0001225208-17-007626.txt : 20170405 0001225208-17-007626.hdr.sgml : 20170405 20170405134718 ACCESSION NUMBER: 0001225208-17-007626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170403 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayadas Vijay CENTRAL INDEX KEY: 0001658677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 17742017 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NE ZIP: 11042 4 1 doc4.xml X0306 4 2017-04-03 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001658677 Mayadas Vijay 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 VP, Strategy Common Stock 2017-04-03 4 M 0 1696.0000 0.0000 A 8190.7560 D Common Stock 2017-04-03 4 F 0 700.0000 67.9500 D 7490.7560 D Common Stock 2017-04-03 4 F 0 760.0000 67.9500 D 6730.7560 D FY2014 RSUs 0.0000 2017-04-03 4 M 0 1696.0000 0.0000 D Common Stock 1696.0000 0.0000 D Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 1,696 Restricted Stock Units vested and converted into an equal number of shares of common stock. Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,866 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 3, 2017. Adam D. Amsterdam, Power of Attorney 2017-04-05