0001225208-21-003109.txt : 20210219
0001225208-21-003109.hdr.sgml : 20210219
20210219102415
ACCESSION NUMBER: 0001225208-21-003109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210218
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMSTERDAM ADAM D
CENTRAL INDEX KEY: 0001391094
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 21652565
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2021-02-18
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001391094
AMSTERDAM ADAM D
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate Vice President
Common Stock
2021-02-18
4
M
0
5400.0000
67.3200
A
21400.3989
D
Common Stock
2021-02-18
4
M
0
5184.0000
117.3400
A
26584.3989
D
Common Stock
2021-02-18
4
M
0
5154.0000
98.3100
A
31738.3989
D
Common Stock
2021-02-18
4
M
0
4178.0000
93.8800
A
35916.3989
D
Common Stock
2021-02-18
4
S
0
2700.0000
148.4934
D
33216.3989
D
Common Stock
2021-02-18
4
S
0
3825.0000
148.4934
D
29391.3989
D
Common Stock
2021-02-18
4
S
0
4716.0000
148.4934
D
24675.3989
D
Common Stock
2021-02-18
4
S
0
4755.0000
148.4934
D
19920.3989
D
Common Stock
2021-02-18
4
S
0
4940.0000
148.4934
D
14980.3989
D
Stock Option (Right to Buy)
117.3400
2021-02-18
4
M
0
5184.0000
0.0000
D
2021-02-04
2030-02-04
Common Stock
5184.0000
15554.0000
D
Stock Option (Right to Buy)
67.3200
2021-02-18
4
M
0
5400.0000
0.0000
D
2018-02-10
2027-02-10
Common Stock
5400.0000
0.0000
D
Stock Option (Right to Buy)
98.3100
2021-02-18
4
M
0
5154.0000
0.0000
D
2020-02-11
2029-02-11
Common Stock
5154.0000
10309.0000
D
Stock Option (Right to Buy)
93.8800
2021-02-18
4
M
0
4178.0000
0.0000
D
2019-02-12
2028-02-12
Common Stock
4178.0000
4179.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.96 - $149.085, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
/s/ Adam D. Amsterdam
2021-02-19