0001225208-21-013766.txt : 20211110
0001225208-21-013766.hdr.sgml : 20211110
20211110171537
ACCESSION NUMBER: 0001225208-21-013766
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211110
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tae Michael S
CENTRAL INDEX KEY: 0001663476
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 211397814
MAIL ADDRESS:
STREET 1: BROADRIDGE FINANCIAL SERVICES
STREET 2: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2021-11-10
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001663476
Tae Michael S
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate VP, CTO, ICS
Common Stock
2021-11-10
4
M
0
23437.0000
81.1000
A
30701.0000
D
Common Stock
2021-11-10
4
M
0
6267.0000
93.8800
A
36968.0000
D
Common Stock
2021-11-10
4
M
0
4361.0000
98.3100
A
41329.0000
D
Common Stock
2021-11-10
4
M
0
2244.0000
117.3400
A
43573.0000
D
Common Stock
2021-11-10
4
S
0
2065.0000
178.5250
D
41508.0000
D
Common Stock
2021-11-10
4
S
0
2563.0000
178.5250
D
38945.0000
D
Common Stock
2021-11-10
4
S
0
3904.0000
178.5250
D
35041.0000
D
Common Stock
2021-11-10
4
S
0
5574.0000
178.5250
D
29467.0000
D
Common Stock
2021-11-10
4
S
0
20450.0000
178.5250
D
9017.0000
D
Stock Option (Right to Buy)
117.3400
2021-11-10
4
M
0
2244.0000
0.0000
D
2021-02-04
2030-02-04
Common Stock
2244.0000
6732.0000
D
Stock Option (Right to Buy)
98.3100
2021-11-10
4
M
0
4361.0000
0.0000
D
2020-02-11
2029-02-11
Common Stock
4361.0000
4361.0000
D
Stock Option (Right to Buy)
93.8800
2021-11-10
4
M
0
6267.0000
0.0000
D
2019-02-12
2028-02-12
Common Stock
6267.0000
2090.0000
D
Stock Option (Right to Buy)
81.1000
2021-11-10
4
M
0
23437.0000
0.0000
D
2021-10-01
2027-10-02
Common Stock
23437.0000
0.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Maria Allen, Power of Attorney
2021-11-10