 28100000 | 28100000 | 0 | 5/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 14040H105 | Agenda Number: 933392007 | |||||||||||||||||||||||
Ticker: COF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US14040H1059 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PATRICK W. GROSS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PIERRE E. LEROY | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY, NON-BINDING APPROVAL OF CAPITAL ONE'S 2010 NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY, NON-BINDING APPROVAL OF THE FREQUENCY WITH WHICH CAPITAL ONE WILL HOLD A STOCKHOLDER VOTE TO APPROVE ITS NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 656400000 | 656400000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CB RICHARD ELLIS GROUP, INC. | ||||||||||||||||||||||||
Security: 12497T101 | Agenda Number: 933399328 | |||||||||||||||||||||||
Ticker: CBG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12497T1016 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD C. BLUM | Mgmt | For | For | |||||||||||||||||||||
2 CURTIS F. FEENY | Mgmt | For | For | |||||||||||||||||||||
3 BRADFORD M. FREEMAN | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL KANTOR | Mgmt | Withheld | Against | |||||||||||||||||||||
5 FREDERIC V. MALEK | Mgmt | For | For | |||||||||||||||||||||
6 JANE J. SU | Mgmt | For | For | |||||||||||||||||||||
7 LAURA D. TYSON | Mgmt | For | For | |||||||||||||||||||||
8 BRETT WHITE | Mgmt | For | For | |||||||||||||||||||||
9 GARY L. WILSON | Mgmt | For | For | |||||||||||||||||||||
10 RAY WIRTA | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 353100000 | 353100000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CINCINNATI FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 172062101 | Agenda Number: 933385292 | |||||||||||||||||||||||
Ticker: CINF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1720621010 | Meeting Date: 4/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KENNETH C. LICHTENDAHL | Mgmt | For | For | |||||||||||||||||||||
2 W. RODNEY MCMULLEN | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS R. SCHIFF | Mgmt | For | For | |||||||||||||||||||||
4 JOHN F. STEELE, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFYING THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | VOTING ON A NONBINDING PROPOSAL TO APPROVE THE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | VOTING ON A NONBINDING PROPOSAL TO ESTABLISH THE FREQUENCY OF FUTURE NONBINDING VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | RE-APPROVING THE PERFORMANCE OBJECTIVES CONTAINED IN THE CINCINNATI FINANCIAL CORPORATION STOCK PLAN OF 2006. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 186200000 | 186200000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CITIGROUP INC. | ||||||||||||||||||||||||
Security: 172967101 | Agenda Number: 933378336 | |||||||||||||||||||||||
Ticker: C | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1729671016 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT L. JOSS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JUDITH RODIN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT L. RYAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | Mgmt | For | For | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP. | Shr | Against | For | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shr | Against | For | ||||||||||||||||||||
10 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL SYSTEM. | Shr | Against | For | ||||||||||||||||||||
11 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | Shr | For | Against | ||||||||||||||||||||
12 | STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES, AND SECURITIZATIONS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 35300200000 | 35300200000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CME GROUP | ||||||||||||||||||||||||
Security: 12572Q105 | Agenda Number: 933430984 | |||||||||||||||||||||||
Ticker: CME | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12572Q1058 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CRAIG S. DONOHUE | Mgmt | For | For | |||||||||||||||||||||
2 TIMOTHY S. BITSBERGER | Mgmt | For | For | |||||||||||||||||||||
3 JACKIE M. CLEGG | Mgmt | For | For | |||||||||||||||||||||
4 JAMES A. DONALDSON | Mgmt | For | For | |||||||||||||||||||||
5 J. DENNIS HASTERT | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM P. MILLER II | Mgmt | For | For | |||||||||||||||||||||
7 TERRY L. SAVAGE | Mgmt | For | For | |||||||||||||||||||||
8 CHRISTOPHER STEWART | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 13900000 | 13900000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMERICA INCORPORATED | ||||||||||||||||||||||||
Security: 200340107 | Agenda Number: 933388919 | |||||||||||||||||||||||
Ticker: CMA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2003401070 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROGER A. CREGG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: T. KEVIN DENICOLA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: NINA G. VACA | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE COMERICA INCORPORATED 2011 MANAGEMENT INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | AMENDMENT OF THE CERTIFICATE OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY PROVISIONS | Mgmt | For | For | ||||||||||||||||||||
05 | NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
06 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY THAT SHAREHOLDERS ARE TO BE PRESENTED WITH ADVISORY PROPOSALS APPROVING EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 99400000 | 99400000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DISCOVER FINANCIAL SERVICES | ||||||||||||||||||||||||
Security: 254709108 | Agenda Number: 933374984 | |||||||||||||||||||||||
Ticker: DFS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2547091080 | Meeting Date: 4/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARY K. BUSH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GREGORY C. CASE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RICHARD H. LENNY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID W. NELMS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL SERVICES DIRECTORS' COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 603800000 | 603800000 | 0 | 3/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
E*TRADE FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 269246401 | Agenda Number: 933393807 | |||||||||||||||||||||||
Ticker: ETFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2692464017 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT A. DRUSKIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FREDERICK W. KANNER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Mgmt | For | For | ||||||||||||||||||||
02 | THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Mgmt | For | For | ||||||||||||||||||||
03 | THE FREQUENCY FOR ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 226600000 | 226600000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EQUITY RESIDENTIAL | ||||||||||||||||||||||||
Security: 29476L107 | Agenda Number: 933423624 | |||||||||||||||||||||||
Ticker: EQR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29476L1070 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN W. ALEXANDER | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES L. ATWOOD | Mgmt | For | For | |||||||||||||||||||||
3 LINDA WALKER BYNOE | Mgmt | For | For | |||||||||||||||||||||
4 BRADLEY A. KEYWELL | Mgmt | For | For | |||||||||||||||||||||
5 JOHN E. NEAL | Mgmt | For | For | |||||||||||||||||||||
6 DAVID J. NEITHERCUT | Mgmt | For | For | |||||||||||||||||||||
7 MARK S. SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
8 GERALD A. SPECTOR | Mgmt | For | For | |||||||||||||||||||||
9 B. JOSEPH WHITE | Mgmt | For | For | |||||||||||||||||||||
10 SAMUEL ZELL | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 SHARE INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL RELATING TO AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 59000000 | 59000000 | 0 | 6/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIFTH THIRD BANCORP | ||||||||||||||||||||||||
Security: 316773100 | Agenda Number: 933379578 | |||||||||||||||||||||||
Ticker: FITB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3167731005 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DARRYL F. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 U.L. BRIDGEMAN, JR. | Mgmt | For | For | |||||||||||||||||||||
3 EMERSON L. BRUMBACK | Mgmt | For | For | |||||||||||||||||||||
4 JAMES P. HACKETT | Mgmt | For | For | |||||||||||||||||||||
5 GARY R. HEMINGER | Mgmt | For | For | |||||||||||||||||||||
6 JEWELL D. HOOVER | Mgmt | For | For | |||||||||||||||||||||
7 WILLIAM M. ISAAC | Mgmt | For | For | |||||||||||||||||||||
8 KEVIN T. KABAT | Mgmt | For | For | |||||||||||||||||||||
9 M.D. LIVINGSTON, PH.D. | Mgmt | For | For | |||||||||||||||||||||
10 HENDRIK G. MEIJER | Mgmt | For | For | |||||||||||||||||||||
11 JOHN J. SCHIFF, JR. | Mgmt | For | For | |||||||||||||||||||||
12 MARSHA C. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE PROPOSAL DESCRIBED IN THE PROXY STATEMENT TO APPROVE THE FIFTH THIRD BANCORP 2011 INCENTIVE COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO AN ADDITIONAL 39,000,000 SHARES OF COMMON STOCK THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF AN ADVISORY VOTE ON HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO, OR THREE YEARS, AS INDICATED. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 750300000 | 750300000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIRST HORIZON NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 320517105 | Agenda Number: 933382056 | |||||||||||||||||||||||
Ticker: FHN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3205171057 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT B. CARTER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN C. COMPTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARK A. EMKES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: VICKY B. GREGG | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES A. HASLAM, III | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: R. BRAD MARTIN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: VICKI R. PALMER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: COLIN V. REED | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: WILLIAM B. SANSOM | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: LUKE YANCY III | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | DETERMINATION OF THE FREQUENCY AT WHICH A VOTE ON EXECUTIVE COMPENSATION SHALL BE HELD AT THE ANNUAL MEETING OF SHAREHOLDERS | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 260300000 | 260300000 | 0 | 3/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRANKLIN RESOURCES, INC. | ||||||||||||||||||||||||
Security: 354613101 | Agenda Number: 933367371 | |||||||||||||||||||||||
Ticker: BEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3546131018 | Meeting Date: 3/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SAMUEL H. ARMACOST | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES CROCKER | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN | Mgmt | No vote | |||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHARLES B. JOHNSON | Mgmt | No vote | |||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GREGORY E. JOHNSON | Mgmt | No vote | |||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. | Mgmt | No vote | |||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MARK C. PIGOTT | Mgmt | No vote | |||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHUTTA RATNATHICAM | Mgmt | No vote | |||||||||||||||||||||
1I | ELECTION OF DIRECTOR: PETER M. SACERDOTE | Mgmt | No vote | |||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LAURA STEIN | Mgmt | No vote | |||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Mgmt | No vote | |||||||||||||||||||||
1L | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | Mgmt | No vote | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 10,000,000 SHARES. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 75800000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GENWORTH FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 37247D106 | Agenda Number: 933408557 | |||||||||||||||||||||||
Ticker: GNW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US37247D1063 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STEVEN W. ALESIO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM H. BOLINDER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL D. FRAIZER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: NANCY J. KARCH | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: J. ROBERT "BOB" KERREY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RISA J. LAVIZZO-MOUREY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: CHRISTINE B. MEAD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS E. MOLONEY | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES A. PARKE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES S. RIEPE | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1139500000 | 1139500000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HCP, INC. | ||||||||||||||||||||||||
Security: 40414L109 | Agenda Number: 933383236 | |||||||||||||||||||||||
Ticker: HCP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US40414L1098 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES F. FLAHERTY III | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHRISTINE N. GARVEY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID B. HENRY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LAURALEE E. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL D. MCKEE | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PETER L. RHEIN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: KENNETH B. ROATH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD M. ROSENBERG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 56500000 | 56500000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HEALTH CARE REIT, INC. | ||||||||||||||||||||||||
Security: 42217K106 | Agenda Number: 933402365 | |||||||||||||||||||||||
Ticker: HCN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US42217K1060 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: WILLIAM C. BALLARD, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: PETER J. GRUA | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: R. SCOTT TRUMBULL | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC. | Mgmt | For | For | ||||||||||||||||||||
03 | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF AN AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 225,000,000 TO 400,000,000 FOR GENERAL CORPORATE PURPOSES. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 21600000 | 21600000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOST HOTELS & RESORTS, INC. | ||||||||||||||||||||||||
Security: 44107P104 | Agenda Number: 933419283 | |||||||||||||||||||||||
Ticker: HST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US44107P1049 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT M. BAYLIS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLARD W. BRITTAIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: TERENCE C. GOLDEN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD E. MARRIOTT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: GORDON H. SMITH | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: W. EDWARD WALTER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 371000000 | 371000000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUDSON CITY BANCORP, INC. | ||||||||||||||||||||||||
Security: 443683107 | Agenda Number: 933386636 | |||||||||||||||||||||||
Ticker: HCBK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4436831071 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: RONALD E. HERMANCE, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: WILLIAM G. BARDEL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: SCOTT A. BELAIR | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR FOR TERM OF TWO YEARS: CORNELIUS E. GOLDING | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE ADOPTION OF THE HUDSON CITY BANCORP, INC. AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 361400000 | 361400000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HUNTINGTON BANCSHARES INCORPORATED | ||||||||||||||||||||||||
Security: 446150104 | Agenda Number: 933380242 | |||||||||||||||||||||||
Ticker: HBAN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4461501045 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DON M. CASTO III | Mgmt | For | For | |||||||||||||||||||||
2 ANN B. CRANE | Mgmt | For | For | |||||||||||||||||||||
3 STEVEN G. ELLIOTT | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL J. ENDRES | Mgmt | For | For | |||||||||||||||||||||
5 JOHN B. GERLACH, JR. | Mgmt | For | For | |||||||||||||||||||||
6 D. JAMES HILLIKER | Mgmt | For | For | |||||||||||||||||||||
7 DAVID P. LAUER | Mgmt | For | For | |||||||||||||||||||||
8 JONATHAN A. LEVY | Mgmt | For | For | |||||||||||||||||||||
9 GERARD P. MASTROIANNI | Mgmt | For | For | |||||||||||||||||||||
10 RICHARD W. NEU | Mgmt | For | For | |||||||||||||||||||||
11 DAVID L. PORTEOUS | Mgmt | For | For | |||||||||||||||||||||
12 KATHLEEN H. RANSIER | Mgmt | For | For | |||||||||||||||||||||
13 WILLIAM R. ROBERTSON | Mgmt | For | For | |||||||||||||||||||||
14 STEPHEN D. STEINOUR | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE MANAGEMENT INCENTIVE PLAN FOR COVERED OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE SUPPLEMENTAL STOCK PURCHASE AND TAX SAVINGS PLAN AND TRUST. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | A RESOLUTION TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
06 | AN ADVISORY, NON-BINDING RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 776700000 | 776700000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERCONTINENTALEXCHANGE, INC. | ||||||||||||||||||||||||
Security: 45865V100 | Agenda Number: 933403711 | |||||||||||||||||||||||
Ticker: ICE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45865V1008 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES R. CRISP | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: FRED W. HATFIELD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: TERRENCE F. MARTELL | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SIR ROBERT REID | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: VINCENT TESE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 14300000 | 14300000 | 0 | 5/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INVESCO LTD | ||||||||||||||||||||||||
Security: G491BT108 | Agenda Number: 933417708 | |||||||||||||||||||||||
Ticker: IVZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: BMG491BT1088 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: REX D. ADAMS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SIR JOHN BANHAM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DENIS KESSLER | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE TO APPROVE 2010 EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | APPROVAL OF THE INVESCO LTD. 2011 GLOBAL EQUITY INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 227600000 | 227600000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JANUS CAPITAL GROUP INC. | ||||||||||||||||||||||||
Security: 47102X105 | Agenda Number: 933384113 | |||||||||||||||||||||||
Ticker: JNS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US47102X1054 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAUL F. BALSER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GLENN S. SCHAFER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE JANUS CAPITAL GROUP INC. INDEPENDENT AUDITOR FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS (SAY-ON- PAY). | Mgmt | Against | Against | ||||||||||||||||||||
04 | RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE ADVISORY SAY-ON-PAY VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 120900000 | 120900000 | 0 | 4/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||||
Security: 46625H100 | Agenda Number: 933404028 | |||||||||||||||||||||||
Ticker: JPM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US46625H1005 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID M. COTE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES DIMON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF AMENDMENT TO LONG- TERM INCENTIVE PLAN | Mgmt | Against | Against | ||||||||||||||||||||
06 | POLITICAL NON-PARTISANSHIP | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
08 | MORTGAGE LOAN SERVICING | Shr | Against | For | ||||||||||||||||||||
09 | POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
10 | GENOCIDE-FREE INVESTING | Shr | Against | For | ||||||||||||||||||||
11 | INDEPENDENT LEAD DIRECTOR | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 4059600000 | 4059600000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KEYCORP | ||||||||||||||||||||||||
Security: 493267108 | Agenda Number: 933412253 | |||||||||||||||||||||||
Ticker: KEY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4932671088 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD P. CAMPBELL | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH A. CARRABBA | Mgmt | For | For | |||||||||||||||||||||
3 CAROL A. CARTWRIGHT | Mgmt | For | For | |||||||||||||||||||||
4 ALEXANDER M. CUTLER | Mgmt | For | For | |||||||||||||||||||||
5 H. JAMES DALLAS | Mgmt | For | For | |||||||||||||||||||||
6 ELIZABETH R. GILE | Mgmt | For | For | |||||||||||||||||||||
7 RUTH ANN M. GILLIS | Mgmt | For | For | |||||||||||||||||||||
8 KRISTEN L. MANOS | Mgmt | For | For | |||||||||||||||||||||
9 BETH E. MOONEY | Mgmt | For | For | |||||||||||||||||||||
10 BILL R. SANFORD | Mgmt | For | For | |||||||||||||||||||||
11 BARBARA R. SNYDER | Mgmt | For | For | |||||||||||||||||||||
12 EDWARD W. STACK | Mgmt | For | For | |||||||||||||||||||||
13 THOMAS C. STEVENS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF 2011 ANNUAL PERFORMANCE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT TO REGULATIONS TO REDUCE SHAREHOLDER VOTING PERCENTAGES TO STATUTORY NORMS. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION PROGRAM. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 979200000 | 979200000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KIMCO REALTY CORPORATION | ||||||||||||||||||||||||
Security: 49446R109 | Agenda Number: 933410401 | |||||||||||||||||||||||
Ticker: KIM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US49446R1095 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M. COOPER | Mgmt | For | For | |||||||||||||||||||||
2 P. COVIELLO | Mgmt | For | For | |||||||||||||||||||||
3 R. DOOLEY | Mgmt | For | For | |||||||||||||||||||||
4 J. GRILLS | Mgmt | For | For | |||||||||||||||||||||
5 D. HENRY | Mgmt | For | For | |||||||||||||||||||||
6 F.P. HUGHES | Mgmt | For | For | |||||||||||||||||||||
7 F. LOURENSO | Mgmt | For | For | |||||||||||||||||||||
8 C. NICHOLAS | Mgmt | For | For | |||||||||||||||||||||
9 R. SALTZMAN | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
03 | CONDUCTING ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY YEAR. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 79100000 | 79100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LEUCADIA NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 527288104 | Agenda Number: 933423509 | |||||||||||||||||||||||
Ticker: LUK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5272881047 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 IAN M. CUMMING | Mgmt | For | For | |||||||||||||||||||||
2 PAUL M. DOUGAN | Mgmt | For | For | |||||||||||||||||||||
3 ALAN J. HIRSCHFIELD | Mgmt | For | For | |||||||||||||||||||||
4 JAMES E. JORDAN | Mgmt | For | For | |||||||||||||||||||||
5 JEFFREY C. KEIL | Mgmt | For | For | |||||||||||||||||||||
6 J.C. NICHOLS, III | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL SORKIN | Mgmt | For | For | |||||||||||||||||||||
8 JOSEPH S. STEINBERG | Mgmt | For | For | |||||||||||||||||||||
02 | A NON-BINDING, ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE 2011 SENIOR EXECUTIVE WARRANT PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 68100000 | 68100000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LINCOLN NATIONAL CORPORATION | ||||||||||||||||||||||||
Security: 534187109 | Agenda Number: 933405575 | |||||||||||||||||||||||
Ticker: LNC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5341871094 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DENNIS R. GLASS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GARY C. KELLY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL F. MEE | Mgmt | For | For | ||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE BYLAWS. | Mgmt | For | For | ||||||||||||||||||||
4 | TO APPROVE AN ADVISORY PROPOSAL ON THE COMPANY'S 2010 EXCUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | Against | Against | ||||||||||||||||||||
5 | TO RESPOND TO AN ADVISORY PROPOSAL REGARDING THE FREQUENCY (EVERY 1, 2, OR 3 YEARS) OF FUTURE ADVISORY PROPOSALS ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 549000000 | 549000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOEWS CORPORATION | ||||||||||||||||||||||||
Security: 540424108 | Agenda Number: 933392019 | |||||||||||||||||||||||
Ticker: L | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5404241086 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANN E. BERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSEPH L. BOWER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CHARLES M. DIKER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JACOB A. FRENKEL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PAUL J. FRIBOURG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WALTER L. HARRIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: KEN MILLER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: GLORIA R. SCOTT | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANDREW H. TISCH | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JAMES S. TISCH | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JONATHAN M. TISCH | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 571500000 | 571500000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
M&T BANK CORPORATION | ||||||||||||||||||||||||
Security: 55261F104 | Agenda Number: 933379011 | |||||||||||||||||||||||
Ticker: MTB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55261F1049 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRENT D. BAIRD | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT J. BENNETT | Mgmt | For | For | |||||||||||||||||||||
3 C. ANGELA BONTEMPO | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT T. BRADY | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL D. BUCKLEY | Mgmt | For | For | |||||||||||||||||||||
6 T.J. CUNNINGHAM III | Mgmt | For | For | |||||||||||||||||||||
7 MARK J. CZARNECKI | Mgmt | For | For | |||||||||||||||||||||
8 GARY N. GEISEL | Mgmt | For | For | |||||||||||||||||||||
9 PATRICK W.E. HODGSON | Mgmt | For | For | |||||||||||||||||||||
10 RICHARD G. KING | Mgmt | For | For | |||||||||||||||||||||
11 JORGE G. PEREIRA | Mgmt | For | For | |||||||||||||||||||||
12 MICHAEL P. PINTO | Mgmt | For | For | |||||||||||||||||||||
13 MELINDA R. RICH | Mgmt | For | For | |||||||||||||||||||||
14 ROBERT E. SADLER, JR. | Mgmt | For | For | |||||||||||||||||||||
15 HERBERT L. WASHINGTON | Mgmt | For | For | |||||||||||||||||||||
16 ROBERT G. WILMERS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 69900000 | 69900000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||||||||||||
Security: 571748102 | Agenda Number: 933406779 | |||||||||||||||||||||||
Ticker: MMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5717481023 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ZACHARY W. CARTER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: OSCAR FANJUL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: H. EDWARD HANWAY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LORD LANG OF MONKTON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN A. MILLS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: BRUCE P. NOLOP | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MARC D. OKEN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MORTON O. SCHAPIRO | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ADELE SIMMONS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: LLOYD M. YATES | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE MARSH & MCLENNAN COMPANIES, INC. 2011 INCENTIVE AND STOCK AWARD PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NONBINDING VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
05 | RECOMMENDATION, BY NONBINDING VOTE, OF THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL: ACTION BY WRITTEN CONSENT | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 597800000 | 597800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MARSHALL & ILSLEY CORPORATION | ||||||||||||||||||||||||
Security: 571837103 | Agenda Number: 933424929 | |||||||||||||||||||||||
Ticker: MI | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US5718371033 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 17, 2010, BY AND BETWEEN BANK OF MONTREAL AND MARSHALL & ILSLEY CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE FOREGOING PROPOSAL. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 801200000 | 801200000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
METLIFE, INC. | ||||||||||||||||||||||||
Security: 59156R108 | Agenda Number: 933398883 | |||||||||||||||||||||||
Ticker: MET | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US59156R1086 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN A. KANDARIAN* | Mgmt | For | For | |||||||||||||||||||||
2 SYLVIA MATHEWS BURWELL# | Mgmt | For | For | |||||||||||||||||||||
3 EDUARDO CASTRO-WRIGHT# | Mgmt | For | For | |||||||||||||||||||||
4 CHERYL W. GRISE# | Mgmt | For | For | |||||||||||||||||||||
5 LULU C. WANG# | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1786500000 | 1786500000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MOODY'S CORPORATION | ||||||||||||||||||||||||
Security: 615369105 | Agenda Number: 933378879 | |||||||||||||||||||||||
Ticker: MCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6153691059 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: ROBERT R. GLAUBER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shr | For | Against | ||||||||||||||||||||
06 | ELECTION OF DIRECTOR JORGE A. BERMUDEZ | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 108100000 | 108100000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MORGAN STANLEY | ||||||||||||||||||||||||
Security: 617446448 | Agenda Number: 933423915 | |||||||||||||||||||||||
Ticker: MS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6174464486 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES P. GORMAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN J. MACK | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES W. OWENS | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: MASAAKI TANAKA | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: LAURA D. TYSON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Mgmt | For | For | ||||||||||||||||||||
05 | TO VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE) | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 2037100000 | 2037100000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NORTHERN TRUST CORPORATION | ||||||||||||||||||||||||
Security: 665859104 | Agenda Number: 933383197 | |||||||||||||||||||||||
Ticker: NTRS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6658591044 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LINDA WALKER BYNOE | Mgmt | For | For | |||||||||||||||||||||
2 NICHOLAS D. CHABRAJA | Mgmt | For | For | |||||||||||||||||||||
3 SUSAN CROWN | Mgmt | For | For | |||||||||||||||||||||
4 DIPAK C. JAIN | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT W. LANE | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT C. MCCORMACK | Mgmt | For | For | |||||||||||||||||||||
7 EDWARD J. MOONEY | Mgmt | For | For | |||||||||||||||||||||
8 JOHN W. ROWE | Mgmt | For | For | |||||||||||||||||||||
9 MARTIN P. SLARK | Mgmt | For | For | |||||||||||||||||||||
10 DAVID H.B. SMITH, JR. | Mgmt | For | For | |||||||||||||||||||||
11 ENRIQUE J. SOSA | Mgmt | For | For | |||||||||||||||||||||
12 CHARLES A. TRIBBETT III | Mgmt | For | For | |||||||||||||||||||||
13 FREDERICK H. WADDELL | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 112200000 | 112200000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NYSE EURONEXT | ||||||||||||||||||||||||
Security: 629491101 | Agenda Number: 933382791 | |||||||||||||||||||||||
Ticker: NYX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6294911010 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANDRE BERGEN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ELLYN L. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARSHALL N. CARTER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DOMINIQUE CERUTTI | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: SIR GEORGE COX | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SYLVAIN HEFES | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES J. MCNULTY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: RICARDO SALGADO | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: ROBERT G. SCOTT | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: JACKSON P. TAI | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: RIJNHARD VAN TETS | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE COMPANY'S PROPOSAL TO ADOPT MAJORITY VOTING WITH RESPECT TO CERTAIN PROVISIONS IN OUR CERTIFICATE OF INCORPORATION THAT CURRENTLY REQUIRE AN 80% STOCKHOLDER VOTE TO AMEND (THE PROPOSED CHARTER AMENDMENT). | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE "SAY-ON-PAY" PROPOSAL). | Mgmt | Against | Against | ||||||||||||||||||||
05 | SHOULD THERE BE AN ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION DISCLOSURE EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS? (THE "SAY-WHEN-ON-PAY" PROPOSAL). | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO APPROVE THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL STOCKHOLDER MEETING (THE KENNETH STEINER PROPOSAL). | Shr | For | Against | ||||||||||||||||||||
07 | TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT (THE WILLIAM STEINER PROPOSAL). | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 229300000 | 229300000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PEOPLE'S UNITED FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 712704105 | Agenda Number: 933378401 | |||||||||||||||||||||||
Ticker: PBCT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7127041058 | Meeting Date: 4/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 JOHN P. BARNES | Mgmt | For | For | |||||||||||||||||||||
2 COLLIN P. BARON | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD M. HOYT | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
3 | ADVISORY (NON-BINDING) VOTE RELATING TO THE FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
4 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 121200000 | 121200000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PLUM CREEK TIMBER COMPANY, INC. | ||||||||||||||||||||||||
Security: 729251108 | Agenda Number: 933396675 | |||||||||||||||||||||||
Ticker: PCL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7292511083 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICK R. HOLLEY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBIN JOSEPHS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN G. MCDONALD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT B. MCLEOD | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN F. MORGAN SR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARC F. RACICOT | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHN H. SCULLY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: STEPHEN C. TOBIAS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARTIN A. WHITE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CHOOSE, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 45300000 | 45300000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRINCIPAL FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 74251V102 | Agenda Number: 933405727 | |||||||||||||||||||||||
Ticker: PFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74251V1026 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BETSY J. BERNARD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY E. COSTLEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DENNIS H. FERRO | Mgmt | For | For | ||||||||||||||||||||
02 | ANNUAL ELECTION OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE TIMING OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | RATIFICATION OF INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 426100000 | 426100000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PROLOGIS | ||||||||||||||||||||||||
Security: 743410102 | Agenda Number: 933449250 | |||||||||||||||||||||||
Ticker: PLD | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US7434101025 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE MERGER OF PUMPKIN LLC, INDIRECT WHOLLY OWNED SUBSIDIARY OF PROLOGIS, WITH AND INTO PROLOGIS, FOLLOWED BY THE MERGER OF NEW PUMPKIN INC. WITH AND INTO AMB PROPERTY CORPORATION, A MARYLAND CORPORATION ("AMB"), WITH AMB CONTINUING AS THE SURVIVING CORPORATION UNDER THE NAME "PROLOGIS, INC.", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE ADJOURNMENT OF THE PROLOGIS SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE MERGER IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE EACH PROPOSAL. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 113400000 | 113400000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRUDENTIAL FINANCIAL, INC. | ||||||||||||||||||||||||
Security: 744320102 | Agenda Number: 933397336 | |||||||||||||||||||||||
Ticker: PRU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7443201022 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GASTON CAPERTON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES G. CULLEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MARK B. GRIER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: KARL J. KRAPEK | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: CHRISTINE A. POON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JAMES A. UNRUH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING. | Shr | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING LOBBYING CONTRIBUTIONS & EXPENDITURES. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1030800000 | 1030800000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PUBLIC STORAGE | ||||||||||||||||||||||||
Security: 74460D109 | Agenda Number: 933391194 | |||||||||||||||||||||||
Ticker: PSA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74460D1090 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 B. WAYNE HUGHES | Mgmt | For | For | |||||||||||||||||||||
2 RONALD L. HAVNER, JR. | Mgmt | For | For | |||||||||||||||||||||
3 TAMARA HUGHES GUSTAVSON | Mgmt | For | For | |||||||||||||||||||||
4 URI P. HARKHAM | Mgmt | For | For | |||||||||||||||||||||
5 B. WAYNE HUGHES, JR. | Mgmt | For | For | |||||||||||||||||||||
6 AVEDICK B. POLADIAN | Mgmt | For | For | |||||||||||||||||||||
7 GARY E. PRUITT | Mgmt | For | For | |||||||||||||||||||||
8 RONALD P. SPOGLI | Mgmt | For | For | |||||||||||||||||||||
9 DANIEL C. STATON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 24900000 | 24900000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REGIONS FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 7591EP100 | Agenda Number: 933408090 | |||||||||||||||||||||||
Ticker: RF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7591EP1005 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SAMUEL W. BARTHOLOMEW, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GEORGE W. BRYAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CAROLYN H. BYRD | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID J. COOPER, SR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: EARNEST W. DEAVENPORT, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DON DEFOSSET | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ERIC C. FAST | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR. | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES R. MALONE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SUSAN W. MATLOCK | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN R. ROBERTS | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: LEE J. STYSLINGER III | Mgmt | For | For | ||||||||||||||||||||
02 | NONBINDING STOCKHOLDER APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL REGARDING POSTING A REPORT, UPDATED SEMI- ANNUALLY, OF POLITICAL CONTRIBUTIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1872900000 | 1872900000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SIMON PROPERTY GROUP, INC. | ||||||||||||||||||||||||
Security: 828806109 | Agenda Number: 933412506 | |||||||||||||||||||||||
Ticker: SPG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8288061091 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALLAN HUBBARD | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 58700000 | 58700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SLM CORPORATION | ||||||||||||||||||||||||
Security: 78442P106 | Agenda Number: 933412063 | |||||||||||||||||||||||
Ticker: SLM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US78442P1066 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANN TORRE BATES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: W.M. DIEFENDERFER III | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DIANE SUITT GILLELAND | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EARL A. GOODE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RONALD F. HUNT | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALBERT L. LORD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL E. MARTIN | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BARRY A. MUNITZ | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: HOWARD H. NEWMAN | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: FRANK C. PULEO | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: STEVEN L. SHAPIRO | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: J. TERRY STRANGE | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: BARRY L. WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 802200000 | 802200000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STATE STREET CORPORATION | ||||||||||||||||||||||||
Security: 857477103 | Agenda Number: 933410108 | |||||||||||||||||||||||
Ticker: STT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8574771031 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: K. BURNES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: P. COYM | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: P. DE SAINT- AIGNAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: A. FAWCETT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: D. GRUBER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: L. HILL | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J. HOOLEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: R. KAPLAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: C. LAMANTIA | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: R. SERGEL | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: R. SKATES | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: G. SUMME | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: R. WEISSMAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
06 | TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 358800000 | 358800000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUNTRUST BANKS, INC. | ||||||||||||||||||||||||
Security: 867914103 | Agenda Number: 933382741 | |||||||||||||||||||||||
Ticker: STI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8679141031 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ALSTON D. CORRELL | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JEFFREY C. CROWE | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID H. HUGHES | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: J. HICKS LANIER | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: G. GILMER MINOR, III | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D. | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JAMES M. WELLS III | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER OF SHARES IN THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE HOLDERS OF COMMON STOCK OF SUNTRUST BANKS, INC. APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVES AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE SUMMARY COMPENSATION TABLE, AND IN THE OTHER EXECUTIVE COMPENSATION TABLES AND RELATED DISCUSSION." | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF SUNTRUST'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING PREPARATION AND DISCLOSURE OF SUSTAINABILITY REPORT. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 582500000 | 582500000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
T. ROWE PRICE GROUP, INC. | ||||||||||||||||||||||||
Security: 74144T108 | Agenda Number: 933376609 | |||||||||||||||||||||||
Ticker: TROW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74144T1088 | Meeting Date: 4/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES T. BRADY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY OF VOTING BY HOLDERS ON COMPENSATION PAID BY COMPANY TO EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 58800000 | 58800000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE ALLSTATE CORPORATION | ||||||||||||||||||||||||
Security: 020002101 | Agenda Number: 933400551 | |||||||||||||||||||||||
Ticker: ALL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0200021014 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: W. JAMES FARRELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JACK M. GREENBERG | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RONALD T. LEMAY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ANDREA REDMOND | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: THOMAS J. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF INCORPORATION GRANTING TO HOLDERS OF NOT LESS THAN 20% OF THE CORPORATION'S SHARES THE RIGHT TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF INCORPORATION DESIGNATING A FORUM FOR CERTAIN LEGAL ACTIONS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Shr | For | Against | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1516900000 | 1516900000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||||||||||||
Security: 064058100 | Agenda Number: 933386371 | |||||||||||||||||||||||
Ticker: BK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0640581007 | Meeting Date: 4/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RUTH E. BRUCH | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GERALD L. HASSELL | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EDMUND F. KELLY | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT P. KELLY | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN A. LUKE, JR | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: CATHERINE A. REIN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN P. SURMA | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | PROPOSAL TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 772000000 | 772000000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||||||||||||
Security: 808513105 | Agenda Number: 933400486 | |||||||||||||||||||||||
Ticker: SCHW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8085131055 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: FRANK C. HERRINGER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN T. MCLIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: CHARLES R. SCHWAB | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROGER 0. WALTHER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT N. WILSON | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDED 2004 STOCK INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
05 | FREQUENCY OF VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF BOARD OF DIRECTORS | Shr | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 387200000 | 387200000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE CHUBB CORPORATION | ||||||||||||||||||||||||
