0001225208-20-011273.txt : 20200903
0001225208-20-011273.hdr.sgml : 20200903
20200903162505
ACCESSION NUMBER: 0001225208-20-011273
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200901
FILED AS OF DATE: 20200903
DATE AS OF CHANGE: 20200903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Connor Matthew J
CENTRAL INDEX KEY: 0001822707
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 201159541
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
3
1
doc3.xml
X0206
3
2020-09-01
0
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001822707
Connor Matthew J
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Interim CFO
CY2019 RSUs
0.0000
Common Stock
2017.0000
D
FY2019 RSUs
0.0000
Common Stock
484.0000
D
FY2020 RSUs
0.0000
Common Stock
491.0000
D
Stock Option (Right to Buy)
93.8800
2021-02-12
2028-02-12
Common Stock
836.0000
D
Stock Option (Right to Buy)
93.8800
2022-02-12
2028-02-12
Common Stock
11947.0000
D
Stock Option (Right to Buy)
98.3100
2021-02-11
2029-02-11
Common Stock
1104.0000
D
Stock Option (Right to Buy)
117.3400
2021-02-04
2030-02-04
Common Stock
1444.0000
D
Special award of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2021.
Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2021.
Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2022.
1,671 stock options were initially granted on February 12, 2018 under Broadridge's 2007 Omnibus Award Plan and vested equally over 4 years. 836 stock options remain outstanding and vest equally over the next 2 years.
Stock options granted under Broadridge's 2007 Omnibus Award Plan on February 12, 2018, that will vest on the fourth anniversary of the date of the grant.
1,471 stock options were initially granted on February 11, 2019 under Broadridge's 2018 Omnibus Award Plan and vested equally over 4 years. 1,104 stock options remain outstanding and vest equally over the next 3 years.
Stock options granted under Broadridge's 2018 Omnibus Award Plan on February 4, 2020, vesting equally over 4 years beginning February 4, 2021.
Adam D. Amsterdam, Power of Attorney
2020-09-03