13F-HR 1 f130610.txt FILING 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Himanshu H. Shah Address: 8601 Six Forks Road, Suite 630 Raleigh, NC 27615 Form 13F File Number: 028-12080 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Himanshu H. Shah Title: Chief Investment Officer/Registered Investment Advisor Phone: 919-719-6363 Signature, Place, and Date of Signing: Himanshu H. Shah Raleigh, NC July 14, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: 130424 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4COLUMN 5 COLUMN 6 COLUMN 7COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DISCRETIONMANAGERS SOLE SHARED NONE AEGON NV COM 7924103 7345 1391200 SH SOLE 1391200 CHINA YUCHAI INTL LTD COM G21082105 32396 2102320 SH SOLE 2102320 CHINA SOUTHERN AIRLINEADR 169409109 5885 284300 SH SOLE 284300 CHIQUITA BRANDS INTL ICOM 170032809 11449 942325 SH SOLE 942325 DOLE FOOD CO INC COM 256603101 4922 471974 SH SOLE 471974 GANNET CO INC COM 364730101 12414 922300 SH SOLE 922300 HUANENG POWER INTL ADR 443304100 9411 399989 SH SOLE 399989 ING GROEP NV ADR 456837103 4438 598941 SH SOLE 598941 LG DISPLAY CO LTD COM 50186V102 1988 123500 SH SOLE 123500 PFIZER INC COM 717081103 3054 214200 SH SOLE 214200 QIAO XING MOBILE COMM COM G73031109 9967 3833499 SH SOLE 3833499 QIAO XING UNIVERSAL TECOM G7303A109 3921 2546645 SH SOLE 2546645 SIFY LIMITED SPONSORED ADR 82655M107 2709 2019405 SH SOLE 2019405 SUNTECH POWER HOLDINGSADR 86800C922 2323 253400 SH SOLE 253400 UBS AG COM H89231338 3812 288400 SH SOLE 288400 UTSTARCOM INC COM 918076100 14390 7820982 SH SOLE 7820982 130424