0001225208-24-006657.txt : 20240606 0001225208-24-006657.hdr.sgml : 20240606 20240606130248 ACCESSION NUMBER: 0001225208-24-006657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240605 FILED AS OF DATE: 20240606 DATE AS OF CHANGE: 20240606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duelks Robert N CENTRAL INDEX KEY: 0001477044 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 241024452 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2024-06-05 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001477044 Duelks Robert N 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 0 Common Stock 2024-06-05 4 M 0 6469.0000 45.0900 A 26061.0000 D Common Stock 2024-06-05 4 S 0 3473.0000 198.0582 D 22588.0000 D Common Stock 5445.0000 I BOMAR II LLC Common Stock 17000.0000 I Mary E. Duelks 2007 Revocable Trust Common Stock 131.0000 I Robert N. Duelks 2007 Revocable Trust Stock Option (Right to Buy) 45.0900 2024-06-05 4 M 0 6469.0000 0.0000 D 2014-11-13 2024-11-13 Common Stock 6469.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.01- $198.15, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Maria Allen, Power of Attorney 2024-06-06