0001225208-17-004642.txt : 20170227 0001225208-17-004642.hdr.sgml : 20170227 20170227110303 ACCESSION NUMBER: 0001225208-17-004642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMSTERDAM ADAM D CENTRAL INDEX KEY: 0001391094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 17640095 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 doc4.xml X0306 4 2017-02-23 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001391094 AMSTERDAM ADAM D 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate Vice President Common Stock 2017-02-23 4 M 0 36007.0000 22.2700 A 59810.3989 D Common Stock 2017-02-23 4 M 0 16611.0000 36.9700 A 76421.3989 D Common Stock 2017-02-23 4 M 0 11111.0000 50.9500 A 87532.3989 D Common Stock 2017-02-23 4 M 0 7796.0000 24.2500 A 95328.3989 D Common Stock 2017-02-23 4 M 0 6573.0000 51.9500 A 101901.3989 D Common Stock 2017-02-23 4 M 0 2419.0000 21.3900 A 104320.3989 D Common Stock 2017-02-23 4 S 0 69700.0000 68.8995 D 34620.3989 D Stock Option (Right to Buy) 21.3900 2017-02-23 4 M 0 2419.0000 0.0000 D 2011-02-08 2020-02-08 Common Stock 2419.0000 0.0000 D Stock Option (Right to Buy) 51.9500 2017-02-23 4 M 0 6573.0000 0.0000 D 2017-02-08 2026-02-08 Common Stock 6573.0000 19719.0000 D Stock Option (Right to Buy) 24.2500 2017-02-23 4 M 0 7796.0000 0.0000 D 2013-02-09 2022-02-09 Common Stock 7796.0000 0.0000 D Stock Option (Right to Buy) 50.9500 2017-02-23 4 M 0 11111.0000 0.0000 D 2016-02-09 2025-02-09 Common Stock 11111.0000 11111.0000 D Stock Option (Right to Buy) 36.9700 2017-02-23 4 M 0 16611.0000 0.0000 D 2015-02-10 2024-02-10 Common Stock 16611.0000 5537.0000 D Stock Option (Right to Buy) 22.2700 2017-02-23 4 M 0 36007.0000 0.0000 D 2014-02-11 2023-02-11 Common Stock 36007.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 - $69.38, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. /s/ Adam D. Amsterdam 2017-02-27