0001225208-20-009630.txt : 20200707 0001225208-20-009630.hdr.sgml : 20200707 20200707161224 ACCESSION NUMBER: 0001225208-20-009630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200706 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Julie R. CENTRAL INDEX KEY: 0001588233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 201016225 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2020-07-06 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001588233 Taylor Julie R. 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CHRO Common Stock 2020-07-06 4 M 0 3415.0000 98.3100 A 14256.3270 D Common Stock 2020-07-06 4 S 0 3203.0000 130.0000 D 11053.3270 D Stock Option (Right to Buy) 98.3100 2020-07-06 4 M 0 3415.0000 0.0000 D 2020-02-11 2029-02-11 Common Stock 3415.0000 10246.0000 D The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020. The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020. Adam D. Amsterdam, Power of Attorney 2020-07-07