0001225208-21-013766.txt : 20211110 0001225208-21-013766.hdr.sgml : 20211110 20211110171537 ACCESSION NUMBER: 0001225208-21-013766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211110 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tae Michael S CENTRAL INDEX KEY: 0001663476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 211397814 MAIL ADDRESS: STREET 1: BROADRIDGE FINANCIAL SERVICES STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2021-11-10 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001663476 Tae Michael S 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP, CTO, ICS Common Stock 2021-11-10 4 M 0 23437.0000 81.1000 A 30701.0000 D Common Stock 2021-11-10 4 M 0 6267.0000 93.8800 A 36968.0000 D Common Stock 2021-11-10 4 M 0 4361.0000 98.3100 A 41329.0000 D Common Stock 2021-11-10 4 M 0 2244.0000 117.3400 A 43573.0000 D Common Stock 2021-11-10 4 S 0 2065.0000 178.5250 D 41508.0000 D Common Stock 2021-11-10 4 S 0 2563.0000 178.5250 D 38945.0000 D Common Stock 2021-11-10 4 S 0 3904.0000 178.5250 D 35041.0000 D Common Stock 2021-11-10 4 S 0 5574.0000 178.5250 D 29467.0000 D Common Stock 2021-11-10 4 S 0 20450.0000 178.5250 D 9017.0000 D Stock Option (Right to Buy) 117.3400 2021-11-10 4 M 0 2244.0000 0.0000 D 2021-02-04 2030-02-04 Common Stock 2244.0000 6732.0000 D Stock Option (Right to Buy) 98.3100 2021-11-10 4 M 0 4361.0000 0.0000 D 2020-02-11 2029-02-11 Common Stock 4361.0000 4361.0000 D Stock Option (Right to Buy) 93.8800 2021-11-10 4 M 0 6267.0000 0.0000 D 2019-02-12 2028-02-12 Common Stock 6267.0000 2090.0000 D Stock Option (Right to Buy) 81.1000 2021-11-10 4 M 0 23437.0000 0.0000 D 2021-10-01 2027-10-02 Common Stock 23437.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Maria Allen, Power of Attorney 2021-11-10