0000909012-15-000270.txt : 20150812
0000909012-15-000270.hdr.sgml : 20150812
20150812134916
ACCESSION NUMBER: 0000909012-15-000270
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150812
DATE AS OF CHANGE: 20150812
EFFECTIVENESS DATE: 20150812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC
CENTRAL INDEX KEY: 0001383221
IRS NUMBER: 020767178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12572
FILM NUMBER: 151046441
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC
DATE OF NAME CHANGE: 20061211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001383221
XXXXXXXX
06-30-2015
06-30-2015
Tradewinds Global Investors, LLC
2049 CENTURY PARK EAST
20TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-12572
N
Emily Alejos and Andrew Thelen
Co-Chief Investment Officer
310 552 5114
/s/ EMILY ALEJOS and ANDREW THELEN
Los Angeles
CA
08-11-2015
2
117
2305152
false
1
028-11405
Nuveen Investments, Inc.
2
028-16475
SEI Investments Management Corporation
INFORMATION TABLE
2
aci_13f.xml
AbbVie Inc
COM
00287Y109
263
3917
SH
DFND
1
3541
0
376
Abengoa Yield plc
ORD SHS
G00349103
1858
59351
SH
DFND
1
58491
0
860
Adecoagro SA
COM
L00849106
23609
2560736
SH
DFND
1
2560736
0
0
Aegon NV
NY REGISTRY SH
007924103
19775
2672300
SH
DFND
1
2646531
0
25769
AES Corp/VA
COM
00130H105
44811
3379451
SH
DFND
1
3358539
0
20912
Aetna Inc
COM
00817Y108
25155
197362
SH
DFND
1
194635
0
2727
Agilent Technologies Inc
COM
00846U101
9297
241000
SH
DFND
1
241000
0
0
Agrium Inc
COM
008916108
39842
376048
SH
DFND
1, 2
370894
0
5154
Allscripts Healthcare Solutions Inc
COM
01988P108
12738
931171
SH
DFND
1
893394
0
37777
Ally Financial Inc
COM
02005N100
12288
547850
SH
DFND
1
527490
0
20360
American International Group Inc
COM NEW
026874784
55538
898391
SH
DFND
1
887083
0
11308
Andersons Inc/The
COM
034164103
29342
752375
SH
DFND
1
747053
0
5322
Aon PLC
SHS CL A
G0408V102
5428
54455
SH
DFND
1
52046
0
2409
Apache Corp
COM
037411105
27090
470069
SH
DFND
1
470069
0
0
Apple Inc
COM
037833100
600
4791
SH
DFND
1
4493
0
298
Archer-Daniels-Midland Co
COM
039483102
18696
387723
SH
DFND
1
383168
0
4555
Arctic Cat Inc
COM
039670104
7138
214964
SH
DFND
1
214036
0
928
Axis Capital Holdings Ltd
SHS
G0692U109
86616
1622937
SH
DFND
1, 2
1611983
0
10954
Baker Hughes Inc
COM
057224107
5059
82000
SH
DFND
1
82000
0
0
Banco Bradesco SA
SP ADR PFD NEW
059460303
195
21381
SH
DFND
1
18641
0
2740
Best Buy Co Inc
COM
086516101
13117
402242
SH
DFND
1
401724
0
518
BHP Billiton Ltd
SPONSORED ADR
088606108
1733
42588
SH
DFND
1
42588
0
0
Bristow Group Inc
COM
110394103
3467
65049
SH
DFND
1
64397
0
652
Bunge Ltd
COM
G16962105
24008
273442
SH
DFND
1
270658
0
2784
Cameco Corp
COM
13321L108
30931
2166085
SH
DFND
1, 2
2152586
0
13499
Canadian Natural Resources Ltd
COM
136385101
18856
694277
SH
DFND
1, 2
690307
0
3970
CBIZ Inc
COM
124805102
2118
219757
SH
DFND
1
217405
0
2352
CenturyLink Inc
COM
156700106
26120
889057
SH
DFND
1
882179
0
6878
Cia de Saneamento Basico do Estado de Sao Paulo
SPONSORED ADR
20441A102
16079
3104115
SH
DFND
1
3102301
0
1814
Cisco Systems Inc
COM
17275R102
31101
1132598
SH
DFND
1
1117078
0
15520
CIT Group Inc
COM NEW
125581801
17576
378077
SH
DFND
1
363822
0
14255
