0001225208-23-004522.txt : 20230404 0001225208-23-004522.hdr.sgml : 20230404 20230404161546 ACCESSION NUMBER: 0001225208-23-004522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230401 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stingi Richard John CENTRAL INDEX KEY: 0001846577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 23797638 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0407 4 2023-04-01 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001846577 Stingi Richard John 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CHRO 0 Common Stock 2023-04-01 4 M 0 1360.0000 0.0000 A 6632.7990 D Common Stock 2023-04-01 4 F 0 695.0000 146.5700 D 5937.7990 D Common Stock 2023-04-01 4 F 0 986.0000 146.5700 D 4951.7990 D FY2020 RSUs 0.0000 2023-04-01 4 M 0 1360.0000 0.0000 D Common Stock 1360.0000 0.0000 D Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2023 1,360 Restricted Stock Units vested and converted into an equal number of shares of common stock. Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,904 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2023. Maria Allen, Power of Attorney 2023-04-04