N-PX 1 d330542dnpx.txt VIRTUS EQUITY AND CONVERTIBLE INCOME FUND ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-21989 ----------------- VIRTUS EQUITY & CONVERTIBLE INCOME FUND (FKA VIRTUS ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND) (exact name of registrant as specified in charter) ----------------- 101 Munson Street, Greenfield, MA 01301 (Address of principal executive offices) Jennifer Fromm, Esq., Vice President, Chief Legal Officer, Counsel and Secretary Virtus Investment Partners One Financial Plaza Hartford, CT 06103 (Name and Address of agent for service) ----------------- Registrant's telephone number, including area code: 800-270-7788 Date of Fiscal Year End: 01/31 Date of Reporting Period: 07/01/2021 - 06/30/2022 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21989 Reporting Period: 07/01/2021 - 06/30/2022 Virtus Equity & Convertible Income Fund (fka Virtus AllianzGI Equity & Convertible Income Fund) ============= Virtus Equity & Convertible Income Fund (fka Virtus ============= ============= AllianzGI Equity & Convertible Income Fund) ============= ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 29, 2022 Meeting Type: Annual Record Date: MAR 02, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Sally E. Blount For For Management 1.3 Elect Director Robert B. Ford For Against Management 1.4 Elect Director Paola Gonzalez For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Darren W. McDew For For Management 1.7 Elect Director Nancy McKinstry For Against Management 1.8 Elect Director William A. Osborn For Against Management 1.9 Elect Director Michael F. Roman For For Management 1.10 Elect Director Daniel J. Starks For For Management 1.11 Elect Director John G. Stratton For Against Management 1.12 Elect Director Glenn F. Tilton For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Require Independent Board Chair Against For Shareholder 6 Adopt Policy on 10b5-1 Plans Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Report on Public Health Costs of Against For Shareholder Antimicrobial Resistance -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 06, 2022 Meeting Type: Annual Record Date: MAR 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H.L. Burnside For For Management 1.2 Elect Director Thomas C. Freyman For For Management 1.3 Elect Director Brett J. Hart For For Management 1.4 Elect Director Edward J. Rapp For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Require Independent Board Chair Against For Shareholder 6 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 7 Report on Board Oversight of Risks Against For Shareholder Related to Anticompetitive Practices 8 Report on Congruency of Political Against For Shareholder Spending with Company Values and Priorities -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 26, 2022 Meeting Type: Annual Record Date: NOV 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jaime Ardila For Against Management 1b Elect Director Nancy McKinstry For Against Management 1c Elect Director Beth E. Mooney For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director Arun Sarin For Against Management 1h Elect Director Julie Sweet For For Management 1i Elect Director Frank K. Tang For For Management 1j Elect Director Tracey T. Travis For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 14, 2022 Meeting Type: Annual Record Date: FEB 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For Against Management 1b Elect Director Brett Biggs For For Management 1c Elect Director Melanie Boulden For For Management 1d Elect Director Frank Calderoni For For Management 1e Elect Director Laura Desmond For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Spencer Neumann For For Management 1h Elect Director Kathleen Oberg For For Management 1i Elect Director Dheeraj Pandey For For Management 1j Elect Director David Ricks For For Management 1k Elect Director Daniel Rosensweig For Against Management 1l Elect Director John Warnock For For Management 2 Ratify KPMG LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAR 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For Against Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Michael P. Gregoire For For Management 1e Elect Director Joseph A. Householder For For Management 1f Elect Director John W. Marren For For Management 1g Elect Director Jon A. Olson For For Management 1h Elect Director Lisa T. Su For Against Management 1i Elect Director Abhi Y. Talwalkar For Against Management 1j Elect Director Elizabeth W. Vanderslice For For Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: MAR 16, 2022 Meeting Type: Annual Record Date: JAN 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans E. Bishop For For Management 1.2 Elect Director Otis W. Brawley For For Management 1.3 Elect Director Mikael Dolsten For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 4 Provide Right to Call a Special Against For Shareholder Meeting at a 10 Percent Ownership Threshold -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 01, 2022 Meeting Type: Annual Record Date: APR 05, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For Against Management 1b Elect Director Sergey Brin For Against Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For Against Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For Against Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For Against Management 1i Elect Director K. Ram Shriram For Against Management 1j Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Amend Omnibus Stock Plan For Against Management 4 Increase Authorized Common Stock For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Climate Lobbying Against For Shareholder 7 Report on Physical Risks of Climate Against For Shareholder Change 8 Report on Metrics and Efforts to Against For Shareholder Reduce Water Related Risk 9 Oversee and Report a Third-Party Against Against Shareholder Racial Equity Audit 10 Report on Risks Associated with Use of Against Against Shareholder Concealment Clauses 11 