Security: 171232101 | Agenda Number: 933383185 | |||||||||||||||||||||||
Ticker: CB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1712321017 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ZOE BAIRD | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SHEILA P. BURKE | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JESS SODERBERG | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Mgmt | For | For | ||||||||||||||||||||
02 | TO VOTE ON THE ADOPTION OF THE CHUBB CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN (2011). | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE ENCLOSED ANNUAL MEETING MATERIALS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 336000000 | 336000000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||||||||||||
Security: 38141G104 | Agenda Number: 933405397 | |||||||||||||||||||||||
Ticker: GS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US38141G1040 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN H. BRYAN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY D. COHN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CLAES DAHLBACK | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LOIS D. JULIBER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Mgmt | For | For | ||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS (SAY ON PAY) | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011 FISCAL YEAR | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shr | For | Against | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG- TERM PERFORMANCE | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR EXECUTIVE COMPENSATION | Shr | Against | For | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE CHANGE RISK DISCLOSURE | Shr | Against | For | ||||||||||||||||||||
10 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 412600000 | 412600000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | ||||||||||||||||||||||||
Security: 416515104 | Agenda Number: 933412493 | |||||||||||||||||||||||
Ticker: HIG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4165151048 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TREVOR FETTER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL G. KIRK, JR. | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: LIAM E. MCGEE | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: KATHRYN A. MIKELLS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS A. RENYI | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | MANAGEMENT PROPOSAL TO APPROVE ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | Against | Against | ||||||||||||||||||||
04 | MANAGEMENT PROPOSAL TO SELECT, ON A NON-BINDING ADVISORY BASIS, THE PREFERRED FREQUENCY FOR THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1335900000 | 1335900000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE NASDAQ OMX GROUP, INC. | ||||||||||||||||||||||||
Security: 631103108 | Agenda Number: 933423434 | |||||||||||||||||||||||
Ticker: NDAQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6311031081 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: URBAN BACKSTROM | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: H. FURLONG BALDWIN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL CASEY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: BORJE EKHOLM | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: LON GORMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT GREIFELD | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: BIRGITTA KANTOLA | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: ESSA KAZIM | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN D. MARKESE | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: HANS MUNK NIELSEN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: THOMAS F. O'NEILL | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JAMES S. RIEPE | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: LARS WEDENBORN | Mgmt | For | For | ||||||||||||||||||||
1P | ELECTION OF DIRECTOR: DEBORAH L. WINCE-SMITH | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
4 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 210800000 | 210800000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||||||||||||
Security: 693475105 | Agenda Number: 933382866 | |||||||||||||||||||||||
Ticker: PNC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6934751057 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KAY COLES JAMES | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD B. KELSON | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JANE G. PEPPER | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES E. ROHR | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: LORENE K. STEFFES | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: THOMAS J. USHER | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Mgmt | For | For | ||||||||||||||||||||
1O | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 478100000 | 478100000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||||||||||||
Security: 743315103 | Agenda Number: 933390899 | |||||||||||||||||||||||
Ticker: PGR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7433151039 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: STUART B. BURGDOERFER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES A. DAVIS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CODE OF REGULATIONS ALLOWING OUR BOARD OF DIRECTORS TO AMEND THE CODE OF REGULATIONS TO THE EXTENT PERMITTED BY OHIO LAW. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO CAST AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1077700000 | 1077700000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | ||||||||||||||||||||||||
Security: 89417E109 | Agenda Number: 933414714 | |||||||||||||||||||||||
Ticker: TRV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89417E1091 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAN L. BELLER | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN H. DASBURG | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JANET M. DOLAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAY S. FISHMAN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR:LAURIE J. THOMSEN | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 685800000 | 685800000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TORCHMARK CORPORATION | ||||||||||||||||||||||||
Security: 891027104 | Agenda Number: 933391637 | |||||||||||||||||||||||
Ticker: TMK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8910271043 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARK S. MCANDREW | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SAM R. PERRY | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LAMAR C. SMITH | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF 2011 INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | EXECUTIVE COMPENSATION FREQUENCY PROPOSAL. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 82100000 | 82100000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
U.S. BANCORP | ||||||||||||||||||||||||
Security: 902973304 | Agenda Number: 933382676 | |||||||||||||||||||||||
Ticker: USB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9029733048 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON DIRECTOR COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 1263500000 | 1263500000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNUM GROUP | ||||||||||||||||||||||||
Security: 91529Y106 | Agenda Number: 933402101 | |||||||||||||||||||||||
Ticker: UNM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US91529Y1064 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JON S. FOSSEL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: GLORIA C. LARSON | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM J. RYAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | TO INDICATE, ON AN ADVISORY BASIS, THAT FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION BE HELD EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | TO APPROVE THE UNUM EUROPEAN HOLDING COMPANY LIMITED SAVINGS- RELATED SHARE OPTION SCHEME 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 631600000 | 631600000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VENTAS, INC. | ||||||||||||||||||||||||
Security: 92276F100 | Agenda Number: 933398908 | |||||||||||||||||||||||
Ticker: VTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92276F1003 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DEBRA A. CAFARO | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DOUGLAS CROCKER II | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RONALD G. GEARY | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAY M. GELLERT | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MATTHEW J. LUSTIG | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT D. REED | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GLENN J. RUFRANO | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES D. SHELTON | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: THOMAS C. THEOBALD | Mgmt | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE AS TO THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 30300000 | 30300000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VORNADO REALTY TRUST | ||||||||||||||||||||||||
Security: 929042109 | Agenda Number: 933420096 | |||||||||||||||||||||||
Ticker: VNO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9290421091 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ANTHONY W. DEERING | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL LYNNE | Mgmt | For | For | |||||||||||||||||||||
3 RONALD G. TARGAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | NON-BINDING ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | NON-BINDING SHAREHOLDER PROPOSAL RELATING TO A CHANGE IN THE VOTING STANDARD FOR TRUSTEE ELECTIONS | Shr | For | Against | ||||||||||||||||||||
06 | NON-BINDING SHAREHOLDER PROPOSAL REGARDING THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN | Shr | For | Against | ||||||||||||||||||||
07 | NON-BINDING SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION OF THE BOARD OF TRUSTEES | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 52300000 | 52300000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||||||||||
Security: 949746101 | Agenda Number: 933389151 | |||||||||||||||||||||||
Ticker: WFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9497461015 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN S. CHEN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: LLOYD H. DEAN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DONALD M. JAMES | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Mgmt | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Mgmt | For | For | ||||||||||||||||||||
1L | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Mgmt | For | For | ||||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN G. STUMPF | Mgmt | For | For | ||||||||||||||||||||
1N | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES' COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES' COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY'S BY- LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | Shr | For | Against | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shr | Against | For | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 4718500000 | 4718500000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
XL GROUP PLC | ||||||||||||||||||||||||
Security: G98290102 | Agenda Number: 933384226 | |||||||||||||||||||||||
Ticker: XL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: IE00B5LRLL25 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: HERBERT N. HAAG | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL S. MCGAVICK | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ELLEN E. THROWER | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN M. VEREKER | Mgmt | For | For | ||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
4 | TO PROVIDE A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
5 | TO APPROVE THE INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE COMPANY'S 1991 PERFORMANCE INCENTIVE PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 441300000 | 441300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ZIONS BANCORPORATION | ||||||||||||||||||||||||
Security: 989701107 | Agenda Number: 933421808 | |||||||||||||||||||||||
Ticker: ZION | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9897011071 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: JERRY C. ATKIN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROGER B. PORTER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN D. QUINN | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: L.E. SIMMONS | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SHELLEY THOMAS WILLIAMS | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT | Mgmt | For | For | ||||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR THE CURRENT FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
3 | APPROVAL, ON A NONBINDING ADVISORY BASIS, OF THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS NAMED IN THE PROXY STATEMENT WITH RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
4 | SHAREHOLDER PROPOSAL - THAT THE BOARD OF DIRECTORS ADOPT A POLICY TO REVIEW AND DETERMINE WHETHER TO SEEK RECOUPMENT OF BONUSES AND OTHER INCENTIVE COMPENSATION. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263446 | BNY | 188800000 | 188800000 | 0 | 5/7/2011 | |||||||||||||||||||
RevenueShares ADR Fund | ||||||||||||||||||||||||
Meeting Date Range: 01-Jul-2010 - 30-Jun-2011 Report Date: 7/27/2011 | ||||||||||||||||||||||||
Page 1 of 390 | ||||||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ABB LTD | ||||||||||||||||||||||||
Security: 000375204 | Agenda Number: 933411554 | |||||||||||||||||||||||
Ticker: ABB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0003752047 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
2A | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2010 | Mgmt | For | For | ||||||||||||||||||||
2B | CONSULTATIVE VOTE ON THE 2010 REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Mgmt | For | For | ||||||||||||||||||||
04 | APPROPRIATION OF AVAILABLE EARNINGS AND CONVERSION OF CAPITAL CONTRIBUTION RESERVE | Mgmt | For | For | ||||||||||||||||||||
05 | CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL IN CONNECTION WITH EMPLOYEE PARTICIPATION | Mgmt | For | For | ||||||||||||||||||||
06 | RENEWAL OF AUTHORIZED SHARE CAPITAL | Mgmt | For | For | ||||||||||||||||||||
7A | RE-ELECTION OF ROGER AGNELLI | Mgmt | Against | Against | ||||||||||||||||||||
7B | RE-ELECTION OF LOUIS R. HUGHES | Mgmt | For | For | ||||||||||||||||||||
7C | RE-ELECTION OF HANS ULRICH MAERKI | Mgmt | For | For | ||||||||||||||||||||
7D | RE-ELECTION OF MICHEL DE ROSEN | Mgmt | For | For | ||||||||||||||||||||
7E | RE-ELECTION OF MICHAEL TRESCHOW | Mgmt | For | For | ||||||||||||||||||||
7F | RE-ELECTION OF JACOB WALLENBERG | Mgmt | For | For | ||||||||||||||||||||
7G | RE-ELECTION OF HUBERTUS VON GRUNBERG | Mgmt | For | For | ||||||||||||||||||||
7H | ELECTION OF MS. YING YEH TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
08 | RE-ELECTION OF THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1472900000 | 1472900000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADVANTEST CORPORATION | ||||||||||||||||||||||||
Security: 00762U200 | Agenda Number: 933474188 | |||||||||||||||||||||||
Ticker: ATE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00762U2006 | Meeting Date: 6/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TOSHIO MARUYAMA | Mgmt | For | For | |||||||||||||||||||||
2 HARUO MATSUNO | Mgmt | For | For | |||||||||||||||||||||
3 NAOYUKI AKIKUSA | Mgmt | For | For | |||||||||||||||||||||
4 YASUSHIGE HAGIO | Mgmt | For | For | |||||||||||||||||||||
5 YUICHI KURITA | Mgmt | For | For | |||||||||||||||||||||
6 SHINICHIRO KUROE | Mgmt | For | For | |||||||||||||||||||||
7 SAE BUM MYUNG | Mgmt | For | For | |||||||||||||||||||||
2A | ELECTION OF CORPORATE AUDITOR: AKIRA HATAKEYAMA | Mgmt | For | Against | ||||||||||||||||||||
2B | ELECTION OF CORPORATE AUDITOR: MASAMICHI OGURA | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 27900000 | 27900000 | 0 | 6/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AGNICO-EAGLE MINES LIMITED | ||||||||||||||||||||||||
Security: 008474108 | Agenda Number: 933403177 | |||||||||||||||||||||||
Ticker: AEM | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA0084741085 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LEANNE M. BAKER | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS R. BEAUMONT | Mgmt | For | For | |||||||||||||||||||||
3 SEAN BOYD | Mgmt | For | For | |||||||||||||||||||||
4 MARTINE A. CELEJ | Mgmt | For | For | |||||||||||||||||||||
5 CLIFFORD J. DAVIS | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT J. GEMMELL | Mgmt | For | For | |||||||||||||||||||||
7 BERNARD KRAFT | Mgmt | For | For | |||||||||||||||||||||
8 MEL LEIDERMAN | Mgmt | For | For | |||||||||||||||||||||
9 JAMES D. NASSO | Mgmt | For | For | |||||||||||||||||||||
10 SEAN RILEY | Mgmt | For | For | |||||||||||||||||||||
11 J. MERFYN ROBERTS | Mgmt | For | For | |||||||||||||||||||||
12 EBERHARD SCHERKUS | Mgmt | For | For | |||||||||||||||||||||
13 HOWARD R. STOCKFORD | Mgmt | For | For | |||||||||||||||||||||
14 PERTTI VOUTILAINEN | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ORDINARY RESOLUTION APPROVING AN AMENDMENT OF AGNICO-EAGLE'S STOCK OPTION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | A NON-BINDING ADVISORY RESOLUTION ACCEPTING AGNICO-EAGLE'S APPROACH TO EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 15700000 | 15700000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AGRIUM INC. | ||||||||||||||||||||||||
Security: 008916108 | Agenda Number: 933402783 | |||||||||||||||||||||||
Ticker: AGU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA0089161081 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RALPH S. CUNNINGHAM | Mgmt | For | For | |||||||||||||||||||||
2 RUSSELL K. GIRLING | Mgmt | For | For | |||||||||||||||||||||
3 SUSAN A. HENRY | Mgmt | For | For | |||||||||||||||||||||
4 RUSSELL J. HORNER | Mgmt | For | For | |||||||||||||||||||||
5 DAVID J. LESAR | Mgmt | For | For | |||||||||||||||||||||
6 JOHN E. LOWE | Mgmt | For | For | |||||||||||||||||||||
7 A. ANNE MCLELLAN | Mgmt | For | For | |||||||||||||||||||||
8 DEREK G. PANNELL | Mgmt | For | For | |||||||||||||||||||||
9 FRANK W. PROTO | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL M. WILSON | Mgmt | For | For | |||||||||||||||||||||
11 VICTOR J. ZALESCHUK | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 117000000 | 117000000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALCATEL-LUCENT | ||||||||||||||||||||||||
Security: 013904305 | Agenda Number: 933401971 | |||||||||||||||||||||||
Ticker: ALU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0139043055 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ORDINARY RESOLUTION: APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | ORDINARY RESOLUTION: APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | ORDINARY RESOLUTION: RESULTS FOR THE FISCAL YEAR - APPROPRIATION | Mgmt | For | For | ||||||||||||||||||||
04 | ORDINARY RESOLUTION: RENEWAL OF THE TERM OF OFFICE OF DANIEL BERNARD AS MEMBER OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
05 | ORDINARY RESOLUTION: RENEWAL OF THE TERM OF OFFICE OF W. FRANK BLOUNT AS MEMBER OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
06 | ORDINARY RESOLUTION: REGULATED AGREEMENT AND REGULATED COMMITMENTS. | Mgmt | For | For | ||||||||||||||||||||
07 | ORDINARY RESOLUTION: AUTHORIZATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. | Mgmt | For | For | ||||||||||||||||||||
08 | EXTRAORDINARY RESOLUTION: AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL OF THE COMPANY BY CANCELLATION OF TREASURY SHARES. | Mgmt | For | For | ||||||||||||||||||||
09 | EXTRAORDINARY RESOLUTION: AMENDMENTS TO THE BY-LAWS (UPDATE OF ARTICLE 16 OF THE BY-LAWS: VOID PROVISION - AMENDMENT OF ARTICLE 21 OF THE BY-LAWS: ELECTRONIC SIGNATURE AND PROCESS OF IDENTIFICATION OF THE SHAREHOLDERS). | Mgmt | For | For | ||||||||||||||||||||
10 | ORDINARY RESOLUTION: POWERS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 7668900000 | 7668900000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||||||||||||
Security: 02364W105 | Agenda Number: 933435338 | |||||||||||||||||||||||
Ticker: AMX | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US02364W1053 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES "L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. | Mgmt | Abstain | |||||||||||||||||||||
02 | APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1022900000 | 1022900000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ANHEUSER-BUSCH INBEV SA | ||||||||||||||||||||||||
Security: 03524A108 | Agenda Number: 933406387 | |||||||||||||||||||||||
Ticker: BUD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03524A1088 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
AA | MODIFICATION OF THE DATE OF THE ANNUAL SHAREHOLDERS' MEETING | Mgmt | For | For | ||||||||||||||||||||
AB | MODIFICATION TO THE ARTICLES OF ASSOCIATION IN RELATION TO THE REMUNERATION OF THE EXECUTIVE MANAGEMENT | Mgmt | Against | Against | ||||||||||||||||||||
AC1 | MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: ENTRY INTO FORCE OF THE MODIFICATIONS TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES | Mgmt | For | For | ||||||||||||||||||||
AC2 | MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 24 - MEETINGS | Mgmt | For | For | ||||||||||||||||||||
AC3 | MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 25 - ADMISSION TO SHAREHOLDERS' MEETINGS | Mgmt | For | For | ||||||||||||||||||||
AC4 | MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 26BIS - VOTE BY CORRESPONDENCE | Mgmt | For | For | ||||||||||||||||||||
AC5 | MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 28 - DELIBERATIONS | Mgmt | For | For | ||||||||||||||||||||
AC6 | MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 30 - ADJOURNMENTS | Mgmt | For | For | ||||||||||||||||||||
AC7 | MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 36 BIS | Mgmt | For | For | ||||||||||||||||||||
AD3 | ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: EXCLUSION OF THE PREFERENCE RIGHT IN RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS | Mgmt | Against | Against | ||||||||||||||||||||
AD4 | ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: ISSUANCE OF SUBSCRIPTION RIGHTS | Mgmt | Against | Against | ||||||||||||||||||||
AD5 | ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: CONDITIONAL CAPITAL INCREASE | Mgmt | Against | Against | ||||||||||||||||||||
AD6 | ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: EXPRESS APPROVAL PURSUANT TO ARTICLE 554, INDENT 7, OF THE COMPANIES CODE | Mgmt | Against | Against | ||||||||||||||||||||
AD7 | ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: POWERS | Mgmt | Against | Against | ||||||||||||||||||||
BD | APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
BE | DISCHARGE TO THE DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
BF | DISCHARGE TO THE STATUTORY AUDITOR | Mgmt | For | For | ||||||||||||||||||||
BH1 | RENEWING THE APPOINTMENT AS DIRECTOR OF MR. STEFAN DESCHEEMAEKER | Mgmt | Against | Against | ||||||||||||||||||||
BH2 | APPOINTING AS DIRECTOR MR. PAUL CORNET DE WAYS RUART | Mgmt | Against | Against | ||||||||||||||||||||
BH3 | RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR OF MR. KEES STORM | Mgmt | For | For | ||||||||||||||||||||
BH4 | RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR OF MR. PETER HARF | Mgmt | For | For | ||||||||||||||||||||
BH5 | APPOINTING AS INDEPENDENT DIRECTOR MR. OLIVIER GOUDET | Mgmt | For | For | ||||||||||||||||||||
BI1 | REMUNERATION POLICY AND REMUNERATION REPORT OF THE COMPANY: APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2010 | Mgmt | Against | Against | ||||||||||||||||||||
BI2 | REMUNERATION POLICY AND REMUNERATION REPORT OF THE COMPANY: CONFIRMING THE SPECIFIC GRANTS OF STOCK OPTIONS AND RESTRICTED STOCK UNITS TO EXECUTIVES | Mgmt | For | For | ||||||||||||||||||||
BJ1 | APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE UPDATED EMTN PROGRAMME | Mgmt | For | For | ||||||||||||||||||||
BJ2 | APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE US DOLLAR NOTES | Mgmt | For | For | ||||||||||||||||||||
BJ3 | APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE NOTES ISSUED UNDER ANHEUSER-BUSCH INBEV'S SHELF REGISTRATION STATEMENT FILED IN THE UNITED STATES ON FORM F-3 | Mgmt | For | For | ||||||||||||||||||||
BJ4 | APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE CAD DOLLAR NOTES ISSUED VIA A CANADIAN PRIVATE PLACEMENT | Mgmt | For | For | ||||||||||||||||||||
CA | FILINGS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 643500000 | 643500000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARCELORMITTAL | ||||||||||||||||||||||||
Security: 03938L104 | Agenda Number: 933432673 | |||||||||||||||||||||||
Ticker: MT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US03938L1044 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2010 | Mgmt | For | |||||||||||||||||||||
02 | APPROVAL OF THE PARENT COMPANY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2010 | Mgmt | For | |||||||||||||||||||||
03 | ALLOCATION OF RESULTS, DETERMINATION OF DIVIDEND, AND DETERMINATION OF COMPENSATION FOR MEMBERS OF BOARD FOR 2010 | Mgmt | For | |||||||||||||||||||||
04 | GIVEN THE THIRD RESOLUTION, THE GENERAL MEETING, UPON PROPOSAL OF THE BOARD, SETS THE AMOUNT OF ANNUAL DIRECTORS' COMPENSATION TO BE ALLOCATED TO THE BOARD MEMBERS AT USD 1,802,034 FOR 2010 | Mgmt | For | |||||||||||||||||||||
05 | DISCHARGE OF THE DIRECTORS | Mgmt | For | |||||||||||||||||||||
06 | ELECTION OF DIRECTOR: MR. LAKSHMI N. MITTAL | Mgmt | For | |||||||||||||||||||||
07 | ELECTION OF DIRECTOR: MR. ANTOINE SPILLMANN | Mgmt | For | |||||||||||||||||||||
08 | ELECTION OF DIRECTOR: MR. LEWIS B. KADEN | Mgmt | For | |||||||||||||||||||||
09 | ELECTION OF DIRECTOR: HRH PRINCE GUILLAUME DE LUXEMBOURG | Mgmt | For | |||||||||||||||||||||
10 | ELECTION OF DIRECTOR: MR. BRUNO LAFONT | Mgmt | For | |||||||||||||||||||||
11 | APPOINTMENT OF AN INDEPENDENT COMPANY AUDITOR FOR PURPOSES OF ANNUAL ACCOUNTS & CONSOLIDATED FINANCIAL STATEMENTS FOR 2011 | Mgmt | For | |||||||||||||||||||||
12 | DECISION TO AUTHORISE A RESTRICTED SHARE UNIT PLAN AND A PERFORMANCE SHARE UNIT PLAN 2011-2020 | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2146900000 | 2146900000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ARM HOLDINGS PLC | ||||||||||||||||||||||||
Security: 042068106 | Agenda Number: 933432558 | |||||||||||||||||||||||
Ticker: ARMH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0420681068 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | TO DECLARE A FINAL DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
04 | TO ELECT LARRY HIRST AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
05 | TO ELECT JANICE ROBERTS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
06 | TO ELECT ANDY GREEN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT DOUG DUNN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT WARREN EAST AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT TUDOR BROWN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT MIKE INGLIS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT MIKE MULLER AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT KATHLEEN O'DONOVAN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT PHILIP ROWLEY AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT TIM SCORE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-ELECT SIMON SEGARS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
16 | TO RE-ELECT YOUNG SOHN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
17 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
18 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
19 | TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
20 | TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
21 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
22 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON 14 DAYS' NOTICE | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 27800000 | 27800000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASTRAZENECA PLC | ||||||||||||||||||||||||
Security: 046353108 | Agenda Number: 933391702 | |||||||||||||||||||||||
Ticker: AZN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0463531089 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | TO CONFIRM DIVIDENDS | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | Mgmt | For | For | ||||||||||||||||||||
04 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Mgmt | For | For | ||||||||||||||||||||
5A | TO ELECT OR RE-ELECT THE DIRECTOR: LOUIS SCHWEITZER | Mgmt | For | For | ||||||||||||||||||||
5B | TO ELECT OR RE-ELECT THE DIRECTOR: DAVID BRENNAN | Mgmt | For | For | ||||||||||||||||||||
5C | TO ELECT OR RE-ELECT THE DIRECTOR: SIMON LOWTH | Mgmt | For | For | ||||||||||||||||||||
5D | TO ELECT OR RE-ELECT THE DIRECTOR: BRUCE BURLINGTON | Mgmt | For | For | ||||||||||||||||||||
5E | TO ELECT OR RE-ELECT THE DIRECTOR: JEAN-PHILIPPE COURTOIS | Mgmt | For | For | ||||||||||||||||||||
5F | TO ELECT OR RE-ELECT THE DIRECTOR: MICHELE HOOPER | Mgmt | For | For | ||||||||||||||||||||
5G | TO ELECT OR RE-ELECT THE DIRECTOR: RUDY MARKHAM | Mgmt | For | For | ||||||||||||||||||||
5H | TO ELECT OR RE-ELECT THE DIRECTOR: NANCY ROTHWELL | Mgmt | For | For | ||||||||||||||||||||
5I | TO ELECT OR RE-ELECT THE DIRECTOR: SHRITI VADERA | Mgmt | For | For | ||||||||||||||||||||
5J | TO ELECT OR RE-ELECT THE DIRECTOR: JOHN VARLEY | Mgmt | For | For | ||||||||||||||||||||
5K | TO ELECT OR RE-ELECT THE DIRECTOR: MARCUS WALLENBERG | Mgmt | Against | Against | ||||||||||||||||||||
06 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2010 | Mgmt | For | For | ||||||||||||||||||||
07 | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Mgmt | For | For | ||||||||||||||||||||
08 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
09 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
10 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
11 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 754100000 | 754100000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AU OPTRONICS CORP. | ||||||||||||||||||||||||
Security: 002255107 | Agenda Number: 933446901 | |||||||||||||||||||||||
Ticker: AUO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0022551073 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
3A | ACCEPTANCE ITEM: TO ACCEPT THE 2010 BUSINESS REPORT AND FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
3B | ACCEPTANCE ITEM: TO ACCEPT THE PROPOSAL FOR THE DISTRIBUTION OF 2010 PROFITS | Mgmt | For | For | ||||||||||||||||||||
4A | DISCUSSION ITEM: TO APPROVE THE REVISIONS TO THE ARTICLES OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
4B | DISCUSSION ITEM: TO APPROVE THE PROPOSAL OF RELEASING DIRECTORS FROM NON-COMPETITION RESTRICTIONS | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1666900000 | 1666900000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVIVA PLC | ||||||||||||||||||||||||
Security: 05382A104 | Agenda Number: 933415805 | |||||||||||||||||||||||
Ticker: AV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05382A1043 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE AND CONSIDER THE COMPANY'S ANNUAL REPORT AND ACCOUNTS TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ELECT IGAL MAYER AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT MARY FRANCIS CBE, AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT RICHARD KARL GOELTZ AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT EULEEN GOH AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT MICHAEL HAWKER AM, AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT MARK HODGES AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT ANDREW MOSS AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT CAROLE PIWNICA AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT PATRICK REGAN AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT COLIN SHARMAN OBE, AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT LESLIE VAN DE WALLE AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT RUSSELL WALLS AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-ELECT SCOTT WHEWAY AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
16 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
17 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
18 | TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SHARES. | Mgmt | For | For | ||||||||||||||||||||
S19 | SUBJECT TO THE PASSING OF RESOLUTION 18, TO AUTHORISE THE DIRECTORS TO MAKE NON PRE-EMPTIVE SHARE ALLOTMENTS. | Mgmt | For | For | ||||||||||||||||||||
20 | TO APPROVE THE DIRECTOR'S REMUNERATION REPORT. | Mgmt | For | For | ||||||||||||||||||||
21 | TO RECEIVE AND CONSIDER THE CORPORATE RESPONSIBILITY REPORT. | Mgmt | For | For | ||||||||||||||||||||
22 | TO AUTHORISE THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS. | Mgmt | For | For | ||||||||||||||||||||
S23 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 DAYS' NOTICE. | Mgmt | Against | Against | ||||||||||||||||||||
24 | THE AVIVA ANNUAL BONUS PLAN 2011 ("ABP") RULES BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO ADOPT AND OPERATE THE ABP. | Mgmt | For | For | ||||||||||||||||||||
25 | THE AVIVA LONG TERM INCENTIVE PLAN 2011 ("LTIP") RULES BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO ADOPT AND OPERATE THE LTIP. | Mgmt | For | For | ||||||||||||||||||||
26 | THE AVIVA ALL EMPLOYEE SHARE OWNERSHIP 2011 ("AESOP") PLAN RULES BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO ADOPT AND OPERATE THE AESOP. | Mgmt | For | For | ||||||||||||||||||||
S27 | AUTHORITY TO PURCHASE ORDINARY SHARES OF 25 PENCE EACH IN THE CAPITAL OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
S28 | AUTHORITY TO PURCHASE 8 3/4% PREFERENCE SHARES OF POUND 1 EACH IN THE CAPITAL OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
S29 | AUTHORITY TO PURCHASE 8 3/8% PREFERENCE SHARES OF POUND 1 EACH IN THE CAPITAL OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 6740000000 | 6740000000 | 0 | 4/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANCO BILBAO VIZCAYA ARGENTARIA S.A. | ||||||||||||||||||||||||
Security: 05946K101 | Agenda Number: 933374706 | |||||||||||||||||||||||
Ticker: BBVA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05946K1016 | Meeting Date: 3/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
2A | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
2B | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
2C | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
2D | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
2E | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
03 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
04 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
5A | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
5B | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
06 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
07 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
08 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
09 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
10 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
11 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
12 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
13 | PLEASE REFER TO THE NOM FOR THE FULL TEXT OF THE RESOLUTIONS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2864800000 | 2864800000 | 0 | 2/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANCO DE CHILE | ||||||||||||||||||||||||
Security: 059520106 | Agenda Number: 933375669 | |||||||||||||||||||||||
Ticker: BCH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0595201064 | Meeting Date: 3/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
E1 | TO INCREASE THE CAPITAL OF THE BANK BY MEANS OF THE CAPITALIZATION OF 30% OF THE DISTRIBUTABLE NET INCOME OBTAINED DURING THE FISCAL YEAR ENDING THE 31ST OF DECEMBER, 2010, THROUGH THE ISSUANCE OF FULLY PAID-IN SHARES, OF NO PAR VALUE, WITH A VALUE OF $ 66.83 PER SHARE WHICH WILL BE DISTRIBUTED AMONG THE SHAREHOLDERS IN THE PROPORTION OF 0.018838 SHARES FOR EACH SHARE, AND TO ADOPT THE AGREEMENTS THAT ARE NECESSARY IN THIS REGARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
E2 | TO ELIMINATE THE SERIES "BANCO DE CHILE-S" WHICH SHALL BE CONVERTED INTO ORDINARY SHARES "BANCO DE CHILE", SUBJECT TO THE CONDITION THAT THE CURRENT ADR PROGRAM IS EFFECTIVELY MODIFIED, AND AS A CONSEQUENCE OF THE AFOREMENTIONED, THE TERMINATION AGREEMENT OF THE EXCHANGE CONVENTION SIGNED UNDER CHAPTER XXVI OF THE FORMER "COMPENDIUM OF FOREIGN EXCHANGE REGULATIONS" ISSUED BY THE CENTRAL BANK OF CHILE IS DULY EXECUTED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
E3 | TO AMEND ARTICLES ELEVENTH AND FIFTEENTH OF THE BYLAWS RELATED TO THE COMPOSITION OF THE BOARD OF DIRECTORS AND THE REPLACEMENT OF THE CHAIRMAN OF THE BOARD IN CASE OF ABSENCE OR INCAPACITY. | Mgmt | Abstain | Against | ||||||||||||||||||||
E4 | TO ADOPT ANY OTHER RESOLUTION THAT MIGHT BE NECESSARY TO LEGALIZE AND MATERIALIZE THE AMENDMENTS OF THE BYLAWS MENTIONED ABOVE, AND APPROVED BY THE SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
O5 | APPROVAL OF BANCO DE CHILE'S ANNUAL REPORT, FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
O6 | DISTRIBUTION OF THE NET DISTRIBUTABLE INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010, AND APPROVAL OF DIVIDEND NO199 IN THE AMOUNT OF CH$2,937587 PER SHARE, WHICH REPRESENTS 70% OF THE SAID BANK'S NET DISTRIBUTABLE INCOME FOR THE YEAR OF 2010. SUCH DIVIDEND, IF APPROVED BY THE SHAREHOLDERS MEETING, SHALL BE PAID AT THE BANK'S PRINCIPAL OFFICES IMMEDIATELY AFTER THE MEETING. | Mgmt | For | For | ||||||||||||||||||||
O7 | ELECTION OF THE BOARD OF DIRECTORS. | Mgmt | Abstain | Against | ||||||||||||||||||||
O8 | DIRECTORS' REMUNERATION. | Mgmt | Abstain | Against | ||||||||||||||||||||
O9 | REMUNERATION OF THE MEMBERS OF THE DIRECTORS AND AUDIT COMMITTEE AND APPROVAL OF ITS BUDGET. | Mgmt | Abstain | Against | ||||||||||||||||||||
O10 | NOMINATION OF EXTERNAL AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 32700000 | 32700000 | 0 | 3/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANCO SANTANDER CHILE | ||||||||||||||||||||||||
Security: 05965X109 | Agenda Number: 933428559 | |||||||||||||||||||||||
Ticker: SAN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05965X1090 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET AND CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK AND ITS SUBSIDIARIES, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS, AND THE NOTES CORRESPONDING TO THE FINANCIAL YEAR ENDING DECEMBER 31ST OF 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVE THE PAYMENT OF A DIVIDEND OF CH$1.519231 PER SHARE OR 60% OF 2010 NET INCOME ATTRIBUTABLE TO SHAREHOLDERS AS A DIVIDEND, WHICH WILL BE PAID IN CHILE BEGINNING ON APRIL 27, 2011. THE REMAINING 40% OF 2010 NET INCOME ATTRIBUTABLE TO SHAREHOLDERS WILL BE RETAINED AS RESERVES | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF EXTERNAL AUDITORS (DELOITTE) | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF LOCAL RATING AGENCIES. IT WILL BE PROPOSED THAT FELLER RATE AND FITCH RATINGS CONTINUE TO BE THE BANK'S LOCAL RATING AGENCIES | Mgmt | For | For | ||||||||||||||||||||
5A | ELECTION OF DIRECTOR: MAURICIO LARRAIN GARCES | Mgmt | Against | Against | ||||||||||||||||||||
5B | ELECTION OF DIRECTOR: JESUS ZABALZA LOTINA | Mgmt | Against | Against | ||||||||||||||||||||
5C | ELECTION OF DIRECTOR: OSCAR VON CHRISMAR CARVAJAL | Mgmt | Against | Against | ||||||||||||||||||||
5D | ELECTION OF DIRECTOR: CARLOS OLIVOS MARCHANT | Mgmt | For | For | ||||||||||||||||||||
5E | ELECTION OF DIRECTOR: VICTOR ARBULU CROUSILLAT | Mgmt | Against | Against | ||||||||||||||||||||
5F | ELECTION OF DIRECTOR: MARCO COLODRO HADJES | Mgmt | For | For | ||||||||||||||||||||
5G | ELECTION OF DIRECTOR: LUCIA SANTA CRUZ SUTIL | Mgmt | For | For | ||||||||||||||||||||
5H | ELECTION OF DIRECTOR: ROBERTO MENDEZ TORRES | Mgmt | Against | Against | ||||||||||||||||||||
5I | ELECTION OF DIRECTOR: VITTORIO CORBO LIOI | Mgmt | For | For | ||||||||||||||||||||
5J | ELECTION OF DIRECTOR: ROBERTO ZAHLER MAYANZ | Mgmt | Against | Against | ||||||||||||||||||||
5K | ELECTION OF DIRECTOR: LISANDRO SERRANO SPOERER | Mgmt | For | For | ||||||||||||||||||||
5L | ELECTION OF CURRENT ALTERNATE BOARD MEMBER: JUAN MANUEL HOYOS MARTINEZ DE IRUJO | Mgmt | For | For | ||||||||||||||||||||
5M | ELECTION OF CURRENT ALTERNATE BOARD MEMBER: RAIMUNDO MONGE ZEGERS | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR 2011. THE PROPOSAL IS NO CHANGE IN REAL TERMS TO THE AMOUNT APPROVED IN 2010 | Mgmt | Abstain | Against | ||||||||||||||||||||
07 | APPROVAL OF THE AUDIT COMMITTEE'S 2011 BUDGET AND REMUNERATION FOR ITS MEMBERS. THE PROPOSAL IS NO CHANGE IN REAL TERMS TO THE AMOUNT APPROVED IN 2010 | Mgmt | Abstain | Against | ||||||||||||||||||||
08 | ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES AS DEFINED BY ARTICLE 89 AND TITLE XVI OF LAW 18,046 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 38700000 | 38700000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANCO SANTANDER, S.A. | ||||||||||||||||||||||||
Security: 05964H105 | Agenda Number: 933465797 | |||||||||||||||||||||||
Ticker: STD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US05964H1059 | Meeting Date: 6/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
1B | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
02 | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
3A | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
3B | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
3C | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
3D | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
04 | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
5A | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
5B | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
5C | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
6A | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
6B | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
6C | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
07 | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
8A | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
8B | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
9A | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
9B | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
10A | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
10B | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
10C | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
10D | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
11 | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
12 | PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE FULL TEXT OF THE RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 5540300000 | 5540300000 | 0 | 6/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANK OF MONTREAL | ||||||||||||||||||||||||
Security: 063671101 | Agenda Number: 933374996 | |||||||||||||||||||||||
Ticker: BMO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA0636711016 | Meeting Date: 3/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT M. ASTLEY | Mgmt | For | For | |||||||||||||||||||||
2 DAVID R. BEATTY | Mgmt | For | For | |||||||||||||||||||||
3 SOPHIE BROCHU | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT CHEVRIER | Mgmt | For | For | |||||||||||||||||||||
5 GEORGE A. COPE | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM A. DOWNE | Mgmt | For | For | |||||||||||||||||||||
7 CHRISTINE A. EDWARDS | Mgmt | For | For | |||||||||||||||||||||
8 RONALD H. FARMER | Mgmt | For | For | |||||||||||||||||||||
9 DAVID A. GALLOWAY | Mgmt | For | For | |||||||||||||||||||||
10 HAROLD N. KVISLE | Mgmt | For | For | |||||||||||||||||||||
11 BRUCE H. MITCHELL | Mgmt | For | For | |||||||||||||||||||||
12 PHILIP S. ORSINO | Mgmt | For | For | |||||||||||||||||||||
13 MARTHA C. PIPER | Mgmt | For | For | |||||||||||||||||||||
14 J. ROBERT S. PRICHARD | Mgmt | For | For | |||||||||||||||||||||
15 GUYLAINE SAUCIER | Mgmt | For | For | |||||||||||||||||||||
16 DON M. WILSON III | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF SHAREHOLDERS' AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENTS TO THE BANK'S BY-LAWS | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL NO. 1 | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL NO. 2 | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL NO. 3 | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL NO. 4 | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 267500000 | 267500000 | 0 | 3/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BARCLAYS PLC | ||||||||||||||||||||||||
Security: 06738E204 | Agenda Number: 933398011 | |||||||||||||||||||||||
Ticker: BCS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US06738E2046 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS FOR THE YEAR ENDED 31ST DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE REMUNERATION REPORT FOR THE YEAR ENDED 31ST DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-ELECT ALISON CARNWATH AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT DAMBISA MOYO AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT MARCUS AGIUS AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT DAVID BOOTH AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT SIR RICHARD BROADBENT AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT FULVIO CONTI AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT ROBERT E DIAMOND JR AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT SIMON FRASER AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT REUBEN JEFFERY III AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT SIR ANDREW LIKIERMAN AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT CHRIS LUCAS AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT SIR MICHAEL RAKE AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-ELECT SIR JOHN SUNDERLAND AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
16 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
17 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
18 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. | Mgmt | For | For | ||||||||||||||||||||
19 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES. | Mgmt | For | For | ||||||||||||||||||||
20 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OR TO SELL TREASURY SHARES. | Mgmt | For | For | ||||||||||||||||||||
21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Mgmt | For | For | ||||||||||||||||||||
22 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE. | Mgmt | Against | Against | ||||||||||||||||||||
23 | TO APPROVE AND ADOPT THE RULES OF THE BARCLAYS GROUP LONG TERM INCENTIVE PLAN (LTIP). | Mgmt | For | For | ||||||||||||||||||||
24 | TO APPROVE AND ADOPT THE RULES OF THE BARCLAYS GROUP SHARE VALUE PLAN (SVP). | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 3699900000 | 3699900000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BARRICK GOLD CORPORATION | ||||||||||||||||||||||||
Security: 067901108 | Agenda Number: 933390849 | |||||||||||||||||||||||
Ticker: ABX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA0679011084 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 H.L. BECK | Mgmt | For | For | |||||||||||||||||||||
2 C.W.D. BIRCHALL | Mgmt | For | For | |||||||||||||||||||||
3 D.J. CARTY | Mgmt | For | For | |||||||||||||||||||||
4 G. CISNEROS | Mgmt | Withheld | Against | |||||||||||||||||||||
5 P.A. CROSSGROVE | Mgmt | For | For | |||||||||||||||||||||
6 R.M. FRANKLIN | Mgmt | For | For | |||||||||||||||||||||
7 J.B. HARVEY | Mgmt | For | For | |||||||||||||||||||||
8 D. MOYO | Mgmt | For | For | |||||||||||||||||||||
9 B. MULRONEY | Mgmt | For | For | |||||||||||||||||||||
10 A. MUNK | Mgmt | For | For | |||||||||||||||||||||
11 P. MUNK | Mgmt | For | For | |||||||||||||||||||||
12 A.W. REGENT | Mgmt | For | For | |||||||||||||||||||||
13 N.P. ROTHSCHILD | Mgmt | For | For | |||||||||||||||||||||
14 S.J. SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 190000000 | 190000000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BCE INC. | ||||||||||||||||||||||||
