0001950047-23-000389.txt : 20230504 0001950047-23-000389.hdr.sgml : 20230504 20230504161442 ACCESSION NUMBER: 0001950047-23-000389 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 23888904 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KALENKA ROBERT F CENTRAL INDEX KEY: 0001391091 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001391091 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 ROBERT F. KALENKA Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

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17433 2660729.06 117980540 05/04/2023 NYSE Common 04/01/2023 Restricted Stock Units Vested under Issuer S-8 Registered Plan Issuer N 544 04/01/2023 Cash Common 08/13/2022 Restricted Stock Units Vested under Issuer S-8 Registered Plan Issuer N 240 08/13/2022 Cash Common 05/04/2023 Exercise of Options under an Issuer S-8 Registered Plan Issuer N 15720 05/04/2023 Cash Common 04/01/2022 Restricted Stock Units Vested under Issuer S-8 Registered Plan Issuer N 929 04/01/2022 Cash Y 05/04/2023 /s/ Robert F. Kalenka