Co-Chief Investment Officer

0000909012-15-000212.txt : 20150514 0000909012-15-000212.hdr.sgml : 20150514 20150514110151 ACCESSION NUMBER: 0000909012-15-000212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12572 FILM NUMBER: 15861133 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001383221 XXXXXXXX 03-31-2015 03-31-2015 Tradewinds Global Investors, LLC

2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-12572 N Emily Alejos and Andrew Thelen Co-Chief Investment Officer 310 552 5114 /s/ EMILY ALEJOS and ANDREW THELEN Los Angeles CA 05-13-2015 1 123 2479652 false 1 028-11405 Nuveen Investments, Inc. INFORMATION TABLE 2 aci_13f.xml Abbvie Inc COM 00287Y109 227 3902 SH DFND 1 3902 0 0 Abengoa Yield plc ORD SHS G00349103 1512 44777 SH DFND 1 44138 0 639 Adecoagro SA COM L00849106 26640 2606674 SH DFND 1 2606674 0 0 Aegon NV NY REGISTRY SH 007924103 27979 3546205 SH DFND 1 3517757 0 28448 AES Corp/VA COM 00130H105 46589 3625670 SH DFND 1 3589751 0 35919 Aetna Inc COM 00817Y108 25224 236785 SH DFND 1 231994 0 4791 Agilent Technologies Inc COM 00846U101 10013 241000 SH DFND 1 241000 0 0 Agrium Inc COM 008916108 36365 348760 SH DFND 1 344872 0 3888 Allscripts Healthcare Solutions Inc COM 01988P108 15138 1265750 SH DFND 1 1219882 0 45868 Ally Financial Inc COM 02005N100 12882 614032 SH DFND 1 590841 0 23191 American International Group Inc COM NEW 026874784 64495 1177137 SH DFND 1 1161521 0 15616 Andersons Inc/The COM 034164103 12518 302598 SH DFND 1 302598 0 0 Aon PLC* SHS CL A G0408V102 5592 61759 SH DFND 1 58973 0 2786 Apache Corp COM 037411105 26112 432828 SH DFND 1 432828 0 0 Apple Inc COM 037833100 594 4818 SH DFND 1 4818 0 0 Archer-Daniels-Midland Co COM 039483102 24198 510510 SH DFND 1 500154 0 10356 Arctic Cat Inc COM 039670104 11179 307812 SH DFND 1 306808 0 1004 AT&T Inc COM 00206R102 224 6871 SH DFND 1 6871 0 0 Axis Capital Holdings Ltd SHS G0692U109 87828 1702761 SH DFND 1 1691127 0 11634 Baker Hughes Inc COM 057224107 8519 134000 SH DFND 1 134000 0 0 Banco Bradesco SA ADR 05961W105 181 15988 SH DFND 1 15988 0 0 Banco Macro SA COM 05961W105 324 5362 SH DFND 1 5362 0 0 Barrick Gold Corp COM 067901108 11611 1059462 SH DFND 1 1059462 0 0 Best Buy Co Inc COM 086516101 15357 406379 SH DFND 1 405814 0 565 Blackrock Inc COM 09247X101 200 552 SH DFND 1 552 0 0 Bristow Group Inc COM 110394103 12305 226001 SH DFND 1 223471 0 2530 Bunge Ltd COM G16962105 37305 452953 SH DFND 1 446514 0 6439 Cameco Corp COM 13321L108 30691 2203292 SH DFND 1 2191347 0 11945 Canadian Natural Resources Ltd COM 136385101 21864 711978 SH DFND 1 708282 0 3696 CBIZ Inc COM 124805102 2250 241198 SH DFND 1 238630 0 2568 Centrais Eletricas Brasileiras SA SPONSORED ADR 15234Q207 8272 4570354 SH DFND 1 4554740 0 15614 Centrais Eletricas Brasileiras SA SPON ADR PFD B 15234Q108 5458 2599124 SH DFND 1 2598526 0 598 CenturyLink Inc COM 156700106 5631 163000 SH DFND 1 163000 0 0 China Mobile Ltd SPONSORED ADR 16941M109 558 42770 SH DFND 1 42770 0 0 Cia de Saneamento Basico do Estado de Sao Paulo SPONSORED ADR 20441A102 17433 3216456 SH DFND 1 3216456 0 0 Cisco Systems Inc COM 17275R102 31980 1161647 SH DFND 1 1144194 0 17453 CIT