0001225208-18-007603.txt : 20180410 0001225208-18-007603.hdr.sgml : 20180410 20180410152054 ACCESSION NUMBER: 0001225208-18-007603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180406 FILED AS OF DATE: 20180410 DATE AS OF CHANGE: 20180410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carey Thomas P CENTRAL INDEX KEY: 0001731499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 18747911 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DR., STE 300 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2018-04-06 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001731499 Carey Thomas P 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP Common Stock 2018-04-06 4 M 0 1376.0000 0.0000 A 3102.0000 D Common Stock 2018-04-06 4 F 0 647.0000 106.5500 D 2455.0000 D Common Stock 2018-04-06 4 F 0 776.0000 106.5500 D 1679.0000 D FY2015 RSUs 0.0000 2018-04-06 4 M 0 1376.0000 0.0000 D Common Stock 1376.0000 0.0000 D Each Restricted Stock Unit represented one share of Broadridge common stock and on April 6, 2018 1,376 Restricted Stock Units vested and converted into an equal number of shares of common stock. Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,651 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 6, 2018. Adam D. Amsterdam, Power of Attorney 2018-04-10