0001209191-20-060310.txt : 20201124
0001209191-20-060310.hdr.sgml : 20201124
20201124180713
ACCESSION NUMBER: 0001209191-20-060310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201123
FILED AS OF DATE: 20201124
DATE AS OF CHANGE: 20201124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Flug Jeffrey
CENTRAL INDEX KEY: 0001396917
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00736
FILM NUMBER: 201345822
MAIL ADDRESS:
STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION
STREET 2: 445 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP
CENTRAL INDEX KEY: 0001383414
IRS NUMBER: 208250744
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Pennant Investment CORP
DATE OF NAME CHANGE: 20061229
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Private Capital CORP
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-23
0
0001383414
PENNANTPARK INVESTMENT CORP
PNNT
0001396917
Flug Jeffrey
C/O PENNANTPARK
590 MADISON AVENUE, 15TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2020-11-23
4
J
0
11500
0.00
D
161282
I
Held by various related trusts
Common Stock
147778
D
The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On November 23, 2020, the reporting person caused the trust to distribute 11,500 shares of common stock of PennantPark Investment Corporation to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.
/s/ Jeffrey Flug
2020-11-24