Security: 05534B760 | Agenda Number: 933399366 | |||||||||||||||||||||||
Ticker: BCE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA05534B7604 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 B.K. ALLEN | Mgmt | For | For | |||||||||||||||||||||
2 A. BERARD | Mgmt | For | For | |||||||||||||||||||||
3 R.A. BRENNEMAN | Mgmt | For | For | |||||||||||||||||||||
4 S. BROCHU | Mgmt | For | For | |||||||||||||||||||||
5 R.E. BROWN | Mgmt | For | For | |||||||||||||||||||||
6 G.A. COPE | Mgmt | For | For | |||||||||||||||||||||
7 A.S. FELL | Mgmt | For | For | |||||||||||||||||||||
8 E.C. LUMLEY | Mgmt | For | For | |||||||||||||||||||||
9 T.C. O'NEILL | Mgmt | For | For | |||||||||||||||||||||
10 R.C. SIMMONDS | Mgmt | For | For | |||||||||||||||||||||
11 C. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
12 P.R. WEISS | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2011 MANAGEMENT PROXY CIRCULAR DATED MARCH 10, 2011 DELIVERED IN ADVANCE OF THE 2011 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE. | Mgmt | For | For | ||||||||||||||||||||
4A | CRITICAL MASS OF QUALIFIED WOMEN ON BOARD. | Shr | Against | For | ||||||||||||||||||||
4B | EQUITY RATIO. | Shr | Against | For | ||||||||||||||||||||
4C | ADDITIONAL INFORMATION ON COMPARATOR GROUPS. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 479800000 | 479800000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BP P.L.C. | ||||||||||||||||||||||||
Security: 055622104 | Agenda Number: 933381446 | |||||||||||||||||||||||
Ticker: BP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0556221044 | Meeting Date: 4/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Mgmt | Against | Against | ||||||||||||||||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT MR I C CONN AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT MR G DAVID AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT DR B E GROTE AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
12 | TO ELECT MR F L BOWMAN AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
13 | TO ELECT MR B R NELSON AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
14 | TO ELECT MR F P NHLEKO AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
16 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
S17 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
18 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Mgmt | For | For | ||||||||||||||||||||
S19 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
S20 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Mgmt | Against | Against | ||||||||||||||||||||
21 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. | Mgmt | For | For | ||||||||||||||||||||
22 | TO APPROVE THE RENEWAL OF THE BP SHAREMATCH PLAN. | Mgmt | For | For | ||||||||||||||||||||
23 | TO APPROVE THE RENEWAL OF THE BP SHARESAVE UK PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 6245300000 | 6245300000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BRITISH AMERICAN TOBACCO P.L.C. | ||||||||||||||||||||||||
Security: 110448107 | Agenda Number: 933407137 | |||||||||||||||||||||||
Ticker: BTI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1104481072 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | RECEIPT OF THE 2010 REPORT AND ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE 2010 REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | DECLARATION OF THE FINAL DIVIDEND FOR 2010 | Mgmt | For | For | ||||||||||||||||||||
04 | REAPPOINTMENT OF THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
05 | AUTHORITY FOR THE DIRECTORS TO AGREE THE AUDITORS' REMUNERATION | Mgmt | For | For | ||||||||||||||||||||
06 | RE-ELECTION OF RICHARD BURROWS AS A DIRECTOR (NOMINATIONS) | Mgmt | For | For | ||||||||||||||||||||
07 | RE-ELECTION OF KAREN DE SEGUNDO AS A DIRECTOR (CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS, REMUNERATION) | Mgmt | For | For | ||||||||||||||||||||
08 | RE-ELECTION OF NICANDRO DURANTE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
09 | RE-ELECTION OF ROBERT LERWILL AS A DIRECTOR (AUDIT, NOMINATIONS, REMUNERATION) | Mgmt | For | For | ||||||||||||||||||||
10 | RE-ELECTION OF CHRISTINE MORIN- POSTEL AS A DIRECTOR (AUDIT, NOMINATIONS, REMUNERATION) | Mgmt | For | For | ||||||||||||||||||||
11 | RE-ELECTION OF GERRY MURPHY AS A DIRECTOR (CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS, REMUNERATION) | Mgmt | For | For | ||||||||||||||||||||
12 | RE-ELECTION OF ANTHONY RUYS AS A DIRECTOR (AUDIT, NOMINATIONS, REMUNERATION) | Mgmt | For | For | ||||||||||||||||||||
13 | RE-ELECTION OF SIR NICHOLAS SCHEELE AS A DIRECTOR (AUDIT, NOMINATIONS, REMUNERATION) | Mgmt | For | For | ||||||||||||||||||||
14 | RE-ELECTION OF BEN STEVENS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
15 | ELECTION OF JOHN DALY AS A DIRECTOR WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Mgmt | For | For | ||||||||||||||||||||
16 | ELECTION OF KIERAN POYNTER AS A DIRECTOR (CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Mgmt | For | For | ||||||||||||||||||||
17 | RENEWAL OF THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
18 | RENEWAL OF THE DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
19 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
20 | AUTHORITY TO AMEND THE BRITISH AMERICAN TOBACCO 2007 LONG TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
21 | NOTICE PERIOD FOR GENERAL MEETINGS | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 310400000 | 310400000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||||||||||||
Security: 112585104 | Agenda Number: 933413750 | |||||||||||||||||||||||
Ticker: BAM | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA1125851040 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARCEL R. COUTU | Mgmt | For | For | |||||||||||||||||||||
2 MAUREEN KEMPSTON DARKES | Mgmt | For | For | |||||||||||||||||||||
3 LANCE LIEBMAN | Mgmt | For | For | |||||||||||||||||||||
4 G. WALLACE F. MCCAIN | Mgmt | For | For | |||||||||||||||||||||
5 FRANK J. MCKENNA | Mgmt | For | For | |||||||||||||||||||||
6 JACK M. MINTZ | Mgmt | For | For | |||||||||||||||||||||
7 YOUSSEF A. NASR | Mgmt | For | For | |||||||||||||||||||||
8 JAMES A. PATTISON | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPOINTMENT OF THE EXTERNAL AUDITOR AND AUTHORIZING THE DIRECTORS TO SET ITS REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | THE ESCROWED STOCK PLAN RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 423400000 | 423400000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAMECO CORPORATION | ||||||||||||||||||||||||
Security: 13321L108 | Agenda Number: 933379794 | |||||||||||||||||||||||
Ticker: CCJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA13321L1085 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED ON THE FORM. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. | Shr | No vote | |||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 DANIEL CAMUS | Mgmt | No vote | ||||||||||||||||||||||
2 JOHN H. CLAPPISON | Mgmt | No vote | ||||||||||||||||||||||
3 JOE F. COLVIN | Mgmt | No vote | ||||||||||||||||||||||
4 JAMES R. CURTISS | Mgmt | No vote | ||||||||||||||||||||||
5 DONALD H.F. DERANGER | Mgmt | No vote | ||||||||||||||||||||||
6 JAMES K. GOWANS | Mgmt | No vote | ||||||||||||||||||||||
7 TIMOTHY S. GITZEL | Mgmt | No vote | ||||||||||||||||||||||
8 GERALD W. GRANDEY | Mgmt | No vote | ||||||||||||||||||||||
9 NANCY E. HOPKINS | Mgmt | No vote | ||||||||||||||||||||||
10 OYVIND HUSHOVD | Mgmt | No vote | ||||||||||||||||||||||
11 A. ANNE MCLELLAN | Mgmt | No vote | ||||||||||||||||||||||
12 A. NEIL MCMILLAN | Mgmt | No vote | ||||||||||||||||||||||
13 VICTOR J. ZALESCHUK | Mgmt | No vote | ||||||||||||||||||||||
03 | APPOINT KPMG LLP AS AUDITORS | Mgmt | No vote | |||||||||||||||||||||
04 | YOU ARE BEING ASKED TO CONFIRM TWO AMENDMENTS TO OUR GENERAL BYLAWS TO INCREASE THE QUORUM FOR MEETINGS OF OUR SHAREHOLDERS AND CLARIFY THE MINIMUM QUORUM FOR MEETINGS OF OUR BOARD OF DIRECTORS: RESOLVED THAT THE AMENDMENT OF BYLAW NO. 6 (A BYLAW RELATING GENERALLY TO THE CONDUCT OF THE BUSINESS AND AFFAIRS OF CAMECO CORPORATION) APPROVED AT MEETINGS OF CAMECO'S BOARD OF | Mgmt | No vote | |||||||||||||||||||||
DIRECTORS ON NOVEMBER 4, 2010 AND FEBRUARY 11, 2011 IS HEREBY CONFIRMED. | ||||||||||||||||||||||||
05 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2011 ANNUAL MEETING OF SHAREHOLDERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 39900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CANADIAN IMPERIAL BANK OF COMMERCE | ||||||||||||||||||||||||
Security: 136069101 | Agenda Number: 933386650 | |||||||||||||||||||||||
Ticker: CM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA1360691010 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPOINTMENT OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 B.S. BELZBERG | Mgmt | For | For | |||||||||||||||||||||
2 G.F. COLTER | Mgmt | For | For | |||||||||||||||||||||
3 D. D'ALESSANDRO | Mgmt | For | For | |||||||||||||||||||||
4 P.D. DANIEL | Mgmt | For | For | |||||||||||||||||||||
5 L. DESJARDINS | Mgmt | For | For | |||||||||||||||||||||
6 G.D. GIFFIN | Mgmt | For | For | |||||||||||||||||||||
7 L.S. HASENFRATZ | Mgmt | For | For | |||||||||||||||||||||
8 N.D. LE PAN | Mgmt | For | For | |||||||||||||||||||||
9 J.P. MANLEY | Mgmt | For | For | |||||||||||||||||||||
10 G.T. MCCAUGHEY | Mgmt | For | For | |||||||||||||||||||||
11 J.L. PEVERETT | Mgmt | For | For | |||||||||||||||||||||
12 L. RAHL | Mgmt | For | For | |||||||||||||||||||||
13 C. SIROIS | Mgmt | For | For | |||||||||||||||||||||
14 R.J. STEACY | Mgmt | For | For | |||||||||||||||||||||
15 K.B. STEVENSON | Mgmt | For | For | |||||||||||||||||||||
16 R.W. TYSOE | Mgmt | For | For | |||||||||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | Mgmt | For | For | ||||||||||||||||||||
4A | SHAREHOLDER PROPOSAL NUMBER 1 | Shr | For | Against | ||||||||||||||||||||
4B | SHAREHOLDER PROPOSAL NUMBER 2 | Shr | Against | For | ||||||||||||||||||||
4C | SHAREHOLDER PROPOSAL NUMBER 3 | Shr | Against | For | ||||||||||||||||||||
4D | SHAREHOLDER PROPOSAL NUMBER 4 | Shr | Against | For | ||||||||||||||||||||
4E | SHAREHOLDER PROPOSAL NUMBER 5 | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 183600000 | 183600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||||||||||||||||
Security: 136375102 | Agenda Number: 933397235 | |||||||||||||||||||||||
Ticker: CNI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA1363751027 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL R. ARMELLINO | Mgmt | For | For | |||||||||||||||||||||
2 A. CHARLES BAILLIE | Mgmt | For | For | |||||||||||||||||||||
3 HUGH J. BOLTON | Mgmt | For | For | |||||||||||||||||||||
4 DONALD J. CARTY | Mgmt | For | For | |||||||||||||||||||||
5 AMB. GORDON D. GIFFIN | Mgmt | For | For | |||||||||||||||||||||
6 EDITH E. HOLIDAY | Mgmt | For | For | |||||||||||||||||||||
7 V.M. KEMPSTON DARKES | Mgmt | For | For | |||||||||||||||||||||
8 HON. DENIS LOSIER | Mgmt | For | For | |||||||||||||||||||||
9 HON. EDWARD C. LUMLEY | Mgmt | For | For | |||||||||||||||||||||
10 DAVID G.A. MCLEAN | Mgmt | For | For | |||||||||||||||||||||
11 CLAUDE MONGEAU | Mgmt | For | For | |||||||||||||||||||||
12 JAMES E. O'CONNOR | Mgmt | For | For | |||||||||||||||||||||
13 ROBERT PACE | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF KPMG LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION IS SET OUT ON P. 6 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 115900000 | 115900000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | ||||||||||||||||||||||||
Security: 136385101 | Agenda Number: 933394455 | |||||||||||||||||||||||
Ticker: CNQ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA1363851017 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CATHERINE M. BEST | Mgmt | For | For | |||||||||||||||||||||
2 N. MURRAY EDWARDS | Mgmt | For | For | |||||||||||||||||||||
3 TIMOTHY W. FAITHFULL | Mgmt | For | For | |||||||||||||||||||||
4 HON. GARY A. FILMON | Mgmt | For | For | |||||||||||||||||||||
5 CHRISTOPHER L. FONG | Mgmt | For | For | |||||||||||||||||||||
6 AMB. GORDON D. GIFFIN | Mgmt | For | For | |||||||||||||||||||||
7 WILFRED A. GOBERT | Mgmt | For | For | |||||||||||||||||||||
8 STEVE W. LAUT | Mgmt | For | For | |||||||||||||||||||||
9 KEITH A.J. MACPHAIL | Mgmt | For | For | |||||||||||||||||||||
10 ALLAN P. MARKIN | Mgmt | For | For | |||||||||||||||||||||
11 HON. FRANK J. MCKENNA | Mgmt | For | For | |||||||||||||||||||||
12 JAMES S. PALMER | Mgmt | For | For | |||||||||||||||||||||
13 ELDON R. SMITH | Mgmt | For | For | |||||||||||||||||||||
14 DAVID A. TUER | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 275300000 | 275300000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CANADIAN PACIFIC RAILWAY LIMITED | ||||||||||||||||||||||||
Security: 13645T100 | Agenda Number: 933435035 | |||||||||||||||||||||||
Ticker: CP | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA13645T1003 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPOINTMENT OF AUDITOR AS NAMED IN THE MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 JOHN E. CLEGHORN | Mgmt | For | For | |||||||||||||||||||||
2 TIM W. FAITHFULL | Mgmt | For | For | |||||||||||||||||||||
3 RICHARD L. GEORGE | Mgmt | For | For | |||||||||||||||||||||
4 FREDERIC J. GREEN | Mgmt | For | For | |||||||||||||||||||||
5 KRYSTYNA T. HOEG | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD C. KELLY | Mgmt | For | For | |||||||||||||||||||||
7 THE HON. JOHN P. MANLEY | Mgmt | For | For | |||||||||||||||||||||
8 LINDA J. MORGAN | Mgmt | For | For | |||||||||||||||||||||
9 MADELEINE PAQUIN | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL E.J. PHELPS | Mgmt | For | For | |||||||||||||||||||||
11 ROGER PHILIPPS | Mgmt | For | For | |||||||||||||||||||||
12 DAVID W. RAISBECK | Mgmt | For | For | |||||||||||||||||||||
13 HARTLEY T. RICHARDSON | Mgmt | For | For | |||||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT, RESTATEMENT AND RECONFIRMATION OF THE SHAREHOLDER RIGHTS PLAN AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AMENDMENTS TO THE MANAGEMENT STOCK OPTION INCENTIVE PLAN AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 69500000 | 69500000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CANON INC. | ||||||||||||||||||||||||
Security: 138006309 | Agenda Number: 933378677 | |||||||||||||||||||||||
Ticker: CAJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1380063099 | Meeting Date: 3/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIVIDEND FROM SURPLUS | Mgmt | For | Against | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 FUJIO MITARAI | Mgmt | For | For | |||||||||||||||||||||
2 TSUNEJI UCHIDA | Mgmt | For | For | |||||||||||||||||||||
3 TOSHIZO TANAKA | Mgmt | For | For | |||||||||||||||||||||
4 TOSHIAKI IKOMA | Mgmt | For | For | |||||||||||||||||||||
5 KUNIO WATANABE | Mgmt | For | For | |||||||||||||||||||||
6 YOROKU ADACHI | Mgmt | For | For | |||||||||||||||||||||
7 YASUO MITSUHASHI | Mgmt | For | For | |||||||||||||||||||||
8 TOMONORI IWASHITA | Mgmt | For | For | |||||||||||||||||||||
9 MASAHIRO OSAWA | Mgmt | For | For | |||||||||||||||||||||
10 SHIGEYUKI MATSUMOTO | Mgmt | For | For | |||||||||||||||||||||
11 KATSUICHI SHIMIZU | Mgmt | For | For | |||||||||||||||||||||
12 RYOICHI BAMBA | Mgmt | For | For | |||||||||||||||||||||
13 TOSHIO HOMMA | Mgmt | For | For | |||||||||||||||||||||
14 MASAKI NAKAOKA | Mgmt | For | For | |||||||||||||||||||||
15 HARUHISA HONDA | Mgmt | For | For | |||||||||||||||||||||
16 HIDEKI OZAWA | Mgmt | For | For | |||||||||||||||||||||
17 MASAYA MAEDA | Mgmt | For | For | |||||||||||||||||||||
18 YASUHIRO TANI | Mgmt | For | For | |||||||||||||||||||||
19 MAKOTO ARAKI | Mgmt | For | For | |||||||||||||||||||||
03 | ELECTION OF ONE CORPORATE AUDITOR: TADASHI OHE | Mgmt | For | Against | ||||||||||||||||||||
04 | GRANT OF BONUS TO DIRECTORS | Mgmt | For | Against | ||||||||||||||||||||
05 | ISSUANCE OF SHARE OPTIONS AS STOCK OPTIONS WITHOUT COMPENSATION | Mgmt | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 779500000 | 779500000 | 0 | 3/9/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CARNIVAL PLC | ||||||||||||||||||||||||
Security: 14365C103 | Agenda Number: 933377815 | |||||||||||||||||||||||
Ticker: CUK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US14365C1036 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
02 | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-ELECT ROBERT H. DICKINSON AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT MODESTO A. MAIDIQUE AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT PETER G. RATCLIFFE AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT UZI ZUCKER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-APPOINT CARNIVAL PLC'S INDEPENDENT AUDITORS AND RATIFICATION OF CARNIVAL CORPORATION'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
16 | TO AUTHORISE CARNIVAL PLC'S AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
17 | TO RECEIVE THE UK ANNUAL ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
18 | TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
19 | TO DETERMINE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Mgmt | 1 Year | For | ||||||||||||||||||||
20 | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
21 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
S22 | SPECIAL RESOLUTION TO APPROVE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
S23 | SPECIAL RESOLUTION TO AUTHORISE MARKET PURCHASES OF ORDINARY SHARES OF US$1.66 EACH IN THE CAPITAL OF CARNIVAL PLC | Mgmt | For | For | ||||||||||||||||||||
24 | TO APPROVE THE CARNIVAL CORPORATION 2011 STOCK PLAN | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 307900000 | 307900000 | 0 | 3/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CEMEX, S.A.B. DE C.V. | ||||||||||||||||||||||||
Security: 151290889 | Agenda Number: 933370796 | |||||||||||||||||||||||
Ticker: CX | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US1512908898 | Meeting Date: 2/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
E1 | PROPOSAL TO AMEND ARTICLE 8 OF THE BY LAWS, IN ACCORDANCE WITH THE PROVISIONS SET FORTH IN ARTICLES 13, NUMERAL V, AND 48 OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). | Mgmt | Abstain | Against | ||||||||||||||||||||
E2 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION, AND TO ISSUE NOTES CONVERTIBLE INTO SHARES. | Mgmt | For | For | ||||||||||||||||||||
E3 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Mgmt | For | For | ||||||||||||||||||||
O1 | PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | Abstain | Against | ||||||||||||||||||||
O2 | RESOLUTION ON ALLOCATION OF PROFITS. | Mgmt | Abstain | Against | ||||||||||||||||||||
O3 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH: (A) CAPITALIZATION OF RETAINED EARNINGS; AND (B) ISSUANCE OF TREASURY SHARES IN ORDER TO PRESERVE THE RIGHTS OF NOTE HOLDERS PURSUANT TO THE COMPANY'S ISSUANCE OF CONVERTIBLE NOTES. | Mgmt | Abstain | Against | ||||||||||||||||||||
O4 | APPROVAL OF A PROPOSAL TO EXTEND UNTIL DECEMBER 2013 THE CURRENT OPTIONAL STOCK PURCHASE PROGRAM FOR THE COMPANY'S EMPLOYEES, OFFICERS, AND MEMBERS OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
O5 | APPOINTMENT OF DIRECTORS, MEMBERS AND PRESIDENT OF THE AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEES. | Mgmt | Against | Against | ||||||||||||||||||||
O6 | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEE. | Mgmt | Abstain | Against | ||||||||||||||||||||
O7 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1330300000 | 1330300000 | 0 | 2/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CEMEX, S.A.B. DE C.V. | ||||||||||||||||||||||||
Security: 151290889 | Agenda Number: 933378487 | |||||||||||||||||||||||
Ticker: CX | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US1512908898 | Meeting Date: 3/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO AMEND CLAUSE FIRST OF THE INDENTURE GOVERNING NON- REDEEMABLE ORDINARY PARTICIPATION CERTIFICATES NAMED "CEMEX.CPO" AND TO INCREASE NUMBER OF "CEMEX.CPO"S TO BE SUBSCRIBED AT A LATER DATE AS A RESULT OF CONVERSION OF NOTES ISSUED BY CEMEX, S.A.B. DE C.V., ALL OF FOREGOING TO COMPLY WITH THE RESOLUTIONS ADOPTED BY THE EXTRAORDINARY GENERAL SHAREHOLDERS MEETING. | Mgmt | Abstain | Against | ||||||||||||||||||||
02 | APPOINTMENT OF SPECIAL DELEGATES. | Mgmt | For | For | ||||||||||||||||||||
03 | READING AND APPROVAL OF THE MINUTES OF THE MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1330300000 | 1330300000 | 0 | 3/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CENOVUS ENERGY INC. | ||||||||||||||||||||||||
Security: 15135U109 | Agenda Number: 933394049 | |||||||||||||||||||||||
Ticker: CVE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA15135U1093 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RALPH S. CUNNINGHAM | Mgmt | For | For | |||||||||||||||||||||
2 PATRICK D. DANIEL | Mgmt | For | For | |||||||||||||||||||||
3 IAN W. DELANEY | Mgmt | For | For | |||||||||||||||||||||
4 BRIAN C. FERGUSON | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL A. GRANDIN | Mgmt | For | For | |||||||||||||||||||||
6 VALERIE A.A. NIELSEN | Mgmt | For | For | |||||||||||||||||||||
7 CHARLES M. RAMPACEK | Mgmt | For | For | |||||||||||||||||||||
8 COLIN TAYLOR | Mgmt | For | For | |||||||||||||||||||||
9 WAYNE G. THOMSON | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF CENOVUS ENERGY INC. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 394200000 | 394200000 | 0 | 4/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHINA LIFE INSURANCE COMPANY LIMITED | ||||||||||||||||||||||||
Security: 16939P106 | Agenda Number: 933453172 | |||||||||||||||||||||||
Ticker: LFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US16939P1066 | Meeting Date: 6/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2010. | Mgmt | For | |||||||||||||||||||||
O2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2010. | Mgmt | For | |||||||||||||||||||||
O3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | |||||||||||||||||||||
O4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION AND CASH DIVIDEND DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2010. | Mgmt | For | |||||||||||||||||||||
O5 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE REMUNERATION OF DIRECTORS AND SUPERVISORS OF THE COMPANY. | Mgmt | For | |||||||||||||||||||||
O6 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN CERTIFIED PUBLIC ACCOUNTANTS LIMITED COMPANY AND PRICEWATERHOUSECOOPERS, RESPECTIVELY, AS THE PRC AUDITOR AND INTERNATIONAL AUDITOR OF THE COMPANY FOR 2011. | Mgmt | For | |||||||||||||||||||||
O7 | TO CONSIDER AND APPROVE THE CONTINUED DONATIONS TO THE CHINA LIFE CHARITY FUND. | Mgmt | For | |||||||||||||||||||||
S8 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | Mgmt | For | |||||||||||||||||||||
O9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. YUAN LI AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1408500000 | 1408500000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHINA MOBILE (HONG KONG) LIMITED | ||||||||||||||||||||||||
Security: 16941M109 | Agenda Number: 933430390 | |||||||||||||||||||||||
Ticker: CHL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US16941M1099 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
O2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
O3A | TO RE-ELECT XUE TAOHAI AS A DIRECTOR. | Mgmt | Against | Against | ||||||||||||||||||||
O3B | TO RE-ELECT HUANG WENLIN AS A DIRECTOR. | Mgmt | Against | Against | ||||||||||||||||||||
O3C | TO RE-ELECT XU LONG AS A DIRECTOR. | Mgmt | Against | Against | ||||||||||||||||||||
O3D | TO RE-ELECT LO KA SHUI AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
O4 | TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
O5 | GENERAL MANDATE TO DIRECTORS TO REPURCHASE SHARES IN COMPANY NOT EXCEEDING 10% OF AGGREGATE NOMINAL AMT. OF ISSUED SHARE CAPITAL. | Mgmt | For | For | ||||||||||||||||||||
O6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. | Mgmt | Against | Against | ||||||||||||||||||||
O7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1629200000 | 1629200000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CHINA PETROLEUM & CHEMICAL CORPORATION | ||||||||||||||||||||||||
Security: 16941R108 | Agenda Number: 933440632 | |||||||||||||||||||||||
Ticker: SNP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US16941R1086 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF SINOPEC CORP. FOR THE YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
O2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. FOR THE YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
O3 | APPROVE THE AUDITED ACCOUNTS AND AUDITED CONSOLIDATED ACCOUNTS OF SINOPEC CORP. FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
O4 | APPROVE THE PLAN FOR ALLOCATING ANY SURPLUS COMMON RESERVE FUNDS AT AN AMOUNT OF RMB20 BILLION FROM THE AFTER-TAX PROFITS. | Mgmt | For | For | ||||||||||||||||||||
O5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
O6 | TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
O7 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF KPMG HUAZHEN AND KPMG AS THE DOMESTIC AND OVERSEAS AUDITORS OF SINOPEC CORP. FOR THE YEAR 2011, RESPECTIVELY, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATIONS. | Mgmt | For | For | ||||||||||||||||||||
S8 | TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THE PROPOSED PLAN FOR ISSUANCE OF DEBT FINANCING INSTRUMENT(S). | Mgmt | For | For | ||||||||||||||||||||
S9 | TO GRANT TO THE BOARD OF DIRECTORS OF SINOPEC CORP. A GENERAL MANDATE TO ISSUE NEW SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
O10 | TO ELECT MR. FU CHENGYU AS A NON- EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF SINOPEC CORP. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2564600000 | 2564600000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CNOOC LIMITED | ||||||||||||||||||||||||
Security: 126132109 | Agenda Number: 933448450 | |||||||||||||||||||||||
Ticker: CEO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1261321095 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A1 | RECEIVE AND CONSIDER AUDITED STATEMENT OF ACCOUNTS TOGETHER WITH THE REPORT OF DIRECTORS & INDEPENDENT AUDITORS' REPORT THEREON. | Mgmt | For | For | ||||||||||||||||||||
A2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
A3A | TO RE-ELECT MR. WANG YILIN AS NON- EXECUTIVE DIRECTOR. | Mgmt | Against | Against | ||||||||||||||||||||
A3B | TO RE-ELECT MR. LI FANRONG AS EXECUTIVE DIRECTOR. | Mgmt | Against | Against | ||||||||||||||||||||
A3C | TO RE-ELECT MR. LAWRENCE J. LAU AS INDEPENDENT NON-EXECUTIVE DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
A3D | TO RE-ELECT MR. WANG TAO AS INDEPENDENT NON-EXECUTIVE DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
A3E | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
A4 | TO RE-APPOINT THE COMPANY'S INDEPENDENT AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
B1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
B2 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
B3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES IN THE CAPITAL OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 106700000 | 106700000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV | ||||||||||||||||||||||||
Security: 20441W203 | Agenda Number: 933432825 | |||||||||||||||||||||||
Ticker: ABV | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US20441W2035 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O3A | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: MARIO FERNANDO ENGELKE | Mgmt | For | |||||||||||||||||||||
O3B | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: EURIPEDES DE FREITAS | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 542000000 | 542000000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMPANHIA PARANAENSE DE ENERGIA | ||||||||||||||||||||||||
Security: 20441B407 | Agenda Number: 933426593 | |||||||||||||||||||||||
Ticker: ELP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US20441B4077 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
05 | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL, DUE TO THE EXPIRATION OF THE PREVIOUS TERM OF OFFICE. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 126600000 | 126600000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMPANIA DE MINAS BUENAVENTURA S.A. | ||||||||||||||||||||||||
Security: 204448104 | Agenda Number: 933381460 | |||||||||||||||||||||||
Ticker: BVN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2044481040 | Meeting Date: 3/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE ANNUAL REPORT AS OF DECEMBER, 31, 2010. A PRELIMINARY SPANISH VERSION OF THE ANNUAL REPORT WILL BE AVAILABLE IN THE COMPANY'S WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/ | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE FINANCIAL STATEMENTS AS OF DECEMBER, 31, 2010, WHICH WERE PUBLICLY REPORTED AND ARE IN OUR WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/ (INCLUDED IN 4Q10 EARNINGS RELEASE). | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPOINT ERNST AND YOUNG (MEDINA, ZALDIVAR, PAREDES Y ASOCIADOS) AS EXTERNAL AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE PAYMENT OF A CASH DIVIDEND OF US$0.33 PER SHARE OR ADS ACCORDING TO THE COMPANY'S DIVIDEND POLICY*. | Mgmt | For | For | ||||||||||||||||||||
05 | THE ELECTION OF THE BOARD OF DIRECTORS FOR 2011 - 2013 PERIOD. | Mgmt | Abstain | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 23000000 | 23000000 | 0 | 3/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CREDICORP LTD. | ||||||||||||||||||||||||
Security: G2519Y108 | Agenda Number: 933377752 | |||||||||||||||||||||||
Ticker: BAP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: BMG2519Y1084 | Meeting Date: 3/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO CONSIDER AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010, INCLUDING THE REPORT OF THE INDEPENDENT AUDITORS OF THE COMPANY THEREON. | Mgmt | For | For | ||||||||||||||||||||
02 | TO ELECT DIRECTORS OF THE COMPANY WHO WILL HOLD OFFICE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN THE THIRD SUCCESSIVE YEAR OF THE YEAR OF THEIR ELECTION AND TO APPROVE THEIR REMUNERATION. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPOINT THE EXTERNAL AUDITORS OF THE COMPANY TO PERFORM SUCH SERVICES FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 21800000 | 21800000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CREDIT SUISSE GROUP | ||||||||||||||||||||||||
Security: 225401108 | Agenda Number: 933404686 | |||||||||||||||||||||||
Ticker: CS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2254011081 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1B | CONSULTATIVE VOTE ON THE 2010 REMUNERATION REPORT | Mgmt | Against | Against | ||||||||||||||||||||
1C | APPROVAL OF THE ANNUAL REPORT, THE PARENT COMPANY'S 2010 FINANCIAL STATEMENTS AND THE GROUP'S 2010 CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
02 | DISCHARGE OF THE ACTS OF THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE BOARD | Mgmt | For | For | ||||||||||||||||||||
3A | RESOLUTION ON THE APPROPRIATION OF RETAINED EARNINGS | Mgmt | For | For | ||||||||||||||||||||
3B | RESOLUTION ON THE DISTRIBUTION OUT OF RESERVES FROM CAPITAL CONTRIBUTIONS | Mgmt | For | For | ||||||||||||||||||||
4A | CHANGES IN SHARE CAPITAL: INCREASE OF CONDITIONAL CAPITAL FOR THE PURPOSE OF CONTINGENT CONVERTIBLE BONDS | Mgmt | For | For | ||||||||||||||||||||
4B | CHANGES IN SHARE CAPITAL: RENEWING THE AUTHORIZED CAPITAL | Mgmt | For | For | ||||||||||||||||||||
5A | OTHER AMENDMENTS TO THE ARTICLES OF ASSOCIATION: VOTING AND ELECTION PROCEDURES AT THE GENERAL MEETING OF SHAREHOLDERS | Mgmt | Against | Against | ||||||||||||||||||||
5B | OTHER AMENDMENTS TO THE ARTICLES OF ASSOCIATION: DELETION OF PROVISIONS CONCERNING CONTRIBUTIONS IN KIND | Mgmt | For | For | ||||||||||||||||||||
6A | RE-ELECTION OF PETER BRABECK- LETMATHE TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
6B | RE-ELECTION OF JEAN LANIER TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
6C | RE-ELECTION OF ANTON VAN ROSSUM TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
07 | ELECTION OF THE INDEPENDENT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
08 | ELECTION OF THE SPECIAL AUDITORS | Mgmt | For | For | ||||||||||||||||||||
09 | IF VOTING OR ELECTIONS TAKES PLACE ON PROPOSALS THAT HAVE NOT BEEN SUBMITTED UNTIL THE ANNUAL GENERAL MEETING ITSELF AS DEFINED IN ART. 700 PARAS. 3 AND 4 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE IN FAVOR OF THE PROPOSAL OF THE BOARD OF DIRECTORS. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1173600000 | 1173600000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CRH PLC | ||||||||||||||||||||||||
Security: 12626K203 | Agenda Number: 933415879 | |||||||||||||||||||||||
Ticker: CRH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12626K2033 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS AND AUDITORS | Mgmt | For | For | ||||||||||||||||||||
02 | DECLARATION OF A DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
03 | CONSIDERATION OF REPORT ON DIRECTORS' REMUNERATION | Mgmt | For | For | ||||||||||||||||||||
4A | RE-ELECTION OF DIRECTOR: M.C. CARTON | Mgmt | For | For | ||||||||||||||||||||
4B | RE-ELECTION OF DIRECTOR: W.P. EGAN | Mgmt | For | For | ||||||||||||||||||||
4C | RE-ELECTION OF DIRECTOR: U-H. FELCHT | Mgmt | Against | Against | ||||||||||||||||||||
4D | RE-ELECTION OF DIRECTOR: N. HARTERY | Mgmt | For | For | ||||||||||||||||||||
4E | RE-ELECTION OF DIRECTOR: J.M. DE JONG | Mgmt | For | For | ||||||||||||||||||||
4F | RE-ELECTION OF DIRECTOR: J.W. KENNEDY | Mgmt | For | For | ||||||||||||||||||||
4G | RE-ELECTION OF DIRECTOR: M. LEE | Mgmt | For | For | ||||||||||||||||||||
4H | RE-ELECTION OF DIRECTOR: A. MANIFOLD | Mgmt | For | For | ||||||||||||||||||||
4I | RE-ELECTION OF DIRECTOR: K. MCGOWAN | Mgmt | For | For | ||||||||||||||||||||
4J | RE-ELECTION OF DIRECTOR: D.N. O'CONNOR | Mgmt | For | For | ||||||||||||||||||||
4K | RE-ELECTION OF DIRECTOR: W.I. O'MAHONY | Mgmt | For | For | ||||||||||||||||||||
4L | RE-ELECTION OF DIRECTOR: M.S. TOWE | Mgmt | For | For | ||||||||||||||||||||
05 | REMUNERATION OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
06 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
07 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Mgmt | For | For | ||||||||||||||||||||
08 | AUTHORITY TO RE-ISSUE TREASURY SHARES | Mgmt | For | For | ||||||||||||||||||||
09 | NOTICE PERIOD FOR EXTRAORDINARY GENERAL MEETINGS | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1180600000 | 1180600000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DELHAIZE GROUP | ||||||||||||||||||||||||
Security: 29759W101 | Agenda Number: 933400284 | |||||||||||||||||||||||
Ticker: DEG | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US29759W1018 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | AMEND ARTICLE 9 OF THE ARTICLES OF ASSOCIATION TO AUTHORIZE THE BOARD TO ACQUIRE UP TO 10% OF OUTSTANDING SHARES | Mgmt | For | For | ||||||||||||||||||||
02 | AMEND ARTICLE 19 OF ARTICLES TO REFLECT THAT AN AUDIT COMMITTEE & A REMUNERATION AND NOMINATION COMMITTEE EXIST WITHIN THE BOARD | Mgmt | For | For | ||||||||||||||||||||
03 | AMEND ARTICLE 29 OF THE ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
04 | AMEND ARTICLE 30 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE CONVENING FORMALITIES | Mgmt | For | For | ||||||||||||||||||||
05 | RENAME ARTICLE 31 OF ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
06 | REPLACE ARTICLE 32 OF ARTICLES OF ASSOCIATION TO CONFORM THE REPRESENTATION OF SHAREHOLDERS BY PROXY HOLDERS | Mgmt | For | For | ||||||||||||||||||||
07 | AMEND ARTICLE 33 OF ARTICLES TO ALIGN CONSTITUTION OF GENERAL MEETING WITH CURRENT CORPORATE GOVERNANCE PRACTICES | Mgmt | For | For | ||||||||||||||||||||
08 | AMEND ARTICLE 34 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE ADJOURNMENT PROCESS OF GENERAL MEETINGS | Mgmt | For | For | ||||||||||||||||||||
09 | AMEND ARTICLE 36 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE VOTE BY CORRESPONDENCE PROCESS | Mgmt | For | For | ||||||||||||||||||||
10 | AMEND ARTICLE 38 OF THE ARTICLES OF ASSOCIATION TO CONFORM THIS PROVISION TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS | Mgmt | For | For | ||||||||||||||||||||
11 | AMEND ARTICLE 39 OF THE ARTICLES TO CONFORM DUTY OF DIRECTORS & STATUTORY AUDITOR TO ANSWER QUESTIONS ASKED BY SHAREHOLDERS | Mgmt | For | For | ||||||||||||||||||||
12 | REMOVE ARTICLE 47 OF THE ARTICLES OF ASSOCIATION AS THIS PROVISIONAL PROVISION IS NO LONGER RELEVANT | Mgmt | For | For | ||||||||||||||||||||
13 | AMEND THE PROVISIONAL MEASURE OF THE ARTICLES OF ASSOCIATION TO SET THE ENTRY INTO FORCE OF THE AMENDMENTS | Mgmt | For | For | ||||||||||||||||||||
14 | PROPOSAL TO GRANT THE BOARD OF DIRECTORS THE POWER TO IMPLEMENT APPROVED PROPOSALS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 396100000 | 396100000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DELHAIZE GROUP | ||||||||||||||||||||||||
Security: 29759W101 | Agenda Number: 933444630 | |||||||||||||||||||||||
Ticker: DEG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29759W1018 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE NON- CONSOLIDATED ANNUAL ACCOUNTS AS OF DECEMBER 31, 2010, INCLUDING THE ALLOCATION OF PROFITS, AND APPROVE THE DISTRIBUTION OF A GROSS DIVIDEND OF EUR 1.72 PER SHARE. | Mgmt | For | For | ||||||||||||||||||||
05 | PROPOSAL TO DISCHARGE LIABILITY OF DIRECTORS DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO DISCHARGE LIABILITY OF THE STATUTORY AUDITOR FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
7A | PROPOSAL TO RENEW THE TERM OF MR. HUGH G. FARRINGTON AS DIRECTOR FOR A PERIOD OF THREE YEARS. | Mgmt | For | For | ||||||||||||||||||||
7B | PROPOSAL TO RENEW THE TERM OF BARON LUC VANSTEENKISTE AS DIRECTOR FOR A PERIOD OF FOUR YEARS. | Mgmt | For | For | ||||||||||||||||||||
7C | PROPOSAL TO RENEW THE TERM OF MR. JACQUES DE VAUCLEROY AS DIRECTOR FOR A PERIOD OF FOUR YEARS. | Mgmt | For | For | ||||||||||||||||||||
7D | PROPOSAL TO APPOINT MR. JEAN- PIERRE HANSEN AS DIRECTOR FOR A PERIOD OF THREE YEARS. | Mgmt | For | For | ||||||||||||||||||||
7E | PROPOSAL TO APPOINT MR. WILLIAM G. MCEWAN AS DIRECTOR FOR A PERIOD OF THREE YEARS. | Mgmt | For | For | ||||||||||||||||||||
7F | PROPOSAL TO APPOINT MR. MATS JANSSON AS DIRECTOR FOR A PERIOD OF THREE YEARS. | Mgmt | For | For | ||||||||||||||||||||
8A | PROPOSAL TO DESIGNATE BARON LUC VANSTEENKISTE AS AN INDEPENDENT DIRECTOR UNDER THE BELGIAN COMPANY CODE. | Mgmt | For | For | ||||||||||||||||||||
8B | PROPOSAL TO DESIGNATE MR. JACQUES DE VAUCLEROY AS AN INDEPENDENT DIRECTOR UNDER THE BELGIAN COMPANY CODE. | Mgmt | For | For | ||||||||||||||||||||
8C | PROPOSAL TO DESIGNATE MR. JEAN- PIERRE HANSEN AS AN INDEPENDENT DIRECTOR UNDER THE BELGIAN COMPANY CODE. | Mgmt | For | For | ||||||||||||||||||||
8D | PROPOSAL TO DESIGNATE MR. WILLIAM G. MCEWAN AS AN INDEPENDENT DIRECTOR UNDER THE BELGIAN COMPANY CODE. | Mgmt | For | For | ||||||||||||||||||||
8E | PROPOSAL TO DESIGNATE MR. MATS JANSSON AS AN INDEPENDENT DIRECTOR UNDER THE BELGIAN COMPANY CODE. | Mgmt | For | For | ||||||||||||||||||||
09 | PROPOSAL TO RENEW THE STATUTORY AUDITOR'S MANDATE FOR A PERIOD OF THREE YEARS. | Mgmt | For | For | ||||||||||||||||||||
10 | PROPOSAL TO APPROVE THE EARLY REDEMPTION UPON A CHANGE OF CONTROL OF THE COMPANY OF BONDS, CONVERTIBLE BONDS OR MEDIUM-TERM NOTES THAT THE COMPANY MAY ISSUE. | Mgmt | Against | Against | ||||||||||||||||||||
11 | PROPOSAL TO APPROVE A CHANGE OF CONTROL CLAUSE IN A CREDIT FACILITY. | Mgmt | Against | Against | ||||||||||||||||||||
12 | PROPOSAL TO APPROVE THE CONTINUATION OF VESTING PERIOD UNDER U.S. STOCK INCENTIVE PLANS. | Mgmt | Against | Against | ||||||||||||||||||||
13 | PROPOSAL TO REVISE THE COMPENSATION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
14 | PROPOSAL TO AMEND ARTICLE 9 OF THE ARTICLES OF ASSOCIATION TO AUTHORIZE THE BOARD OF DIRECTORS, FOR A PERIOD OF FIVE (5) YEARS TO ACQUIRE UP TO TEN PERCENT (10%) OF THE OUTSTANDING SHARES OF THE COMPANY AT A MINIMUM UNIT PRICE OF ONE EURO (EUR 1) AND AT A MAXIMUM UNIT PRICE NOT HIGHER THAN TWENTY PERCENT (20%) ABOVE THE HIGHEST CLOSING STOCK MARKET PRICE OF THE COMPANY'S SHARES ON EURONEXT BRUSSELS DURING THE TWENTY TRADING DAYS PRECEDING SUCH ACQUISITION. | Mgmt | For | For | ||||||||||||||||||||
15 | PROPOSAL TO AMEND ARTICLE 19 OF THE ARTICLES OF ASSOCIATION TO REFLECT THAT AN AUDIT COMMITTEE AND A REMUNERATION AND NOMINATION COMMITTEE EXIST WITHIN THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
16 | PROPOSAL TO AMEND ARTICLE 29 OF THE ARTICLES OF ASSOCIATION TO PROVIDE THAT ONE OR MORE SHAREHOLDERS HOLDING TOGETHER AT LEAST 3 PER CENT OF THE SHARE CAPITAL OF THE COMPANY CAN REQUEST TO PUT AN ITEM ON THE AGENDA OF ANY SHAREHOLDERS' MEETING AND TABLE RESOLUTION | Mgmt | For | For | ||||||||||||||||||||
PROPOSALS FOR ITEMS INCLUDED OR TO BE INCLUDED ON THE AGENDA OF A SHAREHOLDERS' MEETING, TO CONFORM THIS PROVISION TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | ||||||||||||||||||||||||
17 | PROPOSAL TO AMEND ARTICLE 30 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE CONVENING FORMALITIES TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
18 | PROPOSAL TO RENAME ARTICLE 31 OF THE ARTICLES OF ASSOCIATION INTO "ATTENDANCE FORMALITIES" AND TO AMEND THIS PROVISION BY ESTABLISHING A MANDATORY RECORD DATE FOR HOLDERS OF ORDINARY SHARES TO VOTE AT GENERAL MEETINGS TO CONFORM TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
19 | PROPOSAL TO REPLACE ARTICLE 32 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE REPRESENTATION OF SHAREHOLDERS BY PROXY HOLDERS TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
20 | PROPOSAL TO AMEND ARTICLE 33 OF THE ARTICLES OF ASSOCIATION TO ALIGN THE CONSTITUTION OF THE GENERAL MEETING WITH CURRENT CORPORATE GOVERNANCE PRACTICES. | Mgmt | For | For | ||||||||||||||||||||
21 | PROPOSAL TO AMEND ARTICLE 34 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE ADJOURNMENT PROCESS OF GENERAL MEETINGS TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
22 | PROPOSAL TO AMEND ARTICLE 36 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE VOTE BY CORRESPONDENCE PROCESS TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS AND TO GRANT THE POSSIBILITY, IF THE BOARD OF DIRECTORS SO DECIDES, TO IMPLEMENT A SYSTEM OF ELECTRONIC REMOTE VOTING. | Mgmt | For | For | ||||||||||||||||||||
23 | PROPOSAL TO AMEND ARTICLE 38 OF THE ARTICLES OF ASSOCIATION TO CONFORM THIS PROVISION TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
24 | PROPOSAL TO AMEND ARTICLE 39 OF THE ARTICLES OF ASSOCIATION TO CONFORM THE DUTY OF THE DIRECTORS AND THE STATUTORY AUDITOR TO ANSWER THE QUESTIONS ASKED BY SHAREHOLDERS TO THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
25 | PROPOSAL TO REMOVE ARTICLE 47 OF THE ARTICLES OF ASSOCIATION AS THIS PROVISIONAL PROVISION IS NO LONGER RELEVANT. | Mgmt | For | For | ||||||||||||||||||||
26 | PROPOSAL TO AMEND THE PROVISIONAL MEASURE OF THE ARTICLES OF ASSOCIATION TO SET THE ENTRY INTO FORCE OF THE AMENDMENTS REQUIRED BY THE NEW BELGIAN LAW ON SHAREHOLDERS' RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
27 | PROPOSAL TO GRANT THE BOARD OF DIRECTORS THE POWER TO IMPLEMENT APPROVED PROPOSALS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 348300000 | 348300000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DEUTSCHE BANK AG | ||||||||||||||||||||||||
Security: D18190898 | Agenda Number: 933461547 | |||||||||||||||||||||||
Ticker: DB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: DE0005140008 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
02 | APPROPRIATION OF DISTRIBUTABLE PROFIT | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD FOR THE 2010 FINANCIAL YEAR | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY BOARD FOR THE 2010 FINANCIAL YEAR | Mgmt | Against | Against | ||||||||||||||||||||
05 | ELECTION OF THE AUDITOR FOR THE 2011 FINANCIAL YEAR, INTERIM ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
06 | AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE-EMPTIVE RIGHTS | Mgmt | For | For | ||||||||||||||||||||
07 | AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF PURCHASE OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
08 | AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND CONVERTIBLE BONDS (WITH THE POSSIBILITY OF EXCLUDING PRE- EMPTIVE RIGHTS), CREATION OF CONDITIONAL CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
09 | NEW AUTHORIZED CAPITAL IN AN AMOUNT OF 230.4 MILLION EURO, POSSIBILITY TO EXCLUDE SHAREHOLDERS' PRE-EMPTIVE RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
10 | NEW AUTHORIZED CAPITAL OF 230.4 MILLION EURO, POSSIBILITY TO EXCLUDE PRE-EMPTIVE RIGHTS FOR CAPITAL INCREASE IN KIND | Mgmt | For | For | ||||||||||||||||||||
11 | NEW AUTHORIZED CAPITAL, AMOUNT OF 691.2 MILLION EURO WITHOUT EXCLUSION OF PRE-EMPTIVE RIGHTS, EXCEPT FOR FRACTIONAL AMOUNTS. | Mgmt | For | For | ||||||||||||||||||||
12 | ELECTION TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
13 | APPROVAL OF CONCLUSION OF PARTIAL PROFIT TRANSFER AGREEMENT BETWEEN DEUTSCHE BANK AG AND DEUTSCHE BANK FINANCIAL LLC | Mgmt | For | For | ||||||||||||||||||||
CM1 | COUNTER MOTION 1 | Mgmt | Against | |||||||||||||||||||||
CM2 | COUNTER MOTION 2 | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1255600000 | 1255600000 | 0 | 5/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DEUTSCHE BANK AG | ||||||||||||||||||||||||
Security: D18190898 | Agenda Number: 933449375 | |||||||||||||||||||||||
Ticker: DB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: DE0005140008 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
02 | APPROPRIATION OF DISTRIBUTABLE PROFIT | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD FOR THE 2010 FINANCIAL YEAR | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY BOARD FOR THE 2010 FINANCIAL YEAR | Mgmt | Against | Against | ||||||||||||||||||||
05 | ELECTION OF THE AUDITOR FOR THE 2011 FINANCIAL YEAR, INTERIM ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
06 | AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE-EMPTIVE RIGHTS | Mgmt | For | For | ||||||||||||||||||||
07 | AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF PURCHASE OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
08 | AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND CONVERTIBLE BONDS (WITH THE POSSIBILITY OF EXCLUDING PRE- EMPTIVE RIGHTS), CREATION OF CONDITIONAL CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
09 | NEW AUTHORIZED CAPITAL IN AN AMOUNT OF 230.4 MILLION EURO, POSSIBILITY TO EXCLUDE SHAREHOLDERS' PRE-EMPTIVE RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
10 | NEW AUTHORIZED CAPITAL OF 230.4 MILLION EURO, POSSIBILITY TO EXCLUDE PRE-EMPTIVE RIGHTS FOR CAPITAL INCREASE IN KIND | Mgmt | For | For | ||||||||||||||||||||
11 | NEW AUTHORIZED CAPITAL, AMOUNT OF 691.2 MILLION EURO WITHOUT EXCLUSION OF PRE-EMPTIVE RIGHTS, EXCEPT FOR FRACTIONAL AMOUNTS. | Mgmt | For | For | ||||||||||||||||||||
12 | ELECTION TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
13 | APPROVAL OF CONCLUSION OF PARTIAL PROFIT TRANSFER AGREEMENT BETWEEN DEUTSCHE BANK AG AND DEUTSCHE BANK FINANCIAL LLC | Mgmt | For | For | ||||||||||||||||||||
CM1 | COUNTER MOTION 1 | Mgmt | Against | |||||||||||||||||||||
CM2 | COUNTER MOTION 2 | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1245600000 | 1245600000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ELAN CORPORATION, PLC | ||||||||||||||||||||||||
Security: 284131208 | Agenda Number: 933443931 | |||||||||||||||||||||||
Ticker: ELN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2841312083 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2010 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. | Mgmt | For | For | ||||||||||||||||||||
O2 | TO ELECT MR. ROBERT INGRAM WHO RETIRES FROM THE BOARD IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION. | Mgmt | For | For | ||||||||||||||||||||
O3 | TO RE-ELECT MR. GILES KERR WHO RETIRES FROM THE BOARD BY ROTATION IN ACCORDANCE WITH THE REQUIREMENTS OF THE ARTICLES OF ASSOCIATION. | Mgmt | For | For | ||||||||||||||||||||
O4 | TO RE-ELECT MR. KIERAN MCGOWAN WHO RETIRES FROM THE BOARD IN ACCORDANCE WITH THE REQUIREMENTS OF THE COMBINED CODE. | Mgmt | For | For | ||||||||||||||||||||
