-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKtZzRE6bgaTCEBgV7QY6h6BOaWDCUDSMI+pbPeaDR/CrEtXNQ6ZQp0toMC4qIw/ YUyK8U3ySDYDYgiY8lFJ/w== 0001225208-09-002705.txt : 20090203 0001225208-09-002705.hdr.sgml : 20090203 20090203153224 ACCESSION NUMBER: 0001225208-09-002705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090202 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRA JOSEPH N CENTRAL INDEX KEY: 0001391096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 09564878 BUSINESS ADDRESS: BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2009-02-02 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001391096 BARRA JOSEPH N 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 Corporate Vice President Stock Option (Right to Buy) 16.55 2009-02-02 4 A 0 22042 0 A 2010-02-02 2019-02-01 Common Stock 22042 22042 D Stock Option (Right to Buy) 15.17 2009-02-02 4 A 0 22042 0 A 2010-02-02 2019-02-01 Common Stock 22042 22042 D Stock Option (Right to Buy) 13.79 2009-02-02 4 A 0 22041 0 A 2010-02-02 2019-02-01 Common Stock 22041 22041 D Stock options vest equally over 3 years beginning on February 2, 2010. Adam D. Amsterdam, Power of Attorney 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----