0001225208-15-021293.txt : 20151123 0001225208-15-021293.hdr.sgml : 20151123 20151123164812 ACCESSION NUMBER: 0001225208-15-021293 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151112 FILED AS OF DATE: 20151123 DATE AS OF CHANGE: 20151123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matlin Laura CENTRAL INDEX KEY: 0001658944 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 151250216 MAIL ADDRESS: STREET 1: C/O BROADRIDGE STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 3 1 doc3.xml X0206 3 2015-11-12 0 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001658944 Matlin Laura 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 VP, Deputy GC and CGO Common Stock 4832.6960 D FY2013 RSUs 0.0000 Common Stock 1647.0000 D FY2014 RSUs 0.0000 Common Stock 1212.0000 D FY2015 RSUs 0.0000 Common Stock 1513.0000 D Stock Option (Right to Buy) 36.9700 2015-02-10 2024-02-10 Common Stock 4429.0000 D Stock Option (Right to Buy) 36.9700 2018-02-10 2024-02-10 Common Stock 10351.0000 D Stock Option (Right to Buy) 50.9500 2016-02-09 2025-02-09 Common Stock 7222.0000 D Amount includes 2,305 Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represents a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2016. Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2016. Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2017. Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2018. Stock option granted under Broadridge's 2007 Omnibus Award Plan on February 10, 2014, vesting equally over 4 years beginning February 10, 2015 of which 1,107 are currently exercisable. Special stock option granted under Broadridge's 2007 Omnibus Award Plan on February 10, 2014, that will vest on the fourth anniversary of the date of the grant. Stock option granted under Broadridge's 2007 Omnibus Award Plan on February 9, 2015, vesting equally over 4 years beginning February 9, 2016. /s/ Laura Matlin 2015-11-23