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 12 Report on Government Takedown Requests Against Against Shareholder 13 Report on Risks of Doing Business in Against For Shareholder Countries with Significant Human Rights Concerns 14 Report on Managing Risks Related to Against For Shareholder Data Collection, Privacy and Security 15 Disclose More Quantitative and Against For Shareholder Qualitative Information on Algorithmic Systems 16 Commission Third Party Assessment of Against For Shareholder Company's Management of Misinformation and Disinformation Across Platforms 17 Report on External Costs of Against For Shareholder Misinformation and Impact on Diversified Shareholders 18 Report on Steps to Improve Racial and Against For Shareholder Gender Board Diversity 19 Establish an Environmental Against Abstain Shareholder Sustainability Board Committee 20 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 21 Report on Policies Regarding Military Against Abstain Shareholder and Militarized Policing Agencies -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 25, 2022 Meeting Type: Annual Record Date: MAR 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Andrew R. Jassy For For Management 1c Elect Director Keith B. Alexander For For Management 1d Elect Director Edith W. Cooper For For Management 1e Elect Director Jamie S. Gorelick For For Management 1f Elect Director Daniel P. Huttenlocher For Against Management 1g Elect Director Judith A. McGrath For Against Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director Jonathan J. Rubinstein For For Management 1j Elect Director Patricia Q. Stonesifer For For Management 1k Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve 20:1 Stock Split For For Management 5 Report on Retirement Plan Options Against Against Shareholder Aligned with Company Climate Goals 6 Commission Third Party Report Against For Shareholder Assessing Company's Human Rights Due Diligence Process 7 Adopt a Policy to Include Against For Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Efforts to Reduce Plastic Use Against For Shareholder 9 Report on Worker Health and Safety Against For Shareholder Disparities 10 Report on Risks Associated with Use of Against Against Shareholder Concealment Clauses 11 Report on Charitable Contributions Against Against Shareholder 12 Publish a Tax Transparency Report Against Abstain Shareholder 13 Report on Protecting the Rights of Against For Shareholder Freedom of Association and Collective Bargaining 14 Report on Lobbying Payments and Policy Against For Shareholder 15 Require More Director Nominations Than Against Against Shareholder Open Seats 16 Commission a Third Party Audit on Against For Shareholder Working Conditions 17 Report on Median Gender/Racial Pay Gap Against For Shareholder 18 Oversee and Report a Racial Equity None None Shareholder Audit *Withdrawn Resolution* 19 Commission Third Party Study and Against For Shareholder Report on Risks Associated with Use of Rekognition -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 17, 2022 Meeting Type: Annual Record Date: APR 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For Against Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For Against Management 1.5 Elect Director Fulvio Conti For Against Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For Against Management 1.8 Elect Director Richard C. Notebaert For Against Management 1.9 Elect Director Gloria Santona For Against Management 1.10 Elect Director Byron O. Spruell For For Management 1.11 Elect Director Carolyn Y. Woo For Against Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Ratify Ernst & Young Chartered For Against Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: MAR 04, 2022 Meeting Type: Annual Record Date: JAN 03, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For Against Management 1d Elect Director Alex Gorsky For Against Management 1e Elect Director Andrea Jung For Against Management 1f Elect Director Art Levinson For Against Management 1g Elect Director Monica Lozano For For Management 1h Elect Director Ron Sugar For For Management 1i Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Articles of Incorporation to Against Against Shareholder become a Social Purpose Corporation 6 Approve Revision of Transparency Against For Shareholder Reports 7 Report on Forced Labor Against For Shareholder 8 Report on Median Gender/Racial Pay Gap Against For Shareholder 9 Report on Civil Rights Audit Against For Shareholder 10 Report on Concealment Clauses Against For Shareholder -------------------------------------------------------------------------------- ATLASSIAN CORPORATION PLC Ticker: TEAM Security ID: G06242104 Meeting Date: DEC 02, 2021 Meeting Type: Annual Record Date: OCT 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Appoint Ernst & Young LLP as Auditors For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Director Shona L. Brown For For Management 6 Elect Director Michael Cannon-Brookes For For Management 7 Elect Director Scott Farquhar For For Management 8 Elect Director Heather Mirjahangir For For Management Fernandez 9 Elect Director Sasan Goodarzi For For Management 10 Elect Director Jay Parikh For For Management 11 Elect Director Enrique Salem For For Management 12 Elect Director Steven Sordello For For Management 13 Elect Director Richard P. Wong For For Management 14 Elect Director Michelle Zatlyn For For Management -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 09, 2022 Meeting Type: Annual Record Date: APR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For Withhold Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Sumit Singh For For Management 1.10 Elect Director Lynn Vojvodich For For Management Radakovich 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For Against Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Climate Change Performance Against Against Shareholder Metrics Into Executive Compensation Program -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 04, 2022 Meeting Type: Annual