O5 | TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO RETIRES FROM THE BOARD IN ACCORDANCE WITH THE REQUIREMENTS OF THE COMBINED CODE. | Mgmt | For | For | ||||||||||||||||||||
O6 | TO RE-ELECT DR. DENNIS SELKOE WHO RETIRES FROM THE BOARD IN ACCORDANCE WITH THE REQUIREMENTS OF THE COMBINED CODE. | Mgmt | For | For | ||||||||||||||||||||
O7 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
O8 | TO AUTHORISE THE DIRECTORS TO ALLOT AND ISSUE RELEVANT SECURITIES. | Mgmt | Against | Against | ||||||||||||||||||||
S9 | TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
S10 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES. | Mgmt | For | For | ||||||||||||||||||||
S11 | TO SET THE RE-ISSUE PRICE RANGE FOR TREASURY SHARES. | Mgmt | For | For | ||||||||||||||||||||
S12 | TO RETAIN A 14 DAY NOTICE PERIOD FOR EXTRAORDINARY GENERAL MEETINGS. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 230900000 | 230900000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ELDORADO GOLD CORPORATION | ||||||||||||||||||||||||
Security: 284902103 | Agenda Number: 933404965 | |||||||||||||||||||||||
Ticker: EGO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA2849021035 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 K. ROSS CORY | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT R. GILMORE | Mgmt | For | For | |||||||||||||||||||||
3 GEOFFREY A. HANDLEY | Mgmt | For | For | |||||||||||||||||||||
4 WAYNE D. LENTON | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL PRICE | Mgmt | For | For | |||||||||||||||||||||
6 JONATHAN A. RUBENSTEIN | Mgmt | For | For | |||||||||||||||||||||
7 DONALD M. SHUMKA | Mgmt | For | For | |||||||||||||||||||||
8 PAUL N. WRIGHT | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR (SEE PAGE 19 OF THE MANAGEMENT PROXY CIRCULAR) | Mgmt | For | For | ||||||||||||||||||||
03 | AUTHORIZE THE DIRECTORS TO SET THE AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS THE INDEPENDENT AUDITOR (SEE PAGE 19 OF THE MANAGEMENT PROXY CIRCULAR) | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVE THE ORDINARY RESOLUTION SET OUT ON PAGE 21 OF THE MANAGEMENT PROXY CIRCULAR APPROVING THE AMENDED AND RESTATED INCENTIVE STOCK OPTION PLAN FOR EMPLOYEES, CONSULTANTS AND ADVISORS AND THE AMENDED AND RESTATED INCENTIVE STOCK OPTION PLAN FOR OFFICERS AND DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 33100000 | 33100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ELETROBRAS: C.E.B. S.A. | ||||||||||||||||||||||||
Security: 15234Q207 | Agenda Number: 933466410 | |||||||||||||||||||||||
Ticker: EBR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US15234Q2075 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ADMINISTRATION REPORT, FINANCIAL STATEMENTS AND FISCAL COUNCIL OPINION, CONCERNING DECEMBER 31, 2010 RESULTS. | Mgmt | For | Against | ||||||||||||||||||||
02 | DESTINATION OF NET PROFIT OF THE YEAR AND DISTRIBUTION OF SHAREHOLDER REMUNERATION. | Mgmt | For | Against | ||||||||||||||||||||
03 | ELECTION OF BOARD OF DIRECTORS, INCLUDING THE CHAIRMAN. | Mgmt | For | Against | ||||||||||||||||||||
04 | ELECTION OF FISCAL COUNCIL MEMBERS AND THEIR RESPECTIVE SUBSTITUTES. | Mgmt | For | Against | ||||||||||||||||||||
05 | REMUNERATION OF BOARD OF DIRECTORS, FISCAL COUNCIL AND EXECUTIVE BOARD OF DIRECTORS. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1165400000 | 1165400000 | 0 | 6/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EMBRAER S A | ||||||||||||||||||||||||
Security: 29082A107 | Agenda Number: 933426997 | |||||||||||||||||||||||
Ticker: ERJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29082A1079 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
E1 | RESOLVE THE PROPOSAL OF BOARD TO (I) INCREASE NUMBER OF MEMBERS OF BOARD FROM 11 TO 13, & THEREFORE, TO AMEND BYLAWS; (II) INCREASE FROM 7 TO 9 THE NUMBER OF AFFIRMATIVE VOTES OF BOARD NECESSARY TO REMOVE OFFICERS FROM OFFICE, & THEREFORE ADJUSTING ARTICLE 33 OF BYLAWS; (III) AMEND FROM 4 TO 5 THE MAXIMUM NUMBER OF MEMBERS OF BOARD COMMITTEES, & THEREFORE AMENDING BYLAWS | Mgmt | Against | Against | ||||||||||||||||||||
O1 | TO TAKE THE MANAGEMENT'S REPORT, EXAMINE, DISCUSS AND VOTE THE FINANCIAL STATEMENTS OF THE FISCAL YEAR ENDED IN DECEMBER 31ST, 2010 | Mgmt | For | For | ||||||||||||||||||||
O2 | TO RESOLVE ON THE ALLOCATION OF THE NET INCOME OF THE FISCAL YEAR ENDED IN DECEMBER 31ST, 2010 AND THE DISTRIBUTION OF DIVIDENDS | Mgmt | For | For | ||||||||||||||||||||
O3 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
O4 | TO ELECT THE MEMBERS OF THE AUDIT COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
O5 | THE SETTING-UP OF THE OFFICERS AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS GLOBAL ANNUAL COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
O6 | THE SETTING-UP OF THE AUDIT COMMITTEE GLOBAL ANNUAL COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 181500000 | 181500000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EMPRESA NACIONAL DE ELECTRICIDAD S.A. | ||||||||||||||||||||||||
Security: 29244T101 | Agenda Number: 933399885 | |||||||||||||||||||||||
Ticker: EOC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29244T1016 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE ANNUAL REPORT, FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS AND INSPECTORS OF ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF PROFITS AND DIVIDENDS DISTRIBUTION. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY PROPOSED BY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
05 | SETTING THE COMPENSATION OF THE BOARD OF DIRECTORS. | Mgmt | Abstain | Against | ||||||||||||||||||||
06 | SETTING THE COMPENSATION OF THE DIRECTORS' COMMITTEE AND THE APPROVAL OF THEIR BUDGET FOR THE YEAR 2011. | Mgmt | Abstain | Against | ||||||||||||||||||||
08 | APPOINTMENT OF AN EXTERNAL AUDITING FIRM FOR 2011, GOVERNED BY CHAPTER XXVIII OF THE SECURITIES MARKET LAW 18,045. | Mgmt | For | For | ||||||||||||||||||||
09 | ELECTION OF TWO ACCOUNT INSPECTORS AND THEIR ALTERNATES, AND SETTING THEIR COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
11 | OTHER MATTERS OF SOCIAL INTEREST AND COMPETENCE OF THE MEETING. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 84400000 | 84400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENBRIDGE INC. | ||||||||||||||||||||||||
Security: 29250N105 | Agenda Number: 933395964 | |||||||||||||||||||||||
Ticker: ENB | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA29250N1050 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID A. ARLEDGE | Mgmt | For | For | |||||||||||||||||||||
2 JAMES J. BLANCHARD | Mgmt | For | For | |||||||||||||||||||||
3 J. LORNE BRAITHWAITE | Mgmt | For | For | |||||||||||||||||||||
4 PATRICK D. DANIEL | Mgmt | For | For | |||||||||||||||||||||
5 J. HERB ENGLAND | Mgmt | For | For | |||||||||||||||||||||
6 CHARLES W. FISCHER | Mgmt | For | For | |||||||||||||||||||||
7 V.M. KEMPSTON DARKES | Mgmt | For | For | |||||||||||||||||||||
8 DAVID A. LESLIE | Mgmt | For | For | |||||||||||||||||||||
9 GEORGE K. PETTY | Mgmt | For | For | |||||||||||||||||||||
10 CHARLES E. SHULTZ | Mgmt | For | For | |||||||||||||||||||||
11 DAN C. TUTCHER | Mgmt | For | For | |||||||||||||||||||||
12 CATHERINE L. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | AMENDMENT OF ARTICLES TO ALLOW FOR A DIVISION OF COMMON SHARES ON A TWO FOR ONE BASIS | Mgmt | For | For | ||||||||||||||||||||
04 | INCREASE IN THE NUMBER OF COMMON SHARES RESERVED UNDER THE STOCK OPTION PLANS | Mgmt | For | For | ||||||||||||||||||||
05 | AMENDMENT, CONTINUATION AND APPROVAL OF THE SHAREHOLDER RIGHTS PLAN | Mgmt | For | For | ||||||||||||||||||||
06 | APPROACH TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 237400000 | 237400000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENCANA CORPORATION | ||||||||||||||||||||||||
Security: 292505104 | Agenda Number: 933392540 | |||||||||||||||||||||||
Ticker: ECA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA2925051047 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER A. DEA | Mgmt | For | For | |||||||||||||||||||||
2 RANDALL K. ERESMAN | Mgmt | For | For | |||||||||||||||||||||
3 CLAIRE S. FARLEY | Mgmt | For | For | |||||||||||||||||||||
4 FRED J. FOWLER | Mgmt | For | For | |||||||||||||||||||||
5 BARRY W. HARRISON | Mgmt | For | For | |||||||||||||||||||||
6 SUZANNE P. NIMOCKS | Mgmt | For | For | |||||||||||||||||||||
7 DAVID P. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
8 JANE L. PEVERETT | Mgmt | For | For | |||||||||||||||||||||
9 ALLAN P. SAWIN | Mgmt | For | For | |||||||||||||||||||||
10 BRUCE G. WATERMAN | Mgmt | For | For | |||||||||||||||||||||
11 CLAYTON H. WOITAS | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF AUDITOR - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION (AS DESCRIBED ON PAGE 12 OF THE ACCOMPANYING INFORMATION CIRCULAR). | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 353300000 | 353300000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENERPLUS CORPORATION | ||||||||||||||||||||||||
Security: 292766102 | Agenda Number: 933409054 | |||||||||||||||||||||||
Ticker: ERF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA2927661025 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWIN V. DODGE | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT B. HODGINS | Mgmt | For | For | |||||||||||||||||||||
3 GORDON J. KERR | Mgmt | For | For | |||||||||||||||||||||
4 DOUGLAS R. MARTIN | Mgmt | For | For | |||||||||||||||||||||
5 DAVID P. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
6 ELLIOTT PEW | Mgmt | For | For | |||||||||||||||||||||
7 GLEN D. ROANE | Mgmt | For | For | |||||||||||||||||||||
8 W.C. (MIKE) SETH | Mgmt | For | For | |||||||||||||||||||||
9 DONALD T. WEST | Mgmt | For | For | |||||||||||||||||||||
10 HARRY B. WHEELER | Mgmt | For | For | |||||||||||||||||||||
11 CLAYTON H. WOITAS | Mgmt | For | For | |||||||||||||||||||||
12 ROBERT L. ZORICH | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPOINT DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 31600000 | 31600000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ENERSIS S.A. | ||||||||||||||||||||||||
Security: 29274F104 | Agenda Number: 933399897 | |||||||||||||||||||||||
Ticker: ENI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29274F1049 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | PROFIT DISTRIBUTION FOR THE PERIOD AND DIVIDEND PAYMENTS. | Mgmt | For | For | ||||||||||||||||||||
03 | SETTING OF BOARD OF DIRECTORS' COMPENSATION. | Mgmt | Abstain | Against | ||||||||||||||||||||
04 | SETTING OF DIRECTORS' COMMITTEE'S COMPENSATION AND THEIR BUDGET FOR 2011. | Mgmt | Abstain | Against | ||||||||||||||||||||
06 | APPOINTMENT OF AN EXTERNAL AUDITING FIRM GOVERNED BY CHAPTER XXVIII OF SECURITIES MARKET LAW 18,045. | Mgmt | For | For | ||||||||||||||||||||
07 | APPOINTMENT OF TWO ACCOUNT INSPECTORS, INCLUDING TWO DEPUTIES, AND SETTING OF THEIR COMPENSATION. | Mgmt | Abstain | Against | ||||||||||||||||||||
08 | APPOINTMENT OF RISK RATING AGENCIES. | Mgmt | Abstain | Against | ||||||||||||||||||||
09 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | Mgmt | Abstain | Against | ||||||||||||||||||||
13 | OTHER MATTERS OF INTEREST AND COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING. | Mgmt | Against | Against | ||||||||||||||||||||
14 | OTHER NECESSARY RESOLUTIONS FOR THE PROPER IMPLEMENTATION OF THE ABOVE MENTIONED AGREEMENTS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 524700000 | 524700000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FIBRIA CELULOSE S A | ||||||||||||||||||||||||
Security: 31573A109 | Agenda Number: 933418572 | |||||||||||||||||||||||
Ticker: FBR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US31573A1097 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1A | TAKE THE ACCOUNTS OF THE MANAGEMENT, EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS, ACCOMPANIED BY THE REPORT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
O1B | ALLOCATION OF NET PROFIT EARNED AND DISTRIBUTION OF DIVIDENDS, INCLUDING AMOUNT OF MANDATORY DIVIDEND NOT DISTRIBUTED FOR 2009 | Mgmt | For | For | ||||||||||||||||||||
O1C | RESOLVE ON THE PROPOSED CAPITAL BUDGET FOR 2011 | Mgmt | For | For | ||||||||||||||||||||
O1D | ELECT THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
O1E | ELECT THE MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
O1F | SET THE AGGREGATE ANNUAL REMUNERATION TO MANAGEMENT AND MEMBERS OF THE COUNCIL, THE LATTER IN ACCORDANCE WITH LIMIT ESTABLISHED IN ARTICLE 162, PARAGRAPH 3 OF THE BRAZILIAN CORPORATION LAW | Mgmt | Against | Against | ||||||||||||||||||||
E2A | AMEND (I) THE LEAD PARAGRAPH OF ARTICLE 5 OF THE COMPANY'S BYLAWS TO RECTIFY THE AMOUNT OF THE CAPITAL STOCK AND (II) THE NAME OF THE FINANCE COMMITTEE, AS ESTABLISHED ON ITEM XX OF ARTICLE 17 OF THE COMPANY'S BYLAWS, TO FINANCIAL COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
E2B | APPROVE THE CONSOLIDATION OF THE COMPANY'S BYLAWS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 230100000 | 230100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||||||||||||
Security: 344419106 | Agenda Number: 933383464 | |||||||||||||||||||||||
Ticker: FMX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3444191064 | Meeting Date: 3/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | REPORT OF CHIEF EXECUTIVE OFFICER, OPINION OF BOARD REGARDING THE CONTENT OF THE REPORT OF CHIEF EXECUTIVE OFFICER AND REPORTS OF THE BOARD; REPORTS OF THE CHAIRMEN OF AUDIT AND CORPORATE PRACTICES COMMITTEES; PRESENTATION OF FINANCIAL STATEMENTS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | Abstain | Against | ||||||||||||||||||||
02 | REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. | Mgmt | Abstain | Against | ||||||||||||||||||||
03 | APPLICATION OF RESULTS FOR THE 2010 FISCAL YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, IN MEXICAN PESOS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO DETERMINE AS MAXIMUM AMOUNT OF RESOURCES TO BE USED FOR SHARE REPURCHASE PROGRAM, AMOUNT OF $3,000,000,000.00 MEXICAN PESOS. | Mgmt | For | For | ||||||||||||||||||||
05 | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ELECTION OF MEMBERS OF COMMITTEES: I) FINANCE & PLANNING, II) AUDIT, III) CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Mgmt | Against | Against | ||||||||||||||||||||
07 | APPOINTMENT OF DELEGATES FOR THE EXECUTION AND FORMALIZATION OF THE MEETING'S RESOLUTION. | Mgmt | For | For | ||||||||||||||||||||
08 | READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 264800000 | 264800000 | 0 | 3/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRANCE TELECOM | ||||||||||||||||||||||||
Security: 35177Q105 | Agenda Number: 933448878 | |||||||||||||||||||||||
Ticker: FTE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US35177Q1058 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
O3 | ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
O4 | AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE (CODE DE COMMERCE) | Mgmt | For | For | ||||||||||||||||||||
O5 | RENEWAL OF THE APPOINTMENT OF MR. BERNARD DUFAU AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O6 | APPOINTMENT OF MRS. HELLE KRISTOFFERSEN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O7 | APPOINTMENT OF MRS. MURIEL PENICAUD AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O8 | APPOINTMENT OF MR. JEAN-MICHEL SEVERINO AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O9 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER FRANCE TELECOM'S SHARES | Mgmt | For | For | ||||||||||||||||||||
E10 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
E11 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS IN THE CONTEXT OF A PUBLIC OFFER | Mgmt | For | For | ||||||||||||||||||||
E12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER AS DESCRIBED IN PARAGRAPH II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER) | Mgmt | For | For | ||||||||||||||||||||
E13 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF ISSUABLE SECURITIES, IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
E14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
E15 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN ORDER TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL | Mgmt | For | For | ||||||||||||||||||||
E16 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES RESERVED FOR PERSONS THAT SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A. | Mgmt | For | For | ||||||||||||||||||||
E17 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. THAT HAVE SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
E18 | OVERALL LIMIT OF AUTHORIZATIONS | Mgmt | For | For | ||||||||||||||||||||
E19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES GIVING ACCESS TO THE ALLOCATION OF DEBT SECURITIES | Mgmt | For | For | ||||||||||||||||||||
E20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Mgmt | For | For | ||||||||||||||||||||
E21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF SAVINGS PLANS | Mgmt | For | For | ||||||||||||||||||||
E22 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES | Mgmt | For | For | ||||||||||||||||||||
E23 | POWERS FOR FORMALITIES | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 3277100000 | 3277100000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRESENIUS MEDICAL CARE AG & CO. KGAA | ||||||||||||||||||||||||
Security: 358029106 | Agenda Number: 933424587 | |||||||||||||||||||||||
Ticker: FMS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3580291066 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PRESENTATION OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED GROUP FINANCIAL STATEMENTS EACH APPROVED BY THE SUPERVISORY BOARD, THE MANAGEMENT REPORTS FOR THE CONSOLIDATED GROUP, THE REPORT BY THE GENERAL PARTNER WITH REGARD TO THE INFORMATION PURSUANT TO SECTIONS 289 (4), 315 (4) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH - HGB) AND THE REPORT OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2010; RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF FRESENIUS MEDICAL CARE AG & CO. KGAA FOR FISCAL YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | RESOLUTION ON THE ALLOCATION OF DISTRIBUTABLE PROFIT | Mgmt | For | For | ||||||||||||||||||||
03 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE GENERAL PARTNER | Mgmt | For | For | ||||||||||||||||||||
04 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
05 | RESOLUTION ON THE APPROVAL OF THE REVISED SYSTEM OF COMPENSATION OF THE MANAGEMENT BOARD MEMBERS OF THE GENERAL PARTNER | Mgmt | For | For | ||||||||||||||||||||
06 | ELECTION OF THE AUDITORS AND CONSOLIDATED GROUP AUDITORS FOR FISCAL YEAR 2011 | Mgmt | For | For | ||||||||||||||||||||
7A | ELECTION OF DR GERD KRICK TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
7B | ELECTION OF DR DIETER SCHENK TO THE SUPERVISORY BOARD | Mgmt | Against | Against | ||||||||||||||||||||
7C | ELECTION OF PROF DR BERND FAHRHOLZ TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
7D | ELECTION OF DR WALTER L. WEISMAN TO THE SUPERVISORY BOARD AND JOINT COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
7E | ELECTION OF WILLIAM P. JOHNSTON TO THE SUPERVISORY BOARD AND JOINT COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
7F | ELECTION OF ROLF A. CLASSON TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
08 | RESOLUTION ON MODIFICATIONS OF THE REMUNERATION OF THE SUPERVISORY BOARD AND ITS COMMITTEES AND ON THE CORRESPONDING AMENDMENTS TO ARTICLES 13 AND 13E OF THE ARTICLES OF ASSOCIATION | Mgmt | Against | Against | ||||||||||||||||||||
09 | RESOLUTIONS ON THE CANCELLATION OF CONDITIONAL CAPITALS AND A CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION AS WELL AS ON AUTHORIZING THE GRANTING OF OPTIONS TO MANAGERIAL STAFF MEMBERS (FUHRUNGSKRAFTE) AND MEMBERS OF THE MANAGEMENT OF FRESENIUS MEDICAL CARE AG & CO. KGAA OR AN AFFILIATE (STOCK OPTION PROGRAM 2011) AND THE CREATION OF CONDITIONAL CAPITAL TO PROVIDE FOR THE STOCK OPTION PROGRAM 2011 AND A CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
10 | RESOLUTION ON THE AUTHORIZATION TO PURCHASE AND USE TREASURY SHARES PURSUANT TO SECTION 71 (1) NO. 8 AKTG AND ON THE EXCLUSION OF SUBSCRIPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
11 | RESOLUTION(S) ADDED UPON SHAREHOLDER REQUEST PURSUANT TO SECTION 122 (2) GERMAN STOCK CORPORATION ACT (AKTIENGESETZ), IF ANY | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 212100000 | 212100000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GILDAN ACTIVEWEAR INC. | ||||||||||||||||||||||||
Security: 375916103 | Agenda Number: 933363777 | |||||||||||||||||||||||
Ticker: GIL | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA3759161035 | Meeting Date: 2/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM D. ANDERSON | Mgmt | No vote | ||||||||||||||||||||||
2 ROBERT M. BAYLIS | Mgmt | No vote | ||||||||||||||||||||||
3 GLENN J. CHAMANDY | Mgmt | No vote | ||||||||||||||||||||||
4 RUSSELL GOODMAN | Mgmt | No vote | ||||||||||||||||||||||
5 GEORGE HELLER | Mgmt | No vote | ||||||||||||||||||||||
6 SHEILA O'BRIEN | Mgmt | No vote | ||||||||||||||||||||||
7 PIERRE ROBITAILLE | Mgmt | No vote | ||||||||||||||||||||||
8 JAMES R. SCARBOROUGH | Mgmt | No vote | ||||||||||||||||||||||
9 RICHARD P. STRUBEL | Mgmt | No vote | ||||||||||||||||||||||
10 GONZALO F. VALDES-FAULI | Mgmt | No vote | ||||||||||||||||||||||
02 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS FOR THE ENSUING YEAR. | Mgmt | No vote | |||||||||||||||||||||
03 | CONFIRMING THE ADOPTION AND RATIFYING THE SHAREHOLDER RIGHTS PLAN ADOPTED BY THE BOARD OF DIRECTORS OF THE CORPORATION ON DECEMBER 1, 2010; SEE SCHEDULE "E" TO THE MANAGEMENT PROXY CIRCULAR. | Mgmt | No vote | |||||||||||||||||||||
04 | AMENDING THE ARTICLES OF THE CORPORATION IN ORDER TO CHANGE THE MAXIMUM NUMBER OF DIRECTORS FROM 10 TO 12; SEE SCHEDULE "F" TO THE MANAGEMENT PROXY CIRCULAR. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 37700000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||||||||||||
Security: 37733W105 | Agenda Number: 933394556 | |||||||||||||||||||||||
Ticker: GSK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US37733W1053 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | TO ELECT MR SIMON DINGEMANS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
04 | TO ELECT MS STACEY CARTWRIGHT AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
05 | TO ELECT MS JUDY LEWENT AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT MR ANDREW WITTY AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT MR LARRY CULP AS A DIRECTOR | Mgmt | Against | Against | ||||||||||||||||||||
11 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | Mgmt | Against | Against | ||||||||||||||||||||
13 | TO RE-ELECT MR JAMES MURDOCH AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
16 | TO RE-ELECT MR TOM DE SWAAN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
17 | TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
18 | TO RE-APPOINT AUDITORS | Mgmt | For | For | ||||||||||||||||||||
19 | TO DETERMINE REMUNERATION OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
20 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Mgmt | For | For | ||||||||||||||||||||
21 | TO AUTHORISE ALLOTMENT OF SHARES | Mgmt | For | For | ||||||||||||||||||||
S22 | TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
S23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
24 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Mgmt | For | For | ||||||||||||||||||||
S25 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1175700000 | 1175700000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GOLDCORP INC. | ||||||||||||||||||||||||
Security: 380956409 | Agenda Number: 933411693 | |||||||||||||||||||||||
Ticker: GG | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA3809564097 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A | DIRECTOR | |||||||||||||||||||||||
1 IAN W. TELFER | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS M. HOLTBY | Mgmt | For | For | |||||||||||||||||||||
3 CHARLES A. JEANNES | Mgmt | For | For | |||||||||||||||||||||
4 JOHN P. BELL | Mgmt | For | For | |||||||||||||||||||||
5 LAWRENCE I. BELL | Mgmt | For | For | |||||||||||||||||||||
6 BEVERLEY A. BRISCOE | Mgmt | For | For | |||||||||||||||||||||
7 PETER J. DEY | Mgmt | For | For | |||||||||||||||||||||
8 P. RANDY REIFEL | Mgmt | For | For | |||||||||||||||||||||
9 A. DAN ROVIG | Mgmt | For | For | |||||||||||||||||||||
10 KENNETH F. WILLIAMSON | Mgmt | For | For | |||||||||||||||||||||
B | IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION; | Mgmt | For | For | ||||||||||||||||||||
C | A RESOLUTION APPROVING AN AMENDED AND RESTATED STOCK OPTION PLAN FOR THE COMPANY; | Mgmt | For | For | ||||||||||||||||||||
D | A RESOLUTION AMENDING ARTICLES OF THE COMPANY TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS FROM 10 TO 12; | Mgmt | For | For | ||||||||||||||||||||
E | THE SHAREHOLDER PROPOSAL ATTACHED AS SCHEDULE "C" TO THE MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION FORM. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 69900000 | 69900000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||||||||||||
Security: 40049J206 | Agenda Number: 933432851 | |||||||||||||||||||||||
Ticker: TV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US40049J2069 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
I | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Mgmt | Abstain | Against | ||||||||||||||||||||
II | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 229400000 | 229400000 | 0 | 4/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HITACHI, LTD. | ||||||||||||||||||||||||
Security: 433578507 | Agenda Number: 933474239 | |||||||||||||||||||||||
Ticker: HIT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4335785071 | Meeting Date: 6/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: TAKASHI KAWAMURA | Mgmt | For | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: YOSHIE OTA | Mgmt | For | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MITSUO OHASHI | Mgmt | For | |||||||||||||||||||||
1D | ELECTION OF DIRECTOR: NOBUO KATSUMATA | Mgmt | For | |||||||||||||||||||||
1E | ELECTION OF DIRECTOR: TOHRU MOTOBAYASHI | Mgmt | For | |||||||||||||||||||||
1F | ELECTION OF DIRECTOR: ISAO ONO | Mgmt | For | |||||||||||||||||||||
1G | ELECTION OF DIRECTOR: STEPHEN GOMERSALL | Mgmt | For | |||||||||||||||||||||
1H | ELECTION OF DIRECTOR: TADAMICHI SAKIYAMA | Mgmt | For | |||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MASAHARU SUMIKAWA | Mgmt | For | |||||||||||||||||||||
1J | ELECTION OF DIRECTOR: HIROAKI NAKANISHI | Mgmt | For | |||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MICHIHARU NAKAMURA | Mgmt | For | |||||||||||||||||||||
1L | ELECTION OF DIRECTOR: TAKASHI HATCHOJI | Mgmt | For | |||||||||||||||||||||
1M | ELECTION OF DIRECTOR: TAKASHI MIYOSHI | Mgmt | For | |||||||||||||||||||||
02 | REMOVAL OF 1 DIRECTOR | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2018300000 | 2018300000 | 0 | 6/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HONDA MOTOR CO., LTD. | ||||||||||||||||||||||||
Security: 438128308 | Agenda Number: 933471916 | |||||||||||||||||||||||
Ticker: HMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4381283088 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DISTRIBUTION OF DIVIDENDS | Mgmt | For | Against | ||||||||||||||||||||
02 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION | Mgmt | For | Against | ||||||||||||||||||||
03 | DIRECTOR | |||||||||||||||||||||||
1 KOICHI KONDO | Mgmt | For | For | |||||||||||||||||||||
2 TAKANOBU ITO | Mgmt | For | For | |||||||||||||||||||||
3 AKIO HAMADA | Mgmt | For | For | |||||||||||||||||||||
4 TATSUHIRO OYAMA | Mgmt | For | For | |||||||||||||||||||||
5 FUMIHIKO IKE | Mgmt | For | For | |||||||||||||||||||||
6 TOMOHIKO KAWANABE | Mgmt | For | For | |||||||||||||||||||||
7 KENSAKU HOGEN | Mgmt | For | For | |||||||||||||||||||||
8 NOBUO KUROYANAGI | Mgmt | For | For | |||||||||||||||||||||
9 TAKEO FUKUI | Mgmt | For | For | |||||||||||||||||||||
10 TAKUJI YAMADA | Mgmt | For | For | |||||||||||||||||||||
11 MASAHIRO YOSHIDA | Mgmt | For | For | |||||||||||||||||||||
12 YOSHIHARU YAMAMOTO* | Mgmt | For | For | |||||||||||||||||||||
4A | ELECTION OF CORPORATE AUDITOR: HIROTAKE ABE* | Mgmt | For | Against | ||||||||||||||||||||
4B | ELECTION OF CORPORATE AUDITOR: TOMOCHIKA IWASHITA* | Mgmt | Against | Against | ||||||||||||||||||||
05 | PAYMENT OF BONUS TO DIRECTORS AND CORPORATE AUDITORS FOR THE 87TH FISCAL YEAR | Mgmt | Against | Against | ||||||||||||||||||||
06 | AMENDMENT TO THE AMOUNT OF REMUNERATION, ETC. GIVEN TO DIRECTORS AND CORPORATE AUDITORS | Mgmt | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2428200000 | 2428200000 | 0 | 6/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HSBC HOLDINGS PLC | ||||||||||||||||||||||||
Security: 404280406 | Agenda Number: 933434970 | |||||||||||||||||||||||
Ticker: HBC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4042804066 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE REPORT AND ACCOUNTS FOR 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2010 | Mgmt | Against | Against | ||||||||||||||||||||
3A | TO RE-ELECT S A CATZ A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3B | TO RE-ELECT L M L CHA A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3C | TO RE-ELECT M K T CHEUNG A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3D | TO RE-ELECT J D COOMBE A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3E | TO RE-ELECT R A FAIRHEAD A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3F | TO RE-ELECT D J FLINT A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3G | TO RE-ELECT A A FLOCKHART A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3H | TO RE-ELECT S T GULLIVER A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3I | TO RE-ELECT J W J HUGHES-HALLETT A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3J | TO RE-ELECT W S H LAIDLAW A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3K | TO RE-ELECT J R LOMAX A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3L | TO RE-ELECT I J MACKAY A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3M | TO RE-ELECT G MORGAN A DIRECTOR | Mgmt | Against | Against | ||||||||||||||||||||
3N | TO RE-ELECT N R N MURTHY A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3O | TO RE-ELECT SIR SIMON ROBERTSON A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3P | TO RE-ELECT J L THORNTON A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
3Q | TO RE-ELECT SIR BRIAN WILLIAMSON A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
04 | TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
05 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
S6 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE THE HSBC SHARE PLAN 2011 | Mgmt | For | For | ||||||||||||||||||||
08 | TO APPROVE FEES PAYABLE TO NON- EXECUTIVE DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
S9 | TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2055500000 | 2055500000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IAMGOLD CORPORATION | ||||||||||||||||||||||||
Security: 450913108 | Agenda Number: 933438625 | |||||||||||||||||||||||
Ticker: IAG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA4509131088 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DEREK BULLOCK | Mgmt | For | For | |||||||||||||||||||||
2 JOHN E. CALDWELL | Mgmt | For | For | |||||||||||||||||||||
3 DONALD K. CHARTER | Mgmt | For | For | |||||||||||||||||||||
4 W. ROBERT DENGLER | Mgmt | For | For | |||||||||||||||||||||
5 GUY G. DUFRESNE | Mgmt | For | For | |||||||||||||||||||||
6 STEPHEN J.J. LETWIN | Mgmt | For | For | |||||||||||||||||||||
7 MAHENDRA NAIK | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM D. PUGLIESE | Mgmt | For | For | |||||||||||||||||||||
9 JOHN T. SHAW | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RESOLVED, ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF THE CORPORATION, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2011 ANNUAL MEETING OF SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 52400000 | 52400000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IMPERIAL OIL LIMITED | ||||||||||||||||||||||||
Security: 453038408 | Agenda Number: 933383945 | |||||||||||||||||||||||
Ticker: IMO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA4530384086 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY UNTIL THE NEXT ANNUAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 K.T. HOEG | Mgmt | For | For | |||||||||||||||||||||
2 B.H. MARCH | Mgmt | For | For | |||||||||||||||||||||
3 J.M. MINTZ | Mgmt | For | For | |||||||||||||||||||||
4 R.C. OLSEN | Mgmt | For | For | |||||||||||||||||||||
5 D.S. SUTHERLAND | Mgmt | For | For | |||||||||||||||||||||
6 S.D. WHITTAKER | Mgmt | For | For | |||||||||||||||||||||
7 V.L. YOUNG | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 511900000 | 511900000 | 0 | 3/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ING GROEP N.V. | ||||||||||||||||||||||||
Security: 456837103 | Agenda Number: 933407783 | |||||||||||||||||||||||
Ticker: ING | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4568371037 | Meeting Date: 5/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
2C | ANNUAL ACCOUNTS FOR 2010 | Mgmt | For | For | ||||||||||||||||||||
4B | REMUNERATION POLICY FOR MEMBERS OF THE EXECUTIVE BOARD | Mgmt | For | For | ||||||||||||||||||||
5B | AMENDMENT ARTICLES OF ASSOCIATION A | Mgmt | For | For | ||||||||||||||||||||
5C | AMENDMENT ARTICLES OF ASSOCIATION B | Mgmt | For | For | ||||||||||||||||||||
7A | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
7B | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
08 | REAPPOINTMENT OF KOOS TIMMERMANS TO THE EXECUTIVE BOARD | Mgmt | For | For | ||||||||||||||||||||
9A | REAPPOINTMENT OF PETER ELVERDING TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
9B | REAPPOINTMENT OF HENK BREUKINK TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
9C | APPOINTMENT OF SJOERD VAN KEULEN TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
9D | APPOINTMENT OF JOOST KUIPER TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
9E | APPOINTMENT OF LUC VANDEWALLE TO THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
10A | AUTHORIZATION TO ISSUE ORDINARY SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS | Mgmt | For | For | ||||||||||||||||||||
10B | AUTHORIZATION TO ISSUE ORDINARY SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH A MERGER, TAKEOVER OF A BUSINESS OR A COMPANY, OR FOR THE SAFEGUARD OR CONSERVATION OF THE COMPANY'S CAPITAL POSITION | Mgmt | For | For | ||||||||||||||||||||
11A | AUTHORIZATION TO ACQUIRE ORDINARY SHARES OR DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL | Mgmt | For | For | ||||||||||||||||||||
11B | AUTHORIZATION TO ACQUIRE ORDINARY SHARES OR DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL IN CONNECTION WITH A MAJOR CAPITAL RESTRUCTURING | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 19140900000 | 19140900000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INTERCONTINENTAL HOTELS GROUP PLC | ||||||||||||||||||||||||
Security: 45857P301 | Agenda Number: 933416073 | |||||||||||||||||||||||
Ticker: IHG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45857P3010 | Meeting Date: 5/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | RECEIPT OF FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | DECLARATION OF FINAL DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
4A | ELECTION OF JAMES ABRAHAMSON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
4B | ELECTION OF KIRK KINSELL AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
4C | RE-ELECTION OF GRAHAM ALLAN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
4D | RE-ELECTION OF ANDREW COSSLETT AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
4E | RE-ELECTION OF DAVID KAPPLER AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Mgmt | For | For | ||||||||||||||||||||
4F | RE-ELECTION OF RALPH KUGLER AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Mgmt | For | For | ||||||||||||||||||||
4G | RE-ELECTION OF JENNIFER LAING AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
4H | RE-ELECTION OF JONATHAN LINEN AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Mgmt | For | For | ||||||||||||||||||||
4I | RE-ELECTION OF RICHARD SOLOMONS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
4J | RE-ELECTION OF DAVID WEBSTER AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
4K | RE-ELECTION OF YING YEH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Mgmt | For | For | ||||||||||||||||||||
05 | REAPPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
06 | AUTHORITY TO SET AUDITORS' REMUNERATION | Mgmt | For | For | ||||||||||||||||||||
07 | POLITICAL DONATIONS | Mgmt | For | For | ||||||||||||||||||||
08 | ALLOTMENT OF SHARES | Mgmt | For | For | ||||||||||||||||||||
09 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
10 | AUTHORITY TO PURCHASE OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
11 | NOTICE OF GENERAL MEETINGS | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 84500000 | 84500000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KB FINANCIAL GROUP INC | ||||||||||||||||||||||||
Security: 48241A105 | Agenda Number: 933375695 | |||||||||||||||||||||||
Ticker: KB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US48241A1051 | Meeting Date: 3/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF FINANCIAL STATEMENTS (BALANCE SHEET, INCOME STATEMENT AND STATEMENTS OF APPROPRIATION OF RETAINED EARNINGS) FOR FISCAL YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF DIRECTOR(S) | Mgmt | For | For | ||||||||||||||||||||
03 | APPOINTMENT OF MEMBERS OF THE AUDIT COMMITTEE, WHO ARE NON- EXECUTIVE DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE AGGREGATE REMUNERATION LIMIT FOR DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 10100000 | 10100000 | 0 | 3/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KINROSS GOLD CORPORATION | ||||||||||||||||||||||||
Security: 496902404 | Agenda Number: 933413724 | |||||||||||||||||||||||
Ticker: KGC | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA4969024047 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN A. BROUGH | Mgmt | For | For | |||||||||||||||||||||
2 TYE W. BURT | Mgmt | For | For | |||||||||||||||||||||
3 JOHN K. CARRINGTON | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD P. CLARK | Mgmt | For | For | |||||||||||||||||||||
5 JOHN M.H. HUXLEY | Mgmt | For | For | |||||||||||||||||||||
6 JOHN A. KEYES | Mgmt | For | For | |||||||||||||||||||||
7 C. MCLEOD-SELTZER | Mgmt | For | For | |||||||||||||||||||||
8 GEORGE F. MICHALS | Mgmt | For | For | |||||||||||||||||||||
9 JOHN E. OLIVER | Mgmt | For | For | |||||||||||||||||||||
10 TERENCE C.W. REID | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING THE SHARE INCENTIVE PLAN OF THE COMPANY TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 22,833,333 TO 26,833,333. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING THE RESTRICTED SHARE PLAN OF THE COMPANY TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 8,000,000 TO 20,000,000. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 153400000 | 153400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||||||||||||||
Security: 500472303 | Agenda Number: 933380696 | |||||||||||||||||||||||
Ticker: PHG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5004723038 | Meeting Date: 3/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
2A | ADOPTION OF THE 2010 FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
2C | ADOPTION OF A DIVIDEND OF EUR 0.75 PER COMMON SHARE IN CASH OR SHARES, AT THE OPTION OF THE SHAREHOLDER, AGAINST THE NET INCOME FOR 2010 OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
2D | DISCHARGE OF THE BOARD OF MANAGEMENT FOR THEIR RESPONSIBILITIES | Mgmt | For | For | ||||||||||||||||||||
2E | DISCHARGE OF THE SUPERVISORY BOARD FOR THEIR RESPONSIBILITIES | Mgmt | For | For | ||||||||||||||||||||
3A | APPOINTMENT OF MR. F.A. VAN HOUTEN AS PRESIDENT/CEO AND MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM APRIL 1, 2011 | Mgmt | For | For | ||||||||||||||||||||
3B | APPOINTMENT OF MR. R.H. WIRAHADIRAKSA AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM APRIL 1, 2011 | Mgmt | For | For | ||||||||||||||||||||
3C | APPOINTMENT OF MR. P.A.J. NOTA AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM APRIL 1, 2011 | Mgmt | For | For | ||||||||||||||||||||
4A | RE-APPOINTMENT OF MR. C.J.A. VAN LEDE AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MARCH 31, 2011 | Mgmt | Against | Against | ||||||||||||||||||||
4B | RE-APPOINTMENT OF MR. J.M. THOMPSON AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MARCH 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
4C | RE-APPOINTMENT OF MR. H. VON PRONDZYNSKI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MARCH 31, 2011 | Mgmt | Against | Against | ||||||||||||||||||||
4D | APPOINTMENT OF MR. J.P. TAI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MARCH 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
05 | RE-APPOINTMENT OF KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
6A | AUTHORIZATION OF THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER MARCH 31, 2011, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS LAID DOWN IN THE ARTICLES OF ASSOCIATION OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
6B | AUTHORIZATION OF THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER MARCH 31, 2011, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHT ACCRUING TO SHAREHOLDERS | Mgmt | For | For | ||||||||||||||||||||
07 | AUTHORIZATION OF THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER MARCH 31, 2011, WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, AND WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO ACQUIRE SHARES IN THE COMPANY PURSUANT TO AND SUBJECT TO THE LIMITATIONS SET FORTH IN THE AGENDA ATTACHED HERETO | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1149300000 | 1149300000 | 0 | 3/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KUBOTA CORPORATION | ||||||||||||||||||||||||
Security: 501173207 | Agenda Number: 933470229 | |||||||||||||||||||||||
Ticker: KUB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5011732071 | Meeting Date: 6/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 YASUO MASUMOTO | Mgmt | For | For | |||||||||||||||||||||
2 TETSUJI TOMITA | Mgmt | For | For | |||||||||||||||||||||
3 SATORU SAKAMOTO | Mgmt | For | For | |||||||||||||||||||||
4 TAKESHI TORIGOE | Mgmt | For | For | |||||||||||||||||||||
5 MASAYOSHI KITAOKA | Mgmt | For | For | |||||||||||||||||||||
6 TOSHIHIRO KUBO | Mgmt | For | For | |||||||||||||||||||||
7 YUZURU MIZUNO | Mgmt | For | For | |||||||||||||||||||||
8 JUNICHI SATO | Mgmt | For | For | |||||||||||||||||||||
2A | ELECTION OF CORPORATE AUDITOR: HIROKAZU NARA | Mgmt | For | Against | ||||||||||||||||||||
2B | ELECTION OF CORPORATE AUDITOR: HIROSHI SHIAKU | Mgmt | For | Against | ||||||||||||||||||||
2C | ELECTION OF CORPORATE AUDITOR: AKIRA NEGISHI | Mgmt | For | Against | ||||||||||||||||||||
2D | ELECTION OF CORPORATE AUDITOR: RYOJI SATO | Mgmt | Against | Against | ||||||||||||||||||||
03 | MATTERS CONCERNING BONUS PAYMENTS FOR DIRECTORS | Mgmt | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 231400000 | 231400000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KYOCERA CORPORATION | ||||||||||||||||||||||||
Security: 501556203 | Agenda Number: 933479102 | |||||||||||||||||||||||
Ticker: KYO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5015562037 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE DISPOSITION OF SURPLUS. (PLEASE SEE PAGE 3 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2A | ELECTION OF MAKOTO KAWAMURA AS A DIRECTOR. (PLEASE SEE PAGE 4 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2B | ELECTION OF TETSUO KUBA AS A DIRECTOR. (PLEASE SEE PAGE 4 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2C | ELECTION OF TATSUMI MAEDA AS A DIRECTOR. (PLEASE SEE PAGE 5 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2D | ELECTION OF HISAO HISAKI AS A DIRECTOR. (PLEASE SEE PAGE 5 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2E | ELECTION OF YASUYUKI YAMAMOTO AS A DIRECTOR. (PLEASE SEE PAGE 6 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2F | ELECTION OF GORO YAMAGUCHI AS A DIRECTOR. (PLEASE SEE PAGE 6 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2G | ELECTION OF SHOICHI AOKI AS A DIRECTOR. (PLEASE SEE PAGE 6 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2H | ELECTION OF KATSUMI KOMAGUCHI AS A DIRECTOR. (PLEASE SEE PAGE 7 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2I | ELECTION OF TSUTOMU YAMORI AS A DIRECTOR. (PLEASE SEE PAGE 7 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2J | ELECTION OF YOSHIHITO OHTA AS A DIRECTOR. (PLEASE SEE PAGE 7 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2K | ELECTION OF RODNEY N. LANTHORNE AS A DIRECTOR. (PLEASE SEE PAGE 8 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
2L | ELECTION OF JOHN S. GILBERTSON AS A DIRECTOR. (PLEASE SEE PAGE 8 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | For | For | ||||||||||||||||||||
03 | ELECTION OF YOSHIHIRO KANO AS A CORPORATE AUDITOR. (PLEASE SEE PAGE 9 OF THE COMPANY'S NOTICE OF MEETING). | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 116500000 | 116500000 | 0 | 6/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LAN AIRLINES S.A. | ||||||||||||||||||||||||
Security: 501723100 | Agenda Number: 933385684 | |||||||||||||||||||||||
Ticker: LFL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5017231003 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS OF LAN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Mgmt | For | |||||||||||||||||||||
B | APPROVAL OF DISTRIBUTION OF A DEFINITIVE DIVIDEND TO BE CHARGED TO THE EARNINGS OF THE FISCAL YEAR 2010, WHICH SHALL INCLUDE THE INTERIM DIVIDENDS OF US$0.2198 AND US$0.36896 PER SHARE PAID IN THE MONTHS OF AUGUST 2010 AND JANUARY 2011, RESPECTIVELY. | Mgmt | Abstain | |||||||||||||||||||||
C | DETERMINATION OF THE COMPENSATION FOR THE BOARD OF DIRECTORS FOR THE FISCAL YEAR 2011. | Mgmt | Abstain | |||||||||||||||||||||
D | DETERMINATION OF THE COMPENSATION FOR THE DIRECTOR'S COMMITTEE AND ITS BUDGET FOR THE FISCAL YEAR 2011. | Mgmt | Abstain | |||||||||||||||||||||
E | APPOINTMENT OF AN EXTERNAL AUDIT COMPANY; APPOINTMENT OF THE RATING AGENCIES; AND REPORTS REGARDING THE ISSUES CONTEMPLATED IN TITLE XVI OF LAW 18,046 ON CORPORATIONS. | Mgmt | For | |||||||||||||||||||||
F | INFORMATION REGARDING THE COST OF PROCESSING, PRINTING AND DISTRIBUTION OF THE INFORMATION REFERRED TO IN CIRCULAR 1,816 OF THE CHILEAN SUPERINTENDENCE OF SECURITIES AND INSURANCE. | Mgmt | For | |||||||||||||||||||||
G | DETERMINATION OF THE NEWSPAPER IN WHICH THE COMPANY WILL MAKE ITS PUBLICATIONS. | Mgmt | Abstain | |||||||||||||||||||||
H | OTHER MATTERS OF CORPORATE INTEREST THAT ARE TO BE REVIEWED BY THE ANNUAL SHAREHOLDERS' MEETING. | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 137300000 | 137300000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LLOYDS BANKING GROUP PLC | ||||||||||||||||||||||||
Security: 539439109 | Agenda Number: 933426202 | |||||||||||||||||||||||
Ticker: LYG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5394391099 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | RECEIVE THE REPORT AND ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
O2 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT | Mgmt | Against | Against | ||||||||||||||||||||
O3 | ELECTION OF MS A M FREW | Mgmt | For | For | ||||||||||||||||||||
O4 | ELECTION OF MR A HORTA-OSORIO | Mgmt | For | For | ||||||||||||||||||||
O5 | RE-ELECTION OF SIR WINFRIED BISCHOFF | Mgmt | For | For | ||||||||||||||||||||
O6 | RE-ELECTION OF SIR JULIAN HORN- SMITH | Mgmt | Against | Against | ||||||||||||||||||||
O7 | RE-ELECTION OF LORD LEITCH | Mgmt | For | For | ||||||||||||||||||||
O8 | RE-ELECTION OF MR G R MORENO | Mgmt | For | For | ||||||||||||||||||||
O9 | RE-ELECTION OF MR D L ROBERTS | Mgmt | For | For | ||||||||||||||||||||
O10 | RE-ELECTION OF MR T T RYAN, JR | Mgmt | For | For | ||||||||||||||||||||
O11 | RE-ELECTION OF MR M A SCICLUNA | Mgmt | For | For | ||||||||||||||||||||
O12 | RE-ELECTION OF MR G T TATE | Mgmt | For | For | ||||||||||||||||||||
O13 | RE-ELECTION OF MR T J W TOOKEY | Mgmt | For | For | ||||||||||||||||||||
