0001225208-15-021293.txt : 20151123
0001225208-15-021293.hdr.sgml : 20151123
20151123164812
ACCESSION NUMBER: 0001225208-15-021293
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151112
FILED AS OF DATE: 20151123
DATE AS OF CHANGE: 20151123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matlin Laura
CENTRAL INDEX KEY: 0001658944
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 151250216
MAIL ADDRESS:
STREET 1: C/O BROADRIDGE
STREET 2: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
3
1
doc3.xml
X0206
3
2015-11-12
0
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001658944
Matlin Laura
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
VP, Deputy GC and CGO
Common Stock
4832.6960
D
FY2013 RSUs
0.0000
Common Stock
1647.0000
D
FY2014 RSUs
0.0000
Common Stock
1212.0000
D
FY2015 RSUs
0.0000
Common Stock
1513.0000
D
Stock Option (Right to Buy)
36.9700
2015-02-10
2024-02-10
Common Stock
4429.0000
D
Stock Option (Right to Buy)
36.9700
2018-02-10
2024-02-10
Common Stock
10351.0000
D
Stock Option (Right to Buy)
50.9500
2016-02-09
2025-02-09
Common Stock
7222.0000
D
Amount includes 2,305 Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represents a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2016.
Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2016.
Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2017.
Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2018.
Stock option granted under Broadridge's 2007 Omnibus Award Plan on February 10, 2014, vesting equally over 4 years beginning February 10, 2015 of which 1,107 are currently exercisable.
Special stock option granted under Broadridge's 2007 Omnibus Award Plan on February 10, 2014, that will vest on the fourth anniversary of the date of the grant.
Stock option granted under Broadridge's 2007 Omnibus Award Plan on February 9, 2015, vesting equally over 4 years beginning February 9, 2016.
/s/ Laura Matlin
2015-11-23