Record Date: FEB 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane M. Bryant For For Management 1b Elect Director Gayla J. Delly For For Management 1c Elect Director Raul J. Fernandez For For Management 1d Elect Director Eddy W. Hartenstein For For Management 1e Elect Director Check Kian Low For For Management 1f Elect Director Justine F. Page For For Management 1g Elect Director Henry Samueli For For Management 1h Elect Director Hock E. Tan For For Management 1i Elect Director Harry L. You For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. Ticker: CMG Security ID: 169656105 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert S. Baldocchi For For Management 1.2 Elect Director Matthew A. Carey For For Management 1.3 Elect Director Gregg L. Engles For For Management 1.4 Elect Director Patricia Fili-Krushel For For Management 1.5 Elect Director Mauricio Gutierrez For For Management 1.6 Elect Director Robin Hickenlooper For Withhold Management 1.7 Elect Director Scott Maw For For Management 1.8 Elect Director Brian Niccol For For Management 1.9 Elect Director Mary Winston For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Approve Omnibus Stock Plan For Against Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Oversee and Report a Racial Equity Against For Shareholder Audit 7 Report on Effectiveness of Diversity Against For Shareholder Equity and Inclusion Efforts and Metrics -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 04, 2022 Meeting Type: Annual Record Date: MAR 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For Against Management 1b Elect Director Timothy S. Bitsberger For Against Management 1c Elect Director Charles P. Carey For Against Management 1d Elect Director Dennis H. Chookaszian For Against Management 1e Elect Director Bryan T. Durkin For Against Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For Against Management 1h Elect Director Larry G. Gerdes For Against Management 1i Elect Director Daniel R. Glickman For Against Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For Against Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For Against Management 1p Elect Director Howard J. Siegel For Against Management 1q Elect Director Dennis A. Suskind For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 10, 2022 Meeting Type: Annual Record Date: MAR 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Caroline Maury Devine For For Management 1b Elect Director Jody Freeman For For Management 1c Elect Director Gay Huey Evans For For Management 1d Elect Director Jeffrey A. Joerres For Against Management 1e Elect Director Ryan M. Lance For Against Management 1f Elect Director Timothy A. Leach For For Management 1g Elect Director William H. McRaven For For Management 1h Elect Director Sharmila Mulligan For For Management 1i Elect Director Eric D. Mullins For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For Against Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Call Special Meetings Against For Shareholder 7 Report on GHG Emissions Reduction Against For Shareholder Targets 8 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 20, 2022 Meeting Type: Annual Record Date: NOV 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Decker For Against Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Richard A. Galanti For For Management 1d Elect Director Hamilton E. James For Against Management 1e Elect Director W. Craig Jelinek For For Management 1f Elect Director Sally Jewell For For Management 1g Elect Director Charles T. Munger For Against Management 1h Elect Director Jeffrey S. Raikes For Against Management 1i Elect Director John W. Stanton For For Management 1j Elect Director Mary Agnes (Maggie) For Against Management Wilderotter 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Charitable Contributions Against Against Shareholder 5 Report on GHG Emissions Reduction Against For Shareholder Targets 6 Report on Racial Justice and Food Against For Shareholder Equity -------------------------------------------------------------------------------- CROWDSTRIKE HOLDINGS, INC. Ticker: CRWD Security ID: 22788C105 Meeting Date: JUN 29, 2022 Meeting Type: Annual Record Date: MAY 02, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cary J. Davis For Withhold Management 1.2 Elect Director George Kurtz For For Management 1.3 Elect Director Laura J. Schumacher For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Andrea J. Goldsmith For For Management 1f Elect Director Tammy K. Jones For For Management 1g Elect Director Anthony J. Melone For For Management 1h Elect Director W. Benjamin Moreland For For Management 1i Elect Director Kevin A. Stephens For For Management 1j Elect Director Matthew Thornton, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For Against Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 26, 2022 Meeting Type: Annual Record Date: NOV 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For Against Management 1d Elect Director Michael R. Buchanan For Against Management 1e Elect Director Benjamin S. Carson, Sr. For For Management 1f Elect Director Michael W. Hewatt For Against Management 1g Elect Director Maribess L. Miller For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 22, 2021 Meeting Type: Annual Record Date: JUL 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. Lee, Jr. For For Management 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For Withhold Management 1.7 Elect Director Charles M. Sonsteby For For Management 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For Against Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Adopt Share Retention Policy For None None Shareholder Senior Executives - Withdrawn Resolutioin -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 23, 2022 Meeting Type: Annual Record Date: DEC 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leanne G. Caret For For Management 1b Elect Director Tamra A. Erwin For For Management 1c Elect Director Alan C. Heuberger For For Management 1d Elect Director