0001225208-21-014014.txt : 20211122
0001225208-21-014014.hdr.sgml : 20211122
20211122120555
ACCESSION NUMBER: 0001225208-21-014014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211118
FILED AS OF DATE: 20211122
DATE AS OF CHANGE: 20211122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Pamela L
CENTRAL INDEX KEY: 0001396958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 211430974
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056-5310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2021-11-18
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001396958
Carter Pamela L
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Common Stock
2021-11-18
4
A
0
485.0000
0.0000
A
3303.0000
D
Stock Option (Right to Buy)
173.0000
2021-11-18
4
A
0
2360.0000
0.0000
A
2021-11-18
2031-11-18
Common Stock
2360.0000
2360.0000
D
The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
Stock options vest immediately upon grant.
Maria Allen, Power of Attorney
2021-11-22