0001225208-21-015089.txt : 20211217
0001225208-21-015089.hdr.sgml : 20211217
20211217112257
ACCESSION NUMBER: 0001225208-21-015089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gumbs Keir D
CENTRAL INDEX KEY: 0001876435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 211500222
MAIL ADDRESS:
STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC.
STREET 2: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2021-12-15
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001876435
Gumbs Keir D
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
CVP and Chief Legal Officer
Common Stock
2021-12-15
4
M
0
8079.0000
0.0000
A
8079.0000
D
Common Stock
2021-12-15
4
F
0
3886.0000
178.0200
D
4193.0000
D
Restricted Stock Unit
0.0000
2021-12-15
4
M
0
8079.0000
0.0000
D
Common Stock
8079.0000
17057.0000
D
Each Restricted Stock Unit represented one share of Broadridge common stock and on December 15, 2021 8,079 Restricted Stock Units vested and converted into an equal number of shares of common stock.
Maria Allen, Power of Attorney
2021-12-17