Charles O. Holliday, Jr. For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For Against Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For Against Management Auditors 4 Approve Non-Employee Director For For Management Restricted Stock Plan 5 Amend Governing Documents Regarding Against Against Shareholder Requirements to Call for a Special Meeting -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 08, 2022 Meeting Type: Annual Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For Withhold Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For For Management 1.5 Elect Director Kelt Kindick For For Management 1.6 Elect Director John Krenicki, Jr. For For Management 1.7 Elect Director Karl F. Kurz For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Richard E. Muncrief For For Management 1.10 Elect Director Duane C. Radtke For For Management 1.11 Elect Director Valerie M. Williams For For Management 2 Ratify KPMG LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DEXCOM, INC. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAR 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Altman For For Management 1.2 Elect Director Barbara E. Kahn For For Management 1.3 Elect Director Kyle Malady For For Management 1.4 Elect Director Jay S. Skyler For Against Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Forward Stock Split For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 26, 2022 Meeting Type: Annual Record Date: MAR 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Terrence R. Curtin For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director Eleuthere I. du Pont For For Management 1g Elect Director Kristina M. Johnson For For Management 1h Elect Director Luther C. Kissam For For Management 1i Elect Director Frederick M. Lowery For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Deanna M. Mulligan For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 02, 2022 Meeting Type: Annual Record Date: FEB 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ralph Alvarez For Against Management 1b Elect Director Kimberly H. Johnson For For Management 1c Elect Director Juan R. Luciano For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend Bylaws 7 Require Independent Board Chair Against For Shareholder 8 Report on Lobbying Payments and Policy Against For Shareholder 9 Publish Third-Party Review of Against For Shareholder Alignment of Company's Lobbying Activities with its Public Statements 10 Report on Board Oversight of Risks Against For Shareholder Related to Anticompetitive Pricing Strategies -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Gomo For For Management 1.2 Elect Director Thurman John "T.J." For For Management Rodgers 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 02, 2022 Meeting Type: Annual Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Michael Mayoras For For Management 1.2 Elect Director Karl Robb For For Management 1.3 Elect Director Helen Shan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For Against Management Stock Plan -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 27, 2021 Meeting Type: Annual Record Date: AUG 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marvin R. Ellison For Against Management 1b Elect Director Susan Patricia Griffith For Against Management 1c Elect Director Kimberly A. Jabal For Against Management 1d Elect Director Shirley Ann Jackson For Against Management 1e Elect Director R. Brad Martin For Against Management 1f Elect Director Joshua Cooper Ramo For Against Management 1g Elect Director Susan C. Schwab For Against Management 1h Elect Director Frederick W. Smith For Against Management 1i Elect Director David P. Steiner For Against Management 1j Elect Director Rajesh Subramaniam For For Management 1k Elect Director Paul S. Walsh For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst &Young LLP as Auditors For For Management 4 Require Independent Board Chair Against For Shareholder 5 Report on Alignment Between Company Against For Shareholder Values and Electioneering Contributions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Racism in Corporate Culture Against For Shareholder 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 09, 2022 Meeting Type: Annual Record Date: APR 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Abney For For Management 1.2 Elect Director Richard C. Adkerson For Against Management 1.3 Elect Director Marcela E. Donadio For For Management 1.4 Elect Director Robert W. Dudley For For Management 1.5 Elect Director Hugh Grant For For Management 1.6 Elect Director Lydia H. Kennard For For Management 1.7 Elect Director Ryan M. Lance For For Management 1.8 Elect Director Sara Grootwassink Lewis For For Management 1.9 Elect Director Dustan E. McCoy For Against Management 1.10 Elect Director John J. Stephens For For Management 1.11 Elect Director Frances Fragos Townsend For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 16, 2022 Meeting Type: Annual Record Date: APR 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Bowlin For For Management 1.2 Elect Director Aaron P. Jagdfeld For For Management 1.3 Elect Director Andrew G. Lampereur For For Management 1.4 Elect Director Nam T. Nguyen For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY Ticker: HZNP Security ID: G46188101 Meeting Date: APR 28, 2022 Meeting Type: Annual Record Date: FEB 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Grey For For Management 1b Elect Director Jeff Himawan For For Management 1c Elect Director Susan Mahony For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors and Authorise Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 20, 2022 Meeting Type: Annual Record Date: NOV 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Tekedra Mawakana For For Management 1g Elect Director Suzanne Nora Johnson For For Management 1h Elect Director Dennis D. Powell For Against Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Thomas Szkutak For For Management 1k Elect Director Raul Vazquez For For