0001209191-16-091287.txt : 20160113
0001209191-16-091287.hdr.sgml : 20160113
20160113185907
ACCESSION NUMBER: 0001209191-16-091287
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151001
FILED AS OF DATE: 20160113
DATE AS OF CHANGE: 20160113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AllianzGI Equity & Convertible Income Fund
CENTRAL INDEX KEY: 0001383441
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: C/O ALLIANZ GLOBAL INVESTORS FUND MGMT
STREET 2: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-3000
MAIL ADDRESS:
STREET 1: C/O ALLIANZ GLOBAL INVESTORS FUND MGMT
STREET 2: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: AGIC Equity & Convertible Income Fund
DATE OF NAME CHANGE: 20100825
FORMER COMPANY:
FORMER CONFORMED NAME: Nicholas-Applegate Equity & Convertible Income Fund
DATE OF NAME CHANGE: 20070118
FORMER COMPANY:
FORMER CONFORMED NAME: Nicholas-Applegate Equity & Income Capture Fund
DATE OF NAME CHANGE: 20061213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlino Giorgio
CENTRAL INDEX KEY: 0001663197
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21989
FILM NUMBER: 161341645
MAIL ADDRESS:
STREET 1: C/O ALLIANZ GLOBAL INVESTORS U.S. LLC
STREET 2: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-10-01
1
0001383441
AllianzGI Equity & Convertible Income Fund
NIE
0001663197
Carlino Giorgio
1633 BROADWAY
NEW YORK
NY
10019
0
0
0
1
SEE REMARKS
The Reporting Person is the Chief Investment Officer of U.S. Multi Asset and is a member of the Executive Committee of Allianz Global Investors U.S. Holdings LLC, the body that performs executive oversight functions for Allianz Global Investors U.S. LLC, the Issuer's sub-adviser. Exhibit List: Exhibit 24 - Power of Attorney.
/s/ Thomas J. Fuccillo, Attorney-in-Fact for Giorgio Carlino
2016-01-13
EX-24.3_625718
2
poa.txt
POA DOCUMENT
SECTION 16
POWER OF ATTORNEY
GIORGIO CARLINO
The undersigned hereby constitutes and appoints the individuals named on
Schedule A attached hereto and as may be amended from time to time, or any of
them signing singly, with full power of substitution and resubstitution, the
undersigned's true and lawful attorney in fact to:
1. as may be required, prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the United States Securities and Exchange
Commission (the "SEC") a Form ID, including amendments thereto, and any other
documents necessary or appropriate to obtain codes and passwords
enabling the undersigned to make electronic filings with the SEC of reports
required by Section 16(a) of the Securities Exchange Act of 1934, as amended
(the "Act"), or any rule or regulation of the SEC;
2. execute Forms 3, 4 and 5 in accordance with the Act and the rules and
regulations thereunder for and on behalf of the undersigned, in the
undersigned's capacity as a Section 16 reporting person of the applicable
registered investment companies (and any successor companies) listed on Schedule
A attached hereto, as amended from time to time, and any other registered
investment company affiliated with or established by, or which is advised by,
Allianz Global Investors Fund Management LLC or any successor firm in a similar
advisory capacity, for which the undersigned becomes a Section 16 reporting
person (each, a "Trust"),
3. do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file such
form with the SEC and any stock exchange or similar authority, and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney in fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney in fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney in fact may approve in such
attorney in facts discretion.
The undersigned hereby grants to each such attorney in fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution and
resubstitution or revocation, hereby ratifying and confirming all that such
attorney in fact, or such attorney in facts substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and the
rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys in fact, in serving in such capacity at the request of
the undersigned, are not assuming, nor is any Trust assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by any Trust,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys in fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 6th day of January, 2016.
/s/ Giorgio Carlino
Giorgio Carlino
SCHEDULE A
FUND NAME AND SYMBOL
1. ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND ACV
2. ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND NIE
3. ALLIANZGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND NFJ
4. ALLIANZGI CONVERTIBLE & INCOME FUND NCV
5. ALLIANZGI CONVERTIBLE & INCOME FUND II NCZ
6. KOREA FUND INC KF
7. THE CHINA FUND, INC. CHN
INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1. Thomas J. Fuccillo
2. Angela Borreggine
3. Debra Rubano
4. Ben Frosina