0001950047-23-006427.txt : 20231222 0001950047-23-006427.hdr.sgml : 20231222 20231222162143 ACCESSION NUMBER: 0001950047-23-006427 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231510103 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PERRY CHRISTOPHER JOHN CENTRAL INDEX KEY: 0001619128 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001619128 XXXXXXXX LIVE 0001383312 BROADRIDGE FIN SOLU.LLC 001-33220 5 Dakota Drive Lake Success NY 11042 5164725400 CHRISTOPHER J PERRY Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Fl. New York NY 10004

9365 1838911.40 117647038 12/22/2023 NYSE Common 12/22/2023 Exercise of Stock Options Issuer N 9365 12/22/2023 Cash N 10b5-1 Sales for CHRISTOPHER J PERRY

5 Dakota Drive Lake Success NY 11042

Common 12/01/2023 18091 3506372.38 12/22/2023 09/01/2023 /s/ Christopher J Perry