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Form S-4/A - Registration of securities, business combinations: [Amend]
SEC Accession No. 0001047469-09-009290
Filing Date
2009-10-29
Accepted
2009-10-29 15:15:34
Documents
5

Document Format Files

Seq Description Document Type Size
1 S-4/A a2193625zs-4a.htm S-4/A 3642832
2 EX-10.24 a2195041zex-10_24.htm EX-10.24 5969
3 EX-10.25 a2195041zex-10_25.htm EX-10.25 7323
4 EX-23.1 a2195041zex-23_1.htm EX-23.1 5017
5 G710765.JPG g710765.jpg GRAPHIC 10782
  Complete submission text file 0001047469-09-009290.txt   3686297
Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
NWQ INVESTMENT MANAGEMENT CO LLC (Filer) CIK: 0000763848 (see all company filings)

IRS No.: 470875103 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-07 | Film No.: 091144430

Mailing Address 333 WEST WACKER DR CHICAGO IL 60606
Business Address 333 W WACKER DR CHICAGO IL 60606 3129177700
NUVEEN INVESTMENTS INC (Filer) CIK: 0000885708 (see all company filings)

IRS No.: 363817266 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221 | Film No.: 091144417
SIC: 6282 Investment Advice

Mailing Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104
Business Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104 4156764000
SYMPHONY ASSET MANAGEMENT LLC (Filer) CIK: 0001030815 (see all company filings)

IRS No.: 943252504 | State of Incorp.: CA | Fiscal Year End: 0331
Type: S-4/A | Act: 33 | File No.: 333-159221-03 | Film No.: 091144429

Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
Tradewinds Global Investors, LLC (Filer) CIK: 0001383221 (see all company filings)

IRS No.: 020767178 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-02 | Film No.: 091144428

Mailing Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602
Business Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602 312-895-1001
Windy City Investments, Inc. (Filer) CIK: 0001426493 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-13 | Film No.: 091144427

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen HydePark Group, LLC (Filer) CIK: 0001426787 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-12 | Film No.: 091144426

Mailing Address 333 WEST WACKER DRIVE CHICAGO IL 60606
Business Address 333 WEST WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen Investment Solutions, Inc. (Filer) CIK: 0001456515 (see all company filings)

IRS No.: 363293941 | State of Incorp.: IL | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-06 | Film No.: 091144425

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Institutional Services Group LLC (Filer) CIK: 0001463372 (see all company filings)

IRS No.: 861071549 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-08 | Film No.: 091144424

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Advisers Inc. (Filer) CIK: 0001463373 (see all company filings)

IRS No.: 043714572 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-10 | Film No.: 091144423

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Winslow Capital Management, Inc. (Filer) CIK: 0001463881 (see all company filings)

IRS No.: 411719690 | State of Incorp.: MN | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-01 | Film No.: 091144422

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Rittenhouse Asset Management, Inc. (Filer) CIK: 0001463882 (see all company filings)

IRS No.: 232119472 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-05 | Film No.: 091144421

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
NWQ Holdings, LLC (Filer) CIK: 0001463884 (see all company filings)

IRS No.: 020767175 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-14 | Film No.: 091144420

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Holdings, Inc. (Filer) CIK: 0001463885 (see all company filings)

IRS No.: 367364377 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-09 | Film No.: 091144419

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Asset Management (Filer) CIK: 0001463893 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-11 | Film No.: 091144416

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Santa Barbara Asset Management, LLC (Filer) CIK: 0001463898 (see all company filings)

IRS No.: 203432117 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-159221-04 | Film No.: 091144418