0001225208-23-001164.txt : 20230201 0001225208-23-001164.hdr.sgml : 20230201 20230201141024 ACCESSION NUMBER: 0001225208-23-001164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reese Edmund CENTRAL INDEX KEY: 0001833903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 23576081 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC. STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2023-01-31 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001833903 Reese Edmund 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CFO Common Stock 2023-01-31 4 M 0 1721.0000 0.0000 A 6662.4500 D Common Stock 2023-01-31 4 F 0 983.0000 150.3600 D 5679.4500 D Restricted Stock Unit 0.0000 2023-01-31 4 M 0 1721.0000 D Common Stock 1721.0000 0.0000 D Restricted Stock Unit 2023-01-31 4 M 0 1721.0000 0.0000 A 2023-01-31 Common Stock 1721.0000 1721.0000 D Each Restricted Stock Unit represents one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock. Each Restricted Stock Unit represented one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock. Maria Allen, Power of Attorney 2023-02-01