0001225208-15-020882.txt : 20151113 0001225208-15-020882.hdr.sgml : 20151113 20151113163214 ACCESSION NUMBER: 0001225208-15-020882 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151112 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Julie R. CENTRAL INDEX KEY: 0001588233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 151229548 MAIL ADDRESS: STREET 1: C/O PALL CORPORATION STREET 2: 25 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 4 1 doc4.xml X0306 4 2015-11-12 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001588233 Taylor Julie R. 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CHRO Restricted Stock Unit 0.0000 2015-11-12 4 A 0 7381.0000 0.0000 A Common Stock 7381.0000 7381.0000 D Stock Option (Right to Buy) 56.3700 2015-11-12 4 A 0 37735.0000 0.0000 A 2016-11-12 2025-11-12 Common Stock 37735.0000 37735.0000 D Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock equally over 3 years beginning on November 12, 2016. Stock options vest equally over 3 years beginning November 12, 2016 Adam D. Amsterdam, Power of Attorney 2015-11-13