O14 | RE-ELECTION OF MR A WATSON | Mgmt | For | For | ||||||||||||||||||||
O15 | RE-APPOINTMENT OF THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
O16 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
O17 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
O18 | APPROVAL OF THE LLOYDS BANKING GROUP DEFERRED BONUS PLAN 2008 | Mgmt | For | For | ||||||||||||||||||||
S19 | LIMITED DISAPPLICATION OF PRE- EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
S20 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS ORDINARY SHARES | Mgmt | For | For | ||||||||||||||||||||
S21 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS EXISTING PREFERENCE SHARES | Mgmt | For | For | ||||||||||||||||||||
S22 | NOTICE PERIOD FOR GENERAL MEETING | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 24669600000 | 24669600000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LUXOTTICA GROUP S.P.A. | ||||||||||||||||||||||||
Security: 55068R202 | Agenda Number: 933399809 | |||||||||||||||||||||||
Ticker: LUX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US55068R2022 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
02 | THE ALLOCATION OF NET INCOME AND DISTRIBUTION OF DIVIDENDS. | Mgmt | For | |||||||||||||||||||||
03 | THE APPOINTMENT OF THE COMPANY'S NEW INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012-2020 TERM. | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 248400000 | 248400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MAGNA INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 559222401 | Agenda Number: 933413027 | |||||||||||||||||||||||
Ticker: MGA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA5592224011 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FRANK STRONACH | Mgmt | For | For | |||||||||||||||||||||
2 HON. J. TREVOR EYTON | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL D. HARRIS | Mgmt | For | For | |||||||||||||||||||||
4 LADY BARBARA JUDGE | Mgmt | For | For | |||||||||||||||||||||
5 LOUIS E. LATAIF | Mgmt | For | For | |||||||||||||||||||||
6 KURT J. LAUK | Mgmt | For | For | |||||||||||||||||||||
7 DONALD RESNICK | Mgmt | For | For | |||||||||||||||||||||
8 DONALD J. WALKER | Mgmt | For | For | |||||||||||||||||||||
9 LAWRENCE D. WORRALL | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM YOUNG | Mgmt | For | For | |||||||||||||||||||||
02 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 415200000 | 415200000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MANULIFE FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 56501R106 | Agenda Number: 933395700 | |||||||||||||||||||||||
Ticker: MFC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA56501R1064 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 LINDA B. BAMMANN | Mgmt | For | For | |||||||||||||||||||||
2 JOSEPH P. CARON | Mgmt | For | For | |||||||||||||||||||||
3 JOHN M. CASSADAY | Mgmt | For | For | |||||||||||||||||||||
4 GAIL C.A. COOK-BENNETT | Mgmt | For | For | |||||||||||||||||||||
5 THOMAS P. D'AQUINO | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD B. DEWOLFE | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT E. DINEEN, JR. | Mgmt | For | For | |||||||||||||||||||||
8 DONALD A. GULOIEN | Mgmt | For | For | |||||||||||||||||||||
9 SCOTT M. HAND | Mgmt | For | For | |||||||||||||||||||||
10 ROBERT J. HARDING | Mgmt | For | For | |||||||||||||||||||||
11 LUTHER S. HELMS | Mgmt | For | For | |||||||||||||||||||||
12 DONALD R. LINDSAY | Mgmt | For | For | |||||||||||||||||||||
13 LORNA R. MARSDEN | Mgmt | For | For | |||||||||||||||||||||
14 JOHN R.V. PALMER | Mgmt | For | For | |||||||||||||||||||||
15 HUGH W. SLOAN, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION ACCEPTING APPROACH TO EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
4A | SHAREHOLDER PROPOSAL NO. 1. | Shr | Against | For | ||||||||||||||||||||
4B | SHAREHOLDER PROPOSAL NO. 2. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2272200000 | 2272200000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MITSUBISHI UFJ FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 606822104 | Agenda Number: 933479722 | |||||||||||||||||||||||
Ticker: MTU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6068221042 | Meeting Date: 6/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROPRIATION OF SURPLUS | Mgmt | For | |||||||||||||||||||||
2A | ELECTION OF DIRECTOR: TAKAMUNE OKIHARA | Mgmt | For | |||||||||||||||||||||
2B | ELECTION OF DIRECTOR: KINYA OKAUCHI | Mgmt | For | |||||||||||||||||||||
2C | ELECTION OF DIRECTOR: KATSUNORI NAGAYASU | Mgmt | For | |||||||||||||||||||||
2D | ELECTION OF DIRECTOR: TATSUO TANAKA | Mgmt | For | |||||||||||||||||||||
2E | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Mgmt | For | |||||||||||||||||||||
2F | ELECTION OF DIRECTOR: TAIHEI YUKI | Mgmt | For | |||||||||||||||||||||
2G | ELECTION OF DIRECTOR: ICHIRO HAMAKAWA | Mgmt | For | |||||||||||||||||||||
2H | ELECTION OF DIRECTOR: MASAO HASEGAWA | Mgmt | For | |||||||||||||||||||||
2I | ELECTION OF DIRECTOR: TOSHIRO TOYOIZUMI | Mgmt | For | |||||||||||||||||||||
2J | ELECTION OF DIRECTOR: SHUNSUKE TERAOKA | Mgmt | For | |||||||||||||||||||||
2K | ELECTION OF DIRECTOR: TATSUO WAKABAYASHI | Mgmt | For | |||||||||||||||||||||
2L | ELECTION OF DIRECTOR: TAKASHI OYAMADA | Mgmt | For | |||||||||||||||||||||
2M | ELECTION OF DIRECTOR: HIROYUKI NOGUCHI | Mgmt | For | |||||||||||||||||||||
2N | ELECTION OF DIRECTOR: RYUJI ARAKI | Mgmt | For | |||||||||||||||||||||
2O | ELECTION OF DIRECTOR: KAZUHIRO WATANABE | Mgmt | For | |||||||||||||||||||||
2P | ELECTION OF DIRECTOR: TAKUMA OTOSHI | Mgmt | For | |||||||||||||||||||||
03 | ELECTION OF CORPORATE AUDITOR: TAKEHIKO NEMOTO | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 9558900000 | 9558900000 | 0 | 6/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MIZUHO FINANCIAL GROUP, INC. | ||||||||||||||||||||||||
Security: 60687Y109 | Agenda Number: 933476548 | |||||||||||||||||||||||
Ticker: MFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: | Meeting Date: | 6/21/2011 | ||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DISPOSAL OF SURPLUS | Mgmt | For | |||||||||||||||||||||
02 | PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION | Mgmt | For | |||||||||||||||||||||
3A | APPOINTMENT OF DIRECTOR: YASUHIRO SATO | Mgmt | For | |||||||||||||||||||||
3B | APPOINTMENT OF DIRECTOR: JUNICHI NISHIZAWA | Mgmt | For | |||||||||||||||||||||
3C | APPOINTMENT OF DIRECTOR: MITSUAKI TSUCHIYA | Mgmt | For | |||||||||||||||||||||
3D | APPOINTMENT OF DIRECTOR: MASAAKI KONO | Mgmt | For | |||||||||||||||||||||
3E | APPOINTMENT OF DIRECTOR: AKIHIKO NOMIYAMA | Mgmt | For | |||||||||||||||||||||
3F | APPOINTMENT OF DIRECTOR: MITSUO OHASHI | Mgmt | For | |||||||||||||||||||||
3G | APPOINTMENT OF DIRECTOR: KANEMITSU ANRAKU | Mgmt | For | |||||||||||||||||||||
4A | APPOINTMENT OF CORPORATE AUDITOR: YOSHINOBU SHIGEJI | Mgmt | For | |||||||||||||||||||||
4B | APPOINTMENT OF CORPORATE AUDITOR: TOSHINARI IYODA | Mgmt | For | |||||||||||||||||||||
4C | APPOINTMENT OF CORPORATE AUDITOR: ISAO IMAI | Mgmt | For | |||||||||||||||||||||
05 | AMENDMENT TO THE ARTICLES OF INCORPORATION (PREPARATION OF AN EVALUATION REPORT IN AN APPROPRIATE MANNER) | Shr | Against | |||||||||||||||||||||
06 | AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A THIRD-PARTY INVESTIGATION COMMITTEE ON THE KANEBO EVALUATION REPORT ISSUE, ETC.) | Shr | Against | |||||||||||||||||||||
07 | AMENDMENT TO THE ARTICLES OF INCORPORATION (EXERCISE OF VOTING RIGHTS OF SHARES HELD FOR STRATEGIC REASONS) | Shr | Against | |||||||||||||||||||||
08 | AMENDMENT TO THE ARTICLES OF INCORPORATION (DISCLOSURE OF COMPENSATION PAID TO EACH OFFICER) | Shr | For | |||||||||||||||||||||
09 | AMENDMENT TO THE ARTICLES OF INCORPORATION (PRODUCTION OF A ROBUST COMPUTER SYSTEM) | Shr | Against | |||||||||||||||||||||
10 | AMENDMENT TO THE ARTICLES OF INCORPORATION (RELAXING OF THE RESTRICTION ON THE NUMBER OF CHARACTERS AVAILABLE WITH REGARD TO A SHAREHOLDERS' PROPOSAL) | Shr | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 7655900000 | 7655900000 | 0 | 6/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NATIONAL BANK OF GREECE S.A. | ||||||||||||||||||||||||
Security: 633643408 | Agenda Number: 933481474 | |||||||||||||||||||||||
Ticker: NBG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6336434088 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | SUBMISSION FOR APPROVAL OF THE BOARD OF DIRECTORS' AND THE AUDITORS' REPORTS ON THE ANNUAL FINANCIAL STATEMENTS FOR 2010. | Mgmt | For | |||||||||||||||||||||
02 | SUBMISSION FOR APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR 2010. PROFIT APPROPRIATION. | Mgmt | For | |||||||||||||||||||||
03 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDITORS FROM ANY LIABILITY FOR INDEMNITY | Mgmt | For | |||||||||||||||||||||
04 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS OF THE BANK FOR THE FINANCIAL YEAR 2010. DETERMINATION OF THE REMUNERATION OF THE CHAIRMAN OF THE BOARD, THE CEO, THE DEPUTY CEOS AND NON-EXECUTIVE DIRECTORS THROUGH TO THE AGM OF 2012. APPROVAL, FOR FINANCIAL YEAR 2010, OF REMUNERATION OF DIRECTORS. | Mgmt | For | |||||||||||||||||||||
05 | GRANTING OF PERMISSION FOR DIRECTORS, GENERAL MANAGERS AND MANAGERS TO PARTICIPATE ON THE BOARD OF DIRECTORS OR IN THE MANAGEMENT OF NBG GROUP COMPANIES PURSUING SIMILAR OR RELATED BUSINESS GOALS (AS PER ARTICLE 23, PAR. 1 OF THE COMPANIES ACT AND ARTICLE 30, PAR. 1 OF THE BANK'S ARTICLES OF ASSOCIATION). | Mgmt | For | |||||||||||||||||||||
06 | ANNOUNCEMENT OF ELECTION OF A MEMBER TO THE BOARD OF DIRECTORS. | Mgmt | For | |||||||||||||||||||||
07 | ELECTION OF MEMBERS TO THE AUDIT COMMITTEE. | Mgmt | For | |||||||||||||||||||||
08 | ELECTION OF REGULAR AND SUBSTITUTE CERTIFIED AUDITORS FOR BANK'S AND GROUP'S FINANCIAL STATEMENTS & DETERMINE THEIR REMUNERATION. | Mgmt | For | |||||||||||||||||||||
09 | VARIOUS ANNOUNCEMENTS AND APPROVALS. | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 5888800000 | 5888800000 | 0 | 6/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEXEN INC. | ||||||||||||||||||||||||
Security: 65334H102 | Agenda Number: 933385379 | |||||||||||||||||||||||
Ticker: NXY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA65334H1029 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 W.B. BERRY | Mgmt | For | For | |||||||||||||||||||||
2 R.G. BERTRAM | Mgmt | For | For | |||||||||||||||||||||
3 D.G. FLANAGAN | Mgmt | For | For | |||||||||||||||||||||
4 S.B. JACKSON | Mgmt | For | For | |||||||||||||||||||||
5 K.J. JENKINS | Mgmt | For | For | |||||||||||||||||||||
6 A.A. MCLELLAN | Mgmt | For | For | |||||||||||||||||||||
7 E.P. NEWELL | Mgmt | For | For | |||||||||||||||||||||
8 T.C. O'NEILL | Mgmt | For | For | |||||||||||||||||||||
9 M.F. ROMANOW | Mgmt | For | For | |||||||||||||||||||||
10 F.M. SAVILLE | Mgmt | For | For | |||||||||||||||||||||
11 J.M. WILLSON | Mgmt | For | For | |||||||||||||||||||||
12 V.J. ZALESCHUK | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE CONTINUATION, AMENDMENT AND RESTATEMENT OF THE SHAREHOLDER RIGHTS PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE ADVISORY VOTE ON NEXEN'S APPROACH TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 268100000 | 268100000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NIDEC CORPORATION | ||||||||||||||||||||||||
Security: 654090109 | Agenda Number: 933470180 | |||||||||||||||||||||||
Ticker: NJ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6540901096 | Meeting Date: 6/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SHIGENOBU NAGAMORI | Mgmt | For | For | |||||||||||||||||||||
2 HIROSHI KOBE | Mgmt | For | For | |||||||||||||||||||||
3 KENJI SAWAMURA | Mgmt | For | For | |||||||||||||||||||||
4 JUNTARO FUJII | Mgmt | For | For | |||||||||||||||||||||
5 TADAAKI HAMADA | Mgmt | For | For | |||||||||||||||||||||
6 MASUO YOSHIMATSU | Mgmt | For | For | |||||||||||||||||||||
7 TETSUO INOUE | Mgmt | For | For | |||||||||||||||||||||
8 SHOZO WAKABAYASHI | Mgmt | For | For | |||||||||||||||||||||
9 MASAKAZU IWAKURA | Mgmt | For | For | |||||||||||||||||||||
2A | APPOINTMENT TO THE BOARD OF CORPORATE AUDITOR: OSAMU NARUMIYA (NEW CANDIDATE) | Mgmt | For | Against | ||||||||||||||||||||
2B | APPOINTMENT TO THE BOARD OF CORPORATE AUDITOR: RYUICHI TANABE (NEW CANDIDATE) | Mgmt | For | Against | ||||||||||||||||||||
2C | APPOINTMENT TO THE BOARD OF CORPORATE AUDITOR: SUSUMU ONO | Mgmt | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 245200000 | 245200000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NIPPON TELEGRAPH & TELEPHONE CORPORATION | ||||||||||||||||||||||||
Security: 654624105 | Agenda Number: 933470192 | |||||||||||||||||||||||
Ticker: NTT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6546241059 | Meeting Date: 6/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROPRIATION OF RETAINED EARNINGS | Mgmt | For | Against | ||||||||||||||||||||
2A | ELECTION OF CORPORATE AUDITOR: SHUNSUKE AMIYA | Mgmt | For | Against | ||||||||||||||||||||
2B | ELECTION OF CORPORATE AUDITOR: YOSHITAKA MAKITANI | Mgmt | For | Against | ||||||||||||||||||||
2C | ELECTION OF CORPORATE AUDITOR: SHIGERU IWAMOTO | Mgmt | For | Against | ||||||||||||||||||||
2D | ELECTION OF CORPORATE AUDITOR: TORU MOTOBAYASHI | Mgmt | For | Against | ||||||||||||||||||||
2E | ELECTION OF CORPORATE AUDITOR: MICHIKO TOMONAGA | Mgmt | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 4935400000 | 4935400000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOMURA HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 65535H208 | Agenda Number: 933476550 | |||||||||||||||||||||||
Ticker: NMR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US65535H2085 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: KENICHI WATANABE | Mgmt | For | |||||||||||||||||||||
1B | ELECTION OF DIRECTOR: TAKUMI SHIBATA | Mgmt | For | |||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MASANORI ITATANI | Mgmt | For | |||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MASANORI NISHIMATSU | Mgmt | For | |||||||||||||||||||||
1E | ELECTION OF DIRECTOR: HARUO TSUJI | Mgmt | For | |||||||||||||||||||||
1F | ELECTION OF DIRECTOR: TSUGUOKI FUJINUMA | Mgmt | For | |||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MASAHIRO SAKANE | Mgmt | For | |||||||||||||||||||||
1H | ELECTION OF DIRECTOR: LORD COLIN MARSHALL | Mgmt | For | |||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAME CLARA FURSE | Mgmt | For | |||||||||||||||||||||
1J | ELECTION OF DIRECTOR: NOBUYUKI KOGA | Mgmt | For | |||||||||||||||||||||
1K | ELECTION OF DIRECTOR: DAVID BENSON | Mgmt | For | |||||||||||||||||||||
1L | ELECTION OF DIRECTOR: TAKAO KUSAKARI | Mgmt | For | |||||||||||||||||||||
1M | ELECTION OF DIRECTOR: TOSHINORI KANEMOTO | Mgmt | For | |||||||||||||||||||||
1N | ELECTION OF DIRECTOR: MICHAEL LIM CHOO SAN | Mgmt | For | |||||||||||||||||||||
02 | AMENDMENT OF THE ARTICLES OF INCORPORATION | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1876300000 | 1876300000 | 0 | 6/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||||||
Security: 66987V109 | Agenda Number: 933370784 | |||||||||||||||||||||||
Ticker: NVS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US66987V1098 | Meeting Date: 2/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
03 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
04 | CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM | Mgmt | For | For | ||||||||||||||||||||
5B1 | RE-ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
5B2 | RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR TERM TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
5B3 | RE-ELECTION OF ULRICH LEHNER, PH.D. FOR A THREE-YEAR TERM TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
5C | ELECTION OF NEW MEMBER THE BOARD OF DIRECTORS PROPOSES TO VOTE FOR THE ELECTION OF ENRICO VANNI, PH.D.,FOR A THREE YEAR TERM | Mgmt | For | For | ||||||||||||||||||||
06 | APPOINTMENT OF THE AUDITOR | Mgmt | For | For | ||||||||||||||||||||
07 | ADDITIONAL AND/OR COUNTER- PROPOSALS PRESENTED AT THE MEETING | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 837300000 | 837300000 | 0 | 2/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||||||
Security: 66987V109 | Agenda Number: 933380898 | |||||||||||||||||||||||
Ticker: NVS | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US66987V1098 | Meeting Date: 4/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | THE BOARD OF DIRECTORS PROPOSES THE APPROVAL OF THE MERGER AGREEMENT BETWEEN ALCON, INC. ("ALCON") AND NOVARTIS AG ("NOVARTIS") DATED DECEMBER 14, 2010. | Mgmt | For | For | ||||||||||||||||||||
1B | THE BOARD OF DIRECTORS PROPOSES THE CREATION OF AUTHORISED CAPITAL THROUGH THE ISSUANCE OF UP TO 108 MILLION NEW SHARES FOR THE PURPOSE OF COMPLETING THE MERGER OF ALCON INTO NOVARTIS BY MEANS OF INTRODUCING A NEW ARTICLE 4A OF THE ARTICLES OF INCORPORATION. | Mgmt | For | For | ||||||||||||||||||||
02 | FOR ADDITIONAL AND/OR COUNTER- PROPOSALS PRESENTED AT THE MEETING, I/WE INSTRUCT TO VOTE ACCORDING TO THE PROPOSAL OF THE BOARD OF DIRECTORS. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 837300000 | 837300000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NTT DOCOMO, INC. | ||||||||||||||||||||||||
Security: 62942M201 | Agenda Number: 933469036 | |||||||||||||||||||||||
Ticker: DCM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US62942M2017 | Meeting Date: 6/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROPRIATION OF RETAINED EARNINGS | Mgmt | No vote | |||||||||||||||||||||
02 | PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | Mgmt | No vote | |||||||||||||||||||||
03 | ELECTION OF THREE (3) DIRECTORS | Mgmt | No vote | |||||||||||||||||||||
04 | ELECTION OF FOUR (4) CORPORATE AUDITORS | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2731900000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ORIX CORPORATION | ||||||||||||||||||||||||
Security: 686330101 | Agenda Number: 933472855 | |||||||||||||||||||||||
Ticker: IX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6863301015 | Meeting Date: 6/22/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | AMENDMENTS TO THE ARTICLES OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 YOSHIHIKO MIYAUCHI | Mgmt | For | For | |||||||||||||||||||||
2 MAKOTO INOUE | Mgmt | For | For | |||||||||||||||||||||
3 HARUYUKI URATA | Mgmt | For | For | |||||||||||||||||||||
4 HIROAKI NISHINA | Mgmt | For | For | |||||||||||||||||||||
5 KAZUO KOJIMA | Mgmt | For | For | |||||||||||||||||||||
6 YOSHIYUKI YAMAYA | Mgmt | For | For | |||||||||||||||||||||
7 TAMIO UMAKI | Mgmt | For | For | |||||||||||||||||||||
8 YOSHINORI YOKOYAMA* | Mgmt | For | For | |||||||||||||||||||||
9 HIROTAKA TAKEUCHI* | Mgmt | For | For | |||||||||||||||||||||
10 TAKESHI SASAKI* | Mgmt | For | For | |||||||||||||||||||||
11 EIKO TSUJIYAMA* | Mgmt | For | For | |||||||||||||||||||||
12 ROBERT FELDMAN* | Mgmt | For | For | |||||||||||||||||||||
13 TAKESHI NIINAMI* | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 104100000 | 104100000 | 0 | 6/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PANASONIC CORPORATION | ||||||||||||||||||||||||
Security: 69832A205 | Agenda Number: 933470217 | |||||||||||||||||||||||
Ticker: PC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US69832A2050 | Meeting Date: 6/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KUNIO NAKAMURA | Mgmt | For | For | |||||||||||||||||||||
2 MASAYUKI MATSUSHITA | Mgmt | For | For | |||||||||||||||||||||
3 FUMIO OHTSUBO | Mgmt | For | For | |||||||||||||||||||||
4 TOSHIHIRO SAKAMOTO | Mgmt | For | For | |||||||||||||||||||||
5 TAKAHIRO MORI | Mgmt | For | For | |||||||||||||||||||||
6 YASUO KATSURA | Mgmt | For | For | |||||||||||||||||||||
7 KEN MORITA | Mgmt | For | For | |||||||||||||||||||||
8 IKUSABURO KASHIMA | Mgmt | For | For | |||||||||||||||||||||
9 YOSHIHIKO YAMADA | Mgmt | For | For | |||||||||||||||||||||
10 KAZUNORI TAKAMI | Mgmt | For | For | |||||||||||||||||||||
11 MAKOTO UENOYAMA | Mgmt | For | For | |||||||||||||||||||||
12 MASATOSHI HARADA | Mgmt | For | For | |||||||||||||||||||||
13 TAKASHI TOYAMA | Mgmt | For | For | |||||||||||||||||||||
14 IKUO UNO | Mgmt | For | For | |||||||||||||||||||||
15 MASAYUKI OKU | Mgmt | For | For | |||||||||||||||||||||
16 MASAHARU MATSUSHITA | Mgmt | For | For | |||||||||||||||||||||
17 KAZUHIRO TSUGA* | Mgmt | For | For | |||||||||||||||||||||
18 YOSHIIKU MIYATA* | Mgmt | For | For | |||||||||||||||||||||
19 YOSHIYUKI MIYABE* | Mgmt | For | For | |||||||||||||||||||||
20 YOSHIAKI NAKAGAWA* | Mgmt | For | For | |||||||||||||||||||||
2A | ELECTION OF CORPORATE AUDITOR: YASUO YOSHINO | Mgmt | For | For | ||||||||||||||||||||
2B | ELECTION OF CORPORATE AUDITOR: YOSHIHIRO FURUTA# | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 5724800000 | 5724800000 | 0 | 6/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PEARSON PLC | ||||||||||||||||||||||||
Security: 705015105 | Agenda Number: 933403040 | |||||||||||||||||||||||
Ticker: PSO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7050151056 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | RECEIPT OF FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
02 | FINAL DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
03 | RE-ELECTION OF DAVID ARCULUS | Mgmt | For | For | ||||||||||||||||||||
04 | RE-ELECTION OF PATRICK CESCAU | Mgmt | For | For | ||||||||||||||||||||
05 | RE-ELECTION OF WILL ETHRIDGE | Mgmt | For | For | ||||||||||||||||||||
06 | RE-ELECTION OF RONA FAIRHEAD | Mgmt | Against | Against | ||||||||||||||||||||
07 | RE-ELECTION OF ROBIN FREESTONE | Mgmt | For | For | ||||||||||||||||||||
08 | RE-ELECTION OF SUSAN FUHRMAN | Mgmt | For | For | ||||||||||||||||||||
09 | RE-ELECTION OF KEN HYDON | Mgmt | For | For | ||||||||||||||||||||
10 | RE-ELECTION OF JOHN MAKINSON | Mgmt | For | For | ||||||||||||||||||||
11 | RE-ELECTION OF GLEN MORENO | Mgmt | For | For | ||||||||||||||||||||
12 | RE-ELECTION OF MARJORIE SCARDINO | Mgmt | For | For | ||||||||||||||||||||
13 | REAPPOINTMENT OF JOSHUA LEWIS | Mgmt | For | For | ||||||||||||||||||||
14 | APPROVAL OF REPORT ON DIRECTORS' REMUNERATION | Mgmt | For | For | ||||||||||||||||||||
15 | REAPPOINTMENT OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
16 | REMUNERATION OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
17 | ALLOTMENT OF SHARES | Mgmt | For | For | ||||||||||||||||||||
18 | WAIVER OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
19 | AUTHORITY TO PURCHASE OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
20 | NOTICE OF MEETINGS | Mgmt | Against | Against | ||||||||||||||||||||
21 | APPROVAL OF LONG-TERM INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 571100000 | 571100000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PENN WEST PETROLEUM LTD. | ||||||||||||||||||||||||
Security: 707887105 | Agenda Number: 933456558 | |||||||||||||||||||||||
Ticker: PWE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA7078871059 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF PENN WEST FOR THE ENSUING YEAR. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 JAMES E. ALLARD | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM E. ANDREW | Mgmt | For | For | |||||||||||||||||||||
3 GEORGE H. BROOKMAN | Mgmt | For | For | |||||||||||||||||||||
4 JOHN A. BRUSSA | Mgmt | For | For | |||||||||||||||||||||
5 DARYL GILBERT | Mgmt | For | For | |||||||||||||||||||||
6 SHIRLEY A. MCCLELLAN | Mgmt | For | For | |||||||||||||||||||||
7 MURRAY R. NUNNS | Mgmt | For | For | |||||||||||||||||||||
8 FRANK POTTER | Mgmt | For | For | |||||||||||||||||||||
9 JACK SCHANCK | Mgmt | For | For | |||||||||||||||||||||
10 JAMES C. SMITH | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 105600000 | 105600000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PETROCHINA COMPANY LIMITED | ||||||||||||||||||||||||
Security: 71646E100 | Agenda Number: 933436316 | |||||||||||||||||||||||
Ticker: PTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US71646E1001 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2010 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INTERNATIONAL AUDITORS OF THE COMPANY AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC ACCOUNTANTS, AS THE DOMESTIC AUDITORS OF THE COMPANY, FOR THE YEAR 2011 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
7A | TO CONSIDER AND APPROVE THE ELECTION OF MR JIANG JIEMIN AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7B | TO CONSIDER AND APPROVE THE ELECTION OF MR ZHOU JIPING AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7C | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG YILIN AS DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
7D | TO CONSIDER AND APPROVE THE ELECTION OF MR LI XINHUA AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7E | TO CONSIDER AND APPROVE THE ELECTION OF MR LIAO YONGYUAN AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7F | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG GUOLIANG AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7G | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG DONGJIN AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7H | TO CONSIDER AND APPROVE THE ELECTION OF MR YU BAOCAI AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7I | TO CONSIDER AND APPROVE THE ELECTION OF MR RAN XINQUAN AS DIRECTOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
7J | TO CONSIDER AND APPROVE THE ELECTION OF MR LIU HONGRU AS INDEPENDENT DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
7K | TO CONSIDER AND APPROVE THE ELECTION OF MR FRANCO BERNABE AS INDEPENDENT DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
7L | TO CONSIDER AND APPROVE THE ELECTION OF MR LI YONGWU AS INDEPENDENT DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
7M | TO CONSIDER AND APPROVE THE ELECTION OF MR CUI JUNHUI AS INDEPENDENT DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
7N | TO CONSIDER AND APPROVE THE ELECTION OF MR CHEN ZHIWU AS INDEPENDENT DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
8A | TO CONSIDER AND APPROVE THE ELECTION OF MR CHEN MING AS SUPERVISOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
8B | TO CONSIDER AND APPROVE THE ELECTION OF MR GUO JINPING AS SUPERVISOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
8C | TO CONSIDER AND APPROVE THE ELECTION OF MR WEN QINGSHAN AS SUPERVISOR OF THE COMPANY. | Mgmt | Against | Against | ||||||||||||||||||||
8D | TO CONSIDER AND APPROVE THE ELECTION OF MR SUN XIANFENG AS SUPERVISOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
8E | TO CONSIDER AND APPROVE THE ELECTION OF MR LI YUAN AS INDEPENDENT SUPERVISOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
8F | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG DAOCHENG AS INDEPENDENT SUPERVISOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
S9 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE. | Mgmt | Against | Against | ||||||||||||||||||||
S10 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO DETERMINE AND HANDLE THE ISSUE OF DEBT OF FINANCING INSTRUMENTS OF THE COMPANY IN THE OUTSTANDING BALANCE AMOUNT OF UP | Mgmt | For | For | ||||||||||||||||||||
TO RMB100 BILLION, UPON SUCH TERMS AND CONDITIONS TO BE DETERMINED BY THE BOARD OF DIRECTORS. | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1537800000 | 1537800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||||||||||||
Security: 71654V101 | Agenda Number: 933430376 | |||||||||||||||||||||||
Ticker: PBRA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US71654V1017 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O4 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
O6 | ELECTION OF MEMBERS TO THE FISCAL BOARD AND THEIR RESPECTIVE SUBSTITUTES | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 3487400000 | 3487400000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PORTUGAL TELECOM, SGPS, S.A. | ||||||||||||||||||||||||
Security: 737273102 | Agenda Number: 933436429 | |||||||||||||||||||||||
Ticker: PT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7372731023 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
03 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Mgmt | For | For | ||||||||||||||||||||
04 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Mgmt | For | |||||||||||||||||||||
05 | TO RESOLVE ON AN AMENDMENT TO ARTICLE 13 AND ARTICLE 17 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
06 | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
07 | TO RESOLVE, PURSUANT TO ARTICLE 8, NUMBER 4, OF ARTICLES, ON THE PARAMETERS OF ANY ISSUANCE OF BONDS CONVERTIBLE IN TO SHARES | Mgmt | For | For | ||||||||||||||||||||
08 | TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE RIGHT OF SHAREHOLDERS IN THE SUBSCRIPTION OF ANY ISSUANCE OF CONVERTIBLE BONDS AS REFERRED TO UNDER ITEM 7 HEREOF AS MAY BE RESOLVED UPON BY THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
09 | TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER SECURITIES, OF WHATEVER NATURE, BY THE BOARD, AND NOTABLY ON THE FIXING OF THE VALUE OF SUCH SECURITIES, IN ACCORDANCE WITH ARTICLES 8, NUMBER 3 AND 15, NUMBER 1, PARAGRAPH E), OF THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
10 | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN BONDS AND OTHER OWN SECURITIES | Mgmt | For | For | ||||||||||||||||||||
11 | RESOLVE ON STATEMENT OF COMPENSATION COMMITTEE ON REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT & SUPERVISORY BODIES | Mgmt | Against | |||||||||||||||||||||
12 | TO RESOLVE ON THE RATIFICATION OF THE APPOINTMENT OF NEW MEMBERS OF THE BOARD OF DIRECTORS TO COMPLETE 2009-2011 TERM-OF-OFFICE | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 700400000 | 700400000 | 0 | 4/28/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POSCO | ||||||||||||||||||||||||
Security: 693483109 | Agenda Number: 933370710 | |||||||||||||||||||||||
Ticker: PKX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6934831099 | Meeting Date: 2/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF BALANCE SHEET (STATEMENTS OF FINANCIAL POSITION), STATEMENTS OF INCOME, AND STATEMENTS OF APPROPRIATION OF RETAINED EARNINGS FOR THE 43RD FISCAL YEAR | Mgmt | For | |||||||||||||||||||||
02 | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION | Mgmt | For | |||||||||||||||||||||
3A1 | ELECTION OF OUTSIDE DIRECTOR: NAM, YONG | Mgmt | For | |||||||||||||||||||||
3A2 | ELECTION OF OUTSIDE DIRECTOR: BYUN, DAE-GYU | Mgmt | Against | |||||||||||||||||||||
3A3 | ELECTION OF OUTSIDE DIRECTOR: PARK, SANG-KIL | Mgmt | For | |||||||||||||||||||||
3B1 | ELECTION OF AUDIT COMMITTEE MEMBER: KIM, BYUNG-KI | Mgmt | For | |||||||||||||||||||||
3B2 | ELECTION OF AUDIT COMMITTEE MEMBER: PARK, SANG-KIL | Mgmt | Against | |||||||||||||||||||||
3C1 | ELECTION OF INSIDE DIRECTOR: CHOI, JONG-TAE | Mgmt | For | |||||||||||||||||||||
04 | APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 211000000 | 211000000 | 0 | 2/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||||||
Security: 73755L107 | Agenda Number: 933391726 | |||||||||||||||||||||||
Ticker: POT | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA73755L1076 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 C.M. BURLEY | Mgmt | For | For | |||||||||||||||||||||
2 W.J. DOYLE | Mgmt | For | For | |||||||||||||||||||||
3 J.W. ESTEY | Mgmt | For | For | |||||||||||||||||||||
4 C.S. HOFFMAN | Mgmt | For | For | |||||||||||||||||||||
5 D.J. HOWE | Mgmt | For | For | |||||||||||||||||||||
6 A.D. LABERGE | Mgmt | For | For | |||||||||||||||||||||
7 K.G. MARTELL | Mgmt | For | For | |||||||||||||||||||||
8 J.J. MCCAIG | Mgmt | For | For | |||||||||||||||||||||
9 M. MOGFORD | Mgmt | For | For | |||||||||||||||||||||
10 P.J. SCHOENHALS | Mgmt | For | For | |||||||||||||||||||||
11 E.R. STROMBERG | Mgmt | For | For | |||||||||||||||||||||
12 E. VIYELLA DE PALIZA | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | THE RESOLUTION (ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
04 | THE ADVISORY RESOLUTION (ATTACHED AS APPENDIX D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 113400000 | 113400000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRUDENTIAL PLC | ||||||||||||||||||||||||
Security: 74435K204 | Agenda Number: 933434879 | |||||||||||||||||||||||
Ticker: PUK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74435K2042 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE DIRECTORS REPORT AND THE FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | TO DECLARE A FINAL DIVIDEND OF 17.24 PENCE PER ORDINARY SHARE OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
04 | TO ELECT SIR HOWARD DAVIES AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
05 | TO ELECT MR JOHN FOLEY AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
06 | TO ELECT MR PAUL MANDUCA AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
07 | TO ELECT MR MICHAEL WELLS AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT MR KEKI DADISETH AS A DIRECTOR | Mgmt | Against | Against | ||||||||||||||||||||
09 | TO RE-ELECT MR ROBERT DEVEY AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT MR MICHAEL GARRETT AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT MS ANN GODBEHERE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT MRS BRIDGET MACASKILL AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT MR HARVEY MCGRATH AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT MR MICHAEL MCLINTOCK AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-ELECT MR NICOLAOS NICANDROU AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
16 | TO RE-ELECT MS KATHLEEN O DONOVAN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
17 | TO RE-ELECT MR BARRY STOWE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
18 | TO RE-ELECT MR TIDJANE THIAM AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
19 | TO RE-ELECT LORD TURNBULL AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
20 | TO RE-APPOINT KPMG AUDIT PLC AS AUDITOR | Mgmt | For | For | ||||||||||||||||||||
21 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AMOUNT OF THE AUDITOR S REMUNERATION | Mgmt | For | For | ||||||||||||||||||||
22 | RENEWAL OF AUTHORITY TO MAKE POLITICAL DONATIONS | Mgmt | For | For | ||||||||||||||||||||
23 | RENEWAL OF AUTHORITY TO ALLOT ORDINARY SHARES | Mgmt | For | For | ||||||||||||||||||||
24 | EXTENSION OF AUTHORITY TO ALLOT ORDINARY SHARES TO INCLUDE RE- PURCHASED SHARES | Mgmt | For | For | ||||||||||||||||||||
25 | RENEWAL OF AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
26 | RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
27 | RENEWAL OF AUTHORITY IN RESPECT OF NOTICE FOR GENERAL MEETINGS | Mgmt | Against | Against | ||||||||||||||||||||
28 | TO AUTHORISE THE CHANGE IN THE RULES OF THE PRUDENTIAL INTERNATIONAL SAVINGS RELATED SHARE OPTION SCHEME | Mgmt | For | For | ||||||||||||||||||||
29 | TO AUTHORISE THE CHANGE IN THE RULES OF THE PRUDENTIAL INTERNATIONAL ASSURANCE SHARESAVE PLAN | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 3755600000 | 3755600000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QIAGEN N.V. | ||||||||||||||||||||||||
Security: N72482107 | Agenda Number: 933476574 | |||||||||||||||||||||||
Ticker: QGEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: NL0000240000 | Meeting Date: 6/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2010 ("FISCAL YEAR 2010"). | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO DISCHARGE FROM LIABILITY THE MANAGING DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING FISCAL YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO DISCHARGE FROM LIABILITY THE SUPERVISORY DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING FISCAL YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
4A | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: PROF. DR. DETLEV RIESNER | Mgmt | Against | Against | ||||||||||||||||||||
4B | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: DR. WERNER BRANDT | Mgmt | For | For | ||||||||||||||||||||
4C | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: DR. METIN COLPAN | Mgmt | Against | Against | ||||||||||||||||||||
4D | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: MR. ERIK HORNNAESS | Mgmt | For | For | ||||||||||||||||||||
4E | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: DR. VERA KALLMEYER | Mgmt | For | For | ||||||||||||||||||||
4F | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: PROF. DR. MANFRED KAROBATH | Mgmt | For | For | ||||||||||||||||||||
4G | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: MR. HEINO VON PRONDZYNSKI | Mgmt | For | For | ||||||||||||||||||||
4H | RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR: MS. ELIZABETH E. TALLETT | Mgmt | For | For | ||||||||||||||||||||
5A | RE-APPOINTMENT OF THE MANAGING DIRECTOR: MR. PEER SCHATZ | Mgmt | For | For | ||||||||||||||||||||
5B | RE-APPOINTMENT OF THE MANAGING DIRECTOR: MR. ROLAND SACKERS | Mgmt | For | For | ||||||||||||||||||||
5C | RE-APPOINTMENT OF THE MANAGING DIRECTOR: DR. JOACHIM SCHORR | Mgmt | For | For | ||||||||||||||||||||
5D | RE-APPOINTMENT OF THE MANAGING DIRECTOR: MR. BERND UDER | Mgmt | For | For | ||||||||||||||||||||
06 | PROPOSAL TO REAPPOINT ERNST & YOUNG ACCOUNTANTS AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
07 | PROPOSAL TO AUTHORIZE THE MANAGING BOARD, UNTIL DECEMBER 30, 2012, TO ACQUIRE SHARES IN THE COMPANY'S OWN SHARE CAPITAL. | Mgmt | For | For | ||||||||||||||||||||
08 | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO COMPLY WITH RECENT CHANGES IN DUTCH CORPORATE LAW. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 66800000 | 66800000 | 0 | 6/9/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REED ELSEVIER NV | ||||||||||||||||||||||||
Security: 758204200 | Agenda Number: 933389694 | |||||||||||||||||||||||
Ticker: ENL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7582042005 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
03 | ADOPTION OF THE 2010 ANNUAL FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
4A | RELEASE FROM LIABILITY OF THE MEMBERS OF THE EXECUTIVE BOARD | Mgmt | For | For | ||||||||||||||||||||
4B | RELEASE FROM LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
05 | DETERMINATION AND DISTRIBUTION DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
06 | APPOINTMENT EXTERNAL AUDITORS | Mgmt | For | For | ||||||||||||||||||||
7A | APPOINTMENT ADRIAN HENNAH | Mgmt | For | For | ||||||||||||||||||||
7B | RE-APPOINTMENT MARK ELLIOTT | Mgmt | For | For | ||||||||||||||||||||
7C | RE-APPOINTMENT ANTHONY HABGOOD | Mgmt | For | For | ||||||||||||||||||||
7D | RE-APPOINTMENT LISA HOOK | Mgmt | For | For | ||||||||||||||||||||
7E | RE-APPOINTMENT MARIKE VAN LIER LELS | Mgmt | For | For | ||||||||||||||||||||
7F | RE-APPOINTMENT ROBERT POLET | Mgmt | For | For | ||||||||||||||||||||
7G | RE-APPOINTMENT DAVID REID | Mgmt | Against | Against | ||||||||||||||||||||
7H | RE-APPOINTMENT BEN VAN DER VEER | Mgmt | For | For | ||||||||||||||||||||
8A | RE-APPOINTMENT ERIK ENGSTROM | Mgmt | For | For | ||||||||||||||||||||
8B | RE-APPOINTMENT MARK ARMOUR | Mgmt | For | For | ||||||||||||||||||||
9A | INTRODUCTION OF A FEE FOR THE SENIOR INDEPENDENT DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
9B | PROPOSAL TO SET THE MAXIMUM AMOUNT OF ANNUAL REMUNERATION OF THE SUPERVISORY BOARD AT EURO 600,000 | Mgmt | For | For | ||||||||||||||||||||
10 | DELEGATION TO THE EXECUTIVE BOARD OF THE AUTHORITY TO ACQUIRE SHARES IN THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
11A | DESIGNATION OF THE COMBINED BOARD AS AUTHORISED BODY TO ISSUE SHARES AND TO GRANT RIGHTS TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
11B | EXTENSION OF THE DESIGNATION OF THE COMBINED BOARD AS AUTHORISED BODY TO LIMIT OR EXCLUDE PRE- EMPTIVE RIGHTS TO THE ISSUANCE OF SHARES | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 194700000 | 194700000 | 0 | 3/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
REPSOL YPF, S.A. | ||||||||||||||||||||||||
Security: 76026T205 | Agenda Number: 933386989 | |||||||||||||||||||||||
Ticker: REPYY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US76026T2050 | Meeting Date: 4/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL FINANCIAL STATEMENTS AND THE MANAGEMENT REPORT OF REPSOL YPF, S.A., OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED MANAGEMENT REPORT, FOR THE FISCAL YEAR ENDED 31ST DECEMBER 2010, OF THE PROPOSAL OF APPLICATION OF ITS EARNINGS. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE MANAGEMENT BY THE BOARD OF DIRECTORS DURING FISCAL YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL YPF, S.A. AND OF ITS CONSOLIDATED GROUP FOR THE FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | AMENDMENT OF ARTICLES 9, 11, 19, 24, 27, 29, 44, 50 AND 56 OF THE ARTICLES OF ASSOCIATION; AND OF THE ARTICLES 3, 5, 8, 13, 14 AND 15 OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS MEETING. | Mgmt | For | For | ||||||||||||||||||||
05 | AMENDMENT OF ARTICLE 52 OF THE ARTICLES OF ASSOCIATION, REGARDING THE APPLICATION OF PROFIT/LOSS OF THE FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
06 | AMENDMENT OF ARTICLES 40 AND 35 OF THE ARTICLES OF ASSOCIATION, REGARDING THE INTERNAL POSITIONS AND MEETINGS OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
07 | RE-ELECTION OF MR. ANTONIO BRUFAU NIUBO AS DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
08 | RE-ELECTION OF MR. LUIS FERNANDO DEL RIVERO ASENSIO AS DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
09 | RE-ELECTION OF MR. JUAN ABELLO GALLO AS DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
10 | RE-ELECTION OF MR. LUIS CARLOS CROISSIER BATISTA AS DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
11 | RE-ELECTION OF MR. ANGEL DURANDEZ ADEVA AS DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
12 | RE-ELECTION OF MR. JOSE MANUEL LOUREDA MANTINAN AS DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
13 | APPOINTMENT OF MR. MARIO FERNANDEZ PELAZ AS DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
14 | DELIVERY PLAN SHARES TO THE BENEFICIARIES OF MULTI-ANNUAL PROGRAMS. | Mgmt | For | For | ||||||||||||||||||||
15 | STOCK PURCHASE PLAN 2011-2012. | Mgmt | For | For | ||||||||||||||||||||
16 | DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE FIXED RATE SECURITIES, CONVERTIBLE OR EXCHANGEABLE BY SHARES OF THE COMPANY OR EXCHANGEABLE BY SHARES OF OTHER COMPANIES, AS WELL AS WARRANTS. ESTABLISHMENT OF THE CRITERIA FOR THE DETERMINATION OF THE BASIS AND METHODS FOR THE CONVERSION AND/OR EXCHANGE AND DELEGATION TO THE BOARD OF DIRECTORS OF THE POWERS TO INCREASE THE CAPITAL STOCK IN THE NECESSARY AMOUNT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
17 | DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2465200000 | 2465200000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RIO TINTO PLC | ||||||||||||||||||||||||
Security: 767204100 | Agenda Number: 933384795 | |||||||||||||||||||||||
Ticker: RIO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7672041008 | Meeting Date: 4/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2010 | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-ELECT TOM ALBANESE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT ROBERT BROWN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT VIVIENNE COX AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT JAN DU PLESSIS AS DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT GUY ELLIOTT AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT MICHAEL FITZPATRICK AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT ANN GODBEHERE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT ANDREW GOULD AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT LORD KERR AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT PAUL TELLIER AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-ELECT SAM WALSH AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
15 | TO ELECT STEPHEN MAYNE AS A DIRECTOR | Shr | For | Against | ||||||||||||||||||||
16 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF RIO TINTO PLC AND TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION | Mgmt | For | For | ||||||||||||||||||||
17 | AMENDMENTS TO RULES OF THE PERFORMANCE SHARE PLAN (PSP) | Mgmt | For | For | ||||||||||||||||||||
18 | RENEWAL OF AND AMENDMENTS TO THE SHARE OWNERSHIP PLAN | Mgmt | For | For | ||||||||||||||||||||
19 | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 551 OF THE COMPANIES ACT 2006 | Mgmt | For | For | ||||||||||||||||||||
20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
21 | AUTHORITY TO PURCHASE RIO TINTO SHARES BY THE COMPANY OR RIO TINTO LIMITED | Mgmt | For | For | ||||||||||||||||||||
22 | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 725500000 | 725500000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROYAL BANK OF CANADA | ||||||||||||||||||||||||
Security: 780087102 | Agenda Number: 933369577 | |||||||||||||||||||||||
Ticker: RY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA7800871021 | Meeting Date: 3/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 W.G. BEATTIE | Mgmt | For | For | |||||||||||||||||||||
2 J.T. FERGUSON | Mgmt | For | For | |||||||||||||||||||||
3 P. GAUTHIER | Mgmt | For | For | |||||||||||||||||||||
4 T.J. HEARN | Mgmt | For | For | |||||||||||||||||||||
5 A.D. LABERGE | Mgmt | For | For | |||||||||||||||||||||
6 J. LAMARRE | Mgmt | For | For | |||||||||||||||||||||
7 B.C. LOUIE | Mgmt | For | For | |||||||||||||||||||||
8 M.H. MCCAIN | Mgmt | For | For | |||||||||||||||||||||
9 G.M. NIXON | Mgmt | For | For | |||||||||||||||||||||
10 D.P. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
11 J.P. REINHARD | Mgmt | For | For | |||||||||||||||||||||
12 E. SONSHINE | Mgmt | For | For | |||||||||||||||||||||
13 K.P. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
14 V.L. YOUNG | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Mgmt | For | For | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL NO. 1 | Shr | Against | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL NO. 2 | Shr | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL NO. 3 | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL NO. 4. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 577500000 | 577500000 | 0 | 2/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROYAL BANK OF SCOTLAND GROUP PLC | ||||||||||||||||||||||||
Security: 780097689 | Agenda Number: 933405195 | |||||||||||||||||||||||
Ticker: RBS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7800976893 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE AND APPROVE THE REPORT AND ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-ELECT COLIN BUCHAN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT SANDY CROMBIE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT STEPHEN HESTER AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT PENNY HUGHES AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT JOHN MCFARLANE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT JOE MACHALE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT BRENDAN NELSON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT ART RYAN AS A DIRECTOR | Mgmt | Against | Against | ||||||||||||||||||||
12 | TO RE-ELECT BRUCE VAN SAUN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT PHILIP SCOTT AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
14 | TO RE-APPOINT DELOITTE LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
16 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SECURITIES | Mgmt | For | For | ||||||||||||||||||||
17 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES ON A NON-PRE- EMPTIVE BASIS | Mgmt | For | For | ||||||||||||||||||||
18 | TO AMEND THE ARTICLES OF ASSOCIATION TO FACILITATE RAISING OF REGULATORY CAPITAL | Mgmt | For | For | ||||||||||||||||||||
19 | TO AUTHORISE THE ALLOTMENT OF PREFERENCE SHARES | Mgmt | For | For | ||||||||||||||||||||
20 | TO PERMIT THE HOLDING OF GENERAL MEETINGS AT 14 DAYS' NOTICE | Mgmt | Against | Against | ||||||||||||||||||||
21 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Mgmt | For | For | ||||||||||||||||||||
22 | TO AGREE AMENDMENTS TO THE RBS 2010 DEFERRAL PLAN | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 6105200000 | 6105200000 | 0 | 4/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||||||||||
Security: 780259107 | Agenda Number: 933426036 | |||||||||||||||||||||||
Ticker: RDSB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7802591070 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ADOPTION OF ANNUAL REPORT & ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | APPOINTMENT OF LINDA G. STUNTZ AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
