EX-99.1 2 dex991.htm KEY STATISTICS FOR FISCAL YEAR ENDED JUNE 30, 2006 AND 2007 Key Statistics for fiscal year ended June 30, 2006 and 2007

Exhibit 99.1

Broadridge Financial Solutions, Inc.

Investor Communication Solutions

Key Statistics

(volume and $ in millions)

Legend:

 

Type

              
RC    =    Recurring-Low Volatility   
ED    =    Event-Driven-High Volatility   

 

            FY06     FY07    

Type

Proxy     

Equities

   $ 469.1     $ 474.1     RC
    

Stock Record Position Growth

     4 %     0 %  
    

Pieces

     288.9       289.9    
    

Mutual Funds

   $ 120.8     $ 147.2     ED
    

Pieces

     106.6       127.3    
    

Contests/Specials

   $ 22.3     $ 64.4     ED
    

Pieces

     14.4       31.9    
                       
    

Total Proxy

   $ 612.2     $ 685.7    
    

Total Pieces

     409.8       449.1    
Interims     

Mutual Funds (Annual/Semi-Annual Reports/Annual Prospectuses)

   $ 167.2     $ 181.6     RC
    

Position Growth

     6 %     9 %  
    

Pieces

     335.7       366.3    
    

Mutual Funds (Supplemental Prospectuses) & Other

   $ 133.5     $ 154.9     ED
    

Pieces

     290.1       332.8    
                       
    

Total Interims

   $ 300.7     $ 336.5    

Transaction

Reporting

    

Transaction Reporting

   $ 279.6     $ 283.6     RC
           
Fulfillment     

Post-Sale Fulfillment

   $ 103.6     $ 118.7     RC
    

Pre-Sale Fulfillment

   $ 42.0     $ 51.1     ED
                       
    

Total Fulfillment

   $ 145.6     $ 169.8    

Other

Communications

    

Other

   $ 48.6     $ 67.8     ED
           
    

Total Net Revenue—Non-GAAP

   $ 1,386.7     $ 1,543.4    
    

Transfer price adjustment

     4.5       2.0    
                       
    

Total Net Revenue as reported—GAAP

   $ 1,391.2     $ 1,545.4    
                       
    

Distribution Fees % of Total Net Revenue

     52.3 %     52.9 %  

Note: Revenue numbers include distribution fees.

Management believes that certain non-GAAP (generally accepted accounting principles) measures, when presented in conjunction with comparable GAAP measures provide investors a more complete understanding of Broadridge’s underlying operational results. These non-GAAP measures are indicators that management uses to provide additional meaningful comparisons between current results and prior reported results, and as a basis for planning and forecasting for future periods. These measures should be considered in addition to, and not a substitute for the measures of financial performance prepared in accordance with GAAP.


Broadridge Financial Solutions, Inc.

Securities Processing Solutions

Key Statistics

($ in millions)

Legend:

 

Type

              
RC    =    Recurring-Low Volatility   
ED    =    Event-Driven-High Volatility   

 

            FY06    FY07   

Type

Equity              
Transaction-Based     

Equity Trades

   $ 244.2    $ 256.6    RC
    

Trade Volume (Average Trades per Day in ’000)

     1,732      2,195   
Non-Transaction     

Other Equity Services

   $ 163.2    $ 166.5    RC
                     
    

Total Equity

   $ 407.4    $ 423.1   
Fixed Income              
Transaction-Based     

Fixed Income Trades

   $ 37.4    $ 47.3    RC
    

Trade Volume (Average Trades per Day in ’000)

     141      198   
Non-Transaction     

Other Fixed Income Services

   $ 19.0    $ 20.7    RC
                     
    

Total Fixed Income

   $ 56.4    $ 68.0   
    

Total Net Revenue—Non-GAAP

   $ 463.8    $ 491.1   
    

Transfer price adjustment

     12.4      6.0   
                     
    

Total Net Revenue as reported—GAAP

   $ 476.2    $ 497.1   
                     

Management believes that certain non-GAAP (generally accepted accounting principles) measures, when presented in conjunction with comparable GAAP measures provide investors a more complete understanding of Broadridge’s underlying operational results. These non-GAAP measures are indicators that management uses to provide additional meaningful comparisons between current results and prior reported results, and as a basis for planning and forecasting for future periods. These measures should be considered in addition to, and not a substitute for the measures of financial performance prepared in accordance with GAAP.


Broadridge Financial Solutions, Inc.

Clearing and Outsourcing Solutions

Key Statistics

($ in millions)

Legend:

 

Type

              
RC    =    Recurring-Low Volatility   
ED    =    Event-Driven-High Volatility   

 

            FY06    FY07    Type
Clearing     

Margin Revenues

   $ 25.5    $ 30.9    RC
    

Average Margin Debits

   $ 617.3    $ 687.7   
    

Clearing Fees/Other

   $ 38.5    $ 39.5    RC
    

Trade Volume (Average Trades per Day in ’000)

     20.2      33.6   
Outsourcing     

Outsourcing

   $ 16.6    $ 23.4    RC
    

# of Clients

     2      4   
    

Total Net Revenue—Non-GAAP

   $ 80.6    $ 93.8   
    

Transfer price adjustment

     —        —     
                     
    

Total Net Revenue as reported—GAAP

   $ 80.6    $ 93.8   
                     

Management believes that certain non-GAAP (generally accepted accounting principles) measures, when presented in conjunction with comparable GAAP measures provide investors a more complete understanding of Broadridge’s underlying operational results. These non-GAAP measures are indicators that management uses to provide additional meaningful comparisons between current results and prior reported results, and as a basis for planning and forecasting for future periods. These measures should be considered in addition to, and not a substitute for the measures of financial performance prepared in accordance with GAAP.