0001950047-23-003349.txt : 20230822 0001950047-23-003349.hdr.sgml : 20230822 20230822161004 ACCESSION NUMBER: 0001950047-23-003349 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231193559 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Carey Thomas P CENTRAL INDEX KEY: 0001731499 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DR., STE 300 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001731499 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 THOMAS PATRICK CAREY Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

2500 445994.00 118116862 08/22/2023 NYSE Common 04/06/2021 Restricted stock vesting under a registered plan Issuer N 12 04/06/2021 Not Applicable Common 04/06/2022 Restricted stock vesting under a registered plan Issuer N 1632 06/06/2022 Not Applicable Common 08/15/2022 Restricted stock vesting under a registered plan Issuer N 856 08/15/2022 Not Applicable Y 08/22/2023 /s/ Thomas P. Carey