4A | RE-APPOINTMENT OF DIRECTOR: JOSEF ACKERMANN | Mgmt | For | For | ||||||||||||||||||||
4B | RE-APPOINTMENT OF DIRECTOR: MALCOLM BRINDED | Mgmt | For | For | ||||||||||||||||||||
4C | RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT | Mgmt | For | For | ||||||||||||||||||||
4D | RE-APPOINTMENT OF DIRECTOR: SIMON HENRY | Mgmt | For | For | ||||||||||||||||||||
4E | RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY | Mgmt | For | For | ||||||||||||||||||||
4F | RE-APPOINTMENT OF DIRECTOR: LORD KERR OF KINLOCHARD | Mgmt | For | For | ||||||||||||||||||||
4G | RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE | Mgmt | For | For | ||||||||||||||||||||
4H | RE-APPOINTMENT OF DIRECTOR: CHRISTINE MORIN-POSTEL | Mgmt | For | For | ||||||||||||||||||||
4I | RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA | Mgmt | For | For | ||||||||||||||||||||
4J | RE-APPOINTMENT OF DIRECTOR: JEROEN VAN DER VEER | Mgmt | For | For | ||||||||||||||||||||
4K | RE-APPOINTMENT OF DIRECTOR: PETER VOSER | Mgmt | For | For | ||||||||||||||||||||
4L | RE-APPOINTMENT OF DIRECTOR: HANS WIJERS | Mgmt | For | For | ||||||||||||||||||||
05 | RE-APPOINTMENT OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
06 | REMUNERATION OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
07 | AUTHORITY TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
08 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
09 | AUTHORITY TO PURCHASE OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
10 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2487800000 | 2487800000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||||||||||
Security: 780259206 | Agenda Number: 933426036 | |||||||||||||||||||||||
Ticker: RDSA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7802592060 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ADOPTION OF ANNUAL REPORT & ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
03 | APPOINTMENT OF LINDA G. STUNTZ AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
4A | RE-APPOINTMENT OF DIRECTOR: JOSEF ACKERMANN | Mgmt | For | For | ||||||||||||||||||||
4B | RE-APPOINTMENT OF DIRECTOR: MALCOLM BRINDED | Mgmt | For | For | ||||||||||||||||||||
4C | RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT | Mgmt | For | For | ||||||||||||||||||||
4D | RE-APPOINTMENT OF DIRECTOR: SIMON HENRY | Mgmt | For | For | ||||||||||||||||||||
4E | RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY | Mgmt | For | For | ||||||||||||||||||||
4F | RE-APPOINTMENT OF DIRECTOR: LORD KERR OF KINLOCHARD | Mgmt | For | For | ||||||||||||||||||||
4G | RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE | Mgmt | For | For | ||||||||||||||||||||
4H | RE-APPOINTMENT OF DIRECTOR: CHRISTINE MORIN-POSTEL | Mgmt | For | For | ||||||||||||||||||||
4I | RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA | Mgmt | For | For | ||||||||||||||||||||
4J | RE-APPOINTMENT OF DIRECTOR: JEROEN VAN DER VEER | Mgmt | For | For | ||||||||||||||||||||
4K | RE-APPOINTMENT OF DIRECTOR: PETER VOSER | Mgmt | For | For | ||||||||||||||||||||
4L | RE-APPOINTMENT OF DIRECTOR: HANS WIJERS | Mgmt | For | For | ||||||||||||||||||||
05 | RE-APPOINTMENT OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
06 | REMUNERATION OF AUDITORS | Mgmt | For | For | ||||||||||||||||||||
07 | AUTHORITY TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
08 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
09 | AUTHORITY TO PURCHASE OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
10 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2487000000 | 2487000000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SANOFI-AVENTIS | ||||||||||||||||||||||||
Security: 80105N105 | Agenda Number: 933428410 | |||||||||||||||||||||||
Ticker: SNY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US80105N1054 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
O3 | APPROPRIATION OF PROFITS; DECLARATION OF DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
O4 | AGREEMENTS AND COMMITMENTS SUBJECT TO ARTICLE L. 225-38 ET SEQ OF THE COMMERCIAL CODE | Mgmt | For | For | ||||||||||||||||||||
O5 | DIRECTORS ATTENDANCE FEES | Mgmt | For | For | ||||||||||||||||||||
O6 | RATIFICATION OF THE CO-OPTING OF A DIRECTOR (MS. CAROLE PIWNICA) | Mgmt | For | For | ||||||||||||||||||||
O7 | APPOINTMENT OF A DIRECTOR (MS. SUET-FERN LEE) | Mgmt | For | For | ||||||||||||||||||||
O8 | REAPPOINTMENT OF A DIRECTOR (MR. THIERRY DESMAREST) | Mgmt | For | For | ||||||||||||||||||||
O9 | REAPPOINTMENT OF A DIRECTOR (MR. IGOR LANDAU) | Mgmt | For | For | ||||||||||||||||||||
O10 | REAPPOINTMENT OF A DIRECTOR (MR. GERARD VAN KEMMEL) | Mgmt | For | For | ||||||||||||||||||||
O11 | REAPPOINTMENT OF A DIRECTOR (MR. SERGE WEINBERG) | Mgmt | For | For | ||||||||||||||||||||
O12 | REAPPOINTMENT OF A STATUTORY AUDITOR (PRICEWATERHOUSECOOPERS AUDIT) | Mgmt | For | For | ||||||||||||||||||||
O13 | APPOINTMENT OF A DEPUTY STATUTORY AUDITOR (MR. YVES NICOLAS) | Mgmt | For | For | ||||||||||||||||||||
O14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
E15 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR BY ISSUANCE OF SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS | Mgmt | For | For | ||||||||||||||||||||
E16 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT BY PUBLIC OFFERING INCREASES IN THE SHARE CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE RIGHTS, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR THE ISSUANCE OF SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS | Mgmt | Against | Against | ||||||||||||||||||||
E17 | POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHTS, SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY | Mgmt | Against | Against | ||||||||||||||||||||
E18 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS | Mgmt | Against | Against | ||||||||||||||||||||
E19 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS | Mgmt | For | For | ||||||||||||||||||||
E20 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY ISSUANCE, OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR FAVOR | Mgmt | For | For | ||||||||||||||||||||
E21 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES | Mgmt | For | For | ||||||||||||||||||||
E22 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | Mgmt | For | For | ||||||||||||||||||||
E23 | AMENDMENT TO ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
E24 | AMENDMENT TO ARTICLE 12 OF THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
E25 | AMENDMENT TO ARTICLE 19 OF THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
E26 | CHANGE OF NAME AND CORRESPONDING CHANGE TO THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
E27 | POWERS FOR FORMALITIES | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1284100000 | 1284100000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAP AG | ||||||||||||||||||||||||
Security: 803054204 | Agenda Number: 933434805 | |||||||||||||||||||||||
Ticker: SAP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8030542042 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
02 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2010 | Mgmt | For | |||||||||||||||||||||
03 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2010 | Mgmt | For | |||||||||||||||||||||
04 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2010 | Mgmt | For | |||||||||||||||||||||
05 | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS FOR FISCAL YEAR 2011 | Mgmt | For | |||||||||||||||||||||
06 | RESOLUTION ON THE AMENDMENT TO SECTION 4 OF THE ARTICLES OF INCORPORATION TO REFLECT CHANGES IN THE CAPITAL STRUCTURE SINCE THE ARTICLES OF INCORPORATION WERE LAST AMENDED AS WELL AS ON THE CANCELLATION OF CONTINGENT | Mgmt | For | |||||||||||||||||||||
CAPITAL VI AND THE CORRESPONDING AMENDMENT TO SECTION 4 OF THE ARTICLES OF INCORPORATION | ||||||||||||||||||||||||
07 | RESOLUTION ON THE AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, THE OPTION TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS, THE CANCELLATION OF CONTINGENT CAPITAL IV AND CONTINGENT CAPITAL IVA, THE CREATION OF NEW CONTINGENT CAPITAL IV AND THE CORRESPONDING AMENDMENT TO SECTION 4 OF THE ARTICLES OF INCORPORATION | Mgmt | For | |||||||||||||||||||||
08 | RESOLUTION ON THE APPROVAL OF A CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN SAP AG AND A SUBSIDIARY | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 275100000 | 275100000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SHINHAN FINANCIAL GROUP | ||||||||||||||||||||||||
Security: 824596100 | Agenda Number: 933377079 | |||||||||||||||||||||||
Ticker: SHG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8245961003 | Meeting Date: 3/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF FINANCIAL STATEMENTS (STATEMENT OF FINANCIAL POSITION, STATEMENT OF INCOME AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS) FOR FISCAL YEAR 2010 (JANUARY 1, 2010 - DECEMBER 31, 2010) | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF REVISION TO ARTICLES OF INCORPORATION | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF DIRECTOR REMUNERATION LIMIT | Mgmt | For | For | ||||||||||||||||||||
4A | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. DONG WOO HAN | Mgmt | For | For | ||||||||||||||||||||
4B | APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR. JIN WON SUH | Mgmt | For | For | ||||||||||||||||||||
4C | APPOINTMENT OF OUTSIDE DIRECTOR: MR. TAEEUN KWON | Mgmt | For | For | ||||||||||||||||||||
4D | APPOINTMENT OF OUTSIDE DIRECTOR: MR. KEE YOUNG KIM | Mgmt | For | For | ||||||||||||||||||||
4E | APPOINTMENT OF OUTSIDE DIRECTOR: MR. SEOK WON KIM | Mgmt | For | For | ||||||||||||||||||||
4F | APPOINTMENT OF OUTSIDE DIRECTOR: MR. HOON NAMKOONG | Mgmt | For | For | ||||||||||||||||||||
4G | APPOINTMENT OF OUTSIDE DIRECTOR: MR. JAEKUN YOO | Mgmt | For | For | ||||||||||||||||||||
4H | APPOINTMENT OF OUTSIDE DIRECTOR: MR. KE SOP YUN | Mgmt | For | For | ||||||||||||||||||||
4I | APPOINTMENT OF OUTSIDE DIRECTOR: MR. JUNG IL LEE | Mgmt | For | For | ||||||||||||||||||||
4J | APPOINTMENT OF OUTSIDE DIRECTOR: MR. SUN TAE HWANG | Mgmt | For | For | ||||||||||||||||||||
4K | APPOINTMENT OF OUTSIDE DIRECTOR: MR. HARUKI HIRAKAWA | Mgmt | For | For | ||||||||||||||||||||
4L | APPOINTMENT OF OUTSIDE DIRECTOR: MR. PHILIPPE AGUIGNIER | Mgmt | For | For | ||||||||||||||||||||
5A | APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. TAEEUN KWON | Mgmt | For | For | ||||||||||||||||||||
5B | APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. SEOK WON KIM | Mgmt | For | For | ||||||||||||||||||||
5C | APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. KE SOP YUN | Mgmt | For | For | ||||||||||||||||||||
5D | APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. SUN TAE HWANG | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 18300000 | 18300000 | 0 | 3/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SHIRE PLC | ||||||||||||||||||||||||
Security: 82481R106 | Agenda Number: 933393338 | |||||||||||||||||||||||
Ticker: SHPGY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US82481R1068 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2010 TOGETHER WITH THE DIRECTORS REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS. | Mgmt | For | For | ||||||||||||||||||||
O2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2010. | Mgmt | Against | Against | ||||||||||||||||||||
O3 | TO RE-ELECT MATTHEW EMMENS AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O4 | TO RE-ELECT ANGUS RUSSELL AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O5 | TO RE-ELECT GRAHAM HETHERINGTON AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O6 | TO RE-ELECT DAVID KAPPLER AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O7 | TO RE-ELECT PATRICK LANGLOIS AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O8 | TO RE-ELECT DR JEFFREY LEIDEN AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O9 | TO ELECT DR DAVID GINSBURG AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O10 | TO ELECT ANNE MINTO AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O11 | TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2012. | Mgmt | For | For | ||||||||||||||||||||
O12 | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
O13 | TO RESOLVE THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED AND FOR | Mgmt | For | For | ||||||||||||||||||||
THIS PURPOSE THE AUTHORIZED ALLOTMENT AMOUNT SHALL BE: (A) POUND 9,370,661 OF RELEVANT SECURITIES; AND (B) SOLELY IN CONNECTION WITH AN ALLOTMENT PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE POUND 18,741,322 OF RELEVANT SECURITIES COMPRISING EQUITY SECURITIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | ||||||||||||||||||||||||
S14 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS: TO RESOLVE THAT, SUBJECT TO THE PASSING OF RESOLUTION 13, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH, CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED AND FOR THIS PURPOSE THE NON PRE-EMPTIVE AMOUNT SHALL BE POUND 1,405,599 OF EQUITY SECURITIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
S15 | AUTHORITY TO MAKE MARKET PURCHASES: TO RESOLVE THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY; (B) PURSUANT TO ARTICLE LAW 1991, TO HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED BY | Mgmt | For | For | ||||||||||||||||||||
PARAGRAPH (A) OF THIS RESOLUTION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | ||||||||||||||||||||||||
S16 | TO RESOLVE THAT, WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE COMPANY'S ARTICLES OF ASSOCIATION BE AMENDED AND THOSE PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN (THE "NEW ARTICLES") BE ADOPTED AS THE COMPANY'S ARTICLES OF ASSOCIATION, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
S17 | TO RESOLVE THAT, SUBJECT TO THE PASSING OF RESOLUTION 16, A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 50600000 | 50600000 | 0 | 3/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SMITH & NEPHEW PLC | ||||||||||||||||||||||||
Security: 83175M205 | Agenda Number: 933380660 | |||||||||||||||||||||||
Ticker: SNN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US83175M2052 | Meeting Date: 4/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | TO ADOPT THE REPORT AND ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
O2 | TO APPROVE THE REMUNERATION REPORT | Mgmt | For | For | ||||||||||||||||||||
O3 | TO DECLARE A FINAL DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
O4 | RE-ELECTION OF DIRECTOR: MR IAN E BARLOW | Mgmt | For | For | ||||||||||||||||||||
O5 | RE-ELECTION OF DIRECTOR: PROF GENEVIEVE B BERGER | Mgmt | For | For | ||||||||||||||||||||
O6 | RE-ELECTION OF DIRECTOR: MR OLIVIER BOHUON | Mgmt | For | For | ||||||||||||||||||||
O7 | RE-ELECTION OF DIRECTOR: MR JOHN BUCHANAN | Mgmt | For | For | ||||||||||||||||||||
O8 | RE-ELECTION OF DIRECTOR: MR ADRIAN HENNAH | Mgmt | For | For | ||||||||||||||||||||
O9 | RE-ELECTION OF DIRECTOR: DR PAMELA J KIRBY | Mgmt | For | For | ||||||||||||||||||||
O10 | RE-ELECTION OF DIRECTOR: MR BRIAN LARCOMBE | Mgmt | For | For | ||||||||||||||||||||
O11 | RE-ELECTION OF DIRECTOR: MR JOSEPH C PAPA | Mgmt | For | For | ||||||||||||||||||||
O12 | RE-ELECTION OF DIRECTOR: MR RICHARD DE SCHUTTER | Mgmt | For | For | ||||||||||||||||||||
O13 | RE-ELECTION OF DIRECTOR: DR ROLF W H STOMBERG | Mgmt | For | For | ||||||||||||||||||||
O14 | TO REAPPOINT THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
O15 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Mgmt | For | For | ||||||||||||||||||||
O16 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Mgmt | For | For | ||||||||||||||||||||
S17 | TO RENEW THE DIRECTORS' AUTHORITY FOR THE DISAPPLICATION OF PREEMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
S18 | TO RENEW THE DIRECTORS' LIMITED AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
S19 | TO AUTHORISE GENERAL MEETINGS TO BE HELD ON 14 DAYS' NOTICE | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 76900000 | 76900000 | 0 | 3/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | ||||||||||||||||||||||||
Security: 833635105 | Agenda Number: 933428573 | |||||||||||||||||||||||
Ticker: SQM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8336351056 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, ANNUAL REPORT, REPORT OF THE ACCOUNTING INSPECTORS AND REPORT OF THE EXTERNAL AUDITORS FOR THE BUSINESS YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | |||||||||||||||||||||
02 | APPOINTMENT OF THE EXTERNAL AUDITOR COMPANY -EXTERNAL AUDITORS- AND THE ACCOUNTING INSPECTORS OF THE COMPANY FOR THE 2011 BUSINESS YEAR. | Mgmt | For | |||||||||||||||||||||
03 | OPERATIONS REFERRED TO IN TITLE XVI OF LAW NO 18,046 ("LAW OF CORPORATIONS" OF CHILE). | Mgmt | For | |||||||||||||||||||||
04 | INVESTMENT AND FINANCING POLICIES. | Mgmt | For | |||||||||||||||||||||
05 | NET INCOME FOR THE YEAR 2010, FINAL DIVIDEND DISTRIBUTION AND POLICY ON FUTURE DIVIDENDS. | Mgmt | For | |||||||||||||||||||||
06 | EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2010 BUSINESS YEAR. | Mgmt | For | |||||||||||||||||||||
07 | ELECTION OF AND COMPENSATION FOR THE MEMBERS OF THE BOARD. | Mgmt | Abstain | |||||||||||||||||||||
08 | ISSUES RELATED TO THE AUDIT AND DIRECTORS' COMMITTEES. | Mgmt | For | |||||||||||||||||||||
09 | OTHER MATTERS THAT MAY CORRESPOND IN ACCORDANCE WITH THE LAW. | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 34900000 | 34900000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SONY CORPORATION | ||||||||||||||||||||||||
Security: 835699307 | Agenda Number: 933472932 | |||||||||||||||||||||||
Ticker: SNE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8356993076 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HOWARD STRINGER | Mgmt | For | For | |||||||||||||||||||||
2 RYOJI CHUBACHI | Mgmt | For | For | |||||||||||||||||||||
3 YOTARO KOBAYASHI | Mgmt | For | For | |||||||||||||||||||||
4 YOSHIAKI YAMAUCHI | Mgmt | For | For | |||||||||||||||||||||
5 PETER BONFIELD | Mgmt | For | For | |||||||||||||||||||||
6 FUJIO CHO | Mgmt | For | For | |||||||||||||||||||||
7 RYUJI YASUDA | Mgmt | For | For | |||||||||||||||||||||
8 YUKAKO UCHINAGA | Mgmt | For | For | |||||||||||||||||||||
9 MITSUAKI YAHAGI | Mgmt | For | For | |||||||||||||||||||||
10 TSUN-YAN HSIEH | Mgmt | For | For | |||||||||||||||||||||
11 ROLAND A. HERNANDEZ | Mgmt | For | For | |||||||||||||||||||||
12 KANEMITSU ANRAKU | Mgmt | For | For | |||||||||||||||||||||
13 YORIHIKO KOJIMA | Mgmt | For | For | |||||||||||||||||||||
14 OSAMU NAGAYAMA | Mgmt | For | For | |||||||||||||||||||||
15 YUICHIRO ANZAI | Mgmt | For | For | |||||||||||||||||||||
02 | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2248100000 | 2248100000 | 0 | 6/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SOUTHERN COPPER CORPORATION | ||||||||||||||||||||||||
Security: 84265V105 | Agenda Number: 933408420 | |||||||||||||||||||||||
Ticker: SCCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US84265V1052 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 GERMAN LARREA MOTA-V. | Mgmt | Withheld | Against | |||||||||||||||||||||
2 OSCAR GONZALEZ ROCHA | Mgmt | Withheld | Against | |||||||||||||||||||||
3 EMILIO CARRILLO GAMBOA | Mgmt | For | For | |||||||||||||||||||||
4 ALFREDO CASAR PEREZ | Mgmt | Withheld | Against | |||||||||||||||||||||
5 LUIS CASTELAZO MORALES | Mgmt | Withheld | Against | |||||||||||||||||||||
6 E.C. SANCHEZ MEJORADA | Mgmt | For | For | |||||||||||||||||||||
7 A. DE LA PARRA ZAVALA | Mgmt | Withheld | Against | |||||||||||||||||||||
8 X. GARCIA DE QUEVEDO T. | Mgmt | Withheld | Against | |||||||||||||||||||||
9 G. LARREA MOTA-VELASCO | Mgmt | Withheld | Against | |||||||||||||||||||||
10 D. MUNIZ QUINTANILLA | Mgmt | Withheld | Against | |||||||||||||||||||||
11 L.M. PALOMINO BONILLA | Mgmt | For | For | |||||||||||||||||||||
12 G.PEREZALONSO CIFUENTES | Mgmt | Withheld | Against | |||||||||||||||||||||
13 JUAN REBOLLEDO GOUT | Mgmt | Withheld | Against | |||||||||||||||||||||
14 CARLOS RUIZ SACRISTAN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE AUDIT COMMITTEE'S SELECTION OF GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF DELOITTE TOUCHE TOHMATSU LIMITED, AS INDEPENDENT ACCOUNTANTS FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 90700000 | 90700000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STATOIL ASA | ||||||||||||||||||||||||
Security: 85771P102 | Agenda Number: 933440567 | |||||||||||||||||||||||
Ticker: STO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US85771P1021 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
02 | ELECTION OF OLAUG SVARVA AS CHAIR OF THE MEETING | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE NOTICE AND THE AGENDA | Mgmt | For | For | ||||||||||||||||||||
05 | ELECTION OF TWO PERSONS TO CO- SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS INCLUDING DISTRIBUTION OF THE DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
07 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | Mgmt | For | For | ||||||||||||||||||||
08 | DETERMINATION OF REMUNERATION FOR THE COMPANY'S AUDITOR | Mgmt | For | For | ||||||||||||||||||||
09 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | Mgmt | For | For | ||||||||||||||||||||
10 | ELECTION OF INGRID RASMUSSEN ÝNEW ELECTED¨ AS MEMBER OF THE NOMINATION COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
11 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
12 | AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE MARKET TO CONTINUE IMPLEMENTATION OF THE SHARE SAVING PLAN FOR EMPLOYEES | Mgmt | For | For | ||||||||||||||||||||
13 | AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Mgmt | For | For | ||||||||||||||||||||
14 | MARKETING INSTRUCTIONS FOR STATOIL ASA - ADJUSTMENTS | Mgmt | For | For | ||||||||||||||||||||
15 | CHANGES TO THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||||||||||||||||||
16 | ADOPT INSTRUCTION FOR THE NOMINATION COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
17 | PROPOSAL FROM A SHAREHOLDER | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 3220800000 | 3220800000 | 0 | 5/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
STMICROELECTRONICS N.V. | ||||||||||||||||||||||||
Security: 861012102 | Agenda Number: 933418508 | |||||||||||||||||||||||
Ticker: STM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8610121027 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
4A | ADOPTION OF OUR STATUTORY ANNUAL ACCOUNTS FOR OUR 2010 FINANCIAL YEAR | Mgmt | For | For | ||||||||||||||||||||
4B | ADOPTION OF A DIVIDEND OF US $0.40 PER COMMON SHARE FOR OUR 2010 FINANCIAL YEAR | Mgmt | For | For | ||||||||||||||||||||
4C | DISCHARGE OF THE SOLE MEMBER OF OUR MANAGING BOARD | Mgmt | For | For | ||||||||||||||||||||
4D | DISCHARGE OF THE MEMBERS OF OUR SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
05 | REAPPOINTMENT OF THE SOLE MEMBER OF OUR MANAGING BOARD | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE STOCK-BASED PORTION OF THE COMPENSATION OF OUR PRESIDENT AND CEO | Mgmt | For | For | ||||||||||||||||||||
7A | RE-APPOINTMENT OF MEMBER OF OUR SUPERVISORY BOARD: MR. DIDIER LOMBARD | Mgmt | For | For | ||||||||||||||||||||
7B | RE-APPOINTMENT OF MEMBER OF OUR SUPERVISORY BOARD: MR. TOM DE WAARD | Mgmt | For | For | ||||||||||||||||||||
7C | RE-APPOINTMENT OF MEMBER OF OUR SUPERVISORY BOARD: MR. BRUNO STEVE | Mgmt | For | For | ||||||||||||||||||||
7D | APPOINTMENT OF MEMBER OF OUR SUPERVISORY BOARD: MR. JEAN D'ARTHUYS | Mgmt | For | For | ||||||||||||||||||||
7E | APPOINTMENT OF MEMBER OF OUR SUPERVISORY BOARD: MR. JEAN- GEORGES MALCOR | Mgmt | For | For | ||||||||||||||||||||
7F | APPOINTMENT OF MEMBER OF OUR SUPERVISORY BOARD: MR. ALESSANDRO RIVERA | Mgmt | For | For | ||||||||||||||||||||
08 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITORS | Mgmt | For | For | ||||||||||||||||||||
09 | APPROVAL OF THE NEW THREE-YEAR STOCK-BASED COMPENSATION PLAN FOR THE MEMBERS AND PROFESSIONALS OF OUR SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
10 | DELEGATION TO OUR SUPERVISORY BOARD, FOR 3 YEARS AS OF APRIL 25, 2012, OF THE AUTHORITY TO ISSUE NEW SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR NEW SHARES AND TO LIMIT AND/OR EXCLUDE EXISTING SHAREHOLDERS' PRE-EMPTIVE RIGHTS | Mgmt | For | For | ||||||||||||||||||||
11 | AUTHORIZATION TO OUR MANAGING BOARD, FOR EIGHTEEN MONTHS AS OF OUR 2011 AGM, TO REPURCHASE OUR SHARES, SUBJECT TO THE APPROVAL OF OUR SUPERVISORY BOARD | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 899700000 | 899700000 | 0 | 4/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUMITOMO MITSUI FINL GROUP | ||||||||||||||||||||||||
Security: 86562M209 | Agenda Number: 933480686 | |||||||||||||||||||||||
Ticker: SMFG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US86562M2098 | Meeting Date: 6/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROPRIATION OF SURPLUS | Mgmt | For | For | ||||||||||||||||||||
2A | ELECTION OF DIRECTOR: MASAYUKI OKU | Mgmt | For | For | ||||||||||||||||||||
2B | ELECTION OF DIRECTOR: TAKESHI KUNIBE | Mgmt | For | For | ||||||||||||||||||||
2C | ELECTION OF DIRECTOR: TETSUYA KUBO | Mgmt | For | For | ||||||||||||||||||||
2D | ELECTION OF DIRECTOR: SATORU NAKANISHI | Mgmt | For | For | ||||||||||||||||||||
2E | ELECTION OF DIRECTOR: KAZUYA JONO | Mgmt | For | For | ||||||||||||||||||||
2F | ELECTION OF DIRECTOR: KOICHI DANNO | Mgmt | For | For | ||||||||||||||||||||
2G | ELECTION OF DIRECTOR: YUJIRO ITO | Mgmt | For | For | ||||||||||||||||||||
2H | ELECTION OF DIRECTOR: MASAHIRO FUCHIZAKI | Mgmt | For | For | ||||||||||||||||||||
2I | ELECTION OF DIRECTOR: SHIGERU IWAMOTO | Mgmt | For | For | ||||||||||||||||||||
2J | ELECTION OF DIRECTOR: KUNIAKI NOMURA | Mgmt | For | For | ||||||||||||||||||||
3A | ELECTION OF CORPORATE AUDITOR: JUN MIZOGUCHI | Mgmt | Against | Against | ||||||||||||||||||||
3B | ELECTION OF CORPORATE AUDITOR: SHIN KAWAGUCHI | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 4173600000 | 4173600000 | 0 | 6/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUN LIFE FINANCIAL INC. | ||||||||||||||||||||||||
Security: 866796105 | Agenda Number: 933401159 | |||||||||||||||||||||||
Ticker: SLF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA8667961053 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM D. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 RICHARD H. BOOTH | Mgmt | For | For | |||||||||||||||||||||
3 JON A. BOSCIA | Mgmt | For | For | |||||||||||||||||||||
4 JOHN H. CLAPPISON | Mgmt | For | For | |||||||||||||||||||||
5 DAVID A. GANONG, CM | Mgmt | For | For | |||||||||||||||||||||
6 MARTIN J.G. GLYNN | Mgmt | For | For | |||||||||||||||||||||
7 KRYSTYNA T. HOEG | Mgmt | For | For | |||||||||||||||||||||
8 DAVID W. KERR | Mgmt | For | For | |||||||||||||||||||||
9 IDALENE F. KESNER | Mgmt | For | For | |||||||||||||||||||||
10 MITCHELL M. MERIN | Mgmt | For | For | |||||||||||||||||||||
11 RONALD W. OSBORNE | Mgmt | For | For | |||||||||||||||||||||
12 HUGH D. SEGAL, CM | Mgmt | For | For | |||||||||||||||||||||
13 DONALD A. STEWART | Mgmt | For | For | |||||||||||||||||||||
14 JAMES H. SUTCLIFFE | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR | Mgmt | For | For | ||||||||||||||||||||
03 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 772200000 | 772200000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SUNCOR ENERGY INC. | ||||||||||||||||||||||||
Security: 867224107 | Agenda Number: 933394164 | |||||||||||||||||||||||
Ticker: SU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA8672241079 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MEL E. BENSON | Mgmt | For | For | |||||||||||||||||||||
2 DOMINIC D'ALESSANDRO | Mgmt | For | For | |||||||||||||||||||||
3 JOHN T. FERGUSON | Mgmt | For | For | |||||||||||||||||||||
4 W. DOUGLAS FORD | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD L. GEORGE | Mgmt | For | For | |||||||||||||||||||||
6 PAUL HASELDONCKX | Mgmt | For | For | |||||||||||||||||||||
7 JOHN R. HUFF | Mgmt | For | For | |||||||||||||||||||||
8 JACQUES LAMARRE | Mgmt | For | For | |||||||||||||||||||||
9 BRIAN F. MACNEILL | Mgmt | For | For | |||||||||||||||||||||
10 MAUREEN MCCAW | Mgmt | For | For | |||||||||||||||||||||
11 MICHAEL W. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
12 JAMES W. SIMPSON | Mgmt | For | For | |||||||||||||||||||||
13 EIRA THOMAS | Mgmt | For | For | |||||||||||||||||||||
02 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 793800000 | 793800000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SYNGENTA AG | ||||||||||||||||||||||||
Security: 87160A100 | Agenda Number: 933387018 | |||||||||||||||||||||||
Ticker: SYT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US87160A1007 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | APPROVAL OF THE ANNUAL REPORT, INCLUDING THE ANNUAL FINANCIAL STATEMENTS, AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
1B | CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM | Mgmt | Against | Against | ||||||||||||||||||||
02 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Mgmt | For | For | ||||||||||||||||||||
03 | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF REPURCHASED SHARES | Mgmt | For | For | ||||||||||||||||||||
4A | APPROPRIATION OF AVAILABLE EARNINGS 2010 | Mgmt | For | For | ||||||||||||||||||||
4B | CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS (DIVIDEND FROM RESERVES FROM CAPITAL CONTRIBUTIONS) | Mgmt | For | For | ||||||||||||||||||||
5A | RE-ELECTION OF MARTIN TAYLOR | Mgmt | For | For | ||||||||||||||||||||
5B | RE-ELECTION OF PETER THOMPSON | Mgmt | For | For | ||||||||||||||||||||
5C | RE-ELECTION OF ROLF WATTER | Mgmt | For | For | ||||||||||||||||||||
5D | RE-ELECTION OF FELIX A. WEBER | Mgmt | For | For | ||||||||||||||||||||
06 | ELECTION OF THE EXTERNAL AUDITOR | Mgmt | For | For | ||||||||||||||||||||
07 | PROPOSALS OF THE BOARD OF DIRECTORS IN CASE ADDITIONAL AND/OR COUNTER-PROPOSALS ARE PRESENTED AT THE MEETING | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 203800000 | 203800000 | 0 | 4/6/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||||||||||||
Security: 874039100 | Agenda Number: 933454213 | |||||||||||||||||||||||
Ticker: TSM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8740391003 | Meeting Date: 6/9/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ACCEPT 2010 BUSINESS REPORT AND FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2010 PROFITS | Mgmt | For | For | ||||||||||||||||||||
03 | TO REVISE INTERNAL RULES AS FOLLOWS: (A) PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES (B) PROCEDURES FOR ENDORSEMENT AND GUARANTEE | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE TRANSFER OF TSMC'S SOLAR BUSINESS AND SOLID STATE LIGHTING BUSINESS INTO TWO NEW TSMC WHOLLY OWNED COMPANIES RESPECTIVELY, AND TO FURTHER APPROVE THE "SOLAR BUSINESS TRANSFER PLAN" AND "SOLID STATE LIGHTING BUSINESS TRANSFER PLAN." | Mgmt | For | For | ||||||||||||||||||||
05 | DIRECTOR | |||||||||||||||||||||||
1 GREGORY C. CHOW | Mgmt | For | For | |||||||||||||||||||||
2 KOK-CHOO CHEN | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1086700000 | 1086700000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TALISMAN ENERGY INC. | ||||||||||||||||||||||||
Security: 87425E103 | Agenda Number: 933392730 | |||||||||||||||||||||||
Ticker: TLM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA87425E1034 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHRISTIANE BERGEVIN | Mgmt | For | For | |||||||||||||||||||||
2 DONALD J. CARTY | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM R.P. DALTON | Mgmt | For | For | |||||||||||||||||||||
4 KEVIN S. DUNNE | Mgmt | For | For | |||||||||||||||||||||
5 HAROLD N. KVISLE | Mgmt | For | For | |||||||||||||||||||||
6 JOHN A. MANZONI | Mgmt | For | For | |||||||||||||||||||||
7 LISA A. STEWART | Mgmt | For | For | |||||||||||||||||||||
8 PETER W. TOMSETT | Mgmt | For | For | |||||||||||||||||||||
9 CHARLES R. WILLIAMSON | Mgmt | For | For | |||||||||||||||||||||
10 CHARLES M. WINOGRAD | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF ERNST & YOUNG, LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | A RESOLUTION APPROVING THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S SHAREHOLDER RIGHTS PLAN. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
04 | A RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 291100000 | 291100000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TECK RESOURCES LIMITED | ||||||||||||||||||||||||
Security: 878742204 | Agenda Number: 933389048 | |||||||||||||||||||||||
Ticker: TCK | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA8787422044 | Meeting Date: 4/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 I. ABE | Mgmt | For | For | |||||||||||||||||||||
2 M.M. ASHAR | Mgmt | For | For | |||||||||||||||||||||
3 J.B. AUNE | Mgmt | For | For | |||||||||||||||||||||
4 J.H. BENNETT | Mgmt | For | For | |||||||||||||||||||||
5 H.J. BOLTON | Mgmt | For | For | |||||||||||||||||||||
6 F.P. CHEE | Mgmt | For | For | |||||||||||||||||||||
7 J.L. COCKWELL | Mgmt | For | For | |||||||||||||||||||||
8 N.B. KEEVIL | Mgmt | For | For | |||||||||||||||||||||
9 N.B. KEEVIL III | Mgmt | For | For | |||||||||||||||||||||
10 T. KURIYAMA | Mgmt | For | For | |||||||||||||||||||||
11 D.R. LINDSAY | Mgmt | For | For | |||||||||||||||||||||
12 J.G. RENNIE | Mgmt | For | For | |||||||||||||||||||||
13 W.S.R. SEYFFERT | Mgmt | For | For | |||||||||||||||||||||
14 C.M. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 142800000 | 142800000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TELEFONICA, S.A. | ||||||||||||||||||||||||
Security: 879382208 | Agenda Number: 933445757 | |||||||||||||||||||||||
Ticker: TEF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8793822086 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF TELEFONICA, S.A AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF DIVIDENDS TO BE CHARGED TO UNRESTRICTED RESERVES. | Mgmt | For | For | ||||||||||||||||||||
3A | AMENDMENT OF THE BY-LAWS: AMENDMENT OF ARTICLES 1, 6.2, 7, 14, 16.1, 17.4, 18.4, 31 BIS AND 36 OF THE BY- LAWS FOR ADJUSTMENT THEREOF TO THE LATEST LEGISLATIVE DEVELOPMENTS. | Mgmt | For | For | ||||||||||||||||||||
3B | AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW PARAGRAPH 5 TO ARTICLE 16 OF THE BY-LAWS. | Mgmt | For | For | ||||||||||||||||||||
3C | AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW ARTICLE 26 BIS TO THE BY- LAWS. | Mgmt | For | For | ||||||||||||||||||||
4A | AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLES 5, 8.1, 11 AND 13.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING FOR ADJUSTMENT TO THE LATEST LEGISLATIVE DEVELOPMENTS. | Mgmt | For | For | ||||||||||||||||||||
4B | AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE 14.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING. | Mgmt | For | For | ||||||||||||||||||||
5A | RE-ELECTION OF MR. ISIDRO FAINE CASAS. | Mgmt | For | For | ||||||||||||||||||||
5B | RE-ELECTION OF MR. VITALINO MANUEL NAFRIA AZNAR. | Mgmt | For | For | ||||||||||||||||||||
5C | RE-ELECTION OF MR. JULIO LINARES LOPEZ. | Mgmt | For | For | ||||||||||||||||||||
5D | RE-ELECTION OF MR. DAVID ARCULUS. | Mgmt | For | For | ||||||||||||||||||||
5E | RE-ELECTION OF MR. CARLOS COLOMER CASELLAS. | Mgmt | For | For | ||||||||||||||||||||
5F | RE-ELECTION OF MR. PETER ERSKINE. | Mgmt | For | For | ||||||||||||||||||||
5G | RE-ELECTION OF MR. ALFONSO FERRARI HERRERO. | Mgmt | For | For | ||||||||||||||||||||
5H | RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA. | Mgmt | For | For | ||||||||||||||||||||
5I | APPOINTMENT OF MR. CHANG XIAOBING. | Mgmt | For | For | ||||||||||||||||||||
06 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL PURSUANT TO THE TERMS AND CONDITIONS OF SECTION 297.1.B) OF THE COMPANIES ACT, OVER A MAXIMUM PERIOD OF FIVE YEARS, DELEGATING THE POWER TO EXCLUDE PRE-EMPTIVE RIGHTS PURSUANT TO SECTION 506 OF THE COMPANIES ACT. | Mgmt | For | For | ||||||||||||||||||||
07 | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
08 | LONG-TERM INCENTIVE PLAN BASED ON SHARES OF TELEFONICA, S.A. APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT MEMBERS OF THE EXECUTIVE TEAM OF THE TELEFONICA GROUP (INCLUDING EXECUTIVE DIRECTORS). | Mgmt | For | For | ||||||||||||||||||||
09 | RESTRICTED SHARE PLAN OF TELEFONICA, S.A. APPROVAL OF A LONG- TERM INCENTIVE RESTRICTED PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT EMPLOYEES AND EXECUTIVE PERSONNEL AND LINKED TO THEIR CONTINUED EMPLOYMENT IN THE TELEFONICA GROUP. | Mgmt | For | For | ||||||||||||||||||||
10 | GLOBAL INCENTIVE SHARE PURCHASE PLAN OF TELEFONICA, S.A. APPROVAL OF AN INCENTIVE SHARE PURCHASE GLOBAL PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP. | Mgmt | For | For | ||||||||||||||||||||
11 | DELEGATION OF POWERS TO FORMALIZE, INTERPRETS, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 3821000000 | 3821000000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BANK OF NOVA SCOTIA | ||||||||||||||||||||||||
Security: 064149107 | Agenda Number: 933374934 | |||||||||||||||||||||||
Ticker: BNS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA0641491075 | Meeting Date: 4/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RONALD A. BRENNEMAN | Mgmt | For | For | |||||||||||||||||||||
2 C.J. CHEN | Mgmt | For | For | |||||||||||||||||||||
3 DAVID A. DODGE | Mgmt | For | For | |||||||||||||||||||||
4 N. ASHLEIGH EVERETT | Mgmt | For | For | |||||||||||||||||||||
5 JOHN C. KERR | Mgmt | For | For | |||||||||||||||||||||
6 HON. MICHAEL J.L. KIRBY | Mgmt | For | For | |||||||||||||||||||||
7 JOHN T. MAYBERRY | Mgmt | For | For | |||||||||||||||||||||
8 THOMAS C. O'NEILL | Mgmt | For | For | |||||||||||||||||||||
9 A.E. ROVZAR DE LA TORRE | Mgmt | For | For | |||||||||||||||||||||
10 INDIRA V. SAMARASEKERA | Mgmt | For | For | |||||||||||||||||||||
11 ALLAN C. SHAW | Mgmt | For | For | |||||||||||||||||||||
12 PAUL D. SOBEY | Mgmt | For | For | |||||||||||||||||||||
13 BARBARA S. THOMAS | Mgmt | For | For | |||||||||||||||||||||
14 RICHARD E. WAUGH | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF KPMG LLP AS AUDITORS | Mgmt | For | For | ||||||||||||||||||||
03 | CONFIRMATION OF AN AMENDMENT TO SECTION 3.04 OF BY-LAW NO. 1 | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF AMENDMENTS TO THE STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN AND TO EXPLICITLY STATE THAT AMENDMENTS TO THE AMENDING PROVISIONS WILL REQUIRE SHAREHOLDER APPROVAL | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | Mgmt | For | For | ||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL 1. | Shr | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER PROPOSAL 2. | Shr | Against | For | ||||||||||||||||||||
08 | SHAREHOLDER PROPOSAL 3. | Shr | Against | For | ||||||||||||||||||||
09 | SHAREHOLDER PROPOSAL 4. | Shr | Against | For | ||||||||||||||||||||
10 | SHAREHOLDER PROPOSAL 5. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 411400000 | 411400000 | 0 | 3/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE TORONTO-DOMINION BANK | ||||||||||||||||||||||||
Security: 891160509 | Agenda Number: 933373514 | |||||||||||||||||||||||
Ticker: TD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA8911605092 | Meeting Date: 3/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM E. BENNETT | Mgmt | For | For | |||||||||||||||||||||
2 HUGH J. BOLTON | Mgmt | For | For | |||||||||||||||||||||
3 JOHN L. BRAGG | Mgmt | For | For | |||||||||||||||||||||
4 AMY W. BRINKLEY | Mgmt | For | For | |||||||||||||||||||||
5 W. EDMUND CLARK | Mgmt | For | For | |||||||||||||||||||||
6 WENDY K. DOBSON | Mgmt | For | For | |||||||||||||||||||||
7 HENRY H. KETCHAM | Mgmt | For | For | |||||||||||||||||||||
8 PIERRE H. LESSARD | Mgmt | For | For | |||||||||||||||||||||
9 BRIAN M. LEVITT | Mgmt | For | For | |||||||||||||||||||||
10 HAROLD H. MACKAY | Mgmt | For | For | |||||||||||||||||||||
11 IRENE R. MILLER | Mgmt | For | For | |||||||||||||||||||||
12 NADIR H. MOHAMED | Mgmt | For | For | |||||||||||||||||||||
13 WILBUR J. PREZZANO | Mgmt | For | For | |||||||||||||||||||||
14 HELEN K. SINCLAIR | Mgmt | For | For | |||||||||||||||||||||
15 CAROLE S. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
16 JOHN M. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Mgmt | For | For | ||||||||||||||||||||
C | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR NOTE* ITEM C ABOVE IS AN ADVISORY VOTE | Mgmt | For | For | ||||||||||||||||||||
D | SHAREHOLDER PROPOSAL A | Shr | Against | For | ||||||||||||||||||||
E | SHAREHOLDER PROPOSAL B | Shr | Against | For | ||||||||||||||||||||
F | SHAREHOLDER PROPOSAL C | Shr | Against | For | ||||||||||||||||||||
G | SHAREHOLDER PROPOSAL D | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 329500000 | 329500000 | 0 | 3/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THOMSON REUTERS CORPORATION | ||||||||||||||||||||||||
Security: 884903105 | Agenda Number: 933397590 | |||||||||||||||||||||||
Ticker: TRI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA8849031056 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID THOMSON | Mgmt | For | For | |||||||||||||||||||||
2 W. GEOFFREY BEATTIE | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS H. GLOCER | Mgmt | For | For | |||||||||||||||||||||
4 MANVINDER S. BANGA | Mgmt | For | For | |||||||||||||||||||||
5 MARY CIRILLO | Mgmt | For | For | |||||||||||||||||||||
6 STEVEN A. DENNING | Mgmt | For | For | |||||||||||||||||||||
7 LAWTON W. FITT | Mgmt | For | For | |||||||||||||||||||||
8 ROGER L. MARTIN | Mgmt | For | For | |||||||||||||||||||||
9 SIR DERYCK MAUGHAN | Mgmt | For | For | |||||||||||||||||||||
10 KEN OLISA | Mgmt | For | For | |||||||||||||||||||||
11 VANCE K. OPPERMAN | Mgmt | For | For | |||||||||||||||||||||
12 JOHN M. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
13 PETER J. THOMSON | Mgmt | For | For | |||||||||||||||||||||
14 JOHN A. TORY | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ACCEPT, ON AN ADVISORY BASIS, THE APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 368000000 | 368000000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TIM HORTONS INC. | ||||||||||||||||||||||||
Security: 88706M103 | Agenda Number: 933396017 | |||||||||||||||||||||||
Ticker: THI | Meeting Type: Annual and Special | |||||||||||||||||||||||
ISIN: CA88706M1032 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 M. SHAN ATKINS | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. ENDRES | Mgmt | For | For | |||||||||||||||||||||
3 MOYA M. GREENE | Mgmt | For | For | |||||||||||||||||||||
4 PAUL D. HOUSE | Mgmt | For | For | |||||||||||||||||||||
5 FRANK IACOBUCCI | Mgmt | For | For | |||||||||||||||||||||
6 JOHN A. LEDERER | Mgmt | For | For | |||||||||||||||||||||
7 DAVID H. LEES | Mgmt | For | For | |||||||||||||||||||||
8 RONALD W. OSBORNE | Mgmt | For | For | |||||||||||||||||||||
9 WAYNE C. SALES | Mgmt | For | For | |||||||||||||||||||||
10 DONALD B. SCHROEDER | Mgmt | For | For | |||||||||||||||||||||
11 CATHERINE L. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR, FOR THE FISCAL YEAR ENDING JANUARY 1, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADOPTION OF THE DIRECT SHARE PURCHASE AND DIVIDEND REINVESTMENT PLAN, AS DESCRIBED IN THE PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 58900000 | 58900000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOTAL S.A. | ||||||||||||||||||||||||
Security: 89151E109 | Agenda Number: 933432661 | |||||||||||||||||||||||
Ticker: TOT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89151E1091 | Meeting Date: 5/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | For | For | ||||||||||||||||||||
O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
O4 | AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | ||||||||||||||||||||
O5 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Mgmt | For | For | ||||||||||||||||||||
O6 | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O7 | RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS JR. AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O8 | RENEWAL OF THE APPOINTMENT OF MR. CLAUDE MANDIL AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O9 | APPOINTMENT OF MS. MARIE-CHRISTINE COISNE AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O10 | APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
E11 | AUTHORIZATION TO GRANT RESTRICTED SHARES IN COMPANY TO EMPLOYEES OF GROUP AND TO MANAGERS OF COMPANY OR OTHER GROUP COMPANIES. | Mgmt | For | For | ||||||||||||||||||||
A | AMENDMENT OF ARTICLE 9 OF THE COMPANY'S ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 3069800000 | 3069800000 | 0 | 4/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TOYOTA MOTOR CORPORATION | ||||||||||||||||||||||||
Security: 892331307 | Agenda Number: 933471891 | |||||||||||||||||||||||
Ticker: TM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8923313071 | Meeting Date: 6/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DISTRIBUTION OF SURPLUS | Mgmt | For | |||||||||||||||||||||
02 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION | Mgmt | For | |||||||||||||||||||||
3A | ELECTION OF DIRECTOR: FUJIO CHO | Mgmt | For | |||||||||||||||||||||
3B | ELECTION OF DIRECTOR: AKIO TOYODA | Mgmt | For | |||||||||||||||||||||
3C | ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA | Mgmt | For | |||||||||||||||||||||
3D | ELECTION OF DIRECTOR: YUKITOSHI FUNO | Mgmt | For | |||||||||||||||||||||
3E | ELECTION OF DIRECTOR: ATSUSHI NIIMI | Mgmt | For | |||||||||||||||||||||
3F | ELECTION OF DIRECTOR: SHINICHI SASAKI | Mgmt | For | |||||||||||||||||||||
3G | ELECTION OF DIRECTOR: SATOSHI OZAWA | Mgmt | For | |||||||||||||||||||||
3H | ELECTION OF DIRECTOR: NOBUYORI KODAIRA | Mgmt | For | |||||||||||||||||||||
3I | ELECTION OF DIRECTOR: MAMORU FURUHASHI | Mgmt | For | |||||||||||||||||||||
3J | ELECTION OF DIRECTOR: TAKAHIKO IJICHI | Mgmt | For | |||||||||||||||||||||
3K | ELECTION OF DIRECTOR: YASUMORI IHARA | Mgmt | For | |||||||||||||||||||||
4A | ELECTION OF CORPORATE AUDITOR: KUNIHIRO MATSUO | Mgmt | For | |||||||||||||||||||||
4B | ELECTION OF CORPORATE AUDITOR: YOKO WAKE | Mgmt | For | |||||||||||||||||||||
4C | ELECTION OF CORPORATE AUDITOR: YOICHIRO ICHIMARU | Mgmt | Against | |||||||||||||||||||||
4D | ELECTION OF CORPORATE AUDITOR: MASAHIRO KATO | Mgmt | Against | |||||||||||||||||||||
05 | REVISION TO THE AMOUNT OF REMUNERATION FOR DIRECTORS | Mgmt | For | |||||||||||||||||||||
06 | PAYMENT OF EXECUTIVE BONUSES | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2701000000 | 2701000000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRANSALTA CORPORATION | ||||||||||||||||||||||||
Security: 89346D107 | Agenda Number: 933391029 | |||||||||||||||||||||||
Ticker: TAC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA89346D1078 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM D. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
2 STEPHEN L. BAUM | Mgmt | For | For | |||||||||||||||||||||
3 TIMOTHY W. FAITHFULL | Mgmt | For | For | |||||||||||||||||||||
4 GORDON D. GIFFIN | Mgmt | For | For | |||||||||||||||||||||
5 C. KENT JESPERSEN | Mgmt | For | For | |||||||||||||||||||||
6 MICHAEL M. KANOVSKY | Mgmt | For | For | |||||||||||||||||||||
7 GORDON S. LACKENBAUER | Mgmt | For | For | |||||||||||||||||||||
8 KAREN E. MAIDMENT | Mgmt | For | For | |||||||||||||||||||||
9 MARTHA C. PIPER | Mgmt | For | For | |||||||||||||||||||||
10 STEPHEN G. SNYDER | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE TO ACCEPT MANAGEMENT'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL, AS DESCRIBED IN APPENDIX "A" IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Shr | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 126400000 | 126400000 | 0 | 4/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRANSCANADA CORPORATION | ||||||||||||||||||||||||
Security: 89353D107 | Agenda Number: 933383250 | |||||||||||||||||||||||
Ticker: TRP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA89353D1078 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 K.E. BENSON | Mgmt | For | For | |||||||||||||||||||||
2 D.H. BURNEY | Mgmt | For | For | |||||||||||||||||||||
3 W.K. DOBSON | Mgmt | For | For | |||||||||||||||||||||
4 E.L. DRAPER | Mgmt | For | For | |||||||||||||||||||||
5 P. GAUTHIER | Mgmt | For | For | |||||||||||||||||||||
6 R.K. GIRLING | Mgmt | For | For | |||||||||||||||||||||