Citigroup Inc
COM NEW
172967424
63989
1158391
SH
DFND
1
1137662
0
20729
Citizens Financial Group Inc
COM
174610105
14985
548714
SH
DFND
1
524968
0
23746
CNA Financial Corp
COM
126117100
12216
319710
SH
DFND
1
309613
0
10097
Credit Suisse Group AG
SPONSORED ADR
225401108
4487
162584
SH
DFND
1
162285
0
299
Cresud SACIF y A
SPONSORED ADR
226406106
3038
233361
SH
DFND
1
232587
0
774
CSX Corp
COM
126408103
9220
282409
SH
DFND
1
267902
0
14507
Dean Foods Co
COM NEW
242370203
15256
943492
SH
DFND
1
941306
0
2186
Endurance Specialty Holdings Ltd
SHS
G30397106
12891
196221
SH
DFND
1
195206
0
1015
Exelon Corp
COM
30161N101
2702
86000
SH
DFND
1
86000
0
0
Exxon Mobil Corp
COM
30231G102
13463
161821
SH
DFND
1
153752
0
8069
First Citizens BancShares Inc/NC
CL A
31946M103
7164
27236
SH
DFND
1
25850
0
1386
First Solar Inc
COM
336433107
22037
469077
SH
DFND
1
459185
0
9892
FirstEnergy Corp
COM
337932107
2274
69871
SH
DFND
1
69159
0
712
Flextronics International Ltd
ORD
Y2573F102
45019
3980541
SH
DFND
1, 2
3928492
0
52049
Fossil Group Inc
COM
34988V106
8199
118211
SH
DFND
1
113745
0
4466
Freeport-McMoRan Inc
CL B
35671D857
10256
550831
SH
DFND
1
550831
0
0
Fresh Del Monte Produce Inc
ORD
G36738105
5366
138806
SH
DFND
1
138264
0
542
General Electric Co
COM
369604103
20147
758270
SH
DFND
1
720071
0
38199
General Motors Co
COM
37045V100
46646
1399545
SH
DFND
1
1380614
0
18931
Gerdau SA
SPON ADR REP PFD
373737105
155
64706
SH
DFND
1
64706
0
0
Gilead Sciences Inc
COM
375558103
11555
98700
SH
DFND
1
93534
0
5166
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
17257
414339
SH
DFND
1
410223
0
4116
Goodyear Tire & Rubber Co/The
COM
382550101
33301
1104541
SH
DFND
1
1092125
0
12416
Google Inc
CL C
38259P706
11070
21269
SH
DFND
1
20228
0
1041
HSBC Holdings PLC
SPON ADR NEW
404280406
23687
528611
SH
DFND
1
522776
0
5835
ICICI Bank Ltd
ADR
45104G104
153
14686
SH
DFND
1
12247
0
2439
Impax Laboratories Inc
COM
45256B101
8496
185032
SH
DFND
1
184206
0
826
Industrias Bachoco SAB de CV
SPON ADR B
456463108
287
5318
SH
DFND
1
5318
0
0
Infoblox Inc
COM
45672H104
6619
252552
SH
DFND
1
251807
0
745
ING Groep NV
SPONSORED ADR
456837103
35733
2155235
SH
DFND
1
2134180
0
21055
Ingram Micro Inc
CL A
457153104
69224
2765658
SH
DFND
1
2733336
0
32322
Ingredion Inc
COM
457187102
38549
483013
SH
DFND
1
476853
0
6160
Interpublic Group of Cos Inc/The
COM
460690100
19492
1011522
SH
DFND
1
976726
0
34796
KB Financial Group Inc
SPONSORED ADR
48241A105
46548
1416141
SH
DFND
1, 2
1411332
0
4809
KBR Inc
COM
48242W106
2286
117369
SH
DFND
1
116147
0
1222
Koninklijke Philips NV
NY REG SH NEW
500472303
315
12391
SH
DFND
1
12391
0
0
KT Corp
SPONSORED ADR
48268K101
24491
1933057
SH
DFND
1
1930927
0
2130
Leucadia National Corp
COM
527288104
2925
120500
SH
DFND
1
119251
0
1249
Lexington Realty Trust
COM
529043101
9706
1144625
SH
DFND
1
1115843
0
28782
ManpowerGroup Inc
COM
56418H100
32554
364231
SH
DFND
1, 2
361963
0
2268
Micron Technology Inc
COM
595112103
8058
427755
SH
DFND
1
427755
0
0
Microsoft Corp
COM
594918104
256
5808
SH
DFND
1
5479
0
329
Nippon Telegraph & Telephone Corp
SPONSORED ADR
654624105
75341
2076104
SH
DFND
1, 2
2063916
0
12188
Novartis AG
SPONSORED ADR
66987V109
2243
22816
