0001225208-17-004642.txt : 20170227
0001225208-17-004642.hdr.sgml : 20170227
20170227110303
ACCESSION NUMBER: 0001225208-17-004642
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170223
FILED AS OF DATE: 20170227
DATE AS OF CHANGE: 20170227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMSTERDAM ADAM D
CENTRAL INDEX KEY: 0001391094
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 17640095
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
4
1
doc4.xml
X0306
4
2017-02-23
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001391094
AMSTERDAM ADAM D
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate Vice President
Common Stock
2017-02-23
4
M
0
36007.0000
22.2700
A
59810.3989
D
Common Stock
2017-02-23
4
M
0
16611.0000
36.9700
A
76421.3989
D
Common Stock
2017-02-23
4
M
0
11111.0000
50.9500
A
87532.3989
D
Common Stock
2017-02-23
4
M
0
7796.0000
24.2500
A
95328.3989
D
Common Stock
2017-02-23
4
M
0
6573.0000
51.9500
A
101901.3989
D
Common Stock
2017-02-23
4
M
0
2419.0000
21.3900
A
104320.3989
D
Common Stock
2017-02-23
4
S
0
69700.0000
68.8995
D
34620.3989
D
Stock Option (Right to Buy)
21.3900
2017-02-23
4
M
0
2419.0000
0.0000
D
2011-02-08
2020-02-08
Common Stock
2419.0000
0.0000
D
Stock Option (Right to Buy)
51.9500
2017-02-23
4
M
0
6573.0000
0.0000
D
2017-02-08
2026-02-08
Common Stock
6573.0000
19719.0000
D
Stock Option (Right to Buy)
24.2500
2017-02-23
4
M
0
7796.0000
0.0000
D
2013-02-09
2022-02-09
Common Stock
7796.0000
0.0000
D
Stock Option (Right to Buy)
50.9500
2017-02-23
4
M
0
11111.0000
0.0000
D
2016-02-09
2025-02-09
Common Stock
11111.0000
11111.0000
D
Stock Option (Right to Buy)
36.9700
2017-02-23
4
M
0
16611.0000
0.0000
D
2015-02-10
2024-02-10
Common Stock
16611.0000
5537.0000
D
Stock Option (Right to Buy)
22.2700
2017-02-23
4
M
0
36007.0000
0.0000
D
2014-02-11
2023-02-11
Common Stock
36007.0000
0.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 - $69.38, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
/s/ Adam D. Amsterdam
2017-02-27