0001225208-24-006263.txt : 20240520 0001225208-24-006263.hdr.sgml : 20240520 20240520180312 ACCESSION NUMBER: 0001225208-24-006263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240516 FILED AS OF DATE: 20240520 DATE AS OF CHANGE: 20240520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jarkowski Hope M. CENTRAL INDEX KEY: 0002024023 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 24966278 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DRIVE, STE 311 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2024-05-16 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0002024023 Jarkowski Hope M. 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Chief Legal Officer 0 Common Stock 1.2500 D Restricted Stock Unit 0.0000 2024-05-16 4 A 0 3903.0000 197.3000 A 2025-04-01 Common Stock 3903.0000 3903.0000 D Restricted Stock Unit 0.0000 2024-05-16 4 A 0 2879.0000 197.3000 A 2026-04-01 Common Stock 2879.0000 2879.0000 D Restricted Stock Unit 0.0000 2024-05-16 4 A 0 1037.0000 197.3000 A 2027-04-01 Common Stock 1037.0000 1037.0000 D Stock Option (Right to Buy) 204.0300 2024-05-16 4 A 0 16303.0000 204.0300 A 2025-05-16 2034-05-16 Common Stock 16303.0000 16303.0000 D Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2025. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2026. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2027. Stock options vest equally over four years beginning May 16, 2025. Maria Allen, Power of Attorney 2024-05-20