0001225208-21-012851.txt : 20211005 0001225208-21-012851.hdr.sgml : 20211005 20211005124020 ACCESSION NUMBER: 0001225208-21-012851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tae Michael S CENTRAL INDEX KEY: 0001663476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 211305740 MAIL ADDRESS: STREET 1: BROADRIDGE FINANCIAL SERVICES STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2021-10-01 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001663476 Tae Michael S 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP, CTO, ICS Common Stock 2021-10-01 4 M 0 4928.0000 0.0000 A 9883.0000 D Common Stock 2021-10-01 4 F 0 2619.0000 166.0200 D 7264.0000 D Restricted Stock Unit 0.0000 2021-10-01 4 M 0 4928.0000 0.0000 D Common Stock 4928.0000 0.0000 D Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock. Maria Allen, Power of Attorney 2021-10-05