Open Written Options contracts as of April 30, 2022 were as follows: | |||||
Description of Options | Number of Contracts | Contract Notional Amount | Strike Price(1) | Expiration Date | Value |
Call Options(2) | |||||
Abbott Laboratories | (105) | $(1,365) | $130.00 | 05/20/22 | $(1) |
AbbVie, Inc. | (215) | (3,655) | 170.00 | 05/20/22 | (5) |
Accenture plc | (120) | (4,080) | 340.00 | 05/20/22 | (8) |
Alphabet, Inc. | (45) | (12,825) | 2,850.00 | 05/20/22 | (5) |
Apple, Inc. | (950) | (17,338) | 182.50 | 05/20/22 | (18) |
Atlassian Corp. plc | (90) | (3,150) | 350.00 | 05/20/22 | (1) |
Booking Holdings, Inc. | (19) | (5,035) | 2,650.00 | 05/20/22 | (25) |
Charles Schwab Corp. (The) | (200) | (1,950) | 97.50 | 05/20/22 | — |
Cisco Systems, Inc. | (650) | (3,900) | 60.00 | 06/17/22 | (5) |
CME Group, Inc. | (80) | (1,940) | 242.50 | 05/20/22 | (4) |
ConocoPhillips | (420) | (4,830) | 115.00 | 05/20/22 | (11) |
Costco Wholesale Corp. | (115) | (6,900) | 600.00 | 05/20/22 | (9) |
Crowdstrike Holdings, Inc. | (175) | (5,075) | 290.00 | 05/20/22 | (2) |
Crown Castle International Corp. | (170) | (3,570) | 210.00 | 05/20/22 | (3) |
Deere & Co. | (90) | (4,320) | 480.00 | 05/20/22 | (2) |
Devon Energy Corp. | (480) | (3,600) | 75.00 | 05/20/22 | (12) |
Dexcom, Inc. | (35) | (1,925) | 550.00 | 05/20/22 | (1) |
Eli Lilly & Co. | (130) | (4,030) | 310.00 | 05/20/22 | (26) |
Enphase Energy, Inc. | (110) | (2,310) | 210.00 | 05/20/22 | (12) |
Freeport-McMoRan, Inc. | (560) | (2,800) | 50.00 | 05/20/22 | (8) |
Home Depot, Inc. (The) | (60) | (2,040) | 340.00 | 05/20/22 | (7) |
Intuit, Inc. | (45) | (2,318) | 515.00 | 05/20/22 | (3) |
JPMorgan Chase & Co. | (260) | (3,640) | 140.00 | 05/20/22 | (2) |
Lam Research Corp. | (75) | (4,913) | 655.00 | 06/17/22 | (5) |
Marvell Technology, Inc. | (270) | (1,917) | 71.00 | 05/20/22 | (9) |
Mastercard, Inc. | (100) | (4,050) | 405.00 | 05/20/22 | (13) |
McKesson Corp. | (60) | (2,010) | 335.00 | 05/20/22 | (10) |
MGM Resorts International | (260) | (1,300) | 50.00 | 05/20/22 | (6) |
Micron Technology, Inc. | (260) | (2,275) | 87.50 | 06/17/22 | (12) |
Microsoft Corp. | (575) | (18,400) | 320.00 | 05/20/22 | (16) |
NIKE, Inc. | (30) | (435) | 145.00 | 05/20/22 | (1) |
NVIDIA Corp. | (20) | (490) | 245.00 | 05/20/22 | (1) |
S&P Global, Inc. | (65) | (2,762) | 425.00 | 05/20/22 | (7) |
Schlumberger N.V. | (1,130) | (5,763) | 51.00 | 05/20/22 | (6) |
ServiceNow, Inc. | (25) | (1,475) | 590.00 | 05/20/22 | (3) |
Target Corp. | (110) | (2,970) | 270.00 | 05/20/22 | (7) |
Tesla, Inc. | (110) | (13,475) | 1,225.00 | 05/20/22 | (14) |
Thermo Fisher Scientific, Inc. | (45) | (2,700) | 600.00 | 05/20/22 | (12) |
TJX Cos., Inc. (The) | (260) | (1,846) | 71.00 | 05/20/22 | (4) |
Union Pacific Corp. | (205) | (5,330) | 260.00 | 05/20/22 | (7) |
United Parcel Service, Inc. | (115) | (2,645) | 230.00 | 05/20/22 | (—)(3) |
UnitedHealth Group, Inc. | (125) | (7,063) | 565.00 | 05/20/22 | (4) |
Visa, Inc. | (200) | (5,000) | 250.00 | 05/20/22 | (3) |
Waste Management, Inc. | (100) | (1,650) | 165.00 | 05/20/22 | (50) |
Zoetis, Inc. | (65) | (1,300) | 200.00 | 05/20/22 | (4) |
Total Written Options | $(364) |
Footnote Legend: | |
(1) Strike price not reported in thousands. | |
(2) Exchange-traded options | |
(3) Amount is less than $500. |
Total Value at April 30, 2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | ||||
Assets: | |||||||
Debt Securities: | |||||||
Corporate Bonds and Notes | $36 | $— | $— | $36 | |||
Convertible Bonds and Notes | 208,119 | — | 208,119 | — | |||
Equity Securities: | |||||||
Common Stocks | 453,339 | 453,339 | — | — | |||
Convertible Preferred Stocks | 54,401 | 50,040 | 4,361 | — | |||
Warrant | 15 | 15 | — | — | |||
Money Market Mutual Fund | 44,244 | 44,244 | — | — | |||
Total Investments, before Written Options | 760,154 | 547,638 | 212,480 | 36 | |||
Liabilities: | |||||||
Other Financial Instruments: | |||||||
Written Options | (364) | (342) | (22) | — | |||
Total Investments, Net of Written Options | $759,790 | $547,296 | $212,458 | $36 |