0001225208-20-008695.txt : 20200608
0001225208-20-008695.hdr.sgml : 20200608
20200608123738
ACCESSION NUMBER: 0001225208-20-008695
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200605
FILED AS OF DATE: 20200608
DATE AS OF CHANGE: 20200608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taylor Julie R.
CENTRAL INDEX KEY: 0001588233
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 20948592
MAIL ADDRESS:
STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS
STREET 2: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2020-06-05
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001588233
Taylor Julie R.
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate VP and CHRO
Common Stock
2020-06-05
4
M
0
5969.0000
93.8800
A
15693.3270
D
Common Stock
2020-06-05
4
M
0
4930.0000
51.9500
A
20623.3270
D
Common Stock
2020-06-05
4
S
0
4191.0000
126.1009
D
16432.3270
D
Common Stock
2020-06-05
4
S
0
5591.0000
125.5146
D
10841.3270
D
Stock Option (Right to Buy)
51.9500
2020-06-05
4
M
0
4930.0000
0.0000
D
2017-02-08
2026-02-08
Common Stock
4930.0000
0.0000
D
Stock Option (Right to Buy)
93.8800
2020-06-05
4
M
0
5969.0000
0.0000
D
2019-02-12
2028-02-12
Common Stock
5969.0000
5969.0000
D
The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.
The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.01 - $126.20, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.02 - $126.1150, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
Adam D. Amsterdam, Power of Attorney
2020-06-08