0001225208-23-010924.txt : 20231211 0001225208-23-010924.hdr.sgml : 20231211 20231211133338 ACCESSION NUMBER: 0001225208-23-010924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matlin Laura CENTRAL INDEX KEY: 0001658944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231477564 MAIL ADDRESS: STREET 1: C/O BROADRIDGE STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2023-12-08 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001658944 Matlin Laura 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 CVP, Deputy GC and CCO 0 Common Stock 2023-12-08 4 M 0 4178.0000 93.8800 A 10570.6960 D Common Stock 2023-12-08 4 S 0 426.0000 189.4911 D 10144.6960 D Common Stock 2023-12-08 4 S 0 3664.0000 189.4911 D 6480.6960 D Stock Option (Right to Buy) 93.8800 2023-12-08 4 M 0 4178.0000 0.0000 D 2019-02-12 2028-02-12 Common Stock 4178.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.4200 - $189.4996, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Maria Allen, Power of Attorney 2023-12-11