Management 1l Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: SEP 20, 2021 Meeting Type: Special Record Date: AUG 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 28, 2022 Meeting Type: Annual Record Date: MAR 01, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For Against Management 1b Elect Director Joseph C. Beery For Against Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For Against Management 1e Elect Director Don R. Kania For Against Management 1f Elect Director Amy L. Ladd For Against Management 1g Elect Director Keith R. Leonard, Jr. For Against Management 1h Elect Director Alan J. Levy For Against Management 1i Elect Director Jami Dover Nachtsheim For Against Management 1j Elect Director Monica P. Reed For Against Management 1k Elect Director Mark J. Rubash For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 12, 2022 Meeting Type: Annual Record Date: FEB 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Connaughton For For Management 1.2 Elect Director John G. Danhakl For For Management 1.3 Elect Director James A. Fasano For For Management 1.4 Elect Director Leslie Wims Morris For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 17, 2022 Meeting Type: Annual Record Date: MAR 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 4 Adopt Fossil Fuel Financing Policy Against Against Shareholder Consistent with IEA's Net Zero 2050 Scenario 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chair Against For Shareholder 7 Disclose Director Skills and Against Against Shareholder Qualifications Including Ideological Perspectives 8 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 9 Report on Absolute Targets for Against Against Shareholder Financed GHG Emissions in Line with Net Zero Commitments -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 08, 2021 Meeting Type: Annual Record Date: SEP 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Catherine P. Lego For For Management 1.6 Elect Director Bethany J. Mayer For For Management 1.7 Elect Director Abhijit Y. Talwalkar For Withhold Management 1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.9 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY, INC. Ticker: MRVL Security ID: 573874104 Meeting Date: JUL 16, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Tudor Brown For For Management 1b Elect Director Brad W. Buss For Against Management 1c Elect Director Edward H. Frank For For Management 1d Elect Director Richard S. Hill For For Management 1e Elect Director Marachel L. Knight For For Management 1f Elect Director Bethany J. Mayer For For Management 1g Elect Director Matthew J. Murphy For For Management 1h Elect Director Michael G. Strachan For For Management 1i Elect Director Robert E. Switz For For Management 1j Elect Director Ford Tamer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MARVELL TECHNOLOGY, INC. Ticker: MRVL Security ID: 573874104 Meeting Date: JUN 23, 2022 Meeting Type: Annual Record Date: APR 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara Andrews For Against Management 1b Elect Director W. Tudor Brown For For Management 1c Elect Director Brad W. Buss For Against Management 1d Elect Director Edward H. Frank For For Management 1e Elect Director Richard S. Hill For For Management 1f Elect Director Marachel L. Knight For For Management 1g Elect Director Matthew J. Murphy For For Management 1h Elect Director Michael G. Strachan For For Management 1i Elect Director Robert E. Switz For For Management 1j Elect Director Ford Tamer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 21, 2022 Meeting Type: Annual Record Date: APR 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Merit E. Janow For For Management 1b Elect Director Candido Bracher For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Julius Genachowski For Against Management 1e Elect Director Choon Phong Goh For Against Management 1f Elect Director Oki Matsumoto For For Management 1g Elect Director Michael Miebach For For Management 1h Elect Director Youngme Moon For For Management 1i Elect Director Rima Qureshi For For Management 1j Elect Director Gabrielle Sulzberger For For Management 1k Elect Director Jackson Tai For Against Management 1l Elect Director Harit Talwar For For Management 1m Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 4 Provide Right to Call a Special For For Management Meeting at a 15 Percent Ownership Threshold 5 Provide Right to Call a Special Against For Shareholder Meeting at a 10 Percent Ownership Threshold 6 Report on Political Contributions Against For Shareholder 7 Report on Charitable Contributions Against Against Shareholder 8 Report on Risks Associated with Sale Against For Shareholder and Purchase of Ghost Guns -------------------------------------------------------------------------------- META PLATFORMS, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 25, 2022 Meeting Type: Annual Record Date: APR 01, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For Withhold Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For Withhold Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Tracey T. Travis For Withhold Management 1.8 Elect Director Tony Xu For For Management 1.9 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Report on Risks Associated with Use of Against For Shareholder Concealment Clauses 7 Report on External Costs of Against For Shareholder Misinformation and Impact on Diversified Shareholders 8 Report on Community Standards Against For Shareholder Enforcement 9 Report on User Risk and Advisory Vote Against For Shareholder on Metaverse Project 10 Publish Third Party Human Rights Against For Shareholder Impact Assessment 11 Report on Child Sexual Exploitation Against For Shareholder Online 12 Commission a Workplace Against Against Shareholder Non-Discrimination Audit 13 Report on Lobbying Payments and Policy Against For Shareholder 14 Commission Assessment of Audit and Against For Shareholder Risk Oversight Committee 15 Report on Charitable Contributions Against For Shareholder -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: MAY 04, 2022 Meeting Type: Annual Record Date: MAR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry Diller For Against Management 1b Elect Director Alexis M. Herman For Against Management 1c Elect Director William J. Hornbuckle For For Management 1d Elect Director Mary Chris Jammet For For Management 1e Elect Director Joey Levin For Against Management 1f Elect Director Rose McKinney-James For Against Management 1g Elect Director Keith A. Meister For For Management 1h Elect Director Paul Salem For For Management 1i Elect Director Gregory M. Spierkel For For Management 1j Elect Director Jan G. Swartz For For Management 1k Elect Director Daniel J. Taylor For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 30, 2021 Meeting Type: Annual Record Date: SEP 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid G. Hoffman For For Management 1.2 Elect Director Hugh F. Johnston For For Management 1.3 Elect Director Teri L. List For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Sandra E. Peterson For For Management 1.6 Elect Director Penny S. Pritzker For For Management 1.7 Elect Director Carlos A. Rodriguez For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Emma N. Walmsley For For Management 1.12 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For Against Management Auditors 5 Report on Gender/Racial Pay Gap Against For Shareholder 6 Report on Effectiveness of Workplace Against For Shareholder Sexual Harassment Policies 7 Prohibit Sales of Facial Recognition Against Against Shareholder Technology to All Government Entities 8 Report on Implementation of the Fair Against Against Shareholder Chance Business Pledge 9 Report on Lobbying Activities Against For Shareholder Alignment with Company Policies -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: OCT 06, 2021 Meeting Type: Annual Record Date: AUG 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan B. Graf, Jr. For Withhold Management 1b Elect Director Peter B. Henry For For Management 1c Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 4 Report on Political Contributions Against For Shareholder Disclosure 5 Report on Human Rights Impact Against For Shareholder Assessment 6 Report on Median Gender/Racial Pay Gap Against For Shareholder 7 Report on Diversity and Inclusion Against For Shareholder Efforts -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 02, 2022 Meeting Type: Annual Record Date: APR 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director John O. Dabiri For For Management 1d Elect Director Persis S. Drell For For Management 1e Elect Director Jen-Hsun Huang For For Management 1f Elect Director Dawn Hudson For For Management 1g Elect Director Harvey C. Jones For Against Management 1h Elect Director Michael G. McCaffery For For Management 1i Elect Director Stephen C. Neal For For Management 1j Elect Director Mark L. Perry For Against Management 1k Elect Director A. Brooke Seawell For Against Management 1l Elect Director Aarti Shah For For Management 1m Elect Director Mark A. Stevens For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Increase Authorized Common Stock For Against Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 09, 2022 Meeting Type: Annual Record Date: JAN 10, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sylvia Acevedo For For Management 1b Elect Director Cristiano R. Amon For For Management 1c Elect Director Mark Fields For For Management 1d Elect Director Jeffrey W. Henderson For For Management 1e Elect Director Gregory N. Johnson For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Mark D. McLaughlin For For Management 1h Elect Director Jamie S. Miller For For Management 1i Elect Director Irene B. Rosenfeld For For Management 1j Elect Director Kornelis (Neil) Smit For For Management 1k Elect Director Jean-Pascal Tricoire For For Management 1l Elect Director Anthony J. Vinciquerra For Against Management 2 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 04, 2022 Meeting Type: Annual Record Date: MAR 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director Jacques Esculier For For Management 1.3 Elect Director Gay Huey Evans For For Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca Jacoby For For Management 1.7 Elect Director Robert P. Kelly For For Management 1.8 Elect Director Ian Paul Livingston For For Management 1.9 Elect Director Deborah D. McWhinney For For Management 1.10 Elect Director Maria R. Morris For For Management 1.11 Elect Director Douglas L. Peterson For For Management 1.12 Elect Director Edward B. Rust, Jr. For For Management 1.13 Elect Director Richard E. Thornburgh For For Management 1.14 Elect Director Gregory Washington For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management -------------------------------------------------------------------------------- SALESFORCE, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 09, 2022 Meeting Type: Annual Record Date: APR 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For Against Management 1b Elect Director Bret Taylor For For Management 1c Elect Director Laura Alber For For Management 1d Elect Director Craig Conway For Against Management 1e Elect Director Parker Harris For For Management 1f Elect Director Alan Hassenfeld For Against Management 1g Elect Director Neelie Kroes For For Management 1h Elect Director Oscar Munoz For Against Management 1i Elect Director Sanford Robertson For Against Management 1j Elect Director John V. Roos For Against Management 1k Elect Director Robin Washington For For Management 1l Elect Director Maynard Webb For Against Management 1m Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Require Independent Board Chair Against For Shareholder 7 Oversee and Report a Racial Equity Against For Shareholder Audit -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 06, 2022 Meeting Type: Annual Record Date: FEB 09, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Coleman For For Management 1.2 Elect Director Patrick de La For For Management