8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 9, 2017

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BROADRIDGE FINANCIAL SOLUTIONS, INC.

(Exact name of registrant as specified in its charter)

DELAWARE

(State or other jurisdiction of incorporation)

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001-33220	33-1151291
(Commission file number)	(I.R.S. Employer Identification No.)

5 Dakota Drive

Lake Success, New York 11042

(Address of principal executive offices)

Registrant’s telephone number, including area code: (516) 472-5400

N/A

(Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01. Other Events.

On March 9, 2017, Broadridge Financial Solutions, Inc. (the “Company”) issued a press

release announcing that the Company has acquired Message Automation Limited. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01.Financial Statements and Exhibits.

Exhibits. The following exhibit is filed herewith:

Exhibit No.	Description
99.1	Press Release of Broadridge Financial Solutions, Inc. dated March 9, 2017

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: March 9, 2017

BROADRIDGE FINANCIAL SOLUTIONS, INC.

By: /s/ James M. Young

        Name: James M. Young

        Title: Vice President and

                     Chief Financial Officer

EX-99.1

EXHIBIT 99.1

Broadridge Expands its Global Post-Trade Control Solutions Through Acquisition of Message Automation

Acquisition extends Broadridge’s regulatory and compliance capabilities for capital markets firms

and investment managers

LAKE SUCCESS, N.Y., March 9, 2017 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced today that it has extended its global post-trade control capabilities for sell-side and buy-side firms in capital markets through the acquisition of Message Automation Limited, a leading specialist provider of post-trade control solutions. The acquisition accelerates Broadridge’s ability to allow firms to transform their risk and compliance capabilities, particularly for complex asset classes where Message Automation is a proven leader. Terms of the deal were not disclosed.

“Broadridge is a global leader in driving technology innovation and business model transformation. The addition of Message Automation will enhance our ability to help companies to reduce risk and enhance compliance while improving operational efficiency,” said Charlie Marchesani, President of the Global Technology and Operations division of Broadridge. “This is the third acquisition related to broadening our post-trade and data analytics capabilities.  These recent acquisitions in securities financing, collateral management, and derivatives clearinghave helped Broadridge establish a comprehensive suite of capabilities across asset classes globally, benefiting our clients who are seeking more efficiency from a single global market provider.”

Financial institutions have had to implement regulatory trade and transaction reporting solutions for Dodd-Frank, EMIR and other G20 mandates and they still face waves of regulations including MiFID II and the Securities Financing Transactions Regulation (SFTR). “Companies are faced with the growing challenge of improving their regulatory compliance and operational efficiency, under significant deadline pressures,” said Tom Carey, President of Global Technology and Operations International for Broadridge. “Our unique operational and technological insights, complemented by Message Automation’s leading technology and expertise on derivatives processing models, enable us to help clients address the fragmentation of data and connectivity standards in the post-trade marketplace.”

“We share Broadridge’s focus on delivering exceptional business value to clients, and we look forward to leveraging Broadridge’s scale and relationships to help accelerate industry transformation through our post-trade control solutions,” said Hugh Daly, co-founder and CEO, Message Automation.

Message Automation’s central data model is highly extensible to handle new regulations and market changes. Message Automation is actively implementing its MiFID II solution with global firms in preparation for the January 2018 deadline, already working with Broadridge on addressing self-reporting needs for buy-side firms under MiFID II, and is in advanced planning for SFTR. In parallel, there is a strong demand for the harmonization of clearing reports, an area for which Message Automation has developed exceptional capabilities.

Quayle Munro acted as exclusive financial and strategic advisor to Message Automation Ltd.

About Broadridge

Broadridge Financial Solutions, Inc. (NYSE:BR) is the leading provider of investor communications and technology-driven solutions for broker-dealers, banks, mutual funds and other corporations. Broadridge’s investor and customer communications, securities processing and managed services solutions help clients reduce their capital investments in operations infrastructure, allowing them to increase their focus on core business activities.

With more than 50 years of experience, Broadridge’s infrastructure underpins proxy voting services for over 90% of public companies and mutual funds in North America and processes on average $5 trillion in equity and fixed income trades per day. Broadridge employs approximately 10,000 associates in 16 countries.

For more information about Broadridge, please visit www.broadridge.com.

About Message Automation

Message Automation is the leading specialist provider of Post-Trade Control solutions. We help clients manage the multiple trade processing challenges created by new regulations and market practices across all asset classes in OTC, ETD and FI markets. Established since 2003, our clients include tier one and two investment banks, regional banks and buy side firms.  For more information please visit www.messageautomation.com.

Contact Information:

Investors:

W. Edings Thibault

Head of Investor Relations

+1 516-472-5129

edings.thibault@broadridge.com

Media:

Gregg Rosenberg

Head of Corporate Communications

Broadridge

+1 212 918 6966

gregg.rosenberg@broadridge.com

North America

Brett Philbin, Edelman

+1 212-704-8263

brett.philbin@edelman.com

EMEA

Oliver Mann, Cognito

+44 (0)20 7426 9428

Oliver.Mann@cognitomedia.com

Asia Pacific

Peggy Wu, Ryan Communication

Tel: +65 6875 5785

Peggy@ryancommunication.com