Group Inc* COM NEW 125581801 19236 426335 SH DFND 1 410060 0 16275 Citigroup Inc COM NEW 172967424 54144 1050942 SH DFND 1 1026988 0 23954 Citizens Financial Group Inc COM 174610105 14882 616779 SH DFND 1 589284 0 27495 CNA Financial Corp COM 126117100 14557 351365 SH DFND 1 339884 0 11481 Coca Cola Enterprises Inc COM 19122T109 222 5046 SH DFND 1 5046 0 0 Credit Suisse Group AG SPONSORED ADR 225401108 4481 166413 SH DFND 1 166114 0 299 Cresud SACIF y A SPONSORED ADR 226406106 3934 285930 SH DFND 1 285087 0 843 CSX Corp COM 126408103 10699 323067 SH DFND 1 306344 0 16723 Dean Foods Co* COM NEW 242370203 30675 1855769 SH DFND 1 1831985 0 23784 DSW Inc CL A 23334L102 4893 132676 SH DFND 1 132106 0 570 Endurance Specialty Holdings Ltd SHS G30397106 6733 110138 SH DFND 1 109027 0 1111 First Citizens BancShares Inc/NC CL A 31946M103 4825 18580 SH DFND 1 17587 0 993 First Solar Inc COM 336433107 18639 311749 SH DFND 1 305753 0 5996 FirstEnergy Corp COM 337932107 2663 75975 SH DFND 1 75199 0 776 Flextronics International Ltd ORD Y2573F102 51802 4085380 SH DFND 1 4029334 0 56046 Fossil Group Inc COM 34988V106 9546 115788 SH DFND 1 110836 0 4952 Freeport-McMoRan Inc CL B 35671D857 10588 558748 SH DFND 1 558748 0 0 Fresh Del Monte Produce Inc ORD G36738105 4293 110355 SH DFND 1 109805 0 550 General Electric Co COM 369604103 20261 816680 SH DFND 1 772253 0 44427 General Motors Co COM 37045V100 53225 1419339 SH DFND 1 1397351 0 21988 Gerdau SA SPON ADR REP PFD 373737105 262 81947 SH DFND 1 81947 0 0 Gilead Sciences Inc COM 375558103 9334 95126 SH DFND 1 90278 0 4848 GlaxoSmithKline PLC SPONSORED ADR 37733W105 8750 381930 SH DFND 1 378645 0 3285 Goodyear Tire & Rubber Co/The COM 382550101 37266 1376176 SH DFND 1 1353126 0 23050 Grupo Televisa SAB SPON ADR REP ORD 40049J206 5257 159262 SH DFND 1 151776 0 7486 Home Depot Inc COM 437076102 319 2810 SH DFND 1 2810 0 0 HSBC Holdings PLC SPON ADR NEW 404280406 4637 544970 SH DFND 1 539756 0 5214 Impax Laboratories Inc COM 45256B101 9874 210687 SH DFND 1 209786 0 901 Industrias Bachoco SAB de CV SPON ADR B 456463108 2856 57304 SH DFND 1 54835 0 2469 Infoblox Inc COM 45672H104 8076 338336 SH DFND 1 337291 0 1045 ING Groep NV SPONSORED ADR 456837103 33154 2269288 SH DFND 1 2249644 0 19644 Ingram Micro Inc CL A 457153104 72589 2889705 SH DFND 1 2852217 0 37488 Ingredion Inc COM 457187102 42631 547818 SH DFND 1 540766 0 7052 Intel Corp COM 458140100 231 7753 SH DFND 1 7753 0 0 Interpublic Group of Cos Inc/The COM 460690100 18689 844903 SH DFND 1 818887 0 26016 KB Financial Group Inc SPONSORED ADR 48241A105 51674 1458488 SH DFND 1 1453878 0 4610 KBR Inc COM 48242W106 1891 130597 SH DFND 1 129265 0 1332 KT Corp SPONSORED ADR 48268K101 25589 1956362 SH DFND 1 1954038 0 2324 Leucadia National Corp COM 527288104 7605 341215 SH DFND 1 329084 0 12131 Lockheed Martin COM 539830109 218 1099 SH DFND 1 1099 0 0 Lyondellbasell Industries CL A COM N53745100 226 2650 SH DFND 1 2650 0 0 ManpowerGroup Inc COM 56418H100 40686 472278 SH DFND 1 469663 0 2615 Micron Technology Inc COM 595112103 7606 280375 SH DFND 1 280375 0 0 Microsoft Corp COM 594918104 233 5637 SH DFND 1 5637 0 0 Nippon Telegraph & Telephone Corp SPONSORED ADR 654624105 132563 2153047 SH DFND 1 2141687 0 11360 Novartis AG SPONSORED ADR 66987V109 2079 21030 SH DFND 1 21030 0 0 NRG Energy Inc COM NEW 629377508 31177 1237693 SH DFND 1 1221506 0 16187 NTT DOCOMO Inc SPONS ADR 62942M201 315 18090 SH DFND 1 18090 0 0 Old Republic International Corp COM 680223104 9070 607110 SH DFND 1 586369 0 20741 Oracle Corp COM 68389X105 48051 1113598 SH DFND 1 1098665 0 14933 Petrobras Argentina SA* SPONS ADR 71646J109 4148 607331 SH DFND 1 605284 0 2047 Pfizer Inc COM 717081103 33486 962535 SH DFND 1 933315 0 29220 POSCO SPONSORED ADR 693483109 80621 365761 SH DFND 1 363003 0 2758 Questar Corp COM 748356102 7085 296980 SH DFND 1 285610 0 11370 Royal Dutch Shell PLC SPON ADR B 780259107 76432 1219016 SH DFND 1 1200800 0 18216 Royal Dutch Shell PLC SPONS ADR A 780259206 475 7970 SH DFND 1 7970 0 0 Ruby Tuesday Inc COM 781182100 1979 329319 SH DFND 1 325816 0 3503 Sanofi SPONSORED ADR 80105N105 112169 1137044 SH DFND 1 1125316 0 11728 SAP SE SPON ADR 803054204 12218 169392 SH DFND 1 167920 0 1472 Shinhan Financial Group Co Ltd SPN ADR RESTRD 824596100 264 7100 SH DFND 1 7100 0 0 Silver Standard Resources Inc COM 82823L106 2375 524299 SH DFND 1 519309 0 4990 SK Telecom Co Ltd SPONSORED ADR 78440P108 41584 1528275 SH DFND 1 1520291 0 7984 SkyWest Inc COM 830879102 9865 675263 SH DFND 1 668969 0 6294 Suncor Energy Inc COM 867224107 322 11030 SH DFND 1 11030 0 0 Superior Energy Services Inc COM 868157108 3185 142612 SH DFND 1 141097 0 1515 Sykes Enterprises Inc COM 871237103 4235 170460 SH DFND 1 168711 0 1749 Symantec Corp COM 871503108 15623 668519 SH DFND 1 646872 0 21647 Taiwan Semiconductor Manufacturing Co Ltd SPONSORED ADR 874039100 681 29029 SH DFND 1 29029 0 0 Tata Motors Ltd SPONSORED ADR 876568502 225 5000 SH DFND 1 5000 0 0 Tech Data Corp COM 878237106 26101 451816 SH DFND 1 444961 0 6855 Telecom Italia SpA SPON ADR SVGS 87927Y201 16601 1783160 SH DFND 1 1767392 0 15768 Telefonaktiebolaget LM Ericsson ADR B SEK 10 294821608 34401 2741127 SH DFND 1 2724292 0 16835 Telefonica SA SPONSORED ADR 879382208 2558 179812 SH DFND 1 179812 0 0 Teva Pharmaceutical Industries Ltd ADR 881624209 114910 1844465 SH DFND 1 1839236 0 5229 The Blackstone Group LP COM 09253U108 214 5647 SH DFND 1 5647 0 0 Time Inc COM 887228104 43116 1921393 SH DFND 1 1893462 0 27931 Toyota Motor Corp SP ADR REP2COM 892331307 17684 253427 SH DFND 1 252150 0 1277 Triumph Group Inc COM 896818101 21769 364518 SH DFND 1 359374 0 5144 Turkcell Iletisim Hizmetleri AS SPON ADR NEW 900111204 14402 1105313 SH DFND 1 1105313 0 0 Tyson Foods Inc CL A 902494103 43690 1140739 SH DFND 1 1121450 0 19289 UBS Group AG SHS H42097107 116639 6214158 SH DFND 1 6184246 0 29912 Vanguard Dividend Appreciation ETF 921908844 355 4429 SH DFND 1 4429 0 0 Vanguard High Dividend Yield ETF 921946406 253 3742 SH DFND 1 3742 0 0 Vanguard Short Term Bond Fund ETF 921937827 535 6660 SH DFND 1 6660 0 0 Verizon Communications Inc COM 92343V104 9479 194938 SH DFND 1 184619 0 10319 Wal-Mart Stores Inc COM 931142103 9671 117592 SH DFND 1 111872 0 5720 Whiting Petroleum Corp COM 966387102 1792 58000 SH DFND 1 58000 0 0