Chevardiere 1.3 Elect Director Miguel Galuccio For For Management 1.4 Elect Director Olivier Le Peuch For For Management 1.5 Elect Director Samuel Leupold For For Management 1.6 Elect Director Tatiana Mitrova For For Management 1.7 Elect Director Maria Moraeus Hanssen For For Management 1.8 Elect Director Vanitha Narayanan For For Management 1.9 Elect Director Mark Papa For For Management 1.10 Elect Director Jeff Sheets For For Management 1.11 Elect Director Ulrich Spiesshofer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 09, 2022 Meeting Type: Annual Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Bostrom For Against Management 1b Elect Director Teresa Briggs For For Management 1c Elect Director Jonathan C. Chadwick For For Management 1d Elect Director Paul E. Chamberlain For For Management 1e Elect Director Lawrence J. Jackson, Jr. For For Management 1f Elect Director Frederic B. Luddy For For Management 1g Elect Director Jeffrey A. Miller For Against Management 1h Elect Director Joseph "Larry" Quinlan For For Management 1i Elect Director Sukumar Rathnam For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: NOV 03, 2021 Meeting Type: Special Record Date: OCT 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Transaction Agreement 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 16, 2022 Meeting Type: Annual Record Date: JAN 06, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Andrew Campion For For Management 1c Elect Director Mary N. Dillon For Against Management 1d Elect Director Isabel Ge Mahe For For Management 1e Elect Director Mellody Hobson For Against Management 1f Elect Director Kevin R. Johnson For For Management 1g Elect Director Jorgen Vig Knudstorp For Against Management 1h Elect Director Satya Nadella For For Management 1i Elect Director Joshua Cooper Ramo For For Management 1j Elect Director Clara Shih For Against Management 1k Elect Director Javier G. Teruel For Against Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For Against Management Auditors 5 Report on Prevention of Harassment and Against For Shareholder Discrimination in the Workplace -------------------------------------------------------------------------------- TESLA, INC. Ticker: TSLA Security ID: 88160R101 Meeting Date: OCT 07, 2021 Meeting Type: Annual Record Date: AUG 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Murdoch For Against Management 1.2 Elect Director Kimbal Musk For Against Management 2 Amend Certificate of Incorporation to For For Management Reduce Director Terms to Two Years 3 Eliminate Supermajority Vote None For Management Requirements 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Declassify the Board of Directors Against For Shareholder 6 Report on Diversity and Inclusion Against For Shareholder Efforts 7 Report on Employee Arbitration Against For Shareholder 8 Assign Responsibility for Strategic Against For Shareholder Oversight of Human Capital Management to an Independent Board-Level Committee 9 Additional Reporting on Human Rights Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 17, 2022 Meeting Type: Annual Record Date: MAR 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John K. Adams, Jr. For Against Management 1b Elect Director Stephen A. Ellis For Against Management 1c Elect Director Brian M. Levitt For Against Management 1d Elect Director Arun Sarin For Against Management 1e Elect Director Charles R. Schwab For Against Management 1f Elect Director Paula A. Sneed For Against Management 2 Declassify the Board of Directors For For Management 3 Ratify Deloitte & Touche LLP as For Against Management Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Omnibus Stock Plan For Against Management 6 Provide Proxy Access Right For For Management 7 Adopt Proxy Access Right Against For Shareholder 8 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For Against Management 1c Elect Director Jeffery H. Boyd For Against Management 1d Elect Director Gregory D. Brenneman For Against Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For Against Management 1g Elect Director Edward P. Decker For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 1m Elect Director Paula Santilli For For Management 1n Elect Director Caryn Seidman-Becker For For Management 2 Ratify KPMG LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chair Against For Shareholder 7 Report on Congruency of Political Against For Shareholder Spending with Company Values and Priorities 8 Report on Steps to Improve Gender and Against For Shareholder Racial Equity on the Board 9 Report on Efforts to Eliminate Against For Shareholder Deforestation in Supply Chain 10 Oversee and Report a Racial Equity Against For Shareholder Audit -------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Ticker: SHW Security ID: 824348106 Meeting Date: APR 20, 2022 Meeting Type: Annual Record Date: FEB 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Arthur F. Anton For Against Management 1c Elect Director Jeff M. Fettig For For Management 1d Elect Director Richard J. Kramer For Against Management 1e Elect Director John G. Morikis For For Management 1f Elect Director Christine A. Poon For For Management 1g Elect Director Aaron M. Powell For For Management 1h Elect Director Marta R. Stewart For For Management 1i Elect Director Michael H. Thaman For For Management 1j Elect Director Matthew Thornton, III For For Management 1k Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 07, 2022 Meeting Type: Annual Record Date: APR 08, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose B. Alvarez For For Management 1b Elect Director Alan M. Bennett For Against Management 1c Elect Director Rosemary T. Berkery For For Management 1d Elect Director David T. Ching For Against Management 1e Elect Director C. Kim Goodwin For For Management 1f Elect Director Ernie Herrman For For Management 1g Elect Director Michael F. Hines For Against Management 1h Elect Director Amy B. Lane For Against Management 1i Elect Director Carol Meyrowitz For Against Management 