0001225208-21-011513.txt : 20210817 0001225208-21-011513.hdr.sgml : 20210817 20210817154140 ACCESSION NUMBER: 0001225208-21-011513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gumbs Keir D CENTRAL INDEX KEY: 0001876435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 211182637 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC. STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2021-08-16 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001876435 Gumbs Keir D 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 CVP and Chief Legal Officer Restricted Stock Unit 0.0000 2021-08-16 4 A 0 12209.0000 0.0000 A Common Stock 12209.0000 12209.0000 D Restricted Stock Unit 0.0000 2021-08-16 4 A 0 8079.0000 0.0000 A Common Stock 8079.0000 20288.0000 D Restricted Stock Unit 0.0000 2021-08-16 4 A 0 4848.0000 0.0000 A Common Stock 4848.0000 25136.0000 D Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023. Maria Allen, Power of Attorney 2021-08-17