EX-99.3 4 ex9932q2016.htm EXHIBIT 99.3 ex9932q2016
BROADRIDGE FINANCIAL SOLUTIONS, INC. ‐ KEY STATS Exhibit 99.3 INVESTOR COMMUNICATION SOLUTIONS SEGMENT RC= Recurring Q2 FY16 ED= Event Driven (in millions) Fee Revenues 2Q15 2Q16 YTD FY15 YTD FY16 Type Proxy Equities 27.6$ 32.0$ 54.2$ 61.0$ RC Stock Record Position Growth 7% 4% 7% 2% Pieces 25.1 26.8 44.4 49.1 Mutual Funds 11.0$ 20.6$ 21.0$ 30.6$ ED Pieces 16.8 32.9 31.4 46.8 Contests/Specials 8.4$ 7.2$ 12.2$ 14.1$ ED Pieces 8.8 7.1 12.2 14.8 Total Proxy 47.0$ 59.8$ 87.4$ 105.7$ Total Pieces 50.7 66.8 88.0 110.7 Notice and Access Opt-in % 73% 80% 65% 73% Suppression % 61% 60% 60% 63% Interims Mutual Funds (Annual/Semi- Annual Reports/Annual Prospectuses) 39.6$ 43.0$ 80.4$ 88.3$ RC Position Growth 8% 4% 8% 5% Pieces 192.3 188.2 389.7 394.4 Mutual Funds (Supplemental Prospectuses) & Other 10.8$ 13.1$ 23.1$ 24.7$ ED Pieces 49.3 70.2 110.4 127.8 Total Interims 50.4$ 56.1$ 103.5$ 113.0$ Total Pieces 241.6 258.4 500.1 522.2 Transaction Reporting Transaction Reporting/Customer Communications 39.3$ 41.6$ 78.6$ 81.1$ RC Fulfillment Fulfillment 39.3$ 34.7$ 76.0$ 69.4$ RC Emerging, Emerging/Acquired 50.0$ 67.2$ 102.2$ 134.6$ RC Acquired, Other 7.3$ 16.1$ 16.1$ 25.6$ ED and Other Total Emerging, Acquired and Other 57.3$ 83.3$ 118.3$ 160.2$ Total Fee Revenues 233.3$ 275.5$ 463.8$ 529.4$ Total Distribution Revenues 170.6$ 196.2$ 334.5$ 372.0$ Total Revenues 403.9$ 471.7$ 798.3$ 901.4$ Total RC Fees 195.8$ 218.5$ 391.4$ 434.4$ % RC Growth 13% 12% 11% 11% Total ED Fees 37.5$ 57.0$ 72.4$ 95.0$


 
BROADRIDGE FINANCIAL SOLUTIONS, INC. ‐ KEY STATS RC= Recurring GLOBAL TECHNOLOGY AND OPERATIONS SEGMENT ED= Event Driven Q2 FY16 (in millions) 2Q15 2Q16 FY15 YTD FY16 YTD Type Equity Transaction-Based Equity Trades 35.4$ 33.2$ 66.9$ 66.0$ RC Internal Trade Volume (Average Trades per Day in '000) 1,014 960 952 959 Internal Trade Growth 9% -5% 5% 1% Trade Volume (Average Trades per Day in '000) 1,030 971 964 965 Non-Transaction Other Equity Services 108.1 115.8 209.1 229.1 RC Total Equity 143.5$ 149.1$ 276.0$ 295.1$ Fixed Income Transaction-Based Fixed Income Trades 14.5$ 14.4$ 28.9$ 29.0$ RC Internal Trade Volume (Average Trades per Day in '000) 316 311 310 314 Internal Trade Growth 2% -2% -1% 1% Trade Volume (Average Trades per Day in '000) 324 319 319 322 Non-Transaction Other Fixed Income Services 16.3$ 16.8$ 32.0$ 33.0$ RC Total Fixed Income 30.8$ 31.2$ 60.9$ 62.0$ Total Revenues 174.3$ 180.3$ 336.9$ 357.0$