1j Elect Director Jackwyn L. Nemerov For For Management 1k Elect Director John F. O'Brien For Against Management 2 Ratify PricewaterhouseCoopers as For Against Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Report on Assessing Due Diligence on Against For Shareholder Human Rights in Supply Chain 6 Report on Risks from Company Vendors Against For Shareholder that Misclassify Employees as Independent Contractors 7 Report on Risk Due to Restrictions on Against For Shareholder Reproductive Rights 8 Adopt Paid Sick Leave Policy for All Against For Shareholder Associates -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAR 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For Against Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director C. Martin Harris For For Management 1e Elect Director Tyler Jacks For For Management 1f Elect Director R. Alexandra Keith For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For Against Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For Against Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 12, 2022 Meeting Type: Annual Record Date: MAR 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. DeLaney For For Management 1b Elect Director David B. Dillon For For Management 1c Elect Director Sheri H. Edison For For Management 1d Elect Director Teresa M. Finley For For Management 1e Elect Director Lance M. Fritz For Against Management 1f Elect Director Deborah C. Hopkins For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Michael R. McCarthy For Against Management 1i Elect Director Jose H. Villarreal For Against Management 1j Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 05, 2022 Meeting Type: Annual Record Date: MAR 09, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol B. Tome For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Eva C. Boratto For For Management 1d Elect Director Michael J. Burns For Against Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Angela Hwang For For Management 1g Elect Director Kate E. Johnson For For Management 1h Elect Director William R. Johnson For For Management 1i Elect Director Ann M. Livermore For For Management 1j Elect Director Franck J. Moison For For Management 1k Elect Director Christiana Smith Shi For For Management 1l Elect Director Russell Stokes For For Management 1m Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For Against Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Report on Corporate Climate Lobbying Against For Shareholder Aligned with Paris Agreement 6 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 7 Adopt Independently Verified Against For Shareholder Science-Based GHG Reduction Targets 8 Report on Balancing Climate Measures Against Against Shareholder and Financial Returns 9 Report on Effectiveness of Diversity Against For Shareholder Equity and Inclusion Efforts and Metrics -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 06, 2022 Meeting Type: Annual Record Date: APR 08, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy P. Flynn For For Management 1b Elect Director Paul R. Garcia For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For Against Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For Against Management 1h Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 5 Report on Congruency of Political Against For Shareholder Spending with Company Values and Priorities -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 25, 2022 Meeting Type: Annual Record Date: NOV 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For Against Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Linda J. Rendle For For Management 1j Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 10, 2022 Meeting Type: Annual Record Date: MAR 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Fish, Jr. For For Management 1b Elect Director Andres R. Gluski For For Management 1c Elect Director Victoria M. Holt For For Management 1d Elect Director Kathleen M. Mazzarella For For Management 1e Elect Director Sean E. Menke For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Maryrose T. Sylvester For For Management 1i Elect Director Thomas H. Weidemeyer For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Civil Rights Audit Against For Shareholder -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 26, 2022 Meeting Type: Annual Record Date: FEB 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Richard K. Davis For For Management 1f Elect Director Wayne M. Hewett For For Management 1g Elect Director CeCelia ("CeCe") G. For For Management Morken 1h Elect Director Maria R. Morris For For Management 1i Elect Director Felicia F. Norwood For For Management 1j Elect Director Richard B. Payne, Jr. For For Management 1k Elect Director Juan A. Pujadas For For Management 1l Elect Director Ronald L. Sargent For For Management 1m Elect Director Charles W. Scharf For For Management 1n Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For Against Management 5 Adopt Management Pay Clawback Against Against Shareholder Authorization Policy 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 7 Report on Board Diversity Against For Shareholder 8 Report on Respecting Indigenous Against For Shareholder Peoples' Rights 9 Adopt a Financing Policy Consistent Against Against Shareholder with IEA's Net Zero Emissions by 2050 Scenario 10 Oversee and Report a Racial Equity Against For Shareholder Audit 11 Report on Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAR 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul M. Bisaro For Against Management 1b Elect Director Frank A. D'Amelio For Against Management 1c Elect Director Michael B. McCallister For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management 5 Eliminate Supermajority Vote For For Management Requirements 6 Declassify the Board of Directors For For Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Virtus Equity & Convertible Income Fund By: /s/ George R. Aylward -------------------------- George R. Aylward, President Date: August 25, 2022