0001225208-20-014431.txt : 20201209 0001225208-20-014431.hdr.sgml : 20201209 20201209113851 ACCESSION NUMBER: 0001225208-20-014431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reese Edmund CENTRAL INDEX KEY: 0001833903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 201377271 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC. STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2020-12-07 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001833903 Reese Edmund 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CFO Restricted Stock Unit 0.0000 2020-12-07 4 A 0 3021.0000 0.0000 A Common Stock 3021.0000 3021.0000 D Restricted Stock Unit 0.0000 2020-12-07 4 A 0 2672.0000 0.0000 A Common Stock 2672.0000 5693.0000 D Restricted Stock Unit 0.0000 2020-12-07 4 A 0 1943.0000 0.0000 A Common Stock 1943.0000 7636.0000 D Restricted Stock Unit 0.0000 2020-12-07 4 A 0 1721.0000 0.0000 A Common Stock 1721.0000 9357.0000 D Restricted Stock Unit 0.0000 2020-12-07 4 A 0 1081.0000 0.0000 A Common Stock 1081.0000 10438.0000 D Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2022. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 28, 2021. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 1, 2022. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2023. Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on January 31, 2021. Adam D. Amsterdam, Power of Attorney 2020-12-09