0001225208-21-011458.txt : 20210813 0001225208-21-011458.hdr.sgml : 20210813 20210813142306 ACCESSION NUMBER: 0001225208-21-011458 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210809 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberatore Michael CENTRAL INDEX KEY: 0001659018 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 211171452 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4/A 1 doc4a.xml X0306 4/A 2021-08-09 2021-08-11 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001659018 Liberatore Michael 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 VP, ICS - Mutual Funds Common Stock 2021-08-09 4 A 0 1750.0000 0.0000 A 12511.9100 D The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. This amendment is being filed to revise footnote 1 included in the original Form 4 filed on August 11, 2021 to read as set forth in footnote 1 above. The revision corrects the vesting date reported in footnote 1 to the original Form 4. No other changes have been made to the original Form 4. Maria Allen, Power of Attorney 2021-08-11