0001225208-18-007603.txt : 20180410
0001225208-18-007603.hdr.sgml : 20180410
20180410152054
ACCESSION NUMBER: 0001225208-18-007603
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180406
FILED AS OF DATE: 20180410
DATE AS OF CHANGE: 20180410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carey Thomas P
CENTRAL INDEX KEY: 0001731499
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 18747911
MAIL ADDRESS:
STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS
STREET 2: 5 DAKOTA DR., STE 300
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2018-04-06
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001731499
Carey Thomas P
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate VP
Common Stock
2018-04-06
4
M
0
1376.0000
0.0000
A
3102.0000
D
Common Stock
2018-04-06
4
F
0
647.0000
106.5500
D
2455.0000
D
Common Stock
2018-04-06
4
F
0
776.0000
106.5500
D
1679.0000
D
FY2015 RSUs
0.0000
2018-04-06
4
M
0
1376.0000
0.0000
D
Common Stock
1376.0000
0.0000
D
Each Restricted Stock Unit represented one share of Broadridge common stock and on April 6, 2018 1,376 Restricted Stock Units vested and converted into an equal number of shares of common stock.
Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,651 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 6, 2018.
Adam D. Amsterdam, Power of Attorney
2018-04-10