7 S.B. JACKSON | Mgmt | For | For | |||||||||||||||||||||
8 P.L. JOSKOW | Mgmt | For | For | |||||||||||||||||||||
9 J.A. MACNAUGHTON | Mgmt | For | For | |||||||||||||||||||||
10 D.P. O'BRIEN | Mgmt | For | For | |||||||||||||||||||||
11 W.T. STEPHENS | Mgmt | For | For | |||||||||||||||||||||
12 D.M.G. STEWART | Mgmt | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | RESOLUTION ACCEPTING TRANSCANADA CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 210600000 | 210600000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UBS AG | ||||||||||||||||||||||||
Security: H89231338 | Agenda Number: 933399304 | |||||||||||||||||||||||
Ticker: UBS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CH0024899483 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | APPROVAL OF ANNUAL REPORT AND GROUP AND PARENT BANK ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
1B | ADVISORY VOTE ON THE COMPENSATION REPORT 2010 | Mgmt | Against | Against | ||||||||||||||||||||
02 | APPROPRIATION OF RETAINED EARNINGS | Mgmt | For | For | ||||||||||||||||||||
03 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2010 | Mgmt | For | For | ||||||||||||||||||||
4AA | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: KASPAR VILLIGER | Mgmt | For | For | ||||||||||||||||||||
4AB | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MICHEL DEMARE | Mgmt | For | For | ||||||||||||||||||||
4AC | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVID SIDWELL | Mgmt | For | For | ||||||||||||||||||||
4AD | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RAINER-MARC FREY | Mgmt | For | For | ||||||||||||||||||||
4AE | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BRUNO GEHRIG | Mgmt | For | For | ||||||||||||||||||||
4AF | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANN F. GODBEHERE | Mgmt | For | For | ||||||||||||||||||||
4AG | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: AXEL P. LEHMANN | Mgmt | For | For | ||||||||||||||||||||
4AH | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: WOLFGANG MAYRHUBER | Mgmt | For | For | ||||||||||||||||||||
4AI | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: HELMUT PANKE | Mgmt | For | For | ||||||||||||||||||||
4AJ | REELECTION OF MEMBER OF THE BOARD OF DIRECTORS: WILLIAM G. PARRETT | Mgmt | For | For | ||||||||||||||||||||
4B | ELECTION OF JOSEPH YAM TO THE BOARD OF DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
4C | REELECTION OF THE AUDITORS, ERNST & YOUNG LTD., BASEL | Mgmt | For | For | ||||||||||||||||||||
05 | IN CASE OF AD-HOC MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 2675400000 | 2675400000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||
Security: 904767704 | Agenda Number: 933408759 | |||||||||||||||||||||||
Ticker: UL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9047677045 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2010. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RE-ELECT MR R J-M S HUET AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RE-ELECT PROFESSOR L O FRESCO AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
06 | TO RE-ELECT MS A M FUDGE AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RE-ELECT MR C E GOLDEN AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
08 | TO RE-ELECT DR B E GROTE AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
09 | TO RE-ELECT MS H NYASULU AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
10 | TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND MP AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
11 | TO RE-ELECT MR K J STORM AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
12 | TO RE-ELECT MR M TRESCHOW AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
13 | TO RE-ELECT MR P S WALSH AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
14 | TO ELECT MR S BHARTI MITTAL AS A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
16 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
17 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES. | Mgmt | For | For | ||||||||||||||||||||
18 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS. | Mgmt | For | For | ||||||||||||||||||||
19 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES. | Mgmt | For | For | ||||||||||||||||||||
20 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE. | Mgmt | For | For | ||||||||||||||||||||
21 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS. | Mgmt | Against | Against | ||||||||||||||||||||
22 | TO AMEND THE ARTICLES OF ASSOCIATION IN RELATION TO THE DIRECTORS' POWER TO BORROW MONEY AND GIVE SECURITY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 943200000 | 943200000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
UNITED MICROELECTRONICS CORPORATION | ||||||||||||||||||||||||
Security: 910873405 | Agenda Number: 933465381 | |||||||||||||||||||||||
Ticker: UMC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9108734057 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVING ITEM: 2010 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | Mgmt | For | Against | ||||||||||||||||||||
02 | APPROVING ITEM: 2010 SURPLUS EARNINGS DISTRIBUTION CHART | Mgmt | For | Against | ||||||||||||||||||||
03 | DISCUSSION ITEM: AMENDING THE COMPANY'S ARTICLES OF INCORPORATION | Mgmt | For | Against | ||||||||||||||||||||
04 | DISCUSSION ITEM: AMENDING "PROCEDURE FOR ELECTION OF DIRECTORS AND SUPERVISORS" | Mgmt | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1446400000 | 1446400000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VALE S.A. | ||||||||||||||||||||||||
Security: 91912E204 | Agenda Number: 933405246 | |||||||||||||||||||||||
Ticker: VALEP | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US91912E2046 | Meeting Date: 4/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1A | APPRECIATION OF THE MANAGEMENTS' REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
O1B | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR VALE, PURSUANT TO ARTICLE 196 OF THE BRAZILIAN CORPORATE LAW | Mgmt | For | For | ||||||||||||||||||||
O1C | APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS | Mgmt | Against | Against | ||||||||||||||||||||
O1D | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Mgmt | For | For | ||||||||||||||||||||
O1E | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | Mgmt | Against | Against | ||||||||||||||||||||
E2A | PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE 5 OF VALE'S BY-LAWS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1274000000 | 1274000000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | ||||||||||||||||||||||||
Security: 91911K102 | Agenda Number: 933428561 | |||||||||||||||||||||||
Ticker: VRX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA91911K1021 | Meeting Date: 5/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT A. INGRAM | Mgmt | For | For | |||||||||||||||||||||
2 THEO MELAS-KYRIAZI | Mgmt | For | For | |||||||||||||||||||||
3 G. MASON MORFIT | Mgmt | For | For | |||||||||||||||||||||
4 LAURENCE E. PAUL | Mgmt | For | For | |||||||||||||||||||||
5 J. MICHAEL PEARSON | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT N. POWER | Mgmt | For | For | |||||||||||||||||||||
7 NORMA A. PROVENCIO | Mgmt | For | For | |||||||||||||||||||||
8 LLOYD M. SEGAL | Mgmt | For | For | |||||||||||||||||||||
9 KATHARINE STEVENSON | Mgmt | For | For | |||||||||||||||||||||
10 MICHAEL R. VAN EVERY | Mgmt | For | For | |||||||||||||||||||||
02 | THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | THE DETERMINATION AS TO HOW FREQUENTLY A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE CONDUCTED. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | THE APPROVAL OF THE COMPANY'S 2011 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | THE APPROVAL OF THE AMENDMENT TO THE COMPANY'S 2007 EQUITY COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2012 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 30200000 | 30200000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VEOLIA ENVIRONNEMENT | ||||||||||||||||||||||||
Security: 92334N103 | Agenda Number: 933432609 | |||||||||||||||||||||||
Ticker: VE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92334N1037 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE 2010 FINANCIAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2010 FINANCIAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
O3 | APPROVAL OF THE EXPENSES AND CHARGES REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE. | Mgmt | For | For | ||||||||||||||||||||
O4 | ALLOCATION OF INCOME FOR THE 2010 FINANCIAL YEAR AND DATE OF PAYMENT OF DIVIDENDS. | Mgmt | For | For | ||||||||||||||||||||
O5 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES. | Mgmt | For | For | ||||||||||||||||||||
O6 | APPROVAL OF REGULATED AGREEMENTS AND UNDERTAKINGS. | Mgmt | For | For | ||||||||||||||||||||
O7 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
O8 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
O9 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
O10 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR. | Mgmt | For | For | ||||||||||||||||||||
O11 | RENEWAL OF THE TERM OF OFFICE OF A PRINCIPAL STATUTORY AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
O12 | RENEWAL OF THE TERM OF OFFICE OF A DEPUTY STATUTORY AUDITOR. | Mgmt | For | For | ||||||||||||||||||||
O13 | SETTING OF THE AMOUNT OF DIRECTORS' FEES ALLOCATED TO THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
O14 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES. | Mgmt | For | For | ||||||||||||||||||||
E15 | GRANTING OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES, RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS PLANS, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF SUCH MEMBERS. | Mgmt | For | For | ||||||||||||||||||||
E16 | GRANTING OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR A CATEGORY OF BENEFICIARIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF SUCH BENEFICIARIES. | Mgmt | For | For | ||||||||||||||||||||
E17 | AMENDMENT TO THE ARTICLES OF ASSOCIATION ON THE CONDITIONS FOR PARTICIPATING IN AND VOTING OF GENERAL SHAREHOLDERS' MEETINGS THROUGH TELECOMMUNICATION. | Mgmt | For | For | ||||||||||||||||||||
18 | POWERS TO CARRY OUT FORMALITIES. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 1461100000 | 1461100000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WPP PLC | ||||||||||||||||||||||||
Security: 92933H101 | Agenda Number: 933453855 | |||||||||||||||||||||||
Ticker: WPPGY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92933H1014 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | TO RECEIVE AND APPROVE THE AUDITED ACCOUNTS | Mgmt | For | For | ||||||||||||||||||||
O2 | TO APPROVE THE REMUNERATION REPORT OF THE DIRECTORS | Mgmt | Against | Against | ||||||||||||||||||||
O3 | TO APPROVE THE CORPORATE RESPONSIBILITY REPORT OF THE DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
S4 | TO AMEND THE ARTICLES OF ASSOCIATION TO ELECT DIRECTORS ANNUALLY | Mgmt | For | For | ||||||||||||||||||||
O5 | TO ELECT RUIGANG LI AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O6 | TO ELECT SOLOMON TRUJILLO AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O7 | TO RE-ELECT COLIN DAY AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O8 | TO RE-ELECT ESTHER DYSON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O9 | TO RE-ELECT ORIT GADIESH AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O10 | TO RE-ELECT PHILIP LADER AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O11 | TO RE-ELECT BUD MORTEN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O12 | TO RE-ELECT KOICHIRO NAGANUMA AS A DIRECTOR | Mgmt | Against | Against | ||||||||||||||||||||
O13 | TO RE-ELECT LUBNA OLAYAN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O14 | TO RE-ELECT JOHN QUELCH AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O15 | TO RE-ELECT MARK READ AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O16 | TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O17 | TO RE-ELECT JEFFREY ROSEN AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O18 | TO RE-ELECT TIMOTHY SHRIVER AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O19 | TO RE-ELECT SIR MARTIN SORRELL AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O20 | TO RE-ELECT PAUL SPENCER AS A DIRECTOR | Mgmt | For | For | ||||||||||||||||||||
O21 | TO RE-APPOINT THE AUDITORS AND AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Mgmt | For | For | ||||||||||||||||||||
O22 | TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | Mgmt | For | For | ||||||||||||||||||||
O23 | TO INCREASE FEES PAYABLE TO NON- EXECUTIVE DIRECTORS | Mgmt | For | For | ||||||||||||||||||||
O24 | TO AUTHORISE THE BOARD TO OFFER A SCRIP DIVIDEND | Mgmt | For | For | ||||||||||||||||||||
S25 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | ||||||||||||||||||||
S26 | TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 284000000 | 284000000 | 0 | 5/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
YAMANA GOLD INC. | ||||||||||||||||||||||||
Security: 98462Y100 | Agenda Number: 933417138 | |||||||||||||||||||||||
Ticker: AUY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA98462Y1007 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A | DIRECTOR | |||||||||||||||||||||||
1 PETER MARRONE | Mgmt | For | For | |||||||||||||||||||||
2 PATRICK J. MARS | Mgmt | For | For | |||||||||||||||||||||
3 JOHN BEGEMAN | Mgmt | For | For | |||||||||||||||||||||
4 ALEXANDER DAVIDSON | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD GRAFF | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT HORN | Mgmt | For | For | |||||||||||||||||||||
7 NIGEL LEES | Mgmt | For | For | |||||||||||||||||||||
8 JUVENAL MESQUITA FILHO | Mgmt | For | For | |||||||||||||||||||||
9 CARL RENZONI | Mgmt | For | For | |||||||||||||||||||||
10 ANTENOR F. SILVA, JR. | Mgmt | For | For | |||||||||||||||||||||
11 DINO TITARO | Mgmt | For | For | |||||||||||||||||||||
B | IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000262927 | BNY | 121600000 | 121600000 | 0 | 4/14/2011 | |||||||||||||||||||
RevenueShares Navellier Overall A-100 Fund | ||||||||||||||||||||||||
Meeting Date Range: 01-Jul-2010 - 30-Jun-2011 Report Date: 7/27/2011 | ||||||||||||||||||||||||
Page 1 of 155 | ||||||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
3D SYSTEMS CORPORATION | ||||||||||||||||||||||||
Security: 88554D205 | Agenda Number: 933396548 | |||||||||||||||||||||||
Ticker: TDSC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US88554D2053 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM E. CURRAN | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES W. HULL | Mgmt | For | For | |||||||||||||||||||||
3 JIM D. KEVER | Mgmt | For | For | |||||||||||||||||||||
4 G. WALTER LOEWENBAUM II | Mgmt | For | For | |||||||||||||||||||||
5 KEVIN S. MOORE | Mgmt | For | For | |||||||||||||||||||||
6 ABRAHAM N. REICHENTAL | Mgmt | For | For | |||||||||||||||||||||
7 DANIEL S. VAN RIPER | Mgmt | For | For | |||||||||||||||||||||
8 KAREN E. WELKE | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 78300000 | 78300000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
A.T. CROSS COMPANY | ||||||||||||||||||||||||
Security: 227478104 | Agenda Number: 933395344 | |||||||||||||||||||||||
Ticker: ATX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2274781044 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE AND CLASS B DIRECTORS AT SIX. | Mgmt | For | For | ||||||||||||||||||||
02 | DIRECTOR | |||||||||||||||||||||||
1 HARLAN M. KENT | Mgmt | For | For | |||||||||||||||||||||
2 ANDREW J. PARSONS | Mgmt | For | For | |||||||||||||||||||||
3 FRANCES P. PHILIP | Mgmt | For | For | |||||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO OMNIBUS INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 256600000 | 256600000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ABINGTON BANCORP INC | ||||||||||||||||||||||||
Security: 00350L109 | Agenda Number: 933394746 | |||||||||||||||||||||||
Ticker: ABBC | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US00350L1098 | Meeting Date: 5/6/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 26, 2011, BY AND BETWEEN ABINGTON BANCORP, INC. AND SUSQUEHANNA BANCSHARES, INC., PURSUANT TO WHICH ABINGTON BANCORP, INC. WILL BE MERGED WITH AND INTO SUSQUEHANNA BANCSHARES, INC. | Mgmt | For | For | ||||||||||||||||||||
02 | PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE AGREEMENT AND PLAN OF MERGER AND THE TRANSACTIONS CONTEMPLATED THEREBY. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 157300000 | 157300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ACACIA RESEARCH CORPORATION | ||||||||||||||||||||||||
Security: 003881307 | Agenda Number: 933412582 | |||||||||||||||||||||||
Ticker: ACTG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0038813079 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EDWARD W. FRYKMAN | Mgmt | For | For | |||||||||||||||||||||
2 WILLIAM S. ANDERSON | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 94800000 | 94800000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADTRAN INC | ||||||||||||||||||||||||
Security: 00738A106 | Agenda Number: 933400424 | |||||||||||||||||||||||
Ticker: ADTN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00738A1060 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS R. STANTON | Mgmt | For | For | |||||||||||||||||||||
2 H. FENWICK HUSS | Mgmt | For | For | |||||||||||||||||||||
3 ROSS K. IRELAND | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM L. MARKS | Mgmt | For | For | |||||||||||||||||||||
5 JAMES E. MATTHEWS | Mgmt | For | For | |||||||||||||||||||||
6 BALAN NAIR | Mgmt | For | For | |||||||||||||||||||||
7 ROY J. NICHOLS | Mgmt | For | For | |||||||||||||||||||||
2A | SAY-ON-PAY RESOLUTIONS, NON- BINDING APPROVAL OF THE EXECUTIVE COMPENSATION POLICIES AND PROCEDURES OF ADTRAN AS WELL AS THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
2B | SAY-ON-PAY RESOLUTIONS, NON- BINDING RECOMMENDATION FOR THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
03 | THE ADOPTION OF THE RESTATED ADTRAN,INC. VARIABLE INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 140300000 | 140300000 | 0 | 4/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ADVANCE AUTO PARTS, INC. | ||||||||||||||||||||||||
Security: 00751Y106 | Agenda Number: 933410083 | |||||||||||||||||||||||
Ticker: AAP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US00751Y1064 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN F. BERGSTROM | Mgmt | For | For | |||||||||||||||||||||
2 JOHN C. BROUILLARD | Mgmt | For | For | |||||||||||||||||||||
3 FIONA P. DIAS | Mgmt | For | For | |||||||||||||||||||||
4 FRANCES X. FREI | Mgmt | For | For | |||||||||||||||||||||
5 DARREN R. JACKSON | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM S. OGLESBY | Mgmt | For | For | |||||||||||||||||||||
7 J. PAUL RAINES | Mgmt | For | For | |||||||||||||||||||||
8 GILBERT T. RAY | Mgmt | For | For | |||||||||||||||||||||
9 CARLOS A. SALADRIGAS | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY ADVISORY VOTE, HOW OFTEN STOCKHOLDERS SHOULD VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 574900000 | 574900000 | 0 | 4/23/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AIR METHODS CORPORATION | ||||||||||||||||||||||||
Security: 009128307 | Agenda Number: 933453146 | |||||||||||||||||||||||
Ticker: AIRM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0091283079 | Meeting Date: 6/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SAMUEL H. GRAY | Mgmt | For | For | |||||||||||||||||||||
2 MORAD TAHBAZ | Mgmt | For | For | |||||||||||||||||||||
3 AARON D. TODD | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE THE PROPOSED ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 49800000 | 49800000 | 0 | 5/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ALLIANCE FIBER OPTIC PRODUCTS, INC. | ||||||||||||||||||||||||
Security: 018680306 | Agenda Number: 933404307 | |||||||||||||||||||||||
Ticker: AFOP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0186803062 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MR. RAY SUN | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE COMPANY'S 2000 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED, INCLUDING INCREASING BY 300,000 THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 80,000,000 SHARES TO 20,000,000 SHARES. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF MARCUM LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 129600000 | 129600000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AMERICAN CAPITAL AGENCY CORP. | ||||||||||||||||||||||||
Security: 02503X105 | Agenda Number: 933426339 | |||||||||||||||||||||||
Ticker: AGNC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US02503X1054 | Meeting Date: 6/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MORRIS A. DAVIS | Mgmt | For | For | |||||||||||||||||||||
2 RANDY E. DOBBS | Mgmt | For | For | |||||||||||||||||||||
3 LARRY K. HARVEY | Mgmt | For | For | |||||||||||||||||||||
4 ALVIN N. PURYEAR | Mgmt | For | For | |||||||||||||||||||||
5 MALON WILKUS | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL AUTHORIZED SHARES OF OUR COMMON STOCK FROM 150,000,000 TO 300,000,000 | Mgmt | For | For | ||||||||||||||||||||
03 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 87500000 | 87500000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
APPLE INC. | ||||||||||||||||||||||||
Security: 037833100 | Agenda Number: 933364755 | |||||||||||||||||||||||
Ticker: AAPL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0378331005 | Meeting Date: 2/23/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM V. CAMPBELL | Mgmt | No vote | ||||||||||||||||||||||
2 MILLARD S. DREXLER | Mgmt | No vote | ||||||||||||||||||||||
3 ALBERT A. GORE, JR. | Mgmt | No vote | ||||||||||||||||||||||
4 STEVEN P. JOBS | Mgmt | No vote | ||||||||||||||||||||||
5 ANDREA JUNG | Mgmt | No vote | ||||||||||||||||||||||
6 ARTHUR D. LEVINSON | Mgmt | No vote | ||||||||||||||||||||||
7 RONALD D. SUGAR | Mgmt | No vote | ||||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | Shr | No vote | |||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shr | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 209100000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ASTRONICS CORPORATION | ||||||||||||||||||||||||
Security: 046433108 | Agenda Number: 933396435 | |||||||||||||||||||||||
Ticker: ATRO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0464331083 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RAYMOND W. BOUSHIE | Mgmt | For | For | |||||||||||||||||||||
2 ROBERT T. BRADY | Mgmt | For | For | |||||||||||||||||||||
3 JOHN B. DRENNING | Mgmt | For | For | |||||||||||||||||||||
4 PETER J. GUNDERMANN | Mgmt | For | For | |||||||||||||||||||||
5 KEVIN T. KEANE | Mgmt | For | For | |||||||||||||||||||||
6 ROBERT J. MCKENNA | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO CONSIDER AND VOTE UPON THE ADOPTION OF THE 2011 EMPLOYEE STOCK OPTION PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAMS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL RECOMMENDING THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL CLASS B SHARES (CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES (CURRENTLY ONE VOTE PER SHARE). | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 127200000 | 127200000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ATMEL CORPORATION | ||||||||||||||||||||||||
Security: 049513104 | Agenda Number: 933410906 | |||||||||||||||||||||||
Ticker: ATML | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0495131049 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | ELECTION OF DIRECTOR: STEVEN LAUB | Mgmt | For | For | ||||||||||||||||||||
2 | ELECTION OF DIRECTOR: TSUNG-CHING WU | Mgmt | For | For | ||||||||||||||||||||
3 | ELECTION OF DIRECTOR: DAVID SUGISHITA | Mgmt | For | For | ||||||||||||||||||||
4 | ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN | Mgmt | For | For | ||||||||||||||||||||
5 | ELECTION OF DIRECTOR: JACK L. SALTICH | Mgmt | For | For | ||||||||||||||||||||
6 | ELECTION OF DIRECTOR: CHARLES CARINALLI | Mgmt | For | For | ||||||||||||||||||||
7 | ELECTION OF DIRECTOR: DR. EDWARD ROSS | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2005 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO DETERMINE, IN AN ADVISORY VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 920900000 | 920900000 | 0 | 5/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AUTOLIV, INC. | ||||||||||||||||||||||||
Security: 052800109 | Agenda Number: 933395510 | |||||||||||||||||||||||
Ticker: ALV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0528001094 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JAN CARLSON | Mgmt | For | For | |||||||||||||||||||||
2 LARS NYBERG | Mgmt | For | For | |||||||||||||||||||||
3 JAMES M. RINGLER | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON AUTOLIV, INC'S 2010 EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | APPROVAL OF ERNST & YOUNG AB AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 574500000 | 574500000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
AVAGO TECHNOLOGIES LTD | ||||||||||||||||||||||||
Security: Y0486S104 | Agenda Number: 933376180 | |||||||||||||||||||||||
Ticker: AVGO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: SG9999006241 | Meeting Date: 3/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MR. HOCK E. TAN | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MR. ADAM H. CLAMMER | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MR. JAMES A. DAVIDSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MR. JAMES V. DILLER | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MR. KENNETH Y. HAO | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: MR. JOHN M. HSUAN | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MR. DAVID KERKO | Mgmt | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN | Mgmt | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MR. DONALD MACLEOD | Mgmt | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: MR. BOCK SENG TAN | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AVAGO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 30, 2011 AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE CASH COMPENSATION FOR AVAGO'S NON-EMPLOYEE DIRECTORS, AS SET FORTH IN AVAGO'S PROXY STATEMENT RELATING TO ITS 2011 ANNUAL GENERAL MEETING, FOR SERVICES RENDERED BY THEM | Mgmt | For | For | ||||||||||||||||||||
THROUGH THE DATE OF AVAGO'S 2012 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | ||||||||||||||||||||||||
04 | TO APPROVE THE COMPENSATION OF AVAGO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, SET FORTH IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN THE COMPENSATION TABLES AND THE ACCOMPANYING NARRATIVE DISCLOSURE UNDER "EXECUTIVE COMPENSATION" IN AVAGO'S PROXY STATEMENT RELATING TO ITS 2011 ANNUAL GENERAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE AVAGO'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE ORDINARY SHARES, AS SET FORTH IN AVAGO'S PROXY STATEMENT RELATING TO ITS 2011 ANNUAL GENERAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE THE 2011 SHARE PURCHASE MANDATE AUTHORIZING THE PURCHASE OR ACQUISITION BY AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS SET FORTH IN AVAGO'S PROXY STATEMENT RELATING TO ITS 2011 ANNUAL GENERAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 515200000 | 515200000 | 0 | 3/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BANCO DE CHILE | ||||||||||||||||||||||||
Security: 059520106 | Agenda Number: 933375669 | |||||||||||||||||||||||
Ticker: BCH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0595201064 | Meeting Date: 3/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
E1 | TO INCREASE THE CAPITAL OF THE BANK BY MEANS OF THE CAPITALIZATION OF 30% OF THE DISTRIBUTABLE NET INCOME OBTAINED DURING THE FISCAL YEAR ENDING THE 31ST OF DECEMBER, 2010, THROUGH THE ISSUANCE OF FULLY PAID-IN SHARES, OF NO PAR VALUE, WITH A VALUE OF $ 66.83 PER SHARE WHICH WILL BE DISTRIBUTED AMONG THE SHAREHOLDERS IN THE PROPORTION OF 0.018838 SHARES FOR EACH SHARE, AND TO ADOPT THE AGREEMENTS THAT ARE NECESSARY IN THIS REGARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
E2 | TO ELIMINATE THE SERIES "BANCO DE CHILE-S" WHICH SHALL BE CONVERTED INTO ORDINARY SHARES "BANCO DE CHILE", SUBJECT TO THE CONDITION THAT THE CURRENT ADR PROGRAM IS EFFECTIVELY MODIFIED, AND AS A CONSEQUENCE OF THE AFOREMENTIONED, THE TERMINATION AGREEMENT OF THE EXCHANGE CONVENTION SIGNED UNDER CHAPTER XXVI OF THE FORMER "COMPENDIUM OF FOREIGN EXCHANGE REGULATIONS" ISSUED BY THE CENTRAL BANK OF CHILE IS DULY EXECUTED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
E3 | TO AMEND ARTICLES ELEVENTH AND FIFTEENTH OF THE BYLAWS RELATED TO THE COMPOSITION OF THE BOARD OF DIRECTORS AND THE REPLACEMENT OF THE CHAIRMAN OF THE BOARD IN CASE OF ABSENCE OR INCAPACITY. | Mgmt | Abstain | Against | ||||||||||||||||||||
E4 | TO ADOPT ANY OTHER RESOLUTION THAT MIGHT BE NECESSARY TO LEGALIZE AND MATERIALIZE THE AMENDMENTS OF THE BYLAWS MENTIONED ABOVE, AND APPROVED BY THE SHAREHOLDERS. | Mgmt | For | For | ||||||||||||||||||||
O5 | APPROVAL OF BANCO DE CHILE'S ANNUAL REPORT, FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
O6 | DISTRIBUTION OF THE NET DISTRIBUTABLE INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010, AND APPROVAL OF DIVIDEND NO199 IN THE AMOUNT OF CH$2,937587 PER SHARE, WHICH REPRESENTS 70% OF THE SAID BANK'S NET DISTRIBUTABLE INCOME FOR THE YEAR OF 2010. SUCH DIVIDEND, IF APPROVED BY THE SHAREHOLDERS MEETING, SHALL BE PAID AT THE BANK'S PRINCIPAL OFFICES IMMEDIATELY AFTER THE MEETING. | Mgmt | For | For | ||||||||||||||||||||
O7 | ELECTION OF THE BOARD OF DIRECTORS. | Mgmt | Abstain | Against | ||||||||||||||||||||
O8 | DIRECTORS' REMUNERATION. | Mgmt | Abstain | Against | ||||||||||||||||||||
O9 | REMUNERATION OF THE MEMBERS OF THE DIRECTORS AND AUDIT COMMITTEE AND APPROVAL OF ITS BUDGET. | Mgmt | Abstain | Against | ||||||||||||||||||||
O10 | NOMINATION OF EXTERNAL AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 238000000 | 238000000 | 0 | 3/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BORGWARNER INC. | ||||||||||||||||||||||||
Security: 099724106 | Agenda Number: 933378994 | |||||||||||||||||||||||
Ticker: BWA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US0997241064 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBIN J. ADAMS | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID T. BROWN | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAN CARLSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAMS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 484500000 | 484500000 | 0 | 3/31/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
BSQUARE CORPORATION | ||||||||||||||||||||||||
Security: 11776U300 | Agenda Number: 933448614 | |||||||||||||||||||||||
Ticker: BSQR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US11776U3005 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 BRIAN T. CROWLEY | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 259900000 | 259900000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CAI INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security: 12477X106 | Agenda Number: 933452524 | |||||||||||||||||||||||
Ticker: CAP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US12477X1063 | Meeting Date: 6/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MARVIN DENNIS | Mgmt | For | For | |||||||||||||||||||||
2 GARY SAWKA | Mgmt | For | For | |||||||||||||||||||||
3 VICTOR GARCIA | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY SAY-ON-PAY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | APPROVAL OF THE PROPOSED AMENDMENT TO THE COMPANY'S 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THAT PLAN. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 73000000 | 73000000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CATERPILLAR INC. | ||||||||||||||||||||||||
Security: 149123101 | Agenda Number: 933433740 | |||||||||||||||||||||||
Ticker: CAT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1491231015 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID L. CALHOUN | Mgmt | For | For | |||||||||||||||||||||
2 DANIEL M. DICKINSON | Mgmt | For | For | |||||||||||||||||||||
3 EUGENE V. FIFE | Mgmt | For | For | |||||||||||||||||||||
4 JUAN GALLARDO | Mgmt | For | For | |||||||||||||||||||||
5 DAVID R. GOODE | Mgmt | For | For | |||||||||||||||||||||
6 JESSE J. GREENE, JR. | Mgmt | For | For | |||||||||||||||||||||
7 PETER A. MAGOWAN | Mgmt | For | For | |||||||||||||||||||||
8 DENNIS A. MUILENBURG | Mgmt | For | For | |||||||||||||||||||||
9 DOUGLAS R. OBERHELMAN | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM A. OSBORN | Mgmt | For | For | |||||||||||||||||||||
11 CHARLES D. POWELL | Mgmt | For | For | |||||||||||||||||||||
12 EDWARD B. RUST, JR. | Mgmt | For | For | |||||||||||||||||||||
13 SUSAN C. SCHWAB | Mgmt | For | For | |||||||||||||||||||||
14 JOSHUA I. SMITH | Mgmt | For | For | |||||||||||||||||||||
15 MILES D. WHITE | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE AMENDED AND RESTATED CATERPILLAR INC. EXECUTIVE SHORT- TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS AND EXPENSES. | Shr | For | Against | ||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shr | Against | For | ||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD. | Shr | For | Against | ||||||||||||||||||||
09 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS. | Shr | For | Against | ||||||||||||||||||||
10 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD. | Shr | For | Against | ||||||||||||||||||||
11 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS. | Shr | Against | For | ||||||||||||||||||||
12 | STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 629500000 | 629500000 | 0 | 5/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CIMATRON LTD. | ||||||||||||||||||||||||
Security: M23798107 | Agenda Number: 933406490 | |||||||||||||||||||||||
Ticker: CIMT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: IL0010824295 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO RE-ELECT MR. RAMI ENTIN TO THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO SERVE AS AN EXTERNAL DIRECTOR OF THE COMPANY, AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW-1999, (THE "COMPANIES LAW") (AN "EXTERNAL DIRECTOR") FOR AN ADDITIONAL THREE- YEAR TERM PURSUANT TO THE COMPANIES LAW. | Mgmt | For | For | ||||||||||||||||||||
02 | TO RE-ELECT MRS. ETI LIVNI TO THE BOARD TO SERVE AS AN EXTERNAL DIRECTOR, FOR AN ADDITIONAL THREE- YEAR TERM PURSUANT TO THE COMPANIES LAW. | Mgmt | For | For | ||||||||||||||||||||
03 | TO REAPPOINT BRIGHTMAN ALMAGOR ZOHAR & CO. AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011 AND UNTIL THE NEXT ANNUAL SHAREHOLDERS' MEETING, AND TO FURTHER AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF SUCH AUDITORS BASED ON THE VOLUME AND NATURE OF THEIR SERVICES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 646700000 | 646700000 | 0 | 4/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||||||||||||||
Security: 192446102 | Agenda Number: 933429020 | |||||||||||||||||||||||
Ticker: CTSH | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1924461023 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT W. HOWE | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
05 | TO AMEND OUR CERTIFICATE OF INCORPORATION TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Mgmt | For | For | ||||||||||||||||||||
06 | TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Mgmt | For | For | ||||||||||||||||||||
07 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 367600000 | 367600000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COLUMBIA LABORATORIES, INC. | ||||||||||||||||||||||||
Security: 197779101 | Agenda Number: 933406591 | |||||||||||||||||||||||
Ticker: CBRX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1977791011 | Meeting Date: 5/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 VALERIE L. ANDREWS | Mgmt | For | For | |||||||||||||||||||||
2 EDWARD A. BLECHSCHMIDT | Mgmt | For | For | |||||||||||||||||||||
3 FRANK C. CONDELLA, JR. | Mgmt | For | For | |||||||||||||||||||||
4 CRISTINA CSIMMA | Mgmt | For | For | |||||||||||||||||||||
5 STEPHEN G. KASNET | Mgmt | For | For | |||||||||||||||||||||
6 G. FREDERICK WILKINSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFY THE SELECTION OF BDO USA, LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE IN A NON-BINDING ADVISORY VOTE THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS. | Mgmt | For | For | ||||||||||||||||||||
04 | SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 804400000 | 804400000 | 0 | 4/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV | ||||||||||||||||||||||||
Security: 20441W203 | Agenda Number: 933432825 | |||||||||||||||||||||||
Ticker: ABV | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US20441W2035 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O3A | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: MARIO FERNANDO ENGELKE | Mgmt | For | |||||||||||||||||||||
O3B | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: EURIPEDES DE FREITAS | Mgmt | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 1723000000 | 1723000000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CORPBANCA S.A. | ||||||||||||||||||||||||
Security: 21987A209 | Agenda Number: 933373184 | |||||||||||||||||||||||
Ticker: BCA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US21987A2096 | Meeting Date: 2/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE ANNUAL REPORT, THE GENERAL BALANCE SHEET, THE FINANCIAL STATEMENTS AND THEIR RESPECTIVE NOTES, AND THE REPORT OF THE EXTERNAL AUDITORS CORRESPONDING TO THE YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
02 | TO DESIGNATE THE EXTERNAL AUDITORS FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | REAPPOINTMENT OF MR. GUSTAVO ARRIAGADA AS THE INDEPENDENT BOARD MEMBER. | Mgmt | For | For | ||||||||||||||||||||
04 | TO DETERMINE AND APPROVE THE FEES FOR COMPANY'S BOARD MEMBERS. | Mgmt | Abstain | Against | ||||||||||||||||||||
05 | TO REPORT ABOUT THE OPERATIONS REFERRED TO ARTICLES 146 AND FOLLOWING OF LAW NO 18,046. | Mgmt | Abstain | Against | ||||||||||||||||||||
06 | TO DECIDE ABOUT BOARD'S PROPOSAL TO DISTRIBUTE 100% OF COMPANY'S 2010 PROFITS, TOTALING $119,043,013,408 AMOUNT THAT WOULD BE DISTRIBUTED AS DIVIDEND AMONG ALL THE SHARES OF STOCK ISSUED BY THE BANK -AMOUNTING TO 226,909,290,577 SHARES., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
07 | TO ESTABLISH THE DIVIDEND POLICY PROPOSED BY THE BOARD; WHICH, AGREED TO DISTRIBUTE A AMOUNT NOT EXCEEDING THE 75 % OF YEAR'S PROFITS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
08 | TO ESTABLISH THE FEES AND BUDGET FOR THE DIRECTORS' COMMITTEE AND REPORT ABOUT THEIR ACTIVITIES. | Mgmt | Abstain | Against | ||||||||||||||||||||
09 | TO ESTABLISH THE FEES AND BUDGET FOR THE AUDIT COMMITTEE AND REPORT ABOUT THEIR ACTIVITIES. | Mgmt | Abstain | Against | ||||||||||||||||||||
10 | TO DESIGNATE THE NEWSPAPER IN WHICH TO PUBLISH THE COMPANY'S LEGAL NOTICES. | Mgmt | Abstain | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 78700000 | 78700000 | 0 | 2/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
CUMMINS INC. | ||||||||||||||||||||||||
Security: 231021106 | Agenda Number: 933400929 | |||||||||||||||||||||||
Ticker: CMI | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2310211063 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Mgmt | For | For | ||||||||||||||||||||
02 | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Mgmt | For | For | ||||||||||||||||||||
03 | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Mgmt | For | For | ||||||||||||||||||||
04 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Mgmt | For | For | ||||||||||||||||||||
05 | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Mgmt | For | For | ||||||||||||||||||||
06 | ELECTION OF DIRECTOR: CARL WARE | Mgmt | For | For | ||||||||||||||||||||
07 | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Mgmt | For | For | ||||||||||||||||||||
08 | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Mgmt | For | For | ||||||||||||||||||||
09 | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ | Mgmt | For | For | ||||||||||||||||||||
10 | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Mgmt | For | For | ||||||||||||||||||||
11 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
12 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
13 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 615100000 | 615100000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DDI CORP. | ||||||||||||||||||||||||
Security: 233162502 | Agenda Number: 933425767 | |||||||||||||||||||||||
Ticker: DDIC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2331625028 | Meeting Date: 5/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. AMMAN | Mgmt | For | For | |||||||||||||||||||||
2 JAY B. HUNT | Mgmt | For | For | |||||||||||||||||||||
3 ANDREW E. LIETZ | Mgmt | For | For | |||||||||||||||||||||
4 LLOYD I. MILLER, III | Mgmt | For | For | |||||||||||||||||||||
5 BRYANT R. RILEY | Mgmt | For | For | |||||||||||||||||||||
6 STEVEN C. SCHLEPP | Mgmt | For | For | |||||||||||||||||||||
7 CARL R. VERTUCA, JR. | Mgmt | For | For | |||||||||||||||||||||
8 MIKEL H. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE DDI CORP. 2011 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | EXECUTIVE COMPENSATION FREQUENCY STOCKHOLDER VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 262300000 | 262300000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DESTINATION MATERNITY CORPORATION | ||||||||||||||||||||||||
Security: 25065D100 | Agenda Number: 933368664 | |||||||||||||||||||||||
Ticker: DEST | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US25065D1000 | Meeting Date: 2/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ARNAUD AJDLER | Mgmt | For | For | |||||||||||||||||||||
2 BARRY ERDOS | Mgmt | For | For | |||||||||||||||||||||
3 JOSEPH A. GOLDBLUM | Mgmt | For | For | |||||||||||||||||||||
4 EDWARD M. KRELL | Mgmt | For | For | |||||||||||||||||||||
5 MELISSA PAYNER-GREGOR | Mgmt | For | For | |||||||||||||||||||||
6 WILLIAM A. SCHWARTZ, JR | Mgmt | For | For | |||||||||||||||||||||
7 B. ALLEN WEINSTEIN | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 EQUITY INCENTIVE PLAN (AS AMENDED AND RESTATED, THE "2005 PLAN") WHICH WOULD AUTHORIZE THE COMPANY TO GRANT AN ADDITIONAL 300,000 SHARES OF COMMON STOCK IN RESPECT OF AWARDS UNDER THE 2005 PLAN, WITH 150,000 OF SUCH ADDITIONAL SHARES | Mgmt | For | For | ||||||||||||||||||||
OF COMMON STOCK ISSUABLE IN RESPECT OF AWARDS OF RESTRICTED STOCK OR RESTRICTED STOCK UNITS. | ||||||||||||||||||||||||
03 | RATIFICATION OF THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IN APPOINTING KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | RECOMMENDATION, BY NON-BINDING ADVISORY VOTE, ON THE FREQUENCY OF HOLDING NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 127600000 | 127600000 | 0 | 2/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DICE HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 253017107 | Agenda Number: 933389555 | |||||||||||||||||||||||
Ticker: DHX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2530171071 | Meeting Date: 4/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 PETER R. EZERSKY | Mgmt | For | For | |||||||||||||||||||||
2 DAVID S. GORDON | Mgmt | For | For | |||||||||||||||||||||
3 DAVID C. HODGSON | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY FOR THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 162700000 | 162700000 | 0 | 3/24/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||||||||||
Security: 256746108 | Agenda Number: 933459655 | |||||||||||||||||||||||
Ticker: DLTR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2567461080 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MACON F. BROCK, JR. | Mgmt | For | For | |||||||||||||||||||||
2 MARY ANNE CITRINO | Mgmt | For | For | |||||||||||||||||||||
3 THOMAS E. WHIDDON | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO APPROVE THE OMNIBUS INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | TO RATIFY THE SELECTION OF KPMG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 684200000 | 684200000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
DORMAN PRODUCTS, INC. | ||||||||||||||||||||||||
Security: 258278100 | Agenda Number: 933405638 | |||||||||||||||||||||||
Ticker: DORM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US2582781009 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN L. BERMAN | Mgmt | For | For | |||||||||||||||||||||
2 JOHN F. CREAMER, JR. | Mgmt | For | For | |||||||||||||||||||||
3 PAUL R. LEDERER | Mgmt | For | For | |||||||||||||||||||||
4 EDGAR W. LEVIN | Mgmt | For | For | |||||||||||||||||||||
5 RICHARD T. RILEY | Mgmt | For | For | |||||||||||||||||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION ONCE EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 119600000 | 119600000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
EMBOTELLADORA ANDINA S.A. | ||||||||||||||||||||||||
Security: 29081P303 | Agenda Number: 933422331 | |||||||||||||||||||||||
Ticker: AKOB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US29081P3038 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPROVAL OF THE ANNUAL REPORT, BALANCE AND FINANCIAL STATEMENTS FOR THE YEAR 2010; AS WELL AS THE REPORT OF INDEPENDENT AUDITORS WITH RESPECT TO THE FINANCIAL STATEMENTS. | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF REPORT ON CIRCULAR 1945 OF THE CHILEAN SUPERINTENDENCE OF SECURITIES AND INSURANCE. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF DISTRIBUTION OF PROFITS AS FOLLOWS: FINAL DIVIDEND FOR THE 2010 FISCAL YEAR A) CH$13.44 (THIRTEEN PESOS AND FORTY FOUR) PER SERIES A SHARE B) CH$14.784 (FOURTEEN PESOS AND SEVEN HUNDRED EIGHTY FOUR) PER SERIES B SHARE ADDITIONAL DIVIDEND ON ACCOUNT OF RETAINED EARNINGS OF PREVIOUS FISCAL YEARS. A) CH$50 (FIFTY PESOS) PER SERIES A SHARE B) CH$55 (FIFTY FIVE PESOS) PER SERIES B SHARE APPROVAL OF THE DIVIDEND POLICY OF THE COMPANY AND INFORMATION ON PROCEDURES TO BE USED IN THE DISTRIBUTION AND PAYMENT OF DIVIDENDS. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL OF SETTING OF COMPENSATION AMOUNT FOR BOARD MEMBERS, BOARD COMMITTEE MEMBERS PURSUANT TO LAW N° 19,705, AND THE MEMBERS OF THE AUDIT COMMITTEE ESTABLISHED PURSUANT TO THE SARBANES OXLEY ACT; THE ACTIVITIES OF SUCH COMMITTEES DURING 2010, THEIR ANNUAL REPORT AND EXPENSES. | Mgmt | Abstain | Against | ||||||||||||||||||||
05 | APPROVAL OF THE DESIGNATION OF EXTERNAL AUDITORS FOR THE YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE DESIGNATION OF RISK RATING AGENCIES. | Mgmt | For | For | ||||||||||||||||||||
07 | APPROVAL OF REPORT ON BOARD AGREEMENTS IN ACCORDANCE WITH ARTICLES 146 AND FORWARD OF THE CHILEAN CORPORATE LAW, REGARDING OPERATIONS THAT TOOK PLACE AFTER THE LAST REGULAR SHAREHOLDERS' MEETING. | Mgmt | For | For | ||||||||||||||||||||
08 | IN GENERAL, TO RESOLVE EVERY OTHER MATTER UNDER ITS COMPETENCY AND ANY OTHER MATTER OF COMPANY INTEREST, ALL AS MORE FULLY DESCRIBED IN PROXY STATEMENT. | Mgmt | Against | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 425000000 | 425000000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
F5 NETWORKS, INC. | ||||||||||||||||||||||||
Security: 315616102 | Agenda Number: 933368133 | |||||||||||||||||||||||
Ticker: FFIV | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3156161024 | Meeting Date: 3/14/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE | Mgmt | No vote | |||||||||||||||||||||
1B | ELECTION OF CLASS III DIRECTOR: A. GARY AMES | Mgmt | No vote | |||||||||||||||||||||
1C | ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON | Mgmt | No vote | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
04 | TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 53400000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FOOD TECHNOLOGY SERVICE, INC. | ||||||||||||||||||||||||
Security: 344798202 | Agenda Number: 933422658 | |||||||||||||||||||||||
Ticker: VIFL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3447982022 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 RICHARD G. HUNTER, PH.D | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS S. BELL | Mgmt | For | For | |||||||||||||||||||||
3 GARY H. LIFSHIN | Mgmt | For | For | |||||||||||||||||||||
