0001225208-20-008695.txt : 20200608 0001225208-20-008695.hdr.sgml : 20200608 20200608123738 ACCESSION NUMBER: 0001225208-20-008695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Julie R. CENTRAL INDEX KEY: 0001588233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 20948592 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2020-06-05 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001588233 Taylor Julie R. 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CHRO Common Stock 2020-06-05 4 M 0 5969.0000 93.8800 A 15693.3270 D Common Stock 2020-06-05 4 M 0 4930.0000 51.9500 A 20623.3270 D Common Stock 2020-06-05 4 S 0 4191.0000 126.1009 D 16432.3270 D Common Stock 2020-06-05 4 S 0 5591.0000 125.5146 D 10841.3270 D Stock Option (Right to Buy) 51.9500 2020-06-05 4 M 0 4930.0000 0.0000 D 2017-02-08 2026-02-08 Common Stock 4930.0000 0.0000 D Stock Option (Right to Buy) 93.8800 2020-06-05 4 M 0 5969.0000 0.0000 D 2019-02-12 2028-02-12 Common Stock 5969.0000 5969.0000 D The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020. The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.01 - $126.20, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.02 - $126.1150, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Adam D. Amsterdam, Power of Attorney 2020-06-08