0001225208-21-015089.txt : 20211217 0001225208-21-015089.hdr.sgml : 20211217 20211217112257 ACCESSION NUMBER: 0001225208-21-015089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gumbs Keir D CENTRAL INDEX KEY: 0001876435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 211500222 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC. STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2021-12-15 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001876435 Gumbs Keir D 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 CVP and Chief Legal Officer Common Stock 2021-12-15 4 M 0 8079.0000 0.0000 A 8079.0000 D Common Stock 2021-12-15 4 F 0 3886.0000 178.0200 D 4193.0000 D Restricted Stock Unit 0.0000 2021-12-15 4 M 0 8079.0000 0.0000 D Common Stock 8079.0000 17057.0000 D Each Restricted Stock Unit represented one share of Broadridge common stock and on December 15, 2021 8,079 Restricted Stock Units vested and converted into an equal number of shares of common stock. Maria Allen, Power of Attorney 2021-12-17