0001225208-23-008310.txt : 20230817
0001225208-23-008310.hdr.sgml : 20230817
20230817145907
ACCESSION NUMBER: 0001225208-23-008310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230815
FILED AS OF DATE: 20230817
DATE AS OF CHANGE: 20230817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gumbs Keir D
CENTRAL INDEX KEY: 0001876435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 231181429
MAIL ADDRESS:
STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC.
STREET 2: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0508
4
2023-08-15
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001876435
Gumbs Keir D
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
CVP and Chief Legal Officer
0
Common Stock
2023-08-15
4
A
0
3622.0000
0.0000
A
14192.9800
D
Common Stock
2023-08-16
4
M
0
4848.0000
0.0000
A
19040.9800
D
Common Stock
2023-08-16
4
F
0
2330.0000
181.3500
D
16710.9800
D
Restricted Stock Unit
0.0000
2023-08-16
4
M
0
4848.0000
0.0000
D
Common Stock
4848.0000
0.0000
D
The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2024.
Each Restricted Stock Unit represented one share of Broadridge common stock and on August 16, 2023 4,848 Restricted Stock Units vested and converted into an equal number of shares of common stock.
Maria Allen, Power of Attorney
2023-08-17