SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001445546-09-002265
Filing Date
2009-09-09
Accepted
2009-09-09 14:32:42
Documents
1

Document Format Files

Seq Description Document Type Size
1 application.txt 40-APP 84150
  Complete submission text file 0001445546-09-002265.txt   88212
Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ADVISORS LP (Filer) CIK: 0001125816 (see all company filings)

IRS No.: 363788904 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13697-02 | Film No.: 091060101

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST PORTFOLIOS LP (Filer) CIK: 0001184765 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13697-01 | Film No.: 091060100

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13697 | Film No.: 091060099

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-13697-05 | Film No.: 091060104

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-13697-04 | Film No.: 091060103

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13697-03 | Film No.: 091060102