0001225208-21-002767.txt : 20210217
0001225208-21-002767.hdr.sgml : 20210217
20210217165515
ACCESSION NUMBER: 0001225208-21-002767
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stingi Richard John
CENTRAL INDEX KEY: 0001846577
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 21645710
MAIL ADDRESS:
STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS
STREET 2: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
3
1
doc3.xml
X0206
3
2021-02-12
0
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001846577
Stingi Richard John
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate VP and CHRO
Common Stock
2974.7990
D
FY2018 RSUs
0.0000
Common Stock
340.0000
D
FY2019 RSUs
0.0000
Common Stock
432.0000
D
FY2020 RSUs
0.0000
Common Stock
1360.0000
D
Stock Option (Right to Buy)
93.8800
2022-02-12
2028-02-12
Common Stock
5635.0000
D
Stock Option (Right to Buy)
117.3400
2022-02-04
2030-02-04
Common Stock
1548.0000
D
Amount includes 409 Performance-based Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represents a like number of shares of Broadridge common stock. The Performance-based Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2021.
Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2021.
Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2022.
Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2023.
Stock options granted under Broadridge's 2007 Omnibus Award Plan on February 12, 2018, that will vest on the fourth anniversary of the date of the grant.
2,063 stock options were granted on February 4, 2020 under Broadridge's 2018 Omnibus Award Plan to vest equally over four years. 515 stock options of this grant vested on February 4, 2021 and 1,548 stock options remain outstanding and will vest equally over the next three years.
Adam D. Amsterdam, Power of Attorney
2021-02-12