0001225208-20-010679.txt : 20200817 0001225208-20-010679.hdr.sgml : 20200817 20200817144208 ACCESSION NUMBER: 0001225208-20-010679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200813 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young James M CENTRAL INDEX KEY: 0001610934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 201109434 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC. STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2020-08-13 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001610934 Young James M 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate SVP and CFO Common Stock 2020-08-13 4 M 0 19699.0000 93.8800 A 49060.0000 D Common Stock 2020-08-13 4 M 0 10245.0000 98.3100 A 59305.0000 D Common Stock 2020-08-13 4 S 0 9536.0000 138.9100 D 49769.0000 D Common Stock 2020-08-13 4 S 0 15000.0000 138.9100 D 34769.0000 D Common Stock 2020-08-13 4 S 0 18171.0000 138.9100 D 16598.0000 D Stock Option (Right to Buy) 98.3100 2020-08-13 4 M 0 10245.0000 0.0000 D 2020-02-11 2029-02-11 Common Stock 10245.0000 30738.0000 D Stock Option (Right to Buy) 93.8800 2020-08-13 4 M 0 19699.0000 0.0000 D 2019-02-12 2028-02-12 Common Stock 19699.0000 19699.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.20 - $139.973, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2020-08-17