0001209191-22-011093.txt : 20220218 0001209191-22-011093.hdr.sgml : 20220218 20220218070015 ACCESSION NUMBER: 0001209191-22-011093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220217 FILED AS OF DATE: 20220218 DATE AS OF CHANGE: 20220218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flug Jeffrey CENTRAL INDEX KEY: 0001396917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 22650822 MAIL ADDRESS: STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION STREET 2: 445 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-17 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001396917 Flug Jeffrey C/O PENNANTPARK 590 MADISON AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2022-02-17 4 J 0 9500 0.00 D 151782 I Held by various related trusts Common Stock 147778 D The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On February 17, 2022, the reporting person caused the trust to distribute 9,500 shares of common stock of PennantPark Investment Corporation to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein. /s/ Jeffrey Flug 2022-02-18