0001950047-23-004831.txt : 20231108 0001950047-23-004831.hdr.sgml : 20231108 20231108164112 ACCESSION NUMBER: 0001950047-23-004831 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231388610 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PERRY CHRISTOPHER JOHN CENTRAL INDEX KEY: 0001619128 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001619128 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 CHRISTOPHER J PERRY Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

20614 3647480.33 117647038 11/08/2023 NYSE Common 04/04/2017 Restricted stock vesting under a registered plan Issuer N 53 04/04/2017 Not Applicable Common 04/01/2018 Restricted stock vesting under a registered plan Issuer N 3936 04/01/2018 Not Applicable Common 04/01/2019 Restricted stock vesting under a registered plan Issuer N 3391 04/01/2019 Not Applicable Common 02/11/2020 Restricted stock vesting under a registered plan Issuer N 6447 02/11/2020 Not Applicable Common 04/01/2021 Restricted stock vesting under a registered plan Issuer N 2112 04/01/2021 Not Applicable Common 04/01/2022 Restricted stock vesting under a registered plan Issuer N 1927 04/01/2022 Not Applicable Common 04/01/2023 Restricted stock vesting under a registered plan Issuer N 2327 04/01/2023 Not Applicable Common 08/30/2023 Restricted stock vesting under a registered plan Issuer N 422 08/30/2023 Not Applicable N Christopher Perry

5 Dakota Drive Lake Success NY 11042

Common 08/30/2023 12834 2392274.80 Christopher Perry

5 Dakota Drive Lake Success NY 11042

Common 08/10/2023 10118 1826549.54 Christopher Perry

5 Dakota Drive Lake Success NY 11042

Common 08/09/2023 1939 349102.91 11/08/2023 /s/ Christopher John Perry