SH
DFND
1
22603
0
213
NRG Energy Inc
COM NEW
629377508
31497
1376623
SH
DFND
1
1361904
0
14719
NTT DOCOMO Inc
SPONS ADR
62942M201
485
25361
SH
DFND
1
25361
0
0
Old Republic International Corp
COM
680223104
8962
573402
SH
DFND
1
555518
0
17884
Oracle Corp
COM
68389X105
43796
1086769
SH
DFND
1
1073887
0
12882
Petrobras Argentina SA
SPONS ADR
71646J109
3611
541385
SH
DFND
1
539501
0
1884
Pfizer Inc
COM
717081103
33676
1004363
SH
DFND
1
978391
0
25972
POSCO
SPONSORED ADR
693483109
17682
360213
SH
DFND
1
356972
0
3241
Questar Corp
COM
748356102
6666
318796
SH
DFND
1
308307
0
10489
Remy International Inc
COM
75971M108
1998
90404
SH
DFND
1
89457
0
947
Royal Bank of Scotland Group PLC
SPONS ADR 20 ORD
780097689
38382
3467259
SH
DFND
1
3393341
0
73918
Royal Dutch Shell PLC
SPON ADR B
780259107
53349
930243
SH
DFND
1, 2
924997
0
5246
Royal Dutch Shell PLC
SPONS ADR A
780259206
303
5331
SH
DFND
1
5331
0
0
Ruby Tuesday Inc
COM
781182100
1889
301301
SH
DFND
1
298087
0
3214
Sanofi
SPONSORED ADR
80105N105
49056
990450
SH
DFND
1
978976
0
11474
SAP SE
SPON ADR
803054204
11415
162539
SH
DFND
1
160951
0
1588
Siliconware Precision Industries Co Ltd
SPONSD ADR SPL
827084864
113
15180
SH
DFND
1
13529
0
1651
Silver Standard Resources Inc
COM
82823L106
3001
477928
SH
DFND
1
473373
0
4555
SK Telecom Co Ltd
SPONSORED ADR
78440P108
47261
1906476
SH
DFND
1, 2
1895398
0
11078
SkyWest Inc
COM
830879102
10384
690451
SH
DFND
1
683300
0
7151
Suncor Energy Inc
COM
867224107
420
15269
SH
DFND
1
15269
0
0
Superior Energy Services Inc
COM
868157108
1592
75687
SH
DFND
1
74935
0
752
Sykes Enterprises Inc
COM
871237103
3791
156334
SH
DFND
1
154729
0
1605
Symantec Corp
COM
871503108
12385
532712
SH
DFND
1
513868
0
18844
Taiwan Semiconductor Manufacturing Co Ltd
SPONSORED ADR
874039100
624
27491
SH
DFND
1
26853
0
638
Tata Motors Ltd
SPONSORED ADR
876568502
316
9191
SH
DFND
1
8699
0
492
Tech Data Corp
COM
878237106
24621
427759
SH
DFND
1
421742
0
6017
Telecom Italia SpA
SPON ADR SVGS
87927Y201
17317
1706189
SH
DFND
1
1689294
0
16895
Telefonaktiebolaget LM Ericsson
ADR B SEK 10
294821608
39819
3814096
SH
DFND
1, 2
3792356
0
21740
Telefonica SA
SPONSORED ADR
879382208
2550
179623
SH
DFND
1
179623
0
0
Tenaris SA
SPONSORED ADR
88031M109
16579
613619
SH
DFND
1
607370
0
6249
Teva Pharmaceutical Industries Ltd
ADR
881624209
88081
1490377
SH
DFND
1, 2
1485461
0
4916
Time Inc
COM
887228104
43283
1881062
SH
DFND
1
1856038
0
25024
Toyota Motor Corp
SP ADR REP2COM
892331307
33371
249505
SH
DFND
1, 2
247955
0
1550
Triumph Group Inc
COM
896818101
17291
262032
SH
DFND
1
257599
0
4433
Turkcell Iletisim Hizmetleri AS
SPON ADR NEW
900111204
12622
1098536
SH
DFND
1
1098054
0
482
Tyson Foods Inc
CL A
902494103
53077
1245081
SH
DFND
1
1228111
0
16970
UBS Group AG
SHS
H42097107
124483
5871840
SH
DFND
1, 2
5843449
0
28391
Vanguard Dividend Appreciation ETF
DIV APP ETF
921908844
291
3704
SH
DFND
1
3704
0
0
Vanguard Short-Term Bond ETF
SHORT TRM BOND
921937827
530
6621
SH
DFND
1
6007
0
614
Verizon Communications Inc
COM
92343V104
8710
186879
SH
DFND
1
177816
0
9063
Wal-Mart Stores Inc
COM
931142103
8802
124106
SH
DFND
1
117865
0
6241
YPF SA
SPON ADR CL D
984245100
20971
764532
SH
DFND
1
764532
0
0