4 DAVID NICHOLDS | Mgmt | For | For | |||||||||||||||||||||
5 JOHN T SINNOTT, MD FACP | Mgmt | For | For | |||||||||||||||||||||
6 RONALD THOMAS, PH.D. | Mgmt | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 412200000 | 412200000 | 0 | 4/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FOSSIL, INC. | ||||||||||||||||||||||||
Security: 349882100 | Agenda Number: 933417277 | |||||||||||||||||||||||
Ticker: FOSL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3498821004 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ELAINE AGATHER | Mgmt | For | For | |||||||||||||||||||||
2 JEFFREY N. BOYER | Mgmt | For | For | |||||||||||||||||||||
3 KOSTA N. KARTSOTIS | Mgmt | For | For | |||||||||||||||||||||
4 ELYSIA HOLT RAGUSA | Mgmt | For | For | |||||||||||||||||||||
5 JAL S. SHROFF | Mgmt | For | For | |||||||||||||||||||||
6 JAMES E. SKINNER | Mgmt | For | For | |||||||||||||||||||||
7 MICHAEL STEINBERG | Mgmt | For | For | |||||||||||||||||||||
8 DONALD J. STONE | Mgmt | For | For | |||||||||||||||||||||
9 JAMES M. ZIMMERMAN | Mgmt | For | For | |||||||||||||||||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THESE MATERIALS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 188500000 | 188500000 | 0 | 5/4/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
FRONTIER OIL CORPORATION | ||||||||||||||||||||||||
Security: 35914P105 | Agenda Number: 933468882 | |||||||||||||||||||||||
Ticker: FTO | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US35914P1057 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2011, BY AND AMONG HOLLY CORPORATION, A DELAWARE CORPORATION, NORTH ACQUISITION, INC., A WYOMING CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF HOLLY CORPORATION, AND FRONTIER OIL CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | TO AUTHORIZE THE FRONTIER OIL CORPORATION BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 659100000 | 659100000 | 0 | 6/15/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GLOBAL POWER EQUIPMENT GROUP INC. | ||||||||||||||||||||||||
Security: 37941P306 | Agenda Number: 933427292 | |||||||||||||||||||||||
Ticker: GLPW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US37941P3064 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID L. KELLER | Mgmt | For | For | |||||||||||||||||||||
2 CHARLES MACALUSO | Mgmt | For | For | |||||||||||||||||||||
3 CARL BARTOLI | Mgmt | For | For | |||||||||||||||||||||
4 TERENCE CRYAN | Mgmt | For | For | |||||||||||||||||||||
5 EUGENE I. DAVIS | Mgmt | For | For | |||||||||||||||||||||
6 FRANK E. WILLIAMS, JR. | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 223600000 | 223600000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GRUPO FINANCIERO GALICIA S.A. | ||||||||||||||||||||||||
Security: 399909100 | Agenda Number: 933414168 | |||||||||||||||||||||||
Ticker: GGAL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US3999091008 | Meeting Date: 4/27/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES. | Mgmt | For | For | ||||||||||||||||||||
2A | EXAMINATION OF THE BUSINESS AFFAIRS OF OUR CONTROLLED COMPANY BANCO DE GALICIA Y BUENOS AIRES S.A. POSITION TO BE ADOPTED BY GRUPO FINANCIERO GALICIA S.A. OVER SOME ISSUES TO BE DEALT WITH AT BANCO DE GALICIA Y BUENOS AIRES S.A. NEXT SHAREHOLDERS' MEETING: IN FAVOR OF BANCO DE GALICIA'S BOARD PROPOSALS WHEN VOTING ITEMS 1, 2, 3, 5, 6, 7, 10 AND 11. | Mgmt | For | For | ||||||||||||||||||||
2B | EXAMINATION OF THE BUSINESS AFFAIRS OF OUR CONTROLLED COMPANY BANCO DE GALICIA Y BUENOS AIRES S.A. POSITION TO BE ADOPTED BY GRUPO FINANCIERO GALICIA S.A. OVER SOME ISSUES TO BE DEALT WITH AT BANCO DE GALICIA Y BUENOS AIRES S.A. NEXT SHAREHOLDERS' MEETING: IN FAVOR OF APPROVING THE PERFORMANCE OF THE BOARD OF DIRECTORS AND OF THE SYNDICS' COMMITTEE WHEN VOTING ITEM 4. | Mgmt | For | For | ||||||||||||||||||||
2C | WHEN VOTING ITEM 8 IN FAVOR OF THE ACCEPTANCE OF THE RESIGNATIONS OF REGULAR DIRECTORS MR. GUILLERMO J. PANDO AND MR. PABLO GUTIERREZ AND FOR THE RE-ELECTION OF MR. LUIS M. RIBAYA, MR. GUILLERMO J. PANDO AND MR. PABLO GUTIERREZ AS REGULAR DIRECTORS FOR A THREE (3) YEAR PERIOD. WHEN VOTING ITEM 9 IN FAVOR TO RE-ELECT MR. ENRIQUE M. GARDA OLACIREGUI, MR. NORBERTO D. CORIZZO AND MR. LUIS A. DIAZ AS REGULAR SYNDICS AND, TO RE-ELECT MR. MIGUEL N. ARMANDO, MR. FERNANDO NOETINGER AND MR. RICARDO BERTOGLIO AS ALTERNATE SYNDICS. | Mgmt | For | For | ||||||||||||||||||||
2D | EXAMINATION OF THE BUSINESS AFFAIRS OF OUR CONTROLLED COMPANY BANCO DE GALICIA Y BUENOS AIRES S.A. POSITION TO BE ADOPTED BY GRUPO FINANCIERO GALICIA S.A. OVER SOME ISSUES TO BE DEALT WITH AT BANCO DE GALICIA Y BUENOS AIRES S.A. NEXT SHAREHOLDERS' MEETING: WHEN VOTING ITEM 12 IN FAVOR OF THE EXTENSION OF THE AMOUNT OF THE GLOBAL PROGRAM OF SIMPLE SHORT-, MID- AND/OR LONG-TERM NEGOTIABLE OBLIGATIONS. | Mgmt | For | For | ||||||||||||||||||||
03 | EXAMINATION OF THE BALANCE SHEET, INCOME STATEMENT, AND OTHER DOCUMENTS AS SET FORTH BY SECTION 234, SUBSECTION 1 OF THE LAW OF COMMERCIAL COMPANIES AND THE ANNUAL REPORT AND REPORT OF THE SUPERVISORY SYNDICS' COMMITTEE FOR THE 12TH FISCAL YEAR ENDED DECEMBER 31, 2010. | Mgmt | For | For | ||||||||||||||||||||
04 | TREATMENT TO BE GIVEN TO THE FISCAL YEAR'S RESULTS. DIVIDENDS' DISTRIBUTION. | Mgmt | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE BOARD OF DIRECTORS AND SUPERVISORY SYNDICS COMMITTEE'S PERFORMANCES. | Mgmt | For | For | ||||||||||||||||||||
06 | SUPERVISORY SYNDICS COMMITTEE'S COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
07 | BOARD OF DIRECTORS COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
08 | GRANTING OF AUTHORIZATION TO THE BOARD OF DIRECTORS TO MAKE ADVANCE PAYMENTS OF DIRECTOR'S FEES TO THOSE DIRECTORS WHO, DURING THE FISCAL YEAR STARTED ON JANUARY 1, 2011, QUALIFY AS "INDEPENDENT DIRECTORS," AD- REFERENDUM OF THE SHAREHOLDERS' MEETING THAT CONSIDERS THE DOCUMENTATION CORRESPONDING TO SAID FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
09 | DETERMINATION OF THE NUMBER OF DIRECTORS AND ALTERNATE DIRECTORS AND, IF APPROPRIATE, ELECTION THEREOF FOR THE TERM ESTABLISHED BY THE COMPANY'S BYLAWS UNTIL REACHING THE NUMBER OF DIRECTORS DETERMINED BY THE SHAREHOLDERS' MEETING. | Mgmt | For | For | ||||||||||||||||||||
10 | ELECTION OF THREE SYNDICS AND THREE ALTERNATE SYNDICS FOR ONE- YEAR TERM OF OFFICE. | Mgmt | For | For | ||||||||||||||||||||
11 | COMPENSATION OF THE INDEPENDENT ACCOUNTANT CERTIFYING THE FINANCIAL STATEMENTS FOR FISCAL YEAR 2010. | Mgmt | For | For | ||||||||||||||||||||
12 | APPOINTMENT OF THE INDEPENDENT ACCOUNTANT AND ALTERNATE ACCOUNTANT TO CERTIFY THE FINANCIAL STATEMENTS FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 651800000 | 651800000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
GULFPORT ENERGY CORPORATION | ||||||||||||||||||||||||
Security: 402635304 | Agenda Number: 933459807 | |||||||||||||||||||||||
Ticker: GPOR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4026353049 | Meeting Date: 6/16/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MIKE LIDDELL | Mgmt | For | For | |||||||||||||||||||||
2 DONALD L. DILLINGHAM | Mgmt | For | For | |||||||||||||||||||||
3 DAVID L. HOUSTON | Mgmt | For | For | |||||||||||||||||||||
4 JAMES D. PALM | Mgmt | For | For | |||||||||||||||||||||
5 SCOTT E. STRELLER | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF ADVISORY SHAREHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 57800000 | 57800000 | 0 | 5/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HERBALIFE LTD. | ||||||||||||||||||||||||
Security: G4412G101 | Agenda Number: 933381927 | |||||||||||||||||||||||
Ticker: HLF | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: KYG4412G1010 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL O. JOHNSON | Mgmt | For | For | |||||||||||||||||||||
2 JOHN TARTOL | Mgmt | For | For | |||||||||||||||||||||
3 CAROLE BLACK | Mgmt | For | For | |||||||||||||||||||||
4 MICHAEL J. LEVITT | Mgmt | For | For | |||||||||||||||||||||
02 | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED NUMBER OF COMMON SHARES ISSUABLE THEREUNDER BY 3,200,000 AND TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING AVAILABLE SHARE POOL | Mgmt | For | For | ||||||||||||||||||||
03 | VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMPANY'S COMMON SHARES | Mgmt | For | For | ||||||||||||||||||||
04 | VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011 | Mgmt | For | For | ||||||||||||||||||||
07 | VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 264100000 | 264100000 | 0 | 4/2/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HILL-ROM HOLDINGS, INC. | ||||||||||||||||||||||||
Security: 431475102 | Agenda Number: 933366064 | |||||||||||||||||||||||
Ticker: HRC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4314751029 | Meeting Date: 3/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES E. GOLDEN | Mgmt | No vote | ||||||||||||||||||||||
2 W AUGUST HILLENBRAND | Mgmt | No vote | ||||||||||||||||||||||
3 JOANNE C. SMITH, M.D. | Mgmt | No vote | ||||||||||||||||||||||
02 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Mgmt | No vote | |||||||||||||||||||||
03 | TO RECOMMEND BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | No vote | |||||||||||||||||||||
04 | TO APPROVE THE SHORT-TERM INCENTIVE PLAN. | Mgmt | No vote | |||||||||||||||||||||
05 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 136700000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
HOLLY CORPORATION | ||||||||||||||||||||||||
Security: 435758305 | Agenda Number: 933468680 | |||||||||||||||||||||||
Ticker: HOC | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US4357583057 | Meeting Date: 6/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO APPROVE THE ISSUANCE OF SHARES OF HOLLY CORPORATION (HOLLY) COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO FRONTIER OIL CORPORATION (FRONTIER) SHAREHOLDERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED FEBRUARY 21, 2011, BY AND AMONG HOLLY, FRONTIER AND NORTH ACQUISITION, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Mgmt | For | For | ||||||||||||||||||||
02 | TO APPROVE AND ADOPT HOLLY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO, AMONG OTHER THINGS, (I) INCREASE THE NUMBER OF AUTHORIZED SHARES OF HOLLY CAPITAL STOCK FROM 161 MILLION TO 325 MILLION SHARES AND (II) CHANGE THE NAME OF HOLLY TO HOLLYFRONTIER CORPORATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE ADJOURNMENT OF THE HOLLY SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE FIRST PROPOSAL LISTED ABOVE. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 438400000 | 438400000 | 0 | 6/14/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IGATE CORPORATION | ||||||||||||||||||||||||
Security: 45169U105 | Agenda Number: 933423600 | |||||||||||||||||||||||
Ticker: IGTE | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45169U1051 | Meeting Date: 5/5/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 SUNIL WADHWANI | Mgmt | For | For | |||||||||||||||||||||
2 GORAN LINDAHL | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE THE REMOVAL OF THE CONVERSION CAP LIMITATION TO WHICH OUR 8% SERIES B PREFERRED STOCK IS CURRENTLY SUBJECT. | Mgmt | For | For | ||||||||||||||||||||
3A | TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK. | Mgmt | For | For | ||||||||||||||||||||
3B | TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS THAT MAY SERVE ON THE BOARD FROM NINE TO FOURTEEN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO APPROVE THE IGATE CORPORATION 2011 ANNUAL INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE THE PERFORMANCE MEASURES FOR PERFORMANCE-BASED AWARDS UNDER THE IGATE CORPORATION 2006 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 151900000 | 151900000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ILLUMINA, INC. | ||||||||||||||||||||||||
Security: 452327109 | Agenda Number: 933396524 | |||||||||||||||||||||||
Ticker: ILMN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4523271090 | Meeting Date: 5/10/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DANIEL M. BRADBURY* | Mgmt | For | For | |||||||||||||||||||||
2 ROY A. WHITFIELD* | Mgmt | For | For | |||||||||||||||||||||
3 GERALD MOLLER, PH.D.** | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 1, 2012 | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 105400000 | 105400000 | 0 | 4/16/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INDIANA COMMUNITY BANCORP | ||||||||||||||||||||||||
Security: 454674102 | Agenda Number: 933395320 | |||||||||||||||||||||||
Ticker: INCB | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US4546741020 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN K. KEACH, JR. | Mgmt | For | For | |||||||||||||||||||||
2 DAVID W. LAITINEN, MD | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF BKD LLP AS AUDITORS FOR THE CORPORATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL, IN AN ADVISORY (NON- BINDING) VOTE, OF THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 116400000 | 116400000 | 0 | 3/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
INNOSPEC INC. | ||||||||||||||||||||||||
Security: 45768S105 | Agenda Number: 933399025 | |||||||||||||||||||||||
Ticker: IOSP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US45768S1050 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 2 | DIRECTOR | |||||||||||||||||||||||
1 MILTON C. BLACKMORE* | Mgmt | For | For | |||||||||||||||||||||
2 HUGH G.C. ALDOUS** | Mgmt | For | For | |||||||||||||||||||||
3 JOACHIM ROESER** | Mgmt | For | For | |||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | APPROVAL OF THE FIRST AMENDMENT TO THE INNOSPEC INC. PERFORMANCE RELATED STOCK OPTION PLAN 2008 | Mgmt | Against | Against | ||||||||||||||||||||
06 | APPROVAL OF THE FIRST AMENDMENT TO THE INNOSPEC INC. COMPANY SHARE OPTION PLAN 2008 | Mgmt | For | For | ||||||||||||||||||||
07 | APPROVAL OF THE FIRST AMENDMENT TO THE INNOSPEC INC. NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN 2008 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 275500000 | 275500000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
IPG PHOTONICS CORPORATION | ||||||||||||||||||||||||
Security: 44980X109 | Agenda Number: 933432027 | |||||||||||||||||||||||
Ticker: IPGP | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US44980X1090 | Meeting Date: 5/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 V.P. GAPONTSEV, PH.D. | Mgmt | For | For | |||||||||||||||||||||
2 EUGENE SCHERBAKOV, PHD | Mgmt | For | For | |||||||||||||||||||||
3 IGOR SAMARTSEV | Mgmt | For | For | |||||||||||||||||||||
4 ROBERT A. BLAIR | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL C. CHILD | Mgmt | For | For | |||||||||||||||||||||
6 MICHAEL R. KAMPFE | Mgmt | For | For | |||||||||||||||||||||
7 HENRY E. GAUTHIER | Mgmt | For | For | |||||||||||||||||||||
8 WILLIAM S. HURLEY | Mgmt | For | For | |||||||||||||||||||||
9 WILLIAM F. KRUPKE, PHD | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF IPG PHOTONICS CORPORATION FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE THE AMENDMENTS TO THE 2006 STOCK INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 42000000 | 42000000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
KRONOS WORLDWIDE, INC. | ||||||||||||||||||||||||
Security: 50105F105 | Agenda Number: 933397057 | |||||||||||||||||||||||
Ticker: KRO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US50105F1057 | Meeting Date: 5/12/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 KEITH R. COOGAN | Mgmt | For | For | |||||||||||||||||||||
2 CECIL H. MOORE, JR. | Mgmt | For | For | |||||||||||||||||||||
3 GEORGE E. POSTON | Mgmt | For | For | |||||||||||||||||||||
4 GLENN R. SIMMONS | Mgmt | Withheld | Against | |||||||||||||||||||||
5 HAROLD C. SIMMONS | Mgmt | Withheld | Against | |||||||||||||||||||||
6 R. GERALD TURNER | Mgmt | Withheld | Against | |||||||||||||||||||||
7 STEVEN L. WATSON | Mgmt | Withheld | Against | |||||||||||||||||||||
02 | INCREASE THE AUTHORIZED COMMON STOCK FROM 60,000,000 SHARES TO 240,000,000 SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
03 | SAY-ON-PAY, NONBINDING ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY-WHEN-ON-PAY, NONBINDING ADVISORY VOTE ON THE PREFERRED FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 245000000 | 245000000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LAN AIRLINES S.A. | ||||||||||||||||||||||||
Security: 501723100 | Agenda Number: 933385684 | |||||||||||||||||||||||
Ticker: LFL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5017231003 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS OF LAN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Mgmt | For | |||||||||||||||||||||
B | APPROVAL OF DISTRIBUTION OF A DEFINITIVE DIVIDEND TO BE CHARGED TO THE EARNINGS OF THE FISCAL YEAR 2010, WHICH SHALL INCLUDE THE INTERIM DIVIDENDS OF US$0.2198 AND US$0.36896 PER SHARE PAID IN THE MONTHS OF AUGUST 2010 AND JANUARY 2011, RESPECTIVELY. | Mgmt | Abstain | |||||||||||||||||||||
C | DETERMINATION OF THE COMPENSATION FOR THE BOARD OF DIRECTORS FOR THE FISCAL YEAR 2011. | Mgmt | Abstain | |||||||||||||||||||||
D | DETERMINATION OF THE COMPENSATION FOR THE DIRECTOR'S COMMITTEE AND ITS BUDGET FOR THE FISCAL YEAR 2011. | Mgmt | Abstain | |||||||||||||||||||||
E | APPOINTMENT OF AN EXTERNAL AUDIT COMPANY; APPOINTMENT OF THE RATING AGENCIES; AND REPORTS REGARDING THE ISSUES CONTEMPLATED IN TITLE XVI OF LAW 18,046 ON CORPORATIONS. | Mgmt | For | |||||||||||||||||||||
F | INFORMATION REGARDING THE COST OF PROCESSING, PRINTING AND DISTRIBUTION OF THE INFORMATION REFERRED TO IN CIRCULAR 1,816 OF THE CHILEAN SUPERINTENDENCE OF SECURITIES AND INSURANCE. | Mgmt | For | |||||||||||||||||||||
G | DETERMINATION OF THE NEWSPAPER IN WHICH THE COMPANY WILL MAKE ITS PUBLICATIONS. | Mgmt | Abstain | |||||||||||||||||||||
H | OTHER MATTERS OF CORPORATE INTEREST THAT ARE TO BE REVIEWED BY THE ANNUAL SHAREHOLDERS' MEETING. | Mgmt | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 927700000 | 927700000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LIMITED BRANDS, INC. | ||||||||||||||||||||||||
Security: 532716107 | Agenda Number: 933421454 | |||||||||||||||||||||||
Ticker: LTD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5327161072 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DONNA A. JAMES | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JEFFREY H. MIRO | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN | Mgmt | For | For | ||||||||||||||||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | ||||||||||||||||||||
03 | THE APPROVAL OF THE 2011 STOCK OPTION PERFORMANCE AND INCENTIVE PLAN | Mgmt | For | For | ||||||||||||||||||||
04 | THE APPROVAL OF THE 2011 CASH INCENTIVE COMPENSATION PERFORMANCE PLAN | Mgmt | For | For | ||||||||||||||||||||
05 | THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
06 | THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
07 | THE STOCKHOLDER PROPOSAL | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 1948500000 | 1948500000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LOGMEIN, INC | ||||||||||||||||||||||||
Security: 54142L109 | Agenda Number: 933422595 | |||||||||||||||||||||||
Ticker: LOGM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US54142L1098 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN J. BENSON | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL J. CHRISTENSON | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE FOR THE APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 41900000 | 41900000 | 0 | 5/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LORAL SPACE & COMMUNICATIONS INC. | ||||||||||||||||||||||||
Security: 543881106 | Agenda Number: 933434829 | |||||||||||||||||||||||
Ticker: LORL | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5438811060 | Meeting Date: 5/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JOHN D. HARKEY, JR. | Mgmt | For | For | |||||||||||||||||||||
2 MICHAEL B. TARGOFF | Mgmt | For | For | |||||||||||||||||||||
02 | ACTING UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ACTING UPON A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | ACTING UPON A PROPOSAL TO SELECT, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NON- BINDING, ADVISORY VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 65200000 | 65200000 | 0 | 4/30/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LSB INDUSTRIES, INC. | ||||||||||||||||||||||||
Security: 502160104 | Agenda Number: 933451596 | |||||||||||||||||||||||
Ticker: LXU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5021601043 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 STEVEN J. GOLSEN | Mgmt | For | For | |||||||||||||||||||||
2 BERNARD G. ILLE | Mgmt | For | For | |||||||||||||||||||||
3 DONALD W. MUNSON | Mgmt | For | For | |||||||||||||||||||||
4 RONALD V. PERRY | Mgmt | For | For | |||||||||||||||||||||
5 TONY M. SHELBY | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 85500000 | 85500000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
LULULEMON ATHLETICA INC. | ||||||||||||||||||||||||
Security: 550021109 | Agenda Number: 933440529 | |||||||||||||||||||||||
Ticker: LULU | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5500211090 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 MICHAEL CASEY | Mgmt | For | For | |||||||||||||||||||||
2 ROANN COSTIN | Mgmt | For | For | |||||||||||||||||||||
3 R. BRAD MARTIN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2012. | Mgmt | For | For | ||||||||||||||||||||
03 | TO ADOPT A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
05 | TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
06 | TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE BONUS PLAN. | Mgmt | For | For | ||||||||||||||||||||
07 | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD STOCK SPLIT, WITH A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE REDUCTION IN THE PAR VALUE OF SUCH STOCK. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 74400000 | 74400000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MAGNA INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 559222401 | Agenda Number: 933413027 | |||||||||||||||||||||||
Ticker: MGA | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA5592224011 | Meeting Date: 5/4/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 FRANK STRONACH | Mgmt | For | For | |||||||||||||||||||||
2 HON. J. TREVOR EYTON | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL D. HARRIS | Mgmt | For | For | |||||||||||||||||||||
4 LADY BARBARA JUDGE | Mgmt | For | For | |||||||||||||||||||||
5 LOUIS E. LATAIF | Mgmt | For | For | |||||||||||||||||||||
6 KURT J. LAUK | Mgmt | For | For | |||||||||||||||||||||
7 DONALD RESNICK | Mgmt | For | For | |||||||||||||||||||||
8 DONALD J. WALKER | Mgmt | For | For | |||||||||||||||||||||
9 LAWRENCE D. WORRALL | Mgmt | For | For | |||||||||||||||||||||
10 WILLIAM YOUNG | Mgmt | For | For | |||||||||||||||||||||
02 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 1298800000 | 1298800000 | 0 | 4/18/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MATERIAL SCIENCES CORPORATION | ||||||||||||||||||||||||
Security: 576674105 | Agenda Number: 933472172 | |||||||||||||||||||||||
Ticker: MASC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5766741053 | Meeting Date: 6/30/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TERRY L. BERNANDER | Mgmt | For | For | |||||||||||||||||||||
2 FRANK L. HOHMANN III | Mgmt | For | For | |||||||||||||||||||||
3 SAMUEL LICAVOLI | Mgmt | For | For | |||||||||||||||||||||
4 PATRICK J. MCDONNELL | Mgmt | For | For | |||||||||||||||||||||
5 CLIFFORD D. NASTAS | Mgmt | For | For | |||||||||||||||||||||
6 JOHN P. REILLY | Mgmt | For | For | |||||||||||||||||||||
7 DOMINICK J. SCHIANO | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2012. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 371300000 | 371300000 | 0 | 6/8/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MEDIDATA SOLUTIONS, INC. | ||||||||||||||||||||||||
Security: 58471A105 | Agenda Number: 933444820 | |||||||||||||||||||||||
Ticker: MDSO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US58471A1051 | Meeting Date: 5/31/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 TAREK A. SHERIF | Mgmt | For | For | |||||||||||||||||||||
2 GLEN M. DE VRIES | Mgmt | For | For | |||||||||||||||||||||
3 CARLOS DOMINGUEZ | Mgmt | For | For | |||||||||||||||||||||
4 NEIL M. KURTZ | Mgmt | For | For | |||||||||||||||||||||
5 GEORGE W. MCCULLOCH | Mgmt | For | For | |||||||||||||||||||||
6 LEE A. SHAPIRO | Mgmt | For | For | |||||||||||||||||||||
7 ROBERT B. TAYLOR | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT (THE "SAY ON PAY VOTE"). | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 105600000 | 105600000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
MERCER INTERNATIONAL INC. | ||||||||||||||||||||||||
Security: 588056101 | Agenda Number: 933441999 | |||||||||||||||||||||||
Ticker: MERC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5880561015 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 JIMMY S.H. LEE | Mgmt | For | For | |||||||||||||||||||||
2 KENNETH A. SHIELDS | Mgmt | For | For | |||||||||||||||||||||
3 WILLIAM D. MCCARTNEY | Mgmt | For | For | |||||||||||||||||||||
4 GUY W. ADAMS | Mgmt | For | For | |||||||||||||||||||||
5 ERIC LAURITZEN | Mgmt | For | For | |||||||||||||||||||||
6 GRAEME A. WITTS | Mgmt | For | For | |||||||||||||||||||||
7 BERNARD PICCHI | Mgmt | For | For | |||||||||||||||||||||
8 JAMES SHEPHERD | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | FREQUENCY OF SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 1060400000 | 1060400000 | 0 | 5/10/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NETFLIX, INC. | ||||||||||||||||||||||||
Security: 64110L106 | Agenda Number: 933425250 | |||||||||||||||||||||||
Ticker: NFLX | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US64110L1061 | Meeting Date: 6/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 REED HASTINGS | Mgmt | For | For | |||||||||||||||||||||
2 JAY C. HOAG | Mgmt | For | For | |||||||||||||||||||||
3 A. GEORGE (SKIP) BATTLE | Mgmt | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
3 | TO APPROVE OUR 2011 STOCK PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | TO RECEIVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
5 | TO RECEIVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
6 | CONSIDERATION OF A STOCKHOLDER PROPOSAL IF PROPERLY BROUGHT BEFORE THE MEETING REGARDING MAJORITY VOTING. | Shr | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 34700000 | 34700000 | 0 | 5/13/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
NEWCASTLE INVESTMENT CORP. | ||||||||||||||||||||||||
Security: 65105M108 | Agenda Number: 933415449 | |||||||||||||||||||||||
Ticker: NCT | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US65105M1080 | Meeting Date: 6/3/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WESLEY R. EDENS | Mgmt | Withheld | Against | |||||||||||||||||||||
2 DAVID K. MCKOWN | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR NEWCASTLE INVESTMENT CORP. FOR FISCAL YEAR 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 574200000 | 574200000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OMEGA PROTEIN CORPORATION | ||||||||||||||||||||||||
Security: 68210P107 | Agenda Number: 933443513 | |||||||||||||||||||||||
Ticker: OME | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US68210P1075 | Meeting Date: 6/15/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DR. GARY L. ALLEE | Mgmt | For | For | |||||||||||||||||||||
2 DR. WILLIAM E. M. LANDS | Mgmt | For | For | |||||||||||||||||||||
3 DAVID A. OWEN | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 147700000 | 147700000 | 0 | 5/25/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OPENTABLE, INC. | ||||||||||||||||||||||||
Security: 68372A104 | Agenda Number: 933433930 | |||||||||||||||||||||||
Ticker: OPEN | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US68372A1043 | Meeting Date: 6/7/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 J. WILLIAM GURLEY | Mgmt | For | For | |||||||||||||||||||||
2 DANIEL MEYER | Mgmt | For | For | |||||||||||||||||||||
02 | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 27300000 | 27300000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
OYO GEOSPACE CORPORATION | ||||||||||||||||||||||||
Security: 671074102 | Agenda Number: 933364515 | |||||||||||||||||||||||
Ticker: OYOG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US6710741025 | Meeting Date: 2/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 THOMAS L. DAVIS, PH.D. | Mgmt | No vote | ||||||||||||||||||||||
2 RICHARD C. WHITE | Mgmt | No vote | ||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF UHY LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING SEPTEMBER 30, 2011. | Mgmt | No vote | |||||||||||||||||||||
03 | TO APPROVE THE FOLLOWING NON- BINDING, ADVISORY RESOLUTION: RESOLVED, THAT THE STOCKHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S 2011 PROXY STATEMENT PURSUANT TO THE DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Mgmt | No vote | |||||||||||||||||||||
04 | TO CAST A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | No vote | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 25000000 | 0 | 0 | ||||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
POLARIS INDUSTRIES INC. | ||||||||||||||||||||||||
Security: 731068102 | Agenda Number: 933377764 | |||||||||||||||||||||||
Ticker: PII | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7310681025 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 GARY E. HENDRICKSON | Mgmt | For | For | |||||||||||||||||||||
2 JOHN R. MENARD | Mgmt | For | For | |||||||||||||||||||||
3 R.M. (MARK) SCHRECK | Mgmt | For | For | |||||||||||||||||||||
4 WILLIAM GRANT VAN DYKE | Mgmt | For | For | |||||||||||||||||||||
2 | APPROVAL OF AMENDED AND RESTATED 2007 OMNIBUS INCENTIVE PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
3 | APPROVAL OF THE MATERIAL TERMS OF THE AMENDED LONG TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Mgmt | For | For | ||||||||||||||||||||
5 | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
6 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 167100000 | 167100000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
PRE-PAID LEGAL SERVICES, INC. | ||||||||||||||||||||||||
Security: 740065107 | Agenda Number: 933462020 | |||||||||||||||||||||||
Ticker: PPD | Meeting Type: Special | |||||||||||||||||||||||
ISIN: US7400651078 | Meeting Date: 6/21/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 30, 2011, BY AND AMONG THE COMPANY, MIDOCEAN PPL HOLDINGS CORP. AND PPL ACQUISITION CORP., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Mgmt | For | For | ||||||||||||||||||||
02 | TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 44600000 | 44600000 | 0 | 6/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
QUESTCOR PHARMACEUTICALS, INC. | ||||||||||||||||||||||||
Security: 74835Y101 | Agenda Number: 933413560 | |||||||||||||||||||||||
Ticker: QCOR | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US74835Y1010 | Meeting Date: 5/19/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1 | DIRECTOR | |||||||||||||||||||||||
1 DON M. BAILEY | Mgmt | For | For | |||||||||||||||||||||
2 MITCHELL J. BLUTT | Mgmt | For | For | |||||||||||||||||||||
3 NEAL C. BRADSHER | Mgmt | For | For | |||||||||||||||||||||
4 STEPHEN C. FARRELL | Mgmt | For | For | |||||||||||||||||||||
5 LOUIS SILVERMAN | Mgmt | For | For | |||||||||||||||||||||
6 VIRGIL D. THOMPSON | Mgmt | For | For | |||||||||||||||||||||
2 | PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
3 | PROPOSAL TO APPROVE AN ADVISORY (NONBINDING) RESOLUTION REGARDING FREQUENCY OF SAY-ON-PAY VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
4 | PROPOSAL TO RATIFY AN AMENDMENT TO ADD 3,500,000 SHARES TO THE 2006 EQUITY INCENTIVE AWARD PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
5 | PROPOSAL TO RATIFY AN AMENDMENT TO ADD 600,000 SHARES TO THE AMENDED AND RESTATED 2003 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | ||||||||||||||||||||
6 | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 149700000 | 149700000 | 0 | 4/29/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RIVERBED TECHNOLOGY, INC. | ||||||||||||||||||||||||
Security: 768573107 | Agenda Number: 933428105 | |||||||||||||||||||||||
Ticker: RVBD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7685731074 | Meeting Date: 6/1/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MICHAEL R. KOUREY | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARK S. LEWIS | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEVEN MCCANNE, PH.D. | Mgmt | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
04 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 88000000 | 88000000 | 0 | 5/11/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
RPC, INC. | ||||||||||||||||||||||||
Security: 749660106 | Agenda Number: 933386535 | |||||||||||||||||||||||
Ticker: RES | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US7496601060 | Meeting Date: 4/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 R. RANDALL ROLLINS | Mgmt | For | For | |||||||||||||||||||||
2 HENRY B. TIPPIE | Mgmt | For | For | |||||||||||||||||||||
3 JAMES B. WILLIAMS | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
03 | TO AMEND THE CERTIFICATE OF INCORPORATON OF COMPANY TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO 350,000,000 SHARES. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO APPROVE THE PERFORMANCE- BASED INCENTIVE CASH COMPENSATION PLAN FOR THE EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
05 | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
06 | TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 405200000 | 405200000 | 0 | 3/26/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SAUER-DANFOSS INC. | ||||||||||||||||||||||||
Security: 804137107 | Agenda Number: 933441761 | |||||||||||||||||||||||
Ticker: SHS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8041371076 | Meeting Date: 6/17/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 NIELS B. CHRISTIANSEN | Mgmt | Withheld | Against | |||||||||||||||||||||
2 JORGEN M. CLAUSEN | Mgmt | Withheld | Against | |||||||||||||||||||||
3 KIM FAUSING | Mgmt | Withheld | Against | |||||||||||||||||||||
4 RICHARD J. FREELAND | Mgmt | For | For | |||||||||||||||||||||
5 PER HAVE | Mgmt | Withheld | Against | |||||||||||||||||||||
6 WILLIAM E. HOOVER, JR. | Mgmt | Withheld | Against | |||||||||||||||||||||
7 JOHANNES F. KIRCHHOFF | Mgmt | For | For | |||||||||||||||||||||
8 SVEN RUDER | Mgmt | Withheld | Against | |||||||||||||||||||||
9 ANDERS STAHLSCHMIDT | Mgmt | Withheld | Against | |||||||||||||||||||||
10 STEVEN H. WOOD | Mgmt | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | ||||||||||||||||||||
03 | TO REAPPROVE THE COMPANY'S 2006 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | TO CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
05 | TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 360800000 | 360800000 | 0 | 5/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SILICOM LTD. | ||||||||||||||||||||||||
Security: M84116108 | Agenda Number: 933387020 | |||||||||||||||||||||||
Ticker: SILC | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: IL0010826928 | Meeting Date: 4/13/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | ELECTION OF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||||
02 | APPOINTING INDEPENDENT PUBLIC ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVING GRANT OF BONUS TO CHIEF EXECUTIVE OFFICER. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVING GRANT OF BONUS TO ACTIVE CHAIRMAN OF THE BOARD. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 91500000 | 91500000 | 0 | 3/22/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SILICON IMAGE, INC. | ||||||||||||||||||||||||
Security: 82705T102 | Agenda Number: 933431532 | |||||||||||||||||||||||
Ticker: SIMG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US82705T1025 | Meeting Date: 5/18/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 WILLIAM RADUCHEL | Mgmt | For | For | |||||||||||||||||||||
2 CAMILLO MARTINO | Mgmt | For | For | |||||||||||||||||||||
02 | VOTE TO AMEND OUR 1999 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Against | Against | ||||||||||||||||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | 1 Year | For | ||||||||||||||||||||
05 | VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 368000000 | 368000000 | 0 | 4/27/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SILVER WHEATON CORP. | ||||||||||||||||||||||||
Security: 828336107 | Agenda Number: 933413368 | |||||||||||||||||||||||
Ticker: SLW | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: CA8283361076 | Meeting Date: 5/20/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
A | DIRECTOR | |||||||||||||||||||||||
1 PETER D. BARNES | Mgmt | For | For | |||||||||||||||||||||
2 LAWRENCE I. BELL | Mgmt | For | For | |||||||||||||||||||||
3 GEORGE L. BRACK | Mgmt | For | For | |||||||||||||||||||||
4 JOHN A. BROUGH | Mgmt | For | For | |||||||||||||||||||||
5 R. PETER GILLIN | Mgmt | For | For | |||||||||||||||||||||
6 DOUGLAS M. HOLTBY | Mgmt | For | For | |||||||||||||||||||||
7 EDUARDO LUNA | Mgmt | For | For | |||||||||||||||||||||
8 WADE D. NESMITH | Mgmt | For | For | |||||||||||||||||||||
B | IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 65100000 | 65100000 | 0 | 5/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
SPREADTRUM COMMUNICATIONS, INC. | ||||||||||||||||||||||||
Security: 849415203 | Agenda Number: 933467195 | |||||||||||||||||||||||
Ticker: SPRD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8494152031 | Meeting Date: 6/24/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
O1 | RESOLVED AS AN ORDINARY RESOLUTION THAT HAO CHEN, CURRENTLY A CLASS I DIRECTOR OF THE COMPANY, BE RE-ELECTED FOR A FULL TERM OF THREE YEARS EFFECTIVE FROM THE DATE OF EXPIRY OF HIS CURRENT DIRECTORSHIP AS A CLASS I DIRECTOR OF THE COMPANY, IN ACCORDANCE WITH ARTICLE 77(B) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Mgmt | For | For | ||||||||||||||||||||
O2 | RESOLVED AS AN ORDINARY RESOLUTION THAT PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY BE RETAINED AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 163000000 | 163000000 | 0 | 6/3/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE BOSTON BEER COMPANY, INC. | ||||||||||||||||||||||||
Security: 100557107 | Agenda Number: 933422165 | |||||||||||||||||||||||
Ticker: SAM | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US1005571070 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 DAVID A. BURWICK | Mgmt | For | For | |||||||||||||||||||||
2 PEARSON C. CUMMIN, III | Mgmt | For | For | |||||||||||||||||||||
3 JEAN-MICHEL VALETTE | Mgmt | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | SHAREHOLDER ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 45700000 | 45700000 | 0 | 5/5/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE MEDICINES COMPANY | ||||||||||||||||||||||||
Security: 584688105 | Agenda Number: 933448309 | |||||||||||||||||||||||
Ticker: MDCO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5846881051 | Meeting Date: 5/26/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT J. HUGIN | Mgmt | For | For | |||||||||||||||||||||
2 CLIVE A. MEANWELL | Mgmt | For | For | |||||||||||||||||||||
3 ELIZABETH H.S. WYATT | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVE, IN AN ADVISORY VOTE, THE FREQUENCY WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO FUTURE ADVISORY STOCKHOLDER VOTES. | Mgmt | 1 Year | For | ||||||||||||||||||||
04 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 179600000 | 179600000 | 0 | 5/19/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
THE MIDDLEBY CORPORATION | ||||||||||||||||||||||||
Security: 596278101 | Agenda Number: 933402757 | |||||||||||||||||||||||
Ticker: MIDD | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US5962781010 | Meeting Date: 5/11/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SELIM A. BASSOUL | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT B. LAMB | Mgmt | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RYAN LEVENSON | Mgmt | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN R. MILLER III | Mgmt | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: GORDON O'BRIEN | Mgmt | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PHILIP G. PUTNAM | Mgmt | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SABIN C. STREETER | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE ADOPTION OF THE COMPANY'S 2011 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE ADOPTION OF THE COMPANY'S VALUE CREATION INCENTIVE PLAN. | Mgmt | For | For | ||||||||||||||||||||
04 | APPROVAL, BY AN ADVISORY VOTE, OF THE 2010 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). | Mgmt | For | For | ||||||||||||||||||||
05 | SELECTION, BY AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | Against | ||||||||||||||||||||
06 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 66900000 | 66900000 | 0 | 4/20/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TPC GROUP INC. | ||||||||||||||||||||||||
Security: 89236Y104 | Agenda Number: 933429537 | |||||||||||||||||||||||
Ticker: TPCG | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89236Y1047 | Meeting Date: 6/8/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 EUGENE R. ALLSPACH | Mgmt | For | For | |||||||||||||||||||||
2 JAMES A. CACIOPPO | Mgmt | For | For | |||||||||||||||||||||
3 MICHAEL E. DUCEY | Mgmt | For | For | |||||||||||||||||||||
4 RICHARD B. MARCHESE | Mgmt | For | For | |||||||||||||||||||||
5 MICHAEL T. MCDONNELL | Mgmt | For | For | |||||||||||||||||||||
6 JEFFREY M. NODLAND | Mgmt | For | For | |||||||||||||||||||||
7 JEFFREY A. STRONG | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | ||||||||||||||||||||
03 | RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL YEAR. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 424800000 | 424800000 | 0 | 5/17/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRANSPORTADORA DE GAS DEL SUR S.A. | ||||||||||||||||||||||||
Security: 893870204 | Agenda Number: 933403076 | |||||||||||||||||||||||
Ticker: TGS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US8938702045 | Meeting Date: 4/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MEETING MINUTES | Mgmt | For | For | ||||||||||||||||||||
02 | CONSIDERATION OF ANNUAL REPORT, INVENTORY, FINANCIAL STATEMENTS, INFORMATION REVIEW, INFORMATION REQUIRED BY BUENOS AIRES STOCK EXCHANGE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Mgmt | For | For | ||||||||||||||||||||
03 | CONSIDERATION OF THE ALLOCATION OF THE NET INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 | Mgmt | For | For | ||||||||||||||||||||
04 | CONSIDERATION OF THE ACTIONS CARRIED OUT BY THE BOARD AND THE STATUTORY AUDIT COMMITTEE DURING THE FISCAL YEAR ENDED DECEMBER 31, 2010 AND DETERMINATION OF THEIR COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
05 | CONSIDERATION OF THE OPERATING BUDGET FOR THE AUDITING COMMITTEE FOR THE CURRENT FISCAL YEAR | Mgmt | Abstain | Against | ||||||||||||||||||||
06 | APPOINTMENT OF REGULAR DIRECTORS AND ALTERNATE DIRECTORS | Mgmt | Abstain | Against | ||||||||||||||||||||
07 | DETERMINATION OF THE TERM OF OFFICE OF THE DIRECTORS APPOINTED UNDER ITEM 6 | Mgmt | Abstain | Against | ||||||||||||||||||||
08 | APPOINTMENT OF STATUTORY AUDIT COMMITTEE REGULAR AND ALTERNATE MEMBERS | Mgmt | Abstain | Against | ||||||||||||||||||||
09 | DETERMINATION OF THE TERM OF OFFICE OF THE STATUTORY AUDIT COMMITTEE MEMBERS APPOINTED UNDER ITEM 8 | Mgmt | For | For | ||||||||||||||||||||
10 | APPOINTMENT OF AN INDEPENDENT ACCOUNTANT FOR THE CURRENT FISCAL YEAR AND DETERMINATION OF HIS COMPENSATION | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 763800000 | 763800000 | 0 | 4/21/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
TRAVELZOO INC. | ||||||||||||||||||||||||
Security: 89421Q106 | Agenda Number: 933450328 | |||||||||||||||||||||||
Ticker: TZOO | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US89421Q1067 | Meeting Date: 6/2/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 HOLGER BARTEL | Mgmt | For | For | |||||||||||||||||||||
2 RALPH BARTEL | Mgmt | For | For | |||||||||||||||||||||
3 DAVID EHRLICH | Mgmt | For | For | |||||||||||||||||||||
4 DONOVAN NEALE-MAY | Mgmt | For | For | |||||||||||||||||||||
5 KELLY URSO | Mgmt | For | For | |||||||||||||||||||||
02 | APPROVAL OF STOCK OPTIONS. | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Mgmt | 1 Year | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 40600000 | 40600000 | 0 | 5/12/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
VERIFONE SYSTEMS, INC. | ||||||||||||||||||||||||
Security: 92342Y109 | Agenda Number: 933459744 | |||||||||||||||||||||||
Ticker: PAY | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US92342Y1091 | Meeting Date: 6/29/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 ROBERT W. ALSPAUGH | Mgmt | For | For | |||||||||||||||||||||
2 DOUGLAS G. BERGERON | Mgmt | For | For | |||||||||||||||||||||
3 DR. LESLIE G. DENEND | Mgmt | For | For | |||||||||||||||||||||
4 ALEX W. HART | Mgmt | For | For | |||||||||||||||||||||
5 ROBERT B. HENSKE | Mgmt | For | For | |||||||||||||||||||||
6 RICHARD A. MCGINN | Mgmt | For | For | |||||||||||||||||||||
7 EITAN RAFF | Mgmt | For | For | |||||||||||||||||||||
8 CHARLES R. RINEHART | Mgmt | For | For | |||||||||||||||||||||
9 JEFFREY E. STIEFLER | Mgmt | For | For | |||||||||||||||||||||
02 | TO APPROVE CERTAIN AMENDMENTS TO THE VERIFONE 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED THEREUNDER AND TO EFFECT CERTAIN OTHER CHANGES THEREUNDER. | Mgmt | Against | Against | ||||||||||||||||||||
03 | TO APPROVE THE AMENDED AND RESTATED VERIFONE BONUS PLAN. | Mgmt | Against | Against | ||||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Against | Against | ||||||||||||||||||||
05 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | 1 Year | For | ||||||||||||||||||||
06 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS VERIFONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2011. | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 195200000 | 195200000 | 0 | 6/7/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
WSFS FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security: 929328102 | Agenda Number: 933399784 | |||||||||||||||||||||||
Ticker: WSFS | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9293281021 | Meeting Date: 4/28/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
01 | DIRECTOR | |||||||||||||||||||||||
1 CHARLES G. CHELEDEN | Mgmt | For | For | |||||||||||||||||||||
2 Z.A. FRANGOPOULOS | Mgmt | For | For | |||||||||||||||||||||
3 DENNIS E. KLIMA | Mgmt | For | For | |||||||||||||||||||||
4 MARK A. TURNER | Mgmt | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG, LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Mgmt | For | For | ||||||||||||||||||||
03 | ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVES | Mgmt | For | For | ||||||||||||||||||||
04 | ADVISORY (NON-BINDING) VOTE RECOMMENDING THE FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVES, EVERY | Mgmt | 1 Year | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 59800000 | 59800000 | 0 | 4/1/2011 | |||||||||||||||||||
Unassigned | ||||||||||||||||||||||||
ZUMIEZ INC. | ||||||||||||||||||||||||
Security: 989817101 | Agenda Number: 933399342 | |||||||||||||||||||||||
Ticker: ZUMZ | Meeting Type: Annual | |||||||||||||||||||||||
ISIN: US9898171015 | Meeting Date: 5/25/2011 | |||||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS D. CAMPION | Mgmt | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SARAH G. MCCOY | Mgmt | For | For | ||||||||||||||||||||
02 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Mgmt | For | For | ||||||||||||||||||||
03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Mgmt | 1 Year | Against | ||||||||||||||||||||
04 | PROPOSAL TO RATIFY SELECTION OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JANUARY 28, 2012 (FISCAL 2011). | Mgmt | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | |||||||||||||||||||
000263026 | BNY | 157000000 | 157000000 | 0 | 5/7/2011 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) RevenueShares ETF Trust
By: | /s/ Vincent T. Lowry |
|
|
Name: | Vincent T. Lowry |
Title: | Chief Executive Officer |
Date: | August 11, 2011 |