0001950047-23-002955.txt : 20230810 0001950047-23-002955.hdr.sgml : 20230810 20230810164027 ACCESSION NUMBER: 0001950047-23-002955 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231160217 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SCHIFELLITE ROBERT CENTRAL INDEX KEY: 0001391090 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001391090 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 ROBERT SCHIFELLITE Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

26109 4680461.22 118116862 08/10/2023 NYSE Common 12/07/2021 Restricted stock vesting under a registered plan Issuer N 2528 12/07/2021 Not Applicable Common 12/03/2021 Restricted stock vesting under a registered plan Issuer N 2472 12/03/2021 Not Applicable Common 08/10/2023 Exercise of options under a registered plan Issuer N 21109 08/10/2023 Not Applicable Y 08/10/2023 /s/ Robert Schifellite