0001225208-24-003483.txt : 20240304 0001225208-24-003483.hdr.sgml : 20240304 20240304171859 ACCESSION NUMBER: 0001225208-24-003483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duelks Robert N CENTRAL INDEX KEY: 0001477044 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 24715675 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2024-02-29 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001477044 Duelks Robert N 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 0 Common Stock 2024-02-29 4 S 0 830.0000 201.5800 D 5445.0000 I BOMAR II LLC Common Stock 19515.0000 D Common Stock 17000.0000 I Mary E. Duelks 2007 Revocable Trust Common Stock 131.0000 I Robert N. Duelks 2007 Revocable Trust Registrant transferred 17,000 shares of common stock owned directly to the Mary E. Duelks 2007 Revocable Trust and 131 shares of common stock owned directly to the Robert N. Duelks 2007 Revocable Trust. Registrant is a trustee of the Trusts. Balance reflects direct ownership of 19,515 Deferred Stock Units granted to Registration under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock which will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Registrant transferred 17,000 shares of common stock directly owned to the Mary E. Duelks 2007 Revocable Trust. Registrant is the Trustee of the Trust. Registrant transferred 131 shares of common stock directly owned to the Robert N. Duelks 2007 Revocable Trust. Registrant is the Trustee of the Trust. Maria Allen